Com. v. J.M.

J-S77003-14
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
J.M.
Appellant No. 2008 EDA 2013
Appeal from the Judgment of Sentence entered June 23, 2006
In the Court of Common Pleas of Philadelphia County
Criminal Division at No: CP-51-CR-1007631-2004
BEFORE: STABILE, JENKINS, and STRASSBURGER,* JJ.
MEMORANDUM BY STABILE, J.: FILED APRIL 13, 2015
Appellant, J.M., appeals pro se from the judgment of sentence
imposed on June 23, 2006 in the Court of Common Pleas of Philadelphia
County following his convictions for rape, 18 Pa.C.S.A. § 3121(c);
aggravated indecent assault, 18 Pa.C.S.A. § 3125; indecent assault, 18
Pa.C.S.A. § 3126; endangering the welfare of a child (EWOC), 18 Pa.C.S.A.
§ 4304; corrupting the morals of a minor, 18 Pa.C.S.A. § 6301; and unlawful
contact with a minor, 18 Pa.C.S.A. § 6318. Appellant alleges trial court error
relating to a stipulation entered into between the prosecution and defense
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*
Retired Senior Judge assigned to the Superior Court.
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counsel; insufficiency of evidence to support his conviction for EWOC; and
trial court error involving a jury instruction. Following review, we affirm.1
The trial court provided the following factual history:
[Appellant’s] convictions [ ] stemmed from his attacks on
three different victims: T.W., S.G., and C.W. T.W. and C.W. are
sisters and S.G. is their step-sister. All three victims were
between eleven and fourteen years old at the times of the
incidents and their testimony reveals that [Appellant] repeatedly
molested them over the course of about two years. Additionally,
T.W. testified that [Appellant] raped her twice during that time
period. All three girls are nieces of [Appellant’s,] their father (or
stepfather, in S.G.’s case) being [Appellant’s] brother.
C.W. testified at trial and recounted four separate times
when [Appellant] touched her in a sexual way. C.W. testified
that [Appellant] touched her breasts and put his hand down her
pants four different times: twice while she was watching
television in her grandmother’s basement, once at [Appellant’s]
house while C.W. was sleeping, and once in a bathroom
overlooking a back yard where C.W.’s sister was swimming in a
pool.
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1
Initially we note that this Court directed Appellant to show cause why his
appeal should not be quashed as untimely because he filed post-sentence
motions on June 10, 2013 from his June 23, 2006 judgment of sentence. In
response Appellant explained, inter alia, that the United States District Court
for the Eastern District of Pennsylvania granted his pro se federal habeas
corpus petition on February 14, 2013 and directed the Court of Common
Pleas of Philadelphia County to take action within 120 days to enable
Appellant to initiate a renewed direct appeal from his 2006 convictions. On
June 7, 2013, the trial court permitted Appellant to proceed pro se in
accordance with Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998).
Appellant filed his post-trial motion on June 10, 2013. The trial court denied
the motion on June 14, 2013 and directed Appellant to file a nunc pro tunc
direct appeal within thirty days of the order. Appellant filed his timely notice
of appeal on Monday, July 15, 2013. Appellant has satisfactorily
demonstrated that his appeal should not be quashed as untimely.
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S.G. testified about two separate times when [Appellant]
touched her inappropriately. She testified that she was at
[Appellant’s] house in his basement and after [Appellant] put his
hand down his own pants, he put his hand down S.G.’s pants
underneath her underwear. Additionally, S.G. attended a
cookout with [Appellant] for the Fourth of July and testified that
every time she hugged [Appellant], he would grab her buttocks.
T.W. testified about similar incidents. She testified that at
two different times, [Appellant] put his hand down her pants.
Additionally, [Appellant] one day followed T.W. into her
grandmother’s basement, pulled down her pants and raped her,
only stopping when her cousin walked in on the incident.
[Appellant] raped T.W. a second time on a bed in the second-
story back bedroom of his house.
Each victim also testified about several other incidents
when [Appellant] attempted to touch them sexually or said
inappropriate things to them. As discussed above, [Appellant]
was found guilty of various charges, including the rape of T.W.
Trial Court Opinion (T.C.O.), 3/17/14, at 2-3 (references to Notes of
Testimony omitted).
In his statement of errors complained of on appeal filed pursuant to
Pa.R.A.P. 1925(b), Appellant raised four issues, three of which he presents
for our consideration as follows:
I. [Whether] the trial court erred by forcing trial counsel to
stipulate to the absence of the school nurse allowing the
Commonwealth to introduce evidence that if she would
have testified she would have stated “that (T.W.) stated
her uncle (Appellant) forced her to have intercourse and
fondled her on different occasions[,”] which violated the
Appellant’s Sixth Amendment right to confront his accuser?
