Citation Numbers: 654 A.2d 569, 439 Pa. Super. 385
Judges: Cirillo, Tamilia and Hoffman
Filed Date: 2/6/1995
Status: Precedential
Modified Date: 8/26/2023
This is an appeal from an order of the Court of Common Pleas of McKean County. We reverse.
Appellant Benjamin S. Kohler was voluntarily sterilized by vasectomy in June of 1970. Mr. Kohler’s semen was tested in August of 1970 and no spermatozoa were seen. Four years later, appellant married appellee Linda M. Kohler. Mrs. Kohler was aware of Mr. Kohler’s vasectomy prior to the marriage.
Early in 1982 Mrs. Kohler determined that she was pregnant. She told her husband that the father of the child was a man from Buffalo; she made up a first name and told Mr. Kohler that she did not know exactly where he lived. Despite the circumstances, Mr. Kohler agreed to stay with Mrs. Kohler and help her financially as Mrs. Kohler was unemployed and her health insurance was maintained through Mr. Kohler’s employer.
Mrs. Kohler’s daughter, Leslie, was born in June of 1982. It was not until 1987 that Mr. Kohler learned that Leslie’s father in fact was Mr. Bleem, a next-door neighbor and friend of the Kohlers. Mr. Bleem admitted his paternity to Mrs. Kohler and to Mrs. Kohler’s sister; he did not, however, admit this to Mr. Kohler.
In the meantime, Mr. Kohler had contrived a story to his own mother that his vasectomy had been reversed. He did this, apparently, so as not to upset his mother. Thereafter, Mr. Kohler told his mother the truth, as he then understood it.
Mr. Bleem and Mrs. Kohler had been involved in an adulterous relationship for approximately four years prior to Leslie’s birth; they continued the relationship after Leslie’s birth. In 1988, one year after learning of the relationship between his wife and Mr. Bleem, Mr. Kohler left the marital home. Mr. Kohler testified that he could live with the idea that a stranger had fathered his wife’s child, but he could not tolerate the idea of living next door to the man.
After the Kohlers separated, Mr. Bleem maintained a relationship with both Mrs. Kohler and Leslie. Leslie referred to Mr. Bleem as “Uncle Dave.” Mr. Bleem had been in frequent contact with Leslie since her birth and he continued that relationship with her after the Kohlers’ separation. Leslie continued to visit and spend the night at Mr. and Mrs. Bleem’s home. Mr. Bleem bought presents for Leslie, gave Mrs. Kohler money for Leslie’s benefit, and visited Leslie frequently-
On May 16, 1989, Mrs. Kohler filed a support action against Mr. Bleem; at this point, Mr. Bleem restricted his contact with Leslie and filed a complaint to join Mr. Kohler as an additional defendant. The trial court ordered blood tests for all parties involved. The tests revealed that Mr. Kohler was positively excluded as Leslie’s father, and that the probability of Mr. Bleem’s paternity was 98.72%.
In March of 1990, Mr. Kohler filed a complaint in divorce; he made no claim for custody, partial custody, or visitation of Leslie. The Kohlers were divorced on August 16, 1990.
On January 27,1992, Mr. Bleem filed a motion for summary judgment averring that Mr. and Mrs. Kohler were both es-topped from denying Mr. Kohler’s paternity. The trial court denied Mr. Bleem’s motion, stating:
... [Mr. Kohler] is sterile and cannot be the father of the child; ... the plaintiff has rebutted the presumption that the child born during the marriage is a child of the marriage by clear and convincing evidence ...
In this case it seems to me that the paternity by estoppel doctrine serves no significant purpose. It’s undisputed, I find as a fact that it’s undisputed that the defendant [Mr. Bleem] is in fact the father, that Leslie knows he is the father, that the marriage is no longer intact, that Mr. Kohler assumed the duties initially of parenthood through a misrepresentation and [sic] acquiesced in by Mr. Bleem. This raises a question in my mind about whether Mr. Kohler should be relieved of his obligation [of] support once the true facts are known and the marriage is. broken. However, I find no precedent in the law for doing so and I feel that the present state of the law requires that the support obligation be placed on Mr. Kohler.
A final order of support was entered against Mr. Kohler on March 29, 1994. This appeal followed. Mr. Kohler raises the following issues for our review:
1. Whether the trial court erred in concluding that, under the facts of this case, it had no choice but to apply the doctrine of paternity by estoppel?
