DocketNumber： Civil No. 11-1105 (FAB)
Judges： Besosa, López
Filed Date： 6/8/2012
Status： Precedential
Modified Date： 11/7/2024
OPINION AND ORDER
Before the Court is the Report and Recommendation (“R & R”), (Docket No. 117), regarding two motions to dismiss: one filed by defendants Carmen G. Rodriguez-Diaz (“Rodriguez”), the Cuerpo de Bomberos de Puerto Rico (Puerto Rico Fire Department) (“PRFD”), and the Commonwealth of Puerto Rico (“the Commonwealth”), (Docket No. 23); the other, filed by Jeremías Hernandez-Nogueras (“Hernandez”) (Docket No. 24). Also before the Court is defendant Rodriguez’s unopposed motion alleging qualified immunity (Docket No. 36). Having considered the magistrate judge’s recommendations, as well as plaintiffs objections to the R & R and defendants’ opposition to plaintiffs objections, (Docket Nos. 135 & 144), the Court ADOPTS the findings and recommendations of the magistrate judge.
I. Background
A. Factual Background
The Court declines to rehash all of the facts that are contained in the magistrate judge’s R & R. Instead, the Court provides a brief overview of the facts, and will supply more details as needed. At the motion to dismiss stage under Federal Rule of Civil Procedure 12(b)(6) (Rule “12(b)(6)”), a court must accept the “well-pleaded facts as they appear in the complaint, extending [the] plaintiff every reasonable inference in his [or her] favor.” Medina-Claudio v. Rodriguez-Mateo, 292 F.3d 31, 34 (1st Cir.2002). Therefore, the Court relies on the statement of facts as it
Nelida Ramos-Santos (“plaintiff’) is a career employee with the Commonwealth and has worked for the PRFD since 1988. Id. at ¶ 20. After a series of promotions, plaintiff was appointed Head of Administration of the PRFD by defendant Rodriguez in March, 2010. Id. at ¶¶ 20-27. Defendant Rodriguez herself had recently been selected as Chief of the PRFD. Id. at ¶27. Shortly thereafter, defendant Hernandez was appointed Transportation Director of the PRFD and assigned to the same office building as plaintiff. Id. at ¶ 29.
Upon being introduced to plaintiff sometime in July, 2010, defendant Hernandez began what plaintiff describes as “a constant pattern of flirtatious remarks, constant invitations to go out to lunch, constant phone calls to her office, winks, and very frequent visits to plaintiffs office seeking help in matters that he himself could easily resolve.” Id. at ¶ 29. The magistrate judge notes that plaintiffs complaint fails to describe in any detail the alleged flirtations and remarks attributed to defendant Hernandez. (Docket No. 117 at p. 3.)
In mid-July, 2010, both plaintiff and defendant Hernandez attended a League of United Latin American Citizens (“LU-LAC”) convention in New Mexico. (Docket No. 67 at ¶¶ 31, 33.) On July 13, 2010, before leaving for the convention, plaintiff received a phone call from Manolo Fontan (“Fontan”), a service manager from Guaraguao Truck Sales, a supplier for the PRFD. Id. at ¶ 31. Fontan told plaintiff that defendant Hernandez had asked him to provide $5,000.00 to cover the cost of the PRFD employees’ tickets to New Mexico for the LULAC convention. Id. Fontan said that he had only enough money to buy one round-trip ticket, and that he had mailed a check to PRFD headquarters. Id. When plaintiff later received the check, she quickly informed defendant Rodriguez of its “illegality.” Id. at ¶ 32. Defendant Rodriguez said to plaintiff, “pay [for] the plane ticket and I will take care of returning the money later.” Id.
