Com. v. Nguyen, T.

J-S49014-20
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
TAN CAO NGUYEN :
:
Appellant : No. 109 WDA 2020
Appeal from the Order Entered December 26, 2019
In the Court of Common Pleas of Venango County Criminal Division at
No(s): CP-61-CR-0000067-2017
BEFORE: OLSON, J., DUBOW, J., and STEVENS, P.J.E.*
MEMORANDUM BY OLSON, J.: FILED DECEMBER 11, 2020
Appellant, Tan Cao Nguyen, appeals from the order entered December
26, 2019, which dismissed his petition for collateral relief filed pursuant to the
Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. §§ 9541-9546. We affirm.1
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* Former Justice specially assigned to the Superior Court.
1 On June 23, 2020, this Court, by per curium order, dismissed Appellant’s
appeal for failure to file a brief. Order, 6/23/20. On July 2, 2020, Appellant’s
counsel filed a petition to reinstate the appeal and a petition to vacate this
Court’s dismissal order. On July 9, 2020, this Court reinstated the appeal and
ordered Appellant to file his brief on or before August 5, 2020. Order, 7/9/20.
Appellant’s counsel filed a brief through the PACFile electronic filing system on
July 10, 2020. Appellant, however, failed to file a paper version of his brief
with the requisite number of copies. Accordingly, on August 27, 2020, this
Court ordered Appellant to file a paper version of his brief with the requisite
copies within seven days of this Court’s order, i.e. September 3, 2020. Order,
8/27/20. Appellant did not file a paper version of his brief until September
17, 2020, 21 days after this Court’s order. Thus, we could have dismissed
Appellant’s appeal for failure to comply with an order issued by this Court.
However, as will be explained more fully below, both claims raised by
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The PCRA court accurately summarized the facts and procedural history
of this case as follows.
On February 23, 2017, [Appellant] pled guilty to one [] count of
criminal attempt of robbery, in violation of 18 Pa. C.S.A.
§ 3702(a), a first degree felony; [and] one [] count of theft by
unlawful taking, in violation of 18 [Pa.C.S.A.] § 3921(a), a third
degree felony. Upon accepting the plea, the court ordered a
psychiatric assessment of [Appellant]. Based on the psychiatric
examination and report, the [c]ourt determined [Appellant] was
guilty but mentally ill at the time of the commission of the offense
and permitted [Appellant] to withdraw his initial guilty plea and
enter a plea of guilty but mentally ill. On June 1, 2017, [Appellant]
was sentenced, pursuant to [the] guilty but mentally ill provisions
of the [statute] and the Mental Health Procedures Act, to an
aggregate [term] of three [] to [22] and one-half [] years[‘
imprisonment].
On July 19, 2017, the [c]ourt granted prior defense counsel's
motion to withdraw. Subsequently, [o]n June 29, 2018, current
[d]efense [c]ounsel filed his entry of appearance and [a PCRA
petition] based on ineffective [assistance of] counsel. On July 17,
2018, the [PCRA c]ourt issued an order scheduling a hearing on
[Appellant’s] PCRA petition for September 14, 2018 and reminding
[d]efense [c]ounsel to file a motion to transport [Appellant]. That
order was served via facsimile to the District Attorney's office and
[d]efense [c]ounsel's office. Defense [c]ounsel failed to file a
motion to have [Appellant] transported to be present for the PCRA
hearing and failed to attend the hearing[. Therefore, on
September 18, 2018, the c]ourt dismissed [Appellant’s] PCRA
petition. [Appellant then appealed the PCRA court’s order.]
***
On August 12, 2019, [a panel of this Court] issued an opinion
vacating and remanding th[e PCRA c]ourt's dismissal of the PCRA
petition. [Commonwealth v. Nguyen, 2019 WL 3781912 at *1
(Pa. Super. Aug 12, 2019).] … [Ultimately, this Court] concluded
____________________________________________
Appellant are waived. As such, we decline to dismiss his appeal based upon
his failure to file a timely paper appellate brief.
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that [the PCRA court] abused its discretion by dismissing the case
rather than imposing a different sanction tailored to [d]efense
[c]ounsel's error.
On remand, th[e PCRA c]ourt conducted a hearing on [Appellant’s]
PCRA petition on December 20, 2019. At that hearing, the [c]ourt
received testimony from [Appellant] and prior defense counsel,
Attorney [Jeri Louise] Bolton. The court admitted evidence
regarding [Appellant’s] competence at the time that he entered
his initial guilty plea and during subsequent stages of the
proceedings, and regarding [Appellant’s] mental state at the time
he engaged in the conduct forming the basis of his conviction.
