DocketNumber: Civil No. 13-1373 (SEC)
Judges: Casellas
Filed Date: 8/28/2014
Status: Precedential
Modified Date: 11/7/2024
OPINION AND ORDER
Carmen Hidalgo-Rosa (Hidalgo) brought this action under § 205(g) of the
Factual and Procedural Background
On June 24, 2010, Hidalgo filed an application for disability insurance benefits alleging a disability onset date of August 1, 2008. Administrative Transcript (Tr.) 436-38. Hidalgo, who at that time was in her late thirties, claimed to be disabled from full-time employment because of depression, body pain caused by osteoarthritis, sickle cell disease, ulcers, and epigas-tric pain. The application for disability benefits was denied initially and again upon reconsideration. Tr. 334-37, 362-63. She then sought a hearing before an administrative law judge (ALJ).
Duly represented by counsel, Hidalgo appeared at the hearing, which was held on May 1, 2012, and testified that she had to stop working because of sharp and pervasive “joint pain and a severe stomach problem.” Tr. 31. She explained that in 2007 she was “fired” from her last job as a sewing machine operator “due to absences—absences due to medical reasons,” Tr. 33, highlighting that “[t]he condition of ... [her] hands,” Tr. 34, contributed to her poor performance. When asked by the ALJ about whether she had had a “work-related injury” that caused these problems, Hidalgo riposted that she could not reckon how she “acquired all of these conditions,” Tr. 37, but speculated that they could be related to her former job at “TJ Maxx,” which required her to “lift a lot of weight and everything ... [and she] had to use a machine all the time with ... [her] hands.” Tr. 38. She also testified that she could no longer “do any of the household chores,” Tr. 32; that she does not even drive, Tr. 36; and that her pain medication provides- only “little relief.” Tr. 32.
The ALJ’s decision concluded, at step four of the sequential evaluation process, that Hidalgo was not disabled. Tr. 21. In reaching that decision, the ALJ considered Hidalgo’s age, her 9th grade education, and residual functional capacity (RFC). Tr. 18-21. (The RFC “is the most ... [Hidalgo] can still do despite ... [her] limitations.” 20 C.F.R. § 404.1545(a).) The ALJ also considered Hidalgo’s medical records, including those from her treating doctors: Michael Babilonia (rheu-matologist), and Jorge Negron Baez (physician); and he reviewed Hidalgo’s medical records from the consulting sources, to wit: Dr. Félix Rivera (gastroenterologist), and Hidalgo’s progress notes at the Ad-ministración de Servicios de Salud Mental y Contra la Adicción (ASSMCA), where she received psychiatric treatment. At the hearing, the ALJ summoned Dr. German Malaret, “an internist and impartial medical expert,” Tr. 19, whose opinion was afforded “great weight.” Id. The ALJ also heard testimony from a vocational expert (VE), who testified that Hidalgo could perform past relevant work as a data entry clerk, sewing machine operator, and receptionist. Tr. 60.
The following excerpts from the ALJ’s decision illustrate his methodology and findings:
1. The.claimant last met the insured status requirements of the Social Security Act through December 31, 2011.
2. The claimant did not engage in substantial gainful activity during the*243 period from her alleged onset date of August 1, 2008 through her date last insured of December 31, 2011.
3. Through the date last insured, the claimant had the following severe impairments: osteoarthritis, sickle cell disease, and gastrointestinal disorders.
4. Through the date last insured, the claimánt did not have an impairment or combination of impairments that met or medically equaled the severity of the listed impairments....
5. After careful consideration of the entire record, I find that, through the date last insured, the claimant had the ... [RFC] to perform light work ... except for the following limitations: lift and carry 20 pounds occasionally and 10 pounds frequently, sit for 6 hours in a 8 hour day, stand and walk for 6 hours in a 8 hour day, never climb ladders or scaffolds, occasionally kneel, crouch, and crawl, and is limited to occasionally reaching above her head with both arms.
6. Through the date last insured, the claimant was capable of performing past relevant work as a data entry clerk, sewing machine operator, and receptionist.
7. The claimant was not under a disability ... at any time from August 1, 2008, the alleged onset date, through December 31, 2011, the last insured.
Tr. 15-17 (internal citations and typeface omitted).
Dissatisfied with that determination, Hi-dalgo appealed, but the Appeals Council denied her request for review, Tr. 1-3, rendering the ALJ’s decision the final decision of the Commissioner and, therefore, subject to judicial review. This appeal ensued. Docket # 1.
In this venue, Hidalgo musters three developed assignments of error.
The Commissioner opposed the first two assignments of error, but mounted no defense of the third. See generally Docket # 18. The Court addresses these matters sequentially.