Upon arriving in New Mexico for the convention, a number of PRFD employees, including plaintiff and defendant Hernandez, stayed at the same hotel. Id. at ¶ 33. On July 16, 2010, plaintiff and defendant Hernandez were part of a group of PRFD employees gathered around the hotel pool. Id. Defendant Hernandez made an unkind remark to plaintiff about a PRFD captain named Luis Otto, whom he referred to as “that Popular,” a comment which plaintiff characterizes as showing “a patent discrimination for political reasons.” Id. Uncomfortable, plaintiff retired to her hotel room. Id. at ¶ 34. An hour later, defendant Hernandez called plaintiff in her room, inquiring whether she was upset with him. Id. at ¶ 35. Plaintiff responded by telling defendant Hernandez to refrain from calling her. Id. At around midnight that same evening, defendant Hernandez called plaintiff again; he told her that he was lonely and asked if she would like to come up to his room. Id. at ¶¶ 35-36. He also told plaintiff, in an excited manner, that “what he had for her was big and fat, referring to his penis, that she would like it, that he was crazy about giving her a kiss and that one of these days he would steal one from her.” Id. at ¶ 36.
During the LULAC convention, defendant Hernandez commented among members of the group that he was plaintiffs “bodyguard” and had to stay close by her because he was “assigned to this mission.” Id. at ¶ 37. Plaintiff told defendant Hernandez to refrain from making such comments, reminding Hernandez that she was married. Id. at ¶ 38. Nonetheless, defendant Hernandez persisted in asking plaintiff about her marital status despite plain
On August 16, 2010, defendant Hernandez and PRFD General Counsel Efren Gonzales prepared a complaint against plaintiff alleging sexual harassment.
On September 14, 2010, plaintiff filed an administrative complaint against defendant Hernandez alleging sexual harassment and acts of retaliation. Id. at ¶ 42. Defendant Rodriguez told plaintiff “that she was being demoted to a lower rank position” on September 29, 2010.
Between October 1 and December 27, 2010, “defendants gradually ... demoted [plaintiff] and withdrew [her] work functions.” Id. at ¶ 45. Plaintiff was moved to a different office with a damaged chair and without a working air conditioner; she was denied Internet access and admission to her assigned parking spot; and she was forced to maintain the facilities herself, mopping a filthy and unhygienic floor. Id. Moreover, whenever plaintiff encountered defendant Hernandez in the PRFD office building, he greeted her with “menacing and threatening demeanors [sic].” Id. at ¶ 46. Despite claiming that she was asked to leave the agency, plaintiff is still employed at the PRFD. (Docket No. 117 at p. 6.)
B. Procedural Background
On September 15, 2011, plaintiff filed a second amended complaint against defendants Hernandez and Rodriguez in their individual and official capacities, the Commonwealth, the PRFD, and a number of unnamed defendants. (Docket No. 67.) Plaintiff brings claims of sexual harassment and retaliation under a variety of federal and local statutes, to wit, Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 1983, the First and Fourteenth Amendments of the U.S. Constitution, Federal and Commonwealth whistleblower laws,
On April 5, 2011, defendants Rodriguez, the Commonwealth and the PRFD filed a motion to dismiss pursuant to Rule 12(b)(6). (Docket No. 23.) On April 15, 2011, defendant Hernandez filed a separate motion to dismiss. (Docket No. 24.) In sum, defendants argue that all of plaintiffs claims that are not barred by the Eleventh Amendment ought to be dismissed for failure to state a cause of action. In addition, on May 23, 2011, defendant Rodriguez filed a motion seeking qualified immunity, reasoning that plaintiff had failed to plead a plausible constitutional claim. (Docket No. 36.)
Plaintiff filed an opposition to defendants’ motions to dismiss on April 25, 2011. (Docket No. 31.) In addition to refuting defendants’ arguments, plaintiff includes in her response several documents supporting her claim that she was demoted in retaliation for her administrative complaints concerning Hernandez. Specifically, plaintiff submits Spanish-language pay-stubs showing a change in salary and rank, arguing that these establish evidence of a property interest directly affected by the demotion. (See Docket No. 31.) On May 13, 2011, defendants Rodriguez, the Commonwealth, and the PRFD filed a reply to plaintiffs opposition to their motion to dismiss, arguing that plaintiff has failed to support any of her claims with sufficient facts. (Docket No. 35.)
Pursuant to a referral order issued by the Court, Magistrate Judge Marcos E. Lopez filed an R & R with regard to the motions to dismiss and the motion for qualified immunity on May 1, 2012. (Docket No. 117.) First, Magistrate Judge Lopez recommends that defendant Hernandez’s motion to dismiss be GRANTED. Second, he recommends that defendants Rodriguez, the Commonwealth, and the PRFD’s motion to dismiss be GRANTED IN PART AND DENIED IN PART. Finally, he recommends that defendant Rodriguez’s motion requesting dismissal of claims against her under qualified immunity be deemed MOOT.
