Com. v. Lumb, J.

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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
JAMES J. LUMB :
:
Appellant : No. 435 EDA 2020
Appeal from the Judgment of Sentence Entered September 13, 2019
In the Court of Common Pleas of Montgomery County Criminal Division
at No(s): CP-46-CR-0001617-2018
BEFORE: DUBOW, J., MURRAY, J., and STEVENS, P.J.E.*
MEMORANDUM BY DUBOW, J.: FILED OCTOBER 19, 2020
Appellant, James J. Lumb, appeals from the Judgment of Sentence
entered following his open guilty plea to one count of Conspiracy and two
counts of Robbery.1 Appointed counsel, Matthew S. Hagarty, Esq., seeks to
withdraw his representation pursuant to Anders v. California, 386 U.S. 738
(1967). We affirm the Judgment of Sentence and grant counsel’s Application
to Withdraw as Counsel.
In February 2018, Appellant conspired with two others to rob a bank in
Gladwyne, Montgomery County. Following his arrest, Appellant entered an
open guilty plea on December 18, 2018, and the court ordered a Pre-Sentence
Investigation. On September 13, 2019, the court imposed an aggregate
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* Former Justice specially assigned to the Superior Court.
1 18 Pa.C.S. §§ 903(a), 3701(a)(1)(ii).
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sentence of two to five years of incarceration, within the standard range of
the Sentencing Guidelines.
Appellant timely filed a Post-Sentence Motion, asserting his sentence
was excessive because the court failed to give him due consideration for
cooperating with the Commonwealth. The trial court denied Appellant’s
Motion by operation of law. Appellant timely appealed and filed a court-
ordered Pa.R.A.P. 1925(b) Statement. The court issued a responsive Opinion.
Anders Brief
In this Court, counsel has filed an Anders Brief challenging the
discretionary aspects of Appellant’s sentence. Anders Br. at 2.2 In addition,
counsel has filed an Application to Withdraw as Counsel.
“When faced with a purported Anders brief, this Court may not review
the merits of any possible underlying issues without first examining counsel’s
request to withdraw.” Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa.
Super. 2007) (en banc) (citation omitted). Prior to withdrawing as counsel on
direct appeal under Anders, counsel must file a brief that meets the
requirements established by the Pennsylvania Supreme Court in
Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009), namely:
(1) provide a summary of the procedural history and facts, with
citations to the record;
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2 “Where a defendant pleads guilty without any agreement as to sentence, the
defendant retains the right to petition this Court for allowance of appeal with
respect to the discretionary aspects of sentencing.” Commonwealth v.
Brown, 982 A.2d 1017, 1019 (Pa. Super. 2009) (citation omitted).
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(2) refer to anything in the record that counsel believes arguably
supports the appeal;
(3) set forth counsel’s conclusion that the appeal is frivolous; and
(4) state counsel’s reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
In addition, counsel must provide a copy of the Anders brief to his
client. “Attending the brief must be a letter that advises the client of his right
to: ‘(1) retain new counsel to pursue the appeal; (2) proceed pro se on appeal;
or (3) raise any points that the appellant deems worthy of the court[’]s
attention in addition to the points raised by counsel in the Anders brief.’”
Commonwealth v. Orellana, 86 A.3d 877, 880 (Pa. Super. 2014) (quoting
Commonwealth v. Nischan, 928 A.2d 349, 353 (Pa. Super. 2007)).
Counsel has complied with the requirements of Anders as articulated in
Santiago and supplied Appellant with a copy of his Anders Brief and a letter
explaining the rights enumerated in Nischan. See Anders Br., Exh. B
(Letter, dated Sept. 30, 2020). Accordingly, counsel has satisfied the
technical requirements for withdrawal.3
Having addressed counsel’s technical compliance with Anders, we will
address the substantive issue raised by counsel. In addition, we must conduct
“a simple review of the record to ascertain if there appear on its face to be
arguably meritorious issues that counsel, intentionally or not, missed or
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3 Appellant did not respond to counsel’s Anders Brief.
