Com. v. Carrasso, S.

J-S09034-22
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
SIOBHAN T. CARRASSO :
:
Appellant : No. 2247 EDA 2021
Appeal from the Judgment of Sentence Entered November 5, 2020
In the Court of Common Pleas of Carbon County Criminal Division at
No(s): CP-13-CR-0000422-2020
BEFORE: LAZARUS, J., KUNSELMAN, J., and STEVENS, P.J.E.*
MEMORANDUM BY STEVENS, P.J.E.: FILED MARCH 25, 2022
Appellant, Siobhan Carraso, appeals nunc pro tunc from the judgment
of sentence entered by the Court of Common Pleas of Carbon County, which,
sitting as finder of fact in Appellant’s bench trial, found her guilty of one count
of Use/Possession of Drug Paraphernalia.1 Additionally, Appellant's counsel
has filed an Application to Withdraw and an Anders2 brief. After careful
review, we grant counsel's Application to Withdraw and affirm judgment of
sentence.
____________________________________________
* Former Justice specially assigned to the Superior Court.
1 35 Pa.C.S.A. § 780-113(a)(12).
2 Anders v. California, 368 U.S. 738 (1967); Commonwealth v.
McClendon, 434 A.2d 1185 (Pa. 1981); Commonwealth v. Santiago, 978
A.2d 349 (Pa. 2009).
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At Appellant’s October 2, 2020, bench trial, she informed the trial court
that she wished to represent herself. N.T., 10/2/20, at 3-4. The trial court
acknowledged a prior court proceeding where Appellant had executed written
waivers of both her right to counsel and her right to a jury trial in the present
criminal matter, and it conducted an on-the-record colloquy and determined
that her waiver was knowing, voluntary, and intelligent as required by
Pa.R.Crim.P. 121(c), see infra. N.T. at 4-7. Accordingly, the court granted
Appellant’s request to self-represent.
Trial commenced with the testimony of Commonwealth witness Officer
Ryan Poeldnurk of the Jim Thorpe Police Department, who recounted the
events of February 3, 2020, that led to his arrest of Appellant. Specifically,
Officer Poeldnurk was dispatched to Appellant’s Jim Thorpe residence in
response to Appellant’s “911” report of harassment. N.T. at 10. Appellant
invited the officer inside and showed him a mark on her face allegedly caused
by a guest who had attacked her for money. N.T. at 10, 11. The guest left
the residence prior to the officer’s arrival, and no one other than Appellant
was present. N.T. at 10.
As the officer was taking down Appellant’s statement in the living room,
he noticed atop a table near the entrance a pipe that contained what he
recognized as burnt marijuana. N.T. at 11.3 He directed Appellant’s attention
____________________________________________
3The Commonwealth introduced into evidence the pipe and its contents. N.T.
at 12.
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to the pipe, which was in plain view, and asked “rhetorically” if she knew what
it was. Appellant became upset and denied ownership, claiming instead that
it belonged to her guest. N.T. at 15. The officer approached the pipe and
detected a burnt marijuana smell emanating from it. N.T. at 15.
Upon the completion of Officer Poeldnurk’s testimony, the court advised
Appellant that she possessed an absolute right to remain silent, that no
inference of guilt could result from her decision to not testify, and that the
Commonwealth bore the burden to prove her guilty beyond a reasonable
doubt regardless of whether or not she testified. N.T. at 18. Notwithstanding
the court’s advisement, Appellant informed the court that she wished to
testify. N.T. at 19.
On the stand, Appellant denied knowing the pipe was present in her
residence until the officer questioned her about it. N.T. at 19. She asserted
that the pipe belonged to her guest, who, she surmised, must have placed the
pipe and a coffee mug on the table upon entering the apartment. N.T. at 19-
20. Shortly thereafter, according to Appellant, the guest placed her in a
headlock, dragged her to her pocketbook, dumped its contents and left with
$15. N.T. at 21.