Specifically, the R & R recommends that:
• All First and Fourteenth Amendment claims, as well as claims under Puerto Rico Laws 17, 69, 115, and 426 against defendants the Commonwealth and the PRFD, and against defendants Rodriguez and Hernandez in their official capacities, be DISMISSED on sovereign immunity grounds;
• All claims under Puerto Rico Law 100 against the Commonwealth and PRFD be DISMISSED;
• Any Title VII claims against defendants Rodriguez and Hernandez individually, to the extent the complaint asserts them at all, be DISMISSED as there is no individual liability under Title VII;
• All claims against defendants Rodriguez and Hernandez in their personal capacities under the First Amendment, the Fourteenth Amendment, and Puerto Rico Laws 17, 69, and 100 be DISMISSED for failure to state a claim upon which relief can be granted;
*247 • All claims under the Whistleblower Protection Act of 1989, Pub.L. 101-12, codified at 5 U.S.C. § 1213 et seq., be DISMISSED for failure to state a claim upon which relief can be granted;
• Any claims against defendant Hernandez under Puerto Rico Laws 115 and 426 be DISMISSED for failure to state a claim upon which relief can be granted;
• All claims against defendants Rodriguez and Hernandez under 42 U.S.C. § 1985 be DISMISSED for failure to state a claim upon which relief can be granted;
• The prospective injunctive relief requested be DENIED because it lacks specificity as to what action in particular plaintiff wishes the Court to enjoin and no allegation of ongoing harm has been made; and
• Defendant Rodriguez’s request for qualified immunity be deemed MOOT because plaintiff failed to show that her constitutional rights had been violated.
Moreover, the magistrate judge recommends that the following claims survive the motion to dismiss:
• Plaintiffs Title VII retaliation claims against defendants Commonwealth and PRFD;
• Plaintiffs Law 115 claim against defendant Rodriguez in her individual capacity; and
• Plaintiffs Law 426 claim against defendant Rodriguez in her individual capacity.
Plaintiff filed partial objections to the R & R on May 19, 2012. (Docket No. 135.) Plaintiff argues that the magistrate judge committed error by recommending dismissal of her Fourteenth and First Amendment claims. Id. at ¶¶ 18 & 34. Plaintiff insists (1) that she has demonstrated “a hostile-work environment due to sexual harassment” pursuant to the Equal Protection Clause and Puerto Rico law; and (2) that she has demonstrated a violation of her First Amendment right to free speech.
On June 4, 2012, defendants Hernandez, Rodriguez, the Commonwealth, and the PRFD filed a joint opposition to plaintiffs objection to the R & R. (Docket No. 144.) Defendants allege that plaintiffs filing of her objection was untimely. Id. at p. 2. Although plaintiff did submit her objection several days after the original deadline, the Court granted plaintiffs motion for leave to file the objection instanter. (See Docket Nos. 134 & 137.)
II. Legal Standards
A. Standard under 28 U.S.C. § 636(b)(1)
A district court may refer a case to a magistrate judge for a report and recommendation. See 28 U.S.C. § 636(b)(1)(B); Fed.R.Civ.P. 72(b); Loc. Rule 72(b). Any party adversely affected by the report and recommendation may file written objections within fourteen days of being served with the magistrate judge’s report. See 28 U.S.C. § 636(b)(1). A party that files a timely objection is entitled to a de novo determination of “those portions of the report or specified proposed findings or recommendations to which specific objection is made.” Sylva v. Culebra Dive Shop, 389 F.Supp.2d 189, 191-92 (D.P.R.2005) (citing United States v. Raddatz, 447 U.S. 667, 673, 100 S.Ct. 2406, 65 L.Ed.2d 424 (1980)). Failure to comply with this rule precludes further review. See Davet v. Maccarone, 973 F.2d 22, 30-31 (1st Cir.1992). In conducting its review, the court is free to “accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1).