PCRA Court Opinion, 4/7/20, at 1-5 (internal citations omitted). Thereafter,
on December 26, 2019, the PCRA court denied Appellant’s PCRA petition. This
timely appeal followed.2
Appellant raises the following issues on appeal:
I. Did the [PCRA] court abuse its discretion in dismissing
[Appellant’s] PCRA [petition] where trial counsel was ineffective
for failing to investigate and effectuate an insanity defense?
II. Did the [PCRA] court abuse[] its discretion in [] dismissing
[Appellant’s] PCRA [petition] on the basis that [Appellant] was not
competent at the time of his plea or sentencing as he was hearing
voices and was non-responsive to basic inquiries?
Appellant’s Brief at 7.
In his first issue, Appellant contends that the PCRA court erred in
dismissing his PCRA petition because trial counsel provided ineffective
assistance. Appellant, however, failed to raise this issue in his Rule 1925(b)
____________________________________________
2 Appellant filed a notice of appeal on January 21, 2020. On January 23, 2020,
the PCRA court entered an order directing Appellant to file a concise statement
of errors complained of on appeal pursuant to Pa.R.A.P. 1925(b)(1). Appellant
timely complied. The PCRA court issued its Rule 1925(a) opinion on April 7,
2020.
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statement. Indeed, Appellant only raised the following issues in his concise
statement:
I. The PCRA [c]ourt erred by dismissing/denying [Appellant’s] PCRA
petition as [he] was incompetent at the time . . . [he] enter[ed]
[his] plea [and at] sentencing.
II. The PCRA [c]ourt erred by dismissing/denying [Appellant’s] PCRA
petition as [he] did not fit the definition of “guilty by mentally ill.”
Appellant’s Concise Statement of Errors Complained of on Appeal, 2/13/20, at
1. Pa.R.A.P. 1925(b)(4)(vii) provides that “[i]ssues not included in the
[concise s]tatement and/or not raised in accordance with the provisions of this
paragraph (b)(4) are waived.” Pa.R.A.P. 1925(b)(4)(vii). Because Appellant
did not raise his claim of ineffectiveness in his concise statement, we conclude
that his first appellate issue is waived. See Commonwealth v. Dowling,
778 A.2d 683, 686 (Pa. Super. 2001) (explaining that “any issues not raised
in [a Rule 1925(b)] statement [are] waived”).
In his second issue, Appellant argues that the PCRA court erred in
dismissing his PCRA petition because, at the time he entered his plea, and
during sentencing, he was not competent. As we have stated:
[t]his Court's standard of review regarding an order dismissing a
petition under the PCRA is whether the determination of the PCRA
court is supported by evidence of record and is free of legal error.
In evaluating a PCRA court's decision, our scope of review is
limited to the findings of the PCRA court and the evidence of
record, viewed in the light most favorable to the prevailing party
at the trial level. We may affirm a PCRA court's decision on any
grounds if it is supported by the record.
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Commonwealth v. Rivera, 10 A.3d 1276, 1279 (Pa. Super. 2010) (internal
citations omitted).
We observe the following:
“to be entitled to PCRA relief, a petitioner must plead and prove,
inter alia, that the allegation of error has not been previously
litigated or waived.” Commonwealth v. Berry, 877 A.2d 479,
482 (Pa. Super. 2005), appeal denied, 917 A.2d 844 (Pa. 2007).
“An issue is waived if it could have been raised prior to the filing
of the PCRA petition, but was not.” Id. These statements in
Berry are derived directly from Section 954[4](b) of the PCRA,
which provides that “an issue is waived if the petitioner could have
raised it but failed to do so before trial, at trial, during unitary
review, on appeal or in a prior state post[-]conviction proceeding.”
42 Pa.C.S.[A.] § 954[4](b).
Commonwealth v. Turetsky, 925 A.2d 876, 879 (Pa. Super. 2007). Thus,
if an issue presented in a PCRA petition could have been raised on direct
appeal and was not, the issue is waived. Id.Herein, a review of the certified record reveals that Appellant could have
raised the issue of his competency before the trial court but failed to do so.
Indeed, Appellant did not raise this issue after he entered his plea, during
sentencing, or in a post-sentence motion. Appellant also failed to file a direct
appeal. Furthermore, Appellant currently raises this issue as a standalone
claim, and does not couch his claim in terms of ineffective assistance of
counsel. Therefore, Appellant’s second appellate issue is also waived. See
Commonwealth v. Wagner, 2020 WL 6609961, at *4 (Pa. Super. Nov. 12,
2020) (unpublished memorandum) (holding that the appellant’s claims of trial
court error were waived because she “failed to file either a timely
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post-sentence motion or direct appeal”); see also Commonwealth v.
Mason, 130 A.3d 601, 674 (Pa. 2015) (explaining that the appellant’s failure
“to couch the present claim within an ineffective assistance of prior counsel
claim” results in waiver).
Because both of Appellant’s issues are waived, we affirm the order of
the PCRA court.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 12/11/2020
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