Appellant testified that after she regained her composure, she grabbed
the guest’s coffee mug and ran outside, where she yelled, “Oh, Lori, you forgot
this,” and threw it at the guest in front of witnesses. N.T. at 20. She
maintained that she returned to her apartment, checked her face for injuries,
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and called police, never noticing the pipe until her conversation with Officer
Poeldnurk. N.T. at 21. Appellant ended her testimony by claiming she was
approaching 30 years of sobriety as of July 21st. N.T. at 23-24.
The court found Appellant’s testimony incredible and announced its
guilty verdict. At Appellant’s November 5, 2020, sentencing hearing, where
Appellant continued to self-represent, the court imposed a probationary
sentence of 12 months’ reporting probation and completion of 50 hours’
community service, plus payment of the costs of prosecution.
Immediately after sentencing, Appellant completed an application with
the Carbon County Public Defender’s Office seeking counsel to file an appeal
on her behalf. On November 12, 2020, however, the Defender’s office filed
with the court a Petition for Appointment of Counsel asserting that a conflict
between it and Appellant necessitated the appointment of conflict counsel.
Accordingly, the court appointed conflict counsel, who in turn filed a
petition under the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. § 9541-
9543, asking the court to reinstate Appellant’s direct appeals rights nunc pro
tunc due to a breakdown in communications with the Defender’s office. After
conducting a hearing on the PCRA petition, the court granted Appellant’s
request and reinstated her direct appeal rights nunc pro tunc.
On September 24, 2021, Appellant filed a timely notice of appeal to her
November 5, 2020 judgment of sentence. On September 27, 2021, the trial
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court entered an order directing Appellant to file a concise statement of
matters complained of an appeal pursuant to Pa.R,A.P. 1925(b).
On October 18, 2021, counsel filed a "Statement of Intent to File
Anders/McClendon Brief" pursuant to Pa.R.A.P. 1925(c)(4) indicating her
intent to withdraw as counsel based on her belief that the instant appeal is
frivolous. Counsel subsequently filed an application to withdraw from
representation and an Anders brief with this Court. Appellant has not
retained independent counsel or filed a pro se response to the Anders brief.
Before we may consider the issues raised in the Anders brief, we must
first consider counsel's petition to withdraw from representation. See
Commonwealth v. Garang, 9 A.3d 237, 240 (Pa. Super. 2010) (holding
that, when presented with an Anders brief, this Court may not review the
merits of the underlying issues without first passing on the request to
withdraw). Pursuant to Anders, when counsel believes an appeal is frivolous
and wishes to withdraw from representation, counsel must do the following:
(1) petition the court for leave to withdraw stating that after
making a conscientious examination of the record, counsel has
determined the appeal would be frivolous; (2) file a brief referring
to any issues that might arguably support the appeal, but which
does not resemble a no-merit letter; and (3) furnish a copy of the
brief to the defendant and advise him of his right to retain new
counsel, proceed pro se, or raise any additional points he deems
worthy of this Court's attention.
Commonwealth v. Edwards, 906 A.2d 1225, 1227 (Pa. Super. 2006)
(citation omitted).
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In Santiago, our Supreme Court addressed the second requirement of
Anders, i.e., the contents of an Anders brief, and required that the brief:
(1) provide a summary of the procedural history and facts, with
citations to the record;
(2) refer to anything in the record that counsel believes arguably
supports the appeal;
(3) set forth counsel's conclusion that the appeal is frivolous; and
(4) state counsel's reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361. Once counsel has satisfied the Anders
requirements, it is then this Court's responsibility “to conduct a simple review
of the record to ascertain if there appear on its face to be arguably meritorious
issues that counsel, intentionally or not, missed or misstated.”
Commonwealth v. Dempster, 187 A.3d 266, 272 (Pa. Super. 2018).
Here, counsel has complied with each of the requirements of Anders.
Counsel indicated that she reviewed the record and concluded that Appellant’s
appeal is frivolous. Further, the Anders brief substantially comports with the
requirements set forth by our Supreme Court in Santiago. Finally, the record
included a copy of the letter that counsel sent to Appellant stating counsel's
intention to seek permission to withdraw and advising Appellant of her right
to proceed pro se or retain new counsel and file additional claims. See
Commonwealth v. Millisock, 873 A.2d 748 (Pa. Super. 2005).