B. Standard Under Rule 12(b)(6)
Rule 12(b)(6) allows a court to dismiss a complaint when it fails to state a claim upon which relief can be granted. Fed. R. Civ.P. 12(b)(6). When considering a motion under Rule 12(b)(6), a court must accept the “well-pleaded facts as they appear in the complaint, extending [the] plaintiff every reasonable inference in his [or her] favor.” Medina-Claudio, 292 F.3d at 34. “[A]n adequate complaint must provide fair notice to the defendants and state a facially plausible legal claim.” Ocasio-Hernandez v. Fortuño-Burset, 640 F.3d 1,12 (1st Cir.2011). When faced with a motion to dismiss, “[a] plaintiff is not entitled to ‘proceed perforce’ by virtue of allegations that merely parrot the elements of the cause of action.” Id. at 12 (quoting Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1950, 173 L.Ed.2d 868 (2009)). Any “[n]on-conclusory factual allegations in the complaint [, however,] must ... be treated as true, even if seemingly incredible.” Id. (citing Iqbal, 129 S. Ct. at 1951). Where those factual allegations “ ‘allow[ ] the court to draw the reasonable inference that the defendant is liable for the misconduct alleged,’ the claim has facial plausibility.” Id. (quoting Iqbal, 129 S.Ct. at 1949). Furthermore, a court may not “attempt to forecast a plaintiffs likelihood of success on the merits; ‘a well-pleaded complaint may proceed even if ... a recovery is very remote and unlikely’.” Id. at 13 (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 556, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). The relevant inquiry, therefore, “focuses on the reasonableness of the inference of liability that the plaintiff is asking the court to draw from the facts alleged in the complaint.” Id.
According to Rule 12(b)(6), a court must base its determination solely on the material submitted as part of the complaint or central to it. Fudge v. Penthouse Int’l Ltd., 840 F.2d 1012, 1015 (1st Cir.1988). Generally, “a court may not consider documents that are outside of the complaint, or not expressly incorporated therein, unless the motion is converted into one for summary judgment.” Alt. Energy, Inc. v. St. Paul Fire & Marine Ins. Co., 267 F.3d 30, 33 (1st Cir.2001). “When ... a complaint’s factual allegations are expressly linked to — and admittedly dependent upon — a document (the authenticity of which is not challenged), [however,] that document effectively merges into the pleadings and the trial court can review it in deciding a motion to dismiss under Rule 12(b)(6).” Beddall v. State St. Bank & Trust Co., 137 F.3d 12, 17 (1st Cir.1998) (internal citation omitted). This is especially true where the plaintiff has “actual notice ... and has relied upon these documents in framing the complaint.” Watterson v. Page, 987 F.2d 1, 4 (1st Cir.1993).
III. Discussion
A. Plaintiffs Objections
Plaintiff objects that the magistrate judge erred by recommending dismissal of her Fourteenth and First Amendment claims. (Docket No. 135 at ¶¶ 18 & 34.) Plaintiff insists (1) that she has demonstrated “a hostile-work environment due to sexual harassment” pursuant to the Equal Protection Clause and Puerto Rico law; and (2) that she has demonstrated a First
i. Hostile Environment Claim
Plaintiff objects that the magistrate judge erred in his recommendation to dismiss plaintiffs hostile-environment claim against defendant Hernandez under the Equal Protection clause, and Puerto Rico Laws 17, 69, and 100. (Docket No. 185 at ¶¶ 4-18.) Specifically, plaintiff objects to the magistrate judge’s determination that under the hostile-environment standard, the facts alleged by plaintiff in her complaint fail to establish that she was subjected to a hostile environment due to sexual harassment. Id. at ¶ 5. Plaintiff argues in favor of a broader consideration of evidence under an incomplete four-point standard of hostile-environment harassment. Id. at ¶¶ 8-11, 12. Plaintiffs arguments are unpersuasive. First, by requesting that the Court consider evidence related to the separate and distinct retaliation claim against defendant Rodriguez, plaintiff impermissibly conflates that claim with the hostile-environment claim against defendant Hernandez. Id. at ¶¶ 8-11. Second, the incomplete four-point standard recommended by plaintiff is incorrect because it neglects two important criteria employed by the First Circuit Court of Appeals to identify a hostile environment. Id. at ¶¶ 12. The Court now addresses these two significant errors in plaintiffs argument.