Standard of Review
The scope of appellate review is “limited to determining whether the ALJ deployed the proper legal standards and found facts upon the proper quantum of
Applicable Law and Analysis
I. Step Four
At step four, a claimant will be found not disabled if she retains the RFC to perform “the actual functional demands and job duties of a particular past relevant job.” Santiago v. Secretary of Health and Human Services, 944 F.2d 1, 5 (1st Cir.1991) (per curiam) (internal quotation marks and citations omitted). A claimant is deemed capable of performing her past relevant work if her RFC allows her to do the job “[e]ither as the claimant actually performed it or as generally performed in the national economy.” 20 C.F.R. § 404.1560(b)(2); see Gray v. Heckler, 760 F.2d 369, 372 (1st Cir.1985) (per curiam). Of particular relevance to this case, Social Security Ruling 82-62 provides that step four in turn involves three phases: (1) “[a] finding of fact as to the individual’s RFC”; (2) “[a] finding of fact as to the physical and mental demands of the past job/occupation”; and (3) “[a] finding of fact that the individual’s RFC would permit a return to his or her past job.” 1982 WL 31386, *4 (S.S.A 1982); accord Burnett v. Comm’r of Soc. Sec. Admin., 220 F.3d 112, 120 (3d Cir.2000). Hidalgo, as the claimant, bears the initial burden to “lay the foundation as to what activities her former work entailed, [and to] ... point out (unless obvious)—so as to put in issue—how her functional incapacity renders her unable to perform her former usual work.” Roberts v. Barnhart, 67 Fed.Appx. 621, 623 (1st Cir.2003) (per curiam) (alterations and ellipsis in original) (quoting Santiago, 944 F.2d at 5). But once a claimant meets this initial burden, as Hidalgo did here,
A. The RFC Determination
The RFC, being the threshold determination in the first phase of step four, see 20 C.F.R. §§ 404.1520(f), 404.1560(b), the analysis starts here. Of course, the ALJ is responsible for deciding a claimant’s RFC. § 404.1546(c). But in reaching that determination, the ALJ must consider all relevant medical evidence, including any statements about what the claimant can still do provided by any medical sources, § 404.1545(a)(3), and “[sjince bare medical findings are unintelligible to a lay person in terms of residual functional capacity, the ALJ is not qualified to assess claimant’s residual functional capacity based on the bare medical record.” Berrios Lopez v. Sec’y of Health & Human Servs., 951 F.2d 427, 430 (1st Cir.1991) (per curiam). As detailed above, the ALJ determined that Hidalgo had the RFC to perform light work ... except for the following limitations:
lift and carry 20 pounds occasionally and 10 pounds frequently, sit for 6 hours in a 8 hour day, stand and walk for 6 hours in a 8 hour day, never climb ladders or scaffolds, occasionally kneel, crouch, and crawl, and is limited to occasionally reaching above her head with both arms.
Tr. 17. (“Light work involves lifting no more than 20 pounds at a time with frequent lifting or carrying of objects weighing up to 10 pounds-....” § 404.1567(b).) The ALJ then found that her past relevant work as “data entry clerk, sewing machine operator, and receptionist” consisted of “light” work. Tr. 21. Ultimately, the ALJ concluded, Hidalgo had the RFC to perform these three jobs. Id.
As said, Hidalgo contends that this RFC is unsupported by substantial evidence, because the ALJ impermissibly rejected Dr. Malaret’s opinion about Hidalgo’s limitations on repetitive hand movements. Docket # 14, p. 7. The Commissioner demurs, arguing that such a limitation “should [not] have been included in the RFC ... because it was contradicted by medical evidence.” Docket # 18, p. 10. Although Dr. Malaret’s opinion “was afforded great weight,” the Commissioner’s thesis runs, “the ALJ determined that Dr. Babilonia’s ... opinion was entitled to controlling weight and it correctly assessed that Plaintiff had no limitations in hand movements.” Id., pp. 10-11.