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Accordingly, as counsel has complied with the procedural requirements
for withdrawing from representation, we will conduct an independent review
to determine whether Appellant’s appeal is wholly frivolous. Commonwealth
v. Yorgey, 188 A.3d 1190, 1195 (Pa. Super. 2018) (en banc) (quotation
omitted).
In the Anders brief, counsel sets forth the following issues that
Appellant wishes to raise:
1. Has Appellant preserved his [sic] purported claim that waiver
of counsel was not knowing, intelligent, and voluntary?
2. Has Appellant has [sic] raised issues at the trial court level
which she wishes to raise on appeal?
3. Are Appellant’s claims that the search and seizure of the
evidence found valid on direct appeal?
Anders Brief at 5.
In the first Anders issue, Appellant suggests she was deprived of her
right to counsel in the criminal contempt proceeding. Specifically, she
contends she did not knowingly and voluntarily waive her right to counsel.
It is undisputed that Appellant was entitled to counsel at her trial for the
charge of Use/Possession of Drug Paraphernalia under 35 Pa.C.S.A. § 780-
113(a)(12). However, “[t]he right to self-representation is necessarily implied
within the structure of the Sixth Amendment of the U.S. Constitution.”
Commonwealth v. Blakeney, 946 A.2d 645, 655 (Pa. 2008) (citation
omitted). Before a defendant will be permitted to proceed pro se, the
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defendant must knowingly, voluntarily, and intelligently waive her Sixth
Amendment right to counsel. Id.To ensure a proper waiver, the trial court must conduct a “probing
colloquy,” as described by our Supreme Court:
The “probing colloquy” standard requires Pennsylvania trial
courts to make a searching and formal inquiry into the questions
of (1) whether the defendant is aware of [her] right to counsel or
not and (2) whether the defendant is aware of the consequences
of waiving that right or not. Specifically, the court must inquire
whether or not: (1) the defendant understands that [she] has the
right to be represented by counsel, and the right to have free
counsel appointed if [she] is indigent; (2) the defendant
understands the nature of the charges against [her] and the
elements of each of those charges; (3) the defendant is aware of
the permissible range of sentences and/or fines for the offenses
charged; (4) the defendant understands that if [she] waives the
right to counsel [she] will still be bound by all the normal rules of
procedure and that counsel would be familiar with these rules; (5)
[the] defendant understands that there are possible defenses to
these charges which counsel might be aware of, and if these
defenses are not raised at trial, they may be lost permanently;
and (6) the defendant understands that, in addition to defenses,
the defendant has many rights that, if not timely asserted, may
be lost permanently; and that if errors occur and are not timely
objected to, or otherwise timely raised by the defendant, the
objection to these errors may be lost permanently.
Blakeney, 946 A.2d at 655 (quotation omitted).
Here, the trial court conducted an on-the-record colloquy at the October
2, 2020, bench trial. Additionally, Appellant completed a written waiver of
counsel form, and she specifically acknowledged she read each paragraph
contained therein. N.T., 10/2/21, at 3-7.
We conclude the colloquy sufficiently covered the areas contemplated in
Blakeney. The colloquy confirmed that Appellant: wished to represent
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herself; was aware that she had the right to be represented by counsel and
that if she could not afford counsel one would be appointed; was provided with
notice of the charge against her; was provided with the permissible penalties
and fines for the offense; understood that waiver of counsel meant a waiver
of the counsel’s expertise and experience; understood that she would be held
to the same standards as an attorney; understood that there may be possible
defenses of which counsel would be aware but she is not; understood that she
may have other rights that may be lost if not timely asserted; and confirmed
that no one had offered or provided her with anything or threatened her in
any manner to induce her to waive her right to counsel. N.T. at 3-7.