a. Conflation of Separate Claims
Plaintiff argues that “[s]he was placed in a hostile environment as a reaction and retaliation to her having complained of sexual harassment ... by Hernandez.” (Docket No. 135 at ¶ 7.) (emphasis added.) In support of this allegation, plaintiff submits facts contained in paragraphs forty-two through forty-seven of her second amended complaint detailing the alleged demotion suffered by plaintiff in retaliation to her filing a sexual-harassment grievance. (See Docket No. 67.) Plaintiff ignores the fact that sexual harassment and retaliatory harassment are distinct causes of action, governed by separate and independent statutes and common law standards. See 42 U.S.C. §§ 2000e-2 & 2000e-3(a); Faragher v. City of Boca Raton, 524 U.S. 775, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998); Burlington N. and Santa Fe Ry. Co. v. White, 548 U.S. 53, 126 S.Ct. 2405, 165 L.Ed.2d 345 (2006); Noviello v. City of Boston, 398 F.3d 76 (1st Cir.2005). By supporting her sexual harassment claim against defendant Hernandez with evidence specific to her retaliation claim against defendant Rodriguez, plaintiff impermissibly conflates two distinct causes of action against two separate defendants.
The First Circuit Court of Appeals has acknowledged that when “an individual sexually harasses a victim and then engages in non-sexual retaliatory harassment, the sexual and non-sexual harassment arguably may be part and parcel of the same violation.” Noviello, 398 F.3d at 87; see Perez-Cordero v. Wal-Mart Puerto Rico, Inc., 656 F.3d at 32 (1st Cir.2011) (a single-defendant case holding that where “evidence can reasonably be viewed as demonstrating either discriminatory animus or retaliatory animus, [the court] may consider the same evidence in assessing the sufficiency of both the plaintiffs claims”). Nonetheless, the Noviello Court has qualified this statement, noting that “[t]he majority of cases are not cut from this seamless cloth. Even when retaliation is derivative of a particular act of [sexual] harassment, it normally does not stem from the same animus. Most often, retaliation is a distinct and independent act of discrimination ...” Noviello, 398 F.3d at
b. Incorrect Hostile-Environment Standard
Plaintiffs objections to the R & R reveal a second error by adopting an incomplete standard for hostile-environment harassment. Plaintiff states that “[i]n order to prevail in an abusive or hostile environment case when it is created by a supervisor
While the Supreme Court has declined to articulate a multi-point standard, it has provided a basic framework according to which the standard may be developed. The First Circuit Court of Appeals has developed a six-point standard for hostile-environment harassment based on Supreme Court jurisprudence. See Faragher, 524 U.S. at 787-89, 118 S.Ct. 2275; Harris v. Forklift Sys., Inc., 510 U.S. 17,
According to the First Circuit standard, a plaintiff must meet six criteria in order to succeed on a hostile-environment claim: (1) that she is a member of a protected class; (2) that she was subjected to unwelcome sexual harassment; (3) that the harassment was based upon sex; (4) that the harassment was sufficiently severe or pervasive so as to alter the conditions of plaintiffs employment; (5) that sexually objectionable conduct was both objectively and subjectively offensive; and (6) that some basis for employer liability has been demonstrated. See Perez-Cordero, 656 F.3d at 27; Agusty-Reyes v. Dept. of Educ. of Puerto Rico, 601 F.3d 45, 52 (1st Cir.2010); O’Rourke v. City of Providence, 235 F.3d 713, 728 (1st Cir.2001). The six-point standard may be applied when a hostile environment has been created either by a supervisor or by a non-supervisory co-worker. See Perez-Cordero, 656 F.3d at 27; Agusty-Reyes, 601 F.3d at 52 (applying standard to supervisor); see Valentin-Almeyda v. Municipality of Aguadilla, 447 F.3d 85, 94 (1st Cir.2006); O’Rourke, 235 F.3d at 728 (applying standard to non-supervisors).
Plaintiff fails to meet at least one of the elements of the First Circuit standard. Upon considering the facts and extending “every reasonable inference” in plaintiffs favor, the Court still finds that plaintiff failed to satisfy point (6) of the First Circuit standard.