The Court agrees with Hidalgo that substantial evidence does not support the ALJ’s implicit determination that Hidalgo’s hands remained intact. Although the Commissioner is right, see Docket # 18, p. 11, that a “conflict between the personal physician and the medical advisor was for the ... [ALJ] to resolve,” Tremblay v. Sec’y of Health & Human Servs., 676 F.2d 11, 12 (1st Cir.1982) (per curiam) (citation omitted), the problem here is that the ALJ’s decision simply ignored Dr. Malaret’s testimony about Hidalgo’s apparent hand limitations. But the ALJ had to “evaluate the record fairly,”. Golembiewski v. Barnhart, 322 F.3d 912, 917 (7th Cir.2003) (per curiam), so he could “not ignore an entire line of evidence that is contrary to the ruling....” Id. (citation omitted); accord, e.g., Alcantara v. Astrue, 257 Fed. Appx. 333, 334 (1st Cir.2007) (per curiam) (holding that ALJ “could not simply ignore •Serabian’s opinion,” but, rather, was “required to weigh all of the evidence” (citing 20 C.F.R. §§ 416.920(a)(3), 416.920a(a) & (c); 416.927(c))); Brunei v. Comm’r, Soc. Sec. Admin., 248 F.3d 1126, 2000 WL 1815946, *2 (1st Cir.2000) (per curiam) (unpublished) (“The ALJ’s failure to explain
The Commissioner resists this conclusion, positing that Dr. Malaret’s opinion on this point “should [not] have been included in the RFC ... because it was contradicted by medical evidence.” Docket # 18, p. 10. But that portion of the Commissioner’s brief violates the Chenery doctrine, see SEC v. Chenery Corp., 318 U.S. 80, 63 S.Ct. 454, 87 L.Ed. 626 (1943); Hughes v. Astrue, 705 F.3d 276, 279 (7th Cir.2013) (Posner, J.), because the ALJ neither stated nor implied that rationale in his decision; quite simply, he identified not a single reason to discard Dr. Malaret’s conflicting opinion on that point, although the ALJ made clear that Dr. Malaret’s “opinion is consistent with the substantial evidence contained in the medical record.” Tr. 19.
In all events, the Commissioner’s asseveration is, for the reasons just given, dubious. And the ALJ’s almost single-minded reliance on “objective medical evidence,” such as “X-rays,” Tr. 19, buttresses this skepticism. This is because “radiography is ordinarily of less value than clinical findings in the diagnosis of osteoarthritis,” Venable v. Astrue, No. 07-0061, 2008 WL 2950993, *6 (W.D.Va.), R & R adopted, 2008 WL 3887647 (W.D.Va. Aug. 21, 2008), not least because “[diagnosis [of osteoarthritis] is usually based on symptoms and signs.... ” Carbone v. Sullivan, 960 F.2d 143 (1st Cir.1992) (first alteration in original) (quoting Merck Manual 1260 (15th ed.1987)); see also Johnson v. Astrue, 597 F.3d 409, 413 (1st Cir.2009) (per curiam) (holding, in a similar context (fibromyal-gia), that subjective pain testimony cannot be rejected on the sole ground that it is not fully corroborated by objective medical evidence); Tompkins v. Colvin, No. 13-73, 2014 WL 294474, *5 (D.Me. Jan. 27, 2014) (“unlike in Johnson, the administrative law judge’s reasons for rejecting the [treating physicians’] RFC opinion were premised on specific findings rather than a misunderstanding of the nature of fibromyal-gia.”). And it appears from Dr. Malaret’s testimony, see Tr. 43, that he understood the nature of osteoarthritis. (As discussed below, that portion of his testimony is, alas, admittedly unclear, given the multiple inaudible portions.)
Be that as it may, other probative evidence in the record, Hidalgo persuasively
If more were needed, judicial review of the ALJ’s decision, Hidalgo correctly maintains (and the Commissioner does not dispute), has been hampered by the inordinate amount of inaudible testimony in the hearing transcript. Suffice it to say that the 16-page transcript of Dr. Malaret’s testimony—including portions of Dr. Malaret’s crucial testimony about Hidalgo’s physical limitations, see Tr. 41-43—contains at least 52 inaudible portions. Tr. 39-55. Similar flaws afflict the tran
Substantial evidence, then, supports neither the ALJ’s unexplained jettisoning of Dr. Malaret’s opinion about Hidalgo’s apparent hand limitations, nor the ALJ’s implicit determination that Hidalgo’s hands remained intact. And although substantial evidence may support an eventual conclusion that, notwithstanding Dr. Malaret’s opinion on Hidalgo’s hand limitations, Hi-dalgo is nonetheless not disabled, this court is “not in a position to draw factual conclusions on behalf of the ALJ.” Dra-peau v. Massanari, 255 F.3d 1211, 1214 (10th Cir.2001) (citation and internal quotation marks omitted); accord Sarchet v. Chater, 78 F.3d 305, 307 (7th Cir.1996) (“we cannot uphold a decision by an administrative agency ... if, while there is enough evidence in the record to support the decision, the reasons given by the trier of fact do not build an accurate and logical bridge between the evidence and the result.”). The need for “sufficient reasoning” retains considerable bite where, as here, “the ALJ has concluded that plaintiff has the capacity to perform work in an occupation that requires extensive use of one’s hands.” Spicer v. Barnhart, 64 Fed. Appx. 173, 178 (10th Cir.2003) (per cu-riam).