Further, the trial court confirmed that Appellant had executed a very
similar form in front of another judge before it asked her to review the written
waiver one more time before she signed it. N.T. at 7. The court also provided
Appellant with the opportunity to ask any questions or cite any concerns about
waiving her right to counsel. Id.
Based on the aforementioned, we agree with the trial court that
Appellant voluntarily and knowingly waived her right to counsel. See
Blakeney.
Appellant’s remaining two Anders issues coalesce to ask whether
Officer Poeldnurk’s observation and confiscation of the marijuana pipe was the
product of a lawful search and, if not, whether Appellant has waived this issue
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by failing to raise it in a pretrial motion to suppress. Upon review of the
record, we find waiver applies to this claim.
It is axiomatic that “[i]ssues not raised in the lower court are waived
and cannot be raised for the first time on appeal.” Pa.R.A.P. 302(a). Our
Supreme Court has repeatedly emphasized the importance of issue
preservation.
Issue preservation is foundational to proper appellate review. Our
rules of appellate procedure mandate that “[i]ssues not raised in
the lower court are waived and cannot be raised for the first time
on appeal.” Pa.R.A.P. 302(a). By requiring that an issue be
considered waived if raised for the first time on appeal, our courts
ensure that the trial court that initially hears a dispute has had an
opportunity to consider the issue. This jurisprudential mandate is
also grounded upon the principle that a trial court, like an
administrative agency, must be given the opportunity to correct
its errors as early as possible. Related thereto, we have explained
in detail the importance of this preservation requirement as it
advances the orderly and efficient use of our judicial resources.
Finally, concepts of fairness and expense to the parties are
implicated as well.
In re F.C. III, 2 A.3d 1201, 1211–1212 (Pa. 2010) (some internal citations
omitted); accord Commonwealth v. Miller, 80 A.3d 806, 811 (Pa. Super.
2013) (citation omitted).
Here, Appellant never raised for the trial court’s consideration a
challenge to the legality of Officer Poeldnurk’s detection of the marijuana pipe
in her home. Under the preceding authority, therefore, this claim is frivolous.
Even if we were to conduct merits review of Appellant’s claim, we would
find it lacking in factual and legal support. Appellant acknowledged at trial
that Officer Poeldnurk entered her apartment only after responding to her call
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for emergency assistance and receiving her invitation and consent to enter
her residence upon his arrival at the scene. Once inside, the officer followed
Appellant as she guided him through the apartment while recounting the
actions that allegedly had just occurred.
It was during this time when the officer viewed the marijuana pipe in
open display on a table located in Appellant’s living room. As such, there can
be no reasonable question that the officer viewed the contraband from a lawful
vantage point.
In this respect, our jurisprudence is well-settled:
Whether the police have consent to enter and search a
residence is an issue of credibility “properly left to the trier of fact
for resolution.” Commonwealth v. Whack, 482 Pa. 137, 393
A.2d 417, 419 (1978). Once inside a residence, the plain view
doctrine permits a warrantless seizure of evidence when an officer
views it from a lawful vantage point, and it is immediately
apparent that that object is incriminating. Commonwealth v.
Petroll, 558 Pa. 565, 738 A.2d 993, 999 (1999).
Commonwealth v. Yorgey, 188 A.3d 1190, 1198 (Pa. Super. 2018).
The trial court, sitting as finder of fact, viewed the testimonies of Officer
Poeldnurk and Appellant as consistent on the point that the officer was
properly conducting his investigation into Appellant’s complaint when he
noticed the marijuana pipe in plain view. Accordingly, even if Appellant had
preserved her challenge to the lawfulness of the officer’s observation and
confiscation of the pipe, the record belies her claim.
After examining the issues contained in the brief, we agree with counsel
that the appeal is wholly frivolous. Furthermore, after conducting a full
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examination of all the proceedings as required pursuant to Anders, we discern
no non-frivolous issues to be raised on appeal. See Yorgey, 188 A.3d at
1195. Thus, we grant counsel's application to withdraw and affirm Appellant's
judgment of sentence.
Application to withdraw as counsel granted. Judgment of sentence
affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/25/2022
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