Even under the more generous Supreme Court framework, plaintiffs claim fails. Indeed, the magistrate judge employs a more general standard, mirroring that of the Supreme Court, when considering plaintiffs hostile environment claim. Rather than use the six-point standard set forth by the First Circuit, the magistrate judge maintains that a plaintiff may bring a hostile-environment claim where “sexual harassment [is] so ‘severe and pervasive’ as to ‘alter the condition [of the victim’s] employment and create an abusive working environment.” Faragher, 524 U.S. at 786, 118 S.Ct. 2275 (quoting Meritor, 477 U.S. at 67, 106 S.Ct. 2399). That conduct is actionable only when it “go[es] beyond the ‘merely offensive’ and approaches] tangible injury (including psychological injury)[. F]aetors to be considered include frequency, severity, whether the conduct is ‘physically threatening or humiliating,’ ” and whether it “ ‘unreasonably interferes with an employee’s work performance.’ ” Hernandez-Loring v. Universidad Metropolitana, 233 F.3d 49, 56 (1st Cir.2000) (quoting Harris, 510 U.S. at 21-23, 114 S.Ct. 367). While there is no “mathemati
Plaintiffs complaint “consists essentially of one severe incident-the telephone call to hter hotel room during which Hernandez said that he had something ‘big and fat’ for her and that he wanted to steal a kiss-and an unspecified number of non-severe incidents ...” (Docket No. 117 at p. 17.) Courts have often held that a single severe incident of offensive sexual conduct is not sufficient to create a hostile environment. See Clark County School Dist. v. Breeden, 532 U.S. 268, 270-71, 121 S.Ct. 1508, 149 L.Ed.2d 509 (2001). Moreover, because plaintiff does not provide details regarding the frequency and severity of the lesser incidents, even after a third bite at the apple by filing a second amended complaint, the Court cannot gauge whether those lesser incidents might have interfered with plaintiffs work performance or caused her any psychological harm. For these reasons, the magistrate judge recommends that plaintiffs hostile work environment claim against defendant Hernandez be dismissed.
The Court adopts this recommendation, based both on the First Circuit six-point standard and the analysis performed by the magistrate judge. But the Court echoes Billings v. Town of Grafton by noting its concern that the “highly fact-specific nature of hostile environment claims tends to make it difficult to draw meaningful contrasts between one case and another for purposes of distinguishing between sufficiently and insufficiently abusive behavior.” 515 F.3d 39, 49 (1st Cir.2008). “While it is easy to find more grievous episodes of harassment,” there are also cases in which behavior “no worse” than that described by plaintiff in her amended complaint has been held sufficient to justify the finding of a hostile environment. Hernandez-Loring, 233 F.3d at 56 (declining to dismiss a claim allegng repeated requests for dates and the use of suggestive language by a non-supervisory co-worker). As noted, a hostile environment does not depend on one specific type of conduct; therefore, a plaintiff “need not be propositioned, touched offensively, or harassed by sexual innuendo in order to have been sexually harassed.” Billings, 515 F.3d at 48 (quoting Quick v. Donaldson Co., 90 F.3d 1372, 1379 (8th Cir.1996)); see Harris, 510 U.S. at 23, 114 S.Ct. 367. The Court may look to other cases as “instructive examples of actionable sexual harassment,” but simply because the allegations in plaintiffs claim are of a lesser degree does not mean they will necessarily fall short of the standard. Billings, 515 F.3d at 49. Rather, the existence of a hostile environment depends in part on how the court characterizes the specific allegations in relation to the plaintiff. Id. In this case, the conduct of which plaintiff complains was merely episodic, but not so frequent as to become pervasive; with one exception, never severe; mildly humiliating rather than physically threatening; and never a significant impediment to plaintiffs work performance. See Lee-Crespo v. Schering-Plough Del Caribe, Inc., 354 F.3d 34, 46 (1st Cir.2003). Given this characterization of defendant’s behavior, as well as the failure of plaintiffs claim to meet the First Circuit standard, the Court GRANTS defendant Hernandez’s motion to dismiss plaintiffs Equal Protection clause, Law 17, Law 69, and Law 100 claims against him.