II. [Whether] the evidence was insufficient to sustain a
conviction for endangering the welfare of child?
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III. [Whether] the Appellant is entitled to a new trial as to the
rape offense because the jury was not instructed as to
which alleged victim this offense pertained, thus the
verdict could have been on the basis of any of the alleged
[] victims in this case, which only one pertained to the
alleged rape?
Appellant’s Brief at 5.
In his first issue, Appellant complains that a stipulation entered into
between his counsel and the prosecution deprived him of his Sixth
Amendment right of confrontation. “Appellant's assertion of a Confrontation
Clause violation presents an issue of law. Our scope of review is plenary and
our standard of review is de novo.” Commonwealth v. Williams, 103 A.3d
354, 358 (Pa. Super. 2014) (citations omitted).
Appellant complains that the Commonwealth requested to stipulate—
over defense counsel’s objection—that a school nurse, who was unavailable
to testify, would have testified that she spoke with T.W. and that T.W. told
her Appellant forced her to have intercourse and fondled her on different
occasions. Appellant’s Brief at 9-10. However, as the trial court explained:
The record reflects that [Appellant’s] attorney had two
problems with this proposed stipulation: first that it was
unnecessary because it simply confirmed the testimony of other
witnesses (who also indicated that it was [the school nurse]
who[m] T.W. first spoke to about [Appellant’s] actions), and
second, that the second part of the stipulation, relating to what
T.W. had told her father, was inadmissible.
This [c]ourt agreed with counsel’s second argument and
that part of the stipulation was not read. As to the first part, the
basis of [Appellant’s] claim on appeal is a Sixth Amendment
claim. This was not the basis for counsel’s objection at trial, and
therefore [Appellant’s] claim on appeal is waived. Morgan v.
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Sbarbaro, 453 A.2d 598 (1982) (theories not advanced as to an
issue in lower court are waived on appeal).
T.C.O., 3/17/14, at 5.
In its brief, the Commonwealth raised waiver in response to
Appellant’s argument, citing the in-chambers discussion that took place
between the trial judge and counsel. Commonwealth Brief at 12. That
exchange, in relevant part, was as follows:
[Counsel for Commonwealth]: . . . The teacher testified the
child only mentioned touching then disclosed the actual sexual
intercourse. That’s what the DHS worker will testify to as well[,]
that she went out [to T.W.’s home] the same day.
That’s an important part because there’s a conflict as to what
she originally . . . told her uncle[:] it was touching. . . . [I]t’s
necessary to bring out what she had said to the nurse and to the
DHS worker as to it being . . . sexual intercourse.
[Appellant’s counsel]: . . . I don’t know why we need hearsay
at this particular point. We had full direct and cross-examination
of the two girls and of the mother and the uncle.
The court: I will allow it to be admitted as far as it goes she
told the nurse that she had intercourse with [Appellant].
[Appellant’s counsel]: What about . . . she told the father
nothing else happened.
The court: I don’t think that comes in.
[Counsel for Commonwealth]: I won’t bring that in the
stipulation. She’ll testify the child told her that she’d had
intercourse – he forced her to have intercourse and fondled her
on some occasions.
[Appellant’s counsel]: I just object to that again. That’s all
been established.
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The court: Your objection is noted and I will instruct the jurors
as to the stipulation before he reads it.
Notes of Testimony (N.T.), Trial, 11/22/05, at 170-72.
When the trial was reconvened, the stipulation was presented as
follows:
The court: [The District Attorney] is going to read a stipulation
to you. When the District Attorney and counsel for the
Defendant stipulate, that is, when they agree that a certain fact
is true, their stipulation is evidence of that fact, and you should
regard the stipulated or agreed upon fact as proven.
...
[Counsel for Commonwealth]: It is agreed by the
Commonwealth and the Defense that if called to testify, Gwen
Mabine would testify that she is the school nurse at Cooke
Middle School, and that [on] March 23, 2004, she spoke with
[T.W.], and [T.W.] stated to her that her uncle forced her to
have intercourse, and fondled her on [] different occasions.
That would be the testimony of the school nurse, Gwen Mabine.
The court: So stipulated, [Appellant’s counsel]?
[Appellant’s counsel]: Yes, in accordance with Your Honor’s
determination earlier, yes.
Id. at 174-75.