The upshot is that the ALJ’s comparison of the demands of Hidalgo’s past work with her physical functional capacity, “being based on an invalid RFC assessment, is not supported by substantial evidence.” Roberts, 67 Fed.Appx. at 623. Remand for further factual development is therefore necessary. Cf. Ward v. Comm’r of Soc. Sec., 211 F.3d 652, 656 (1st Cir.2000) (holding that “remand is not essential if it will amount to' no more than an empty exercise”).
B. The Past Relevant Work Determination
Because the Court remands for further development of the record, it need not reach Hidalgo’s remaining appellate contention that the ALJ improperly determined the “physical and mental demands of jobs a claimant has performed in the past....” S.S.R. 82-62, 1982 WL 31386, *4; accord Manso-Pizarro, 76 F.3d at 19 n. 6; Watkins v. Barnhart, 350 F.3d 1297, 1299 (10th Cir.2003) (‘We will not reach the remaining issues raised by appellant because they may be affected by the ALJ’s treatment of this case on remand.”). Withal, the Court adds a coda.
Conclusion
For the reasons stated, the Court REMANDS this ease to the Commissioner for further findings and proceedings consistent with this opinion. On remand, the Commissioner must recalculate Hidalgo’s RFC based on the record as a whole, but with special emphasis on reconciling the contradictory medical evidence about her alleged manipulative limitations and their impact (if any) on her occupational base.
IT IS SO ORDERED.
. Insofar as Hidalgo impugns the ALJ’s determination that her mental impairments were not severe, see Docket # 14, pp. 4-5, that undeveloped argument—which contains not a single legal authority—was presented in a wholly perfunctory fashion. So it is waived. See United States v. Zannino, 895 F.2d 1, 17 (1st Cir.1990) (reiterating that "issues adverted to in a perfunctory manner, unaccompanied by some effort at developed argumentation, are deemed waived”); see also Figueroa-Perea v. Comm'r of Soc. Sec., 78 Fed.Appx. 134, 135 (1st Cir.2003) (per curiam), (applying waiver in the social-security context). In all events, and for substantially the same reasons advanced by the Commissioner, see Docket #18, pp. 6-7, the ALJ’s decision on this front is supported by substantial evidence.
. It suffices to say that Hidalgo testified at the hearing that, as a result of her conditions, she could not perform her prior job as a sewing machine operator, explaining that the problems she had with her hands rendered her unable to perform this job. Tr. 31-37; see also Tr. 111-115 (same about her other jobs). And the diagnosis of osteoarthritis, "which is an injury of the joints,” Huffman v. Union Pac. R.R., 675 F.3d 412, 433 (5th Cir.2012), cert. denied, - U.S. -, 133 S.Ct. 840, 184 L.Ed.2d 653 (2013), provides a medical basis for her complaints, as one of the symptoms of this condition is joint pain. So contrary to the Commissioner's unpersuasive contention, see Docket #18, p. 11, Hidalgo shouldered this initial burden of showing how her "functional incapacity renders her unable to perform her former usual work.” Santiago, 944 F.2d at 5; cf. Roberts, 67 Fed.Appx. at 622.
. Compare Rodriguez v. Sec’y of Health & Human Servs., 893 F.2d 401, 403 (1st Cir.1989) (per curiam) (approving use of "testimony of the non-examining medical advisor ... not to assess claimant’s medical condition, but to assess claimant’s residual functional capacity based on evaluations of claimant’s medical condition submitted by examining physicians”); with Tr. 19 ("Dr. Malaret is a specialist who had the opportunity to examine all the record evidence and his opinion is consistent with the substantial evidence contained in the medical record.”); and Tr. 44 (construing and discussing Dr. Babilonia's medical findings).
. See Chaney v. Colvin, No. 12-1233, 2013 WL 6050153, *5 (W.D.Okla. Nov. 15, 2013) (noting that "the work of a data entry clerk requires frequent handling”); Siqueiros v. Colvin, No. 12-1790, 2013 WL 6732885, *2 (C.D.Cal. Dec. 19, 2013) ("the DOT provides that the sewing machine operator job requires frequent handling[.]” (citation omitted)); DI-COT 237 .367-038, 1991 WL 672192, *2 (providing that the "receptionist” job requires frequent handling and reaching); • see also Young-Moore v. Colvin, No. 12-195, 2014 WL 939457, *18 (N.D.Ind. Mar. 11, 2014) (finding "data entry clerk job requires constant fingering” (citation omitted)).