2. Whether precedent demands the application of the paternity by estoppel doctrine to a case involving a child born in wedlock, involving fraud, and where neither the best interests and welfare of the child nor public policy would be advanced by the invocation of the estoppel doctrine by the actual father or on behalf of the child?
3. Whether, under the facts of this case, the actual father was, because of his participation in fraud, estopped from invoking the doctrine of paternity by estoppel?
4. Whether the trial court erred in concluding that the appellant’s acts of equitable estoppel [sic] were adequately established as a matter of law?
5. Whether the actual father lacked standing to invoke the doctrine of paternity by estoppel and was, himself, estopped to deny the paternity of the child?
In John M., supra, 524 Pa. at 306, 571 A.2d 1380, the Pennsylvania Supreme Court reaffirmed the force of this presumption, characterizing it as “one of the strongest presumptions known to law.” Id. at 312-13, 571 A.2d at 1383 (citing Cairgle, supra, 366 Pa. 249, 77 A.2d at 439); see also Selm v. Elliott, 411 Pa.Super. 602, 602 A.2d 358 (1992).
*390 The “presumption of legitimacy” arose from the reluctance of the law to declare a child “illegitimate,” because the status “illegitimate” historically subjected a child so labelled to significant legal and social discrimination.[1 ] [citations omitted]. In Pennsylvania, however, the General Assembly has eliminated the legal distinction (and discrimination) between “legitimate” and “illegitimate” children.[2 ]
At common law a child born of a married woman was conclusively presumed to be legitimate unless her husband was not within the four seas which bounded the kingdom, but later it was held that the presumption of legitimacy could be overcome if the husband and wife lived at a distance from each other so that access was very improbable. This was the rule applied in Pennsylvania in 1814. Commonwealth v. Shepherd, 6 Binney 283, 286.
Commonwealth ex rel. Goldman v. Goldman, 199 Pa.Super.
Here, the trial court found that clear and convincing evidence had been presented with respect to Mr. Kohler’s sterility so as to rebut the presumption that Leslie was a child of the marriage. Nonetheless, the trial court applied the doctrine of paternity by estoppel, finding no precedent for precluding application of the doctrine.
The principle that a husband is estopped from denying paternity where he has accepted his wife’s child and held it out as his own emerged in Goldman, supra, 199 Pa.Super. at 274, 184 A.2d 351. There, the parties, husband and "wife, had three children born of the marriage. A divorce action was pending and wife sought support from husband for the three children. Husband filed a petition denying paternity of the two younger children and requesting that the court order blood tests. The trial court granted husband’s request and wife appealed. In discussing the applicability of the Uniform Act on Blood Tests
We recognize that there is something disgusting about a husband who, moved by bitterness toward his wife, suddenly questions the legitimacy of her child whom he has been accepting and recognizing as his own. Except in rare situations the rules of evidence have heretofore prevented his doing this. . By providing a new method to overcome the presumption of legitimacy, the legislature has opened avenues to a husband to question the paternity of his wife’s children which never before were available to him. We think that this right to question the paternity is not unlimited. Where the husband has accepted his wife’s child and held it out as his own over a period of time, he is estopped from denying paternity. 31 C.J.S. Estoppel § 110.
Goldman, 199 Pa.Super. at 282-83, 184 A.2d at 355 (emphasis added).
In Goldman, the husband denied paternity of the two younger children. Of these two, the first was born before the parties separated; the youngest child was conceived and born after the parties had separated. The court affirmed the trial court’s order granting husband’s request for blood tests pertaining to the paternity of both children. The court stated: “It does not appear from the record before us that the defendant is guilty of laches, nor of such conduct as would estop him from denying paternity____ He, therefore, -... is entitled to an order requiring blood grouping tests of the parties involved.” Id.
One year later, in Commonwealth ex rel. Weston v. Weston, 201 Pa.Super. 554, 193 A.2d 782 (1963), this court held that
The doctrine of paternity by estoppel has also been applied in cases involving children born out of wedlock. See, e.g., Jefferson v. Perry, 432 Pa.Super. 651, 639 A.2d 830 (1994); In the Matter of Montenegro, 365 Pa.Super. 98, 528 A.2d 1381 (1987). Principles of estoppel are peculiarly suited to cases where a child is conceived out of wedlock, because in those cases, no presumptions regarding paternity apply. See Jefferson, supra, 432 Pa.Super. at 651, 639 A.2d 830; cf. Everett v. Anglemeyer, 425 Pa.Super. 587, 625 A.2d 1252 (1993). See also 23 Pa.C.S.A. § 5102(b)(2).