ii. First Amendment Claim
Plaintiff objects to the magistrate judge’s determination that plaintiffs First Amendment claim fails the test set forth in
The Supreme Court has held that the First Amendment protects public employees who suffer retaliation after speaking out on matters of public concern. See Rankin v. McPherson, 483 U.S. 378, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987); Connick v. Myers, 461 U.S. 138, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983). Nonetheless, the Court has qualified Pickering by holding that an employee who speaks pursuant to her official duties is acting as an employee, not a public citizen, and therefore that her speech is not protected under the Constitution. Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). In order to make out a First Amendment claim, a plaintiff must establish three elements: (1) that she was speaking as a public citizen on a matter of public concern; (2) that the plaintiffs and the public’s First Amendment interests outweigh the government’s interest in promoting efficiency in the services that it provides; and (3) that the protected speech was a “substantial motivating factor” in the adverse employment decision. Ramos Rivera, 536 F.Supp.2d at 115 (internal citations omitted).
The First Circuit Court of Appeals has developed a two-step test to address the threshold question of whether an employee was speaking as a public citizen or in her capacity as an employee. Decotiis v. Whittemore, 635 F.3d 22, 31 (1st Cir.2011). First, the trial court must determine the plaintiffs official responsibilities; second, it must decide whether the speech at issue was made pursuant to those responsibilities. Id. Based on the facts submitted in plaintiffs second amended complaint, there is no reason to doubt that, in speaking to defendant Rodriguez about defendant Hernandez’s dealings with Fontan, plaintiff was acting pursuant to her official duties as Head of Administration. Moreover, plaintiff fails to make a convincing argument against this assertion. Because plaintiff spoke as an employee of the PRFD, her speech is not constitutionally protected. Therefore, defendants’ motion to dismiss plaintiffs First Amendment claim is GRANTED.
IV. Conclusion
The Court has made an independent examination of the entire record in this case, including plaintiffs objections to the
IT IS SO ORDERED.
REPORT AND RECOMMENDATION
On January 17, 2011, Nélida Ramos Santos (“Ramos” or “plaintiff’) filed a complaint against her employer, the “Cuerpo de Bomberos de Puerto Rico” (the Puerto Rico Fire Department, translation ours) (“PRFD”), as well as PRFD employees Jeremías Hernández Nogueras (“Hernández”), Carmen Rodríguez Díaz (“Rodríguez”), and the Commonwealth of Puerto Rico (the “Commonwealth”), and several unnamed defendants (collectively, “defendants”), alleging violations of her First and Fourteenth Amendment rights via 42 U.S.C. § 1983 (“Section 1983”), Title VII of the Civil Rights Act of 1964 (“Title VII”), Federal and Commonwealth whistleblower laws, and Commonwealth anti-discrimination laws, specifically, Law No. 100 of June 30, 1959, Law No. 69 of July 6, 1985, and Law No. 115 of December 20, 1991. (Docket No. I).
1. Factual Background
The court draws the following factual allegations from plaintiffs second amended complaint (Docket No. 67) and treats them as true for the purposes of the pending motion:
Plaintiff is a career employee with the Commonwealth who has worked for the PRFD since 1988. (¶ 11). She began working there as an accountant and, in 1994, was assigned to the Emergency Medical Corps, where she was later promoted to Director of Budget Finance. (¶¶ 22-23). She held this position until April 2009, when she was offered an opportunity to serve as Special Assistant to the chief of the PRFD by Coronel Benjamín Rodríguez, who later appointed plaintiff as interim Director of Purchasing and
At some time prior to July 2010, co-defendant Hernández was appointed Transportation Director of the PRFD and assigned to the same office building as plaintiff. (¶ 31). After being introduced to plaintiff, Hernández began what plaintiff describes as “a constant pattern of flirtatious remarks, constant invitations to go out to lunch, constant phone calls to her office, winks, and very frequent visits to plaintiffs office seeking help in matters that he himself could easily resolve.” (¶ 31).