In his reply brief, Appellant acknowledges that the confrontation
argument is waived because trial counsel did not object on that basis.
Appellant’s Reply Brief, at 1. Appellant “concedes in that regard[] because
the record reflects that trial counsel objected only to hearsay.” Id.
Appellant ultimately suggests that “[t]his Court should conclude that the
Appellant’s confrontation rights were violated but the claim must be raised in
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a PCRA as to whether trial counsel was ineffective for failure to preserve this
matter.” Id. Certainly, Appellant is free to pursue a claim in accordance
with the Post-Conviction Relief Act if he believes his trial counsel was
ineffective. However, this Court will not offer any comments on the possible
merits of any post-conviction claims. Because Appellant’s confrontation
argument was not preserved and is therefore waived, Appellant’s first issue
fails.
In his second issue, Appellant argues the evidence was insufficient to
sustain a conviction for EWOC with respect to C.W. As this Court has
recognized:
The question of whether evidence is sufficient to sustain a
verdict is a question law, and as such, “our standard of review is
de novo and our scope [of review] is plenary.” Commonwealth
v. Cruttenden, [619 Pa. 123], 58 A.3d 95, 96 n. 1 (2012). It is
well-established that:
Evidence will be deemed sufficient to support the verdict
when it establishes each material element of the crime
charged and the commission thereof by the accused,
beyond a reasonable doubt. Where the evidence offered
to support the verdict is in contradiction to the physical
facts, in contravention to human experience and the laws
of nature, then the evidence is insufficient as a matter of
law. When reviewing a sufficiency claim the court is
required to view the evidence in the light most favorable
to the verdict winner giving the prosecution the benefit of
all reasonable inferences to be drawn from the evidence.
Commonwealth v. Widmer, 560 Pa. 308, 744 A.2d 745, 751
(2000); see also Commonwealth v. Maerz, 879 A.2d 1267,
1269 (Pa. Super. 2005) (stating “[w]hile we are not free to
substitute our view of the evidence for the factual findings of the
trial court, we as an appellate court are authorized, indeed
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required, to use a plenary scope of review in determining the
validity of the legal conclusions made by the trial court.”).
Commonwealth v. Lynn, 83 A.3d 435, 447 (Pa. Super. 2013), appeal
granted on other grounds, 91 A.3d 1233 (Pa. 2014).
When addressing Appellant’s sufficiency issue, the trial court
erroneously stated that “[t]he jury agreed with [Appellant] and found him
not guilty of [EWOC]. It is unclear what relief [Appellant] is requesting
given that this is the sole charge on which he was not guilty.” T.C.O.,
3/17/14, at 6 (emphasis in original). In fact, Appellant was convicted of
EWOC with respect to C.W. Therefore, although we have no legal
conclusions from the trial court to consider, we shall consider Appellant’s
sufficiency issue, viewing the evidence in the light most favorable to the
Commonwealth as verdict winner and giving the prosecution the benefit of
all reasonable inferences to be drawn from the evidence.
Under the provisions of 18 Pa.C.S.A. § 4304(a)(1) in effect when the
event in this case occurred, “A parent, guardian or other person supervising
the welfare of a child under 18 years of age commits an offense if he
knowingly endangers the welfare of the child by violating a duty of care,
protection or support.”2 “The term ‘person supervising the welfare of a child’
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2
The statute was amended effective January 29, 2007 to read: “A parent,
guardian or other person supervising the welfare of a child under 18 years of
age, or a person that employs or supervises such a person, commits an
(Footnote Continued Next Page)
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means a person other than a parent or guardian that provides care,
education, training or control of a child.” 18 Pa.C.S.A. § 4304(a)(3).
Appellant claims the evidence was insufficient to prove he was “supervising”
C.W. at the time any sexual acts were committed on her.
In Lynn, this Court stated, “[T]he plain language of the pre-amended
[§ 4304] requires proof, as an element of the offense, that the accused was
a supervisor of an endangered child victim when the conduct or condition
giving rise to the offense occurred.” Lynn, 83 A.3d at 453. In
Commonwealth v. Bryant, 57 A.3d 191 (Pa. Super. 2012), this Court
explained:
On multiple occasions, we have extended a duty of care to non-
relatives who exercise some supervisory role over children. See
Commonwealth v. Trippett, 932 A.2d 188 (Pa. Super. 2007);
Commonwealth v. Vining, 744 A.2d 310 (Pa. Super. 1999).