The interaction of the doctrine of paternity by estoppel, the presumption that a child born to a married woman is a child of the marriage, and the allegations of fraud in this case must first be explored before we can determine whether Mr. Bleem may invoke estoppel principles. First, if the matter involves a child born out of wedlock, no presumptions apply and the determination will turn on application of estoppel principles to the particular facts of the case. See In the Matter of Naja Green, 437 Pa.Super. 606, 650 A.2d 1072 (1994); Jefferson, supra, 432 Pa.Super. at 651, 639 A.2d 830;
While the appeal was pending before this court, the trial court entered an order adjudicating Trojak as the child’s natural father. This court reversed and remanded and the Pennsylvania Supreme Court accepted allocatur. The Supreme Court affirmed this court’s order. Jones, 535 Pa. at 106-07, 634 A.2d at 207. The Supreme Court held that a court order requiring blood tests was subject to interlocutory review. The Court also held that there must first be a determination that the child born to a married couple is not the child of the marriage before blood tests can be ordered for a third party, and that in this case the presumption had been overcome.
*396 We adopt the approach taken by the Superior Court in Christianson v. Ely, [390 Pa.Super. 398, 568 A.2d 961 (1990),] which mandates that before an order for a blood test is appropriate to determine paternity the actual relationship of the presumptive father and natural mother must be determined. 390 Pa.Super. 398, 409, 568 A.2d 961, 966....
Jones, 535 Pa. at 104-05, 634 A.2d at 206. The exact language used in Christianson reads:
This case must, therefore, be remanded for further evidence to be. presented to the court as to the actual relationship of the presumptive father and natural mother and as to whether or not the doctrine of estoppel applies. Only in the event that estoppel does not apply and it appears the father did not accept the child to be his own by holding it out and/or supporting the child, will the mother be permitted to proceed with her claim against [Ely] which may be' aided by use of the blood test. If there is substantial evidence to the effect that the father has denied paternity and refused to accept responsibility from the time he was reasonably aware of his non-paternity, then the rule in Goldman would apply and permit the taking of the blood test of [Ely]. Otherwise the presumption of legitimacy has not been rebutted and estoppel must be invoked to prevent the blood test with the issue of paternity settled in favor of the presumptive father.
Christianson, 390 Pa.Super. at 409-10, 568 A.2d at 966 (emphasis added).
It appears clear from the case law on these issues that estoppel principles will automatically be invoked (when operative under the facts of the case) if clear and convincing evidence has been offered to rebut the presumption that a child born during coverture is a child of the marriage. Jones, supra, 535 Pa. at 95, 634 A.2d 201; Everett, supra, 425 Pa.Super. at 587, 625 A.2d 1252; Gonzalez, supra, 245 Pa.Super. at 307, 369 A.2d 416; Weston, supra, 201 Pa.Super. at 554, 193 A.2d 782. In the more common fact situations,
What remains uncertain in the law, however, is the applicability of the equitable doctrine of estoppel where (1) clear and convincing evidence has been offered to rebut the presumption; (2) the party seeking to invoke estoppel in his or her favor is guilty of fraud or misrepresentation; and (3) there is no intact family. What is of significant import in our determination in this instance is this last factor. Cf. In the Matter of Naja Green, supra, 437 Pa.Super. at 606, 650 A.2d 1072 (“Public policy dictates that the parent/child bond be nurtured. We are bound to preserve that relationship where it exists.”). We take note of the suggestion that the presumption “becomes easier to rebut when the marriage is no longer intact.” Wilder, Pa. Family Law Prac. and Proc. (3rd ed.), § 27-4. See, e.g., Jones, supra, 535 Pa. at 95, 634 A.2d 201; Selm, supra, 411 Pa.Super. at 602, 602 A.2d 358. The presumption that a child born during a marriage is a child of the marriage and the doctrine of paternity by estoppel grew out of a concern for the protection of the family unit; where that unit no longer exists, it defies both logic and fairness to apply equitable principles to perpetuate a pretense. In this case, application of estoppel would punish the party that sought to do what was righteous and reward that party that has perpetrated a fraud. See B.O. v. C.O., 404 Pa.Super. 127, 130-32, 590 A.2d 313, 315 (1991) (“When an allegation of fraud is injected in a case, the whole tone and tenor of the matter changes. It opens the door to overturning settled issues and policies of the law.”).