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misstated.” Commonwealth v. Dempster, 187 A.3d 266, 272 (Pa. Super.
2018) (en banc).
Discretionary Aspects of Appellant’s Sentence
Appellant challenges the discretionary aspects of his sentence. See
Anders Br. at 2, 5-9.
A challenge to discretionary aspects of a sentence is not reviewable as
a matter of right. Commonwealth v. Leatherby, 116 A.3d 73, 83 (Pa.
Super. 2015). Rather, an appellant challenging the sentencing court’s
discretion must invoke this Court’s jurisdiction by (1) filing a timely notice of
appeal; (2) properly preserving the issue at sentencing or in a post-sentence
motion; (3) complying with Pa.R.A.P. 2119(f), which requires a separate
section of the brief setting forth a concise statement of the reasons relied upon
for allowance of appeal with respect to the discretionary aspects of a sentence;
and (4) presenting a substantial question that the sentence appealed from is
not appropriate under the Sentencing Code, 42 Pa.C.S. § 9781(b). Id.;
Commonwealth v. Evans, 901 A.2d 528, 533 (Pa. Super. 2006).
Appellant timely appealed. Further, Appellant sufficiently preserved his
claim in a Post-Sentence Motion, which requested a more lenient sentence
based on mitigating evidence presented at his sentencing hearing. See Post-
Sentence Motion, 9/23/19. Within his Anders Brief, counsel has failed to
include a Pa.R.A.P. 2119(f) Statement. However, “[w]here counsel files an
Anders brief, this Court has reviewed the matter even absent a separate
Pa.R.A.P. 2119(f) statement.” Commonwealth v. Zeigler, 112 A.3d 656,
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661 (Pa. Super. 2015) (citations omitted). We will proceed, therefore, to
consider whether Appellant’s claim presents a substantial question or is
frivolous. See id.
Whether a substantial question has been raised is determined on a case-
by-case basis. Commonwealth v. Moury, 992 A.2d 162, 170 (Pa. Super.
2010). “A substantial question exists only when the appellant advances a
colorable argument that the sentencing judge’s actions were either: (1)
inconsistent with a specific provision of the Sentencing Code; or (2) contrary
to the fundamental norms [that] underlie the sentencing process.” Id.
(citation and quotation marks omitted).
Appellant here asserts that the trial court imposed an excessive
sentence because it did not properly consider mitigating evidence showing
that he cooperated with the Commonwealth. See Post-Sentence Motion;
Anders Br. at 5-9.
It is well-settled that “[a]n allegation that the sentencing court failed to
consider certain mitigating factors generally does not necessarily raise a
substantial question.” Moury, 992 A.2d at 171 (citation omitted). In addition,
where the court had the benefit of a pre-sentence investigation report, we
may presume that it “was aware of relevant information regarding the
defendant's character and weighed those considerations along with mitigating
statutory factors.” Commonwealth v. Devers, 546 A.2d 12, 18 (Pa. 1988).
Here, the trial court had the benefit of a Pre-Sentence Investigation
Report. See N.T. Sentencing, 9/13/19, at 4. Thus, we may presume it was
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aware of Appellant’s particular circumstances. Moreover, the record confirms
that the trial court had appropriate information for its consideration. See id.
at 16-40 (court discussing at length the Pre-Sentence Investigation Report,
Appellant’s family support, Appellant’s role in these crimes, and the limited
and belated nature of his cooperation with the Commonwealth); Trial Ct. Op.,
3/4/20, at 4-6. Thus, we conclude that Appellant has not raised a substantial
question.
Following our review of the issue raised by Appellant in counsel’s
Anders Brief, we agree with counsel and conclude that this Appeal is wholly
frivolous. In addition, following an independent review of the record, we
discern no arguably meritorious issues that warrant further consideration.
Accordingly, we grant counsel’s Application to Withdraw as Counsel and affirm
Appellant’s Judgment of Sentence.
Application to Withdraw as Counsel granted; Judgment of Sentence
affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/19/20
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