In reviewing EWOC, Pennsylvania courts have long recognized
that the legislature attempted to “prohibit a broad range of
conduct in order to safeguard the welfare and security of our
children.” Commonwealth v. Brown, 721 A.2d 1105, 1106
(Pa. Super. 1998). Furthermore, “[t]he common sense of the
community should be considered when interpreting the language
of the statute.” Id. at 1106–07.
Id. at 197-98.
In the course of her testimony in this case, C.W. described the
episodes during which Appellant assaulted her. (N.T., 11/21/05, at 47-135.)
At least two of those instances occurred at the home of the grandmother of
_______________________
(Footnote Continued)
offense if he knowingly endangers the welfare of the child by violating a duty
of care, protection or support.” 18 Pa.C.S.A. § 4304(a).
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C.W.’s half-sister, T.W.3 On those occasions, the grandmother was present
in the home, although not in the room where the assaults occurred. The
grandmother testified that she, not Appellant, was the person taking care of
the girls during their visits and that Appellant was not responsible for
disciplining them. N.T., 11/23/05, at 49, 58. However, C.W. testified as to
another instance of assault that occurred at Appellant’s home while
Appellant’s girlfriend, Gina, was in the shower.4 N.T., 11/21/05, at 53-58;
129-30. A separate incident of assault occurred in the grandmother’s van
when the grandmother left C.W., Appellant, and Appellant’s six-year old son
in the van while she went to the front door of a home to pick up one of her
granddaughters. Id. at 65-66; 91-94.
Appellant argues that the incidents of assault in his case are similar to
those in Commonwealth v. Halye, 719 A.2d 763 (Pa. Super. 1998), where
Halye assaulted a non-relative minor victim while other adults were in the
house and, consequently, was not acting as a supervisor or guardian of the
child victim. In Halye, this Court determined that the Commonwealth failed
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3
The trial court referred to C.W. and T.W. as sisters who were daughters of
Appellant’s brother. However, C.W. named her parents in the course of her
testimony, N.T., 11/22/05, at 48, and her father is not Appellant’s brother.
Although not important for our review, it appears from the trial transcripts
that C.W. and T.W. are half-sisters, although they refer to each other as
sisters.
4
Appellant and Gina married in 2004 and were married when she testified
during the 2005 trial.
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in its burden of proving Halye was in a supervisory position at the time of
the assault, a statutory element of EWOC, and reversed Halye’s conviction
for that crime.
The testimony suggests Appellant was not in a supervisory role over
C.W. in the grandmother’s home when the grandmother was present.
However, when Appellant assaulted C.W. in his own home and when he
assaulted her in the grandmother’s van, the grandmother was not present
and there was no testimony to suggest that any adult, other than Appellant,
was supervising C.W. Viewing the evidence in the light most favorable to
the Commonwealth as verdict winner, we conclude the evidence was
sufficient for the jury to conclude Appellant was in a supervisory position
over C.W. when at least some of the assaults occurred. Because the
evidence supports all elements of EWOC beyond a reasonable doubt,
Appellant is not entitled to relief on his sufficiency of evidence claim.
In his third issue, Appellant claims he is entitled to a new trial because
the trial court’s instructions to the jury regarding the rape charge did not
specify which of his three victims was the alleged victim of rape. Appellant’s
argument fails. Initially, as the Commonwealth argues, Appellant did not
object to the trial court’s charge. His failure to preserve the issue results in
waiver. Pa.R.Crim.P. 647(B); Commonwealth v. Edmondson, 718 A.2d
751, 753 (Pa. 1998). Even if his claim were not waived, Appellant is not
entitled to relief. Not only was the evidence of rape restricted to one victim,
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T.W., but also the verdict form specifically identified T.W. as the alleged
victim of rape. Further, the Commonwealth’s closing argument made
reference to T.W. with regard to the rape charge.
In its charge to the jury, the trial court addressed each of the crimes
with which Appellant was charged. N.T., 11/28/05, at 89-97. The first
crime addressed was rape of a child. It is true that the trial court did not
mention T.W. by name when listing the elements of rape of a child.
However, as noted, the evidence of rape was restricted to T.W. and the
verdict form listed T.W. as the alleged victim of rape. Further, when the jury
was polled after returning its verdict, the jurors were asked, “[On] Charge 1,
charging [Appellant] of rape, victim being [T.W.], age under 13 years old,
how do you say?” N.T., 11/29/05, at 3. The foreperson responded,
“Guilty.” Id. Appellant’s suggestion that the jury did not know which victim
was the victim of alleged rape is without merit.
For the reasons set forth above, Appellant is not entitled to relief.
Therefore, we affirm the judgment of sentence.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/13/2015
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