[In John M.] there is in short, a family involved ... [a] woman and a man who have married and lived together as*398 husband and wife, giving birth to and raising four children. ... In [Jones ], however, we ... are convinced that the facts indicate that the presumptive father and mother repudiated their marriage vows long ago. Additionally, we have evidence that the presumptive father did not accept the child as his own. The circumstances before us, as found by the trial court, are that the presumptive father has never financially or emotionally supported Katie. Moreover, the trial court found that during the time Katie was conceived, [Mrs.] Jones was not sexually involved with the presumptive father because he was impotent, and this testimony was not rebutted by either the presumptive father or the putative father. Thus, we agree with the Superior Court that there being no intact family considerations present, a determination regarding Trojak’s paternity is necessary to resolve the child support claim made by Jones.
Jones, 535 Pa. at 106-07, 634 A.2d at 207 (emphasis added).
In this case, there are no intact family considerations. The presumption that Leslie is a child of the marriage has been overcome by clear and convincing evidence of Mr. Kohler’s vasectomy and a subsequent test which revealed no spermatozoa in his semen. See Goldman, supra, 199 Pa.Super. at 374, 184 A.2d 351; see also John M., supra, 524 Pa. at 306, 571 A.2d 1380 (presumption can be overcome only by proof of facts establishing nonaccess or impotency). Moreover, Leslie has established a relationship with Mr. Bleem and apparently has not been traumatized by the knowledge that he is in fact her father. Blood tests, which were conclusive as to Mr. Bleem’s paternity, were, therefore, a relevant fact. See John M., supra; cf. Scott v. Mershon, 394 Pa.Super. 411, 576 A.2d 67 (1990).
What the trial court neglected to consider, however, is the role of estoppel principles in a factual situation such as this, that is, one involving fraud and misrepresentation and the absence of an intact family. The confusion in this case arises from the fact that Mr. Kohler did accept Leslie as his daughter, knowing that she was not his child. This brings into play the paternity by estoppel doctrine. Mr. Kohler, however, was operating under the misrepresentation that an “unknown” man had fathered the child. But for this fact, Mr. Kohler indicated that he would have left his wife immediately. In fact, Mr. Kohler did so when he was told that Mr. Bleem was Leslie’s natural father.
In Gulla v. Fitzpatrick, 408 Pa.Super. 269, 596 A.2d 851 (1991), this court explained that the doctrine of equitable estoppel is aimed at “achieving fairness between the parents by holding them, both mother and father, to their prior conduct regarding the paternity of the child.” Id. at 279, 596 A.2d at 856. “Every such case must be decided after a close analysis of all of the facts and circumstances[.]” Id. The Gulla court emphasized that the proper focus is on the relationship between father and child. Id.
Despite the subterfuge on the part of Mrs. Kohler and Mr. Bleem, both were aware of the child’s true paternity. Although for six years Mr. Kohler was unaware that Mr. Bleem was Leslie’s father, he knew that he had not fathered the child. Furthermore, when he learned of the child’s true parentage, Mr. Kohler left the marital home. Compare Jones, supra, 535 Pa. 95, 634 A.2d 201 (presumption that child was a child of the marriage was overcome; undisputed evidence indicated that during time of conception mother was not sexually involved with presumptive father, and presumptive father did not accept child as his own since he had never financially or emotionally supported the child) with Common
We conclude, therefore, that the presumption that Mr. Kohler was Leslie’s father was rebutted by clear and convincing evidence and that, under these circumstances, Mr. Bleem is precluded from utilizing equitable principles. Application of estoppel is inappropriate in this case. The trial court, therefore, erred in allowing Mr. Bleem to invoke the doctrine of estoppel to preclude Mr. Kohler’s denial of paternity.
Reversed.
. Throughout history, illegitimate children were precluded from, among other legal rights, entering certain professions. The Book of Deuteronomy states:
A bastard shall not enter into the congregation of the Lord; even to his tenth generation shall he not enter into the congregation of the Lord.
Deut. 23:2.
At common law, a child born out of wedlock, referred to as a bastard, was considered a nonperson and was not entitled to support from the father or inheritance from either parent. 1 W. Blackstone, Commentaries 459; Davis v. Houston, 2 Yeates 280 (1878).
. The General Assembly has declared all children to be legitimate:
All children shall be legitimate irrespective of the marital status of their parents, and in every case where children are born out of wedlock, they shall enjoy all the rights and privileges as if they had been born during the wedlock of their parents except as otherwise provided in Title 20 (relating to decedents, estates and fiduciaries).
. At common law, neither the husband nor the wife was permitted to "bastardize” his or her child, and thus neither could testify as to non-access. This rule originated in dictum advanced by Lord Mansfield in Goodright v. Moss, 2 Cowp. 591 (1771), and was followed in the Commonwealth for some time. See Commonwealth ex rel. Goldman v. Goldman, supra, and Commonwealth v. Carrasquilla, 191 Pa.Super. 14, 155 A.2d 473 (1959). The rule has since been abandoned and both husband and wife are competent to testify to this issue. See McCue v. McCue, 413 Pa.Super. 71, 604 A.2d 738, appeal denied, 531 Pa. 655, 613 A.2d 560 (1992); Commonwealth ex rel. Savruk v. Derby, 235 Pa.Super. 560, 344 A.2d 624 (1975).
. Additionally, the presumption that a child born to a married woman is a child of the marriage is overcome if blood tests show that the woman's husband is not the father of the child. See 23 Pa.C.S.A. § 5104(g). However, this statute is somewhat anomalous in light of the Pennsylvania Supreme Court’s recent announcement in Jones v. Trojak, 535 Pa. 95, 634 A.2d 201 (1993), that a court "may order blood tests to determine paternity only when the presumption of paternity has been-overcome.” Id. at 105, 634 A.2d at 206, (citing John M. v. Paula T., 524 Pa. 306, 571 A.2d 1380, cert. denied, 498 U.S. 850, 111 S.Ct. 140, 112 L.Ed.2d 107 (1990)).
. July 13, 1961, P.L. 587, 28 P.S. § 307.1 et seq., 1976, July 9, P.L. 586, No. 142, § 2, 42 Pa.C.S.A. §§ 6131-6137, December 19, 1990, P.L. 1240, No. 206, § 2, effective in 60 days, 23 Pa.C.S.A. § 5104.
. Judge Montgomery filed a dissenting opinion, in which Judge Watkins joined. In his dissent, Judge Montgomery opined that he would not find the Uniform Act on Blood Tests to Determine Paternity applicable to challenge the paternity of a child born during wedlock. Judge Montgomery stated: "Families may live together for many years before this charge [of illegitimacy] is asserted. This is clearly against all reason, common sense, and morals, in the light of the sanctity which we have given to the family unit in our way of life.” Goldman, 199 Pa.Super. at 288, 184 A.2d at 358 (Montgomery, J., dissenting).
. The General Assembly has codified the principles of paternity by estoppel in cases involving children born out of wedlock. See 23 Pa.C.S.A. § 5102(b)(2). The relevant section provides:
(b) For purposes of prescribed benefits to children born out of wedlock by, from and through the father, paternity shall be determined by any one of the following' ways:
(2) If during the lifetime of the child, the father openly holds out the child to be his and receives the child into his home, or openly holds out the child to be his and provides support for the child which shall be determined by clear and convincing evidence.
23 Pa.C.S.A. § 5102(b).
. There was evidence that Trojak admitted Mrs. Jones told him that she was not having sexual relations with her husband at or around the time Katie was conceived; that both Trojak and Mrs. Jones admitted to sexual relations for one to two years prior to conception and during the time of conception; that Trojak made weekly support payments for approximately two years; and, that Trojak paid other expenses "for Katie.” Jones, 535 Pa. at 104 n. 7, 634 A.2d at 206 n. 7.
. Although Mr. Bleem contends that he was not a party to Mrs. Kohler’s misrepresentation to her husband that the father of the child was a man from Buffalo, Mr. Bleem acknowledged the fraud, admitted an intimate relationship with Mrs. Kohler during the time of conception, and was aware of Mrs. Kohler’s confidence that he was the child’s father. He also admitted his paternity to Mrs. Kohler and Mrs. Kohler’s sister. Mr. Bleem did nothing to dispel the misrepresentation upon which Mr. Kohler relied. See Delahanty v. First Pennsylvania Bank, N.A., 318 Pa.Super. 90, 108, 464 A.2d 1243, 1252 (1983).
. In the instant case, the blood tests have already been performed and this court is not aware of a previous appeal for review of that interlocutory order. This does not, however, preclude consideration or application of equitable estoppel principles. The estoppel doctrine is equally applicable in cases arising in the context of requests for permission to take blood tests as it is in cases such this, where blood tests have already been taken. See Commonwealth ex rel. Gonzalez v. Andreas, 245 Pa.Super. 307, 310-12, 369 A.2d 416, 418 (1976).