During mid-July of 2010, both plaintiff and Hernández attended a LULAC
On July 16, 2010, plaintiff, Hernández, and other PRFD employees were at the hotel pool in New Mexico, where they were staying during the LULAC convention. Hernández told plaintiff to be careful with a PRFD captain named Luis Cotto whom he called “that Popular,” which plaintiff characterizes as a comment that “show[ed] a patent discrimination for political reasons.” (¶¶ 35-36). This made plaintiff feel uncomfortable, so she retired to her hotel room. (¶ 36). An hour later, she received a call from defendant inquiring if she was upset with him. (¶ 36). Plaintiff responded that she had not given Hernández any reason to feel like he could call her
At unspecified times during the convention, Hernández commented to other members of their group that he was plaintiffs “bodyguard” and so he had to be near her because he was assigned to this “mission.” (¶ 39). Plaintiff told him to stop making such comments, as she had a partner. (¶ 40). Hernández also asked plaintiff more than once about her marital status and told her that Rodriguez had informed him several times that plaintiff was married. (¶ 40). Plaintiff told Hernández that he had no need to ask such questions and that she was not going to answer them. (¶ 40).
On August 16, 2010, Hernández prepared a complaint against plaintiff alleging sexual harassment, with assistance from PRFD general counsel, Efrén González. (¶ 41).
On September 14, 2010, plaintiff filed an administrative complaint against Hernández alleging sexual harassment and acts of retaliation. (¶ 44).
Between October 1 and December 27, 2010, “defendants gradually ... demoted [plaintiff] and withdrew [her] work functions.” (¶47). Additionally, plaintiff was moved to a different office that did not have a working air conditioner, her office chair was damaged, she was refused inter
II. Standard of Review
When considering a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), the court must limit its focus to the allegations of the complaint. Litton Indus., Inc. v. Colón, 587 F.2d 70, 74 (1st Cir.1978). The inquiry is whether the allegations, accepted as true, show “a plausible entitlement” to the relief requested. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 559, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007). To avoid dismissal, a third-party plaintiff must “set forth factual allegations, either direct or inferential, regarding each material element necessary to sustain recovery under some actionable legal theory.” Gooley v. Mobil Oil Corp., 851 F.2d 513, 515 (1st Cir.1988).
Determining whether a complaint makes out a plausible entitlement to relief involves two steps. See Ocasio-Hernández v. Fortuño-Burset, 640 F.3d 1, 11-12 (1st Cir.2011) (citing Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1950, 173 L.Ed.2d 868 (2009)). First, the court should separate a complaint’s factual allegations from any “legal conclusions couched as fact or threadbare recitals of the elements of a cause of action,” and disregard the latter. Id. at 12 (quoting Iqbal, 129 S.Ct. at 1949-50) (internal quotations omitted). The court then treats non-conclusory factual allegations as true, “even if seemingly incredible.” Id. Second, the court must determine if the factual content, taken as a whole, admits of “the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (quoting Iqbal, 129 S.Ct. at 1949). Only if it does will the complaint survive a motion to dismiss under Rule 12(b)(6). See id.
III. Analysis
Plaintiff brings her claims of sexual harassment and retaliation under a variety of federal and local statutes. The Commonwealth, the PRFD, and Rodriguez move to dismiss all of plaintiffs claims against them, arguing that some are barred by Eleventh Amendment sovereign immunity and that others should be dismissed for failure to state a claim. (Docket No. 23). Hernández moves separately to dismiss plaintiffs constitutional claims, as well as all damages claims against him in his official capacity, based on the same arguments that his co-defendants assert.
As a preliminary matter, plaintiffs complaint includes five generally named defendants who allegedly aided and abetted in committing the civil rights violations for which she sues. Said defendants have not been addressed in either a motion to amend the complaint or a request for additional time to serve those defendants. Further, plaintiff has failed to demonstrate good cause for her failure to name and serve the unnamed defendants within the 120-day time period specified by Federal Rule of Civil Procedure 4(m).
B. Eleventh Amendment Immunity & Individual Liability
Plaintiffs complaint does not specify which of her many claims are asserted against which of the four named defendants; thus, it will be read to assert all claims against all defendants.
1. Eleventh Amendment Sovereign Immunity
Co-defendant Hernández moves to dismiss all of plaintiffs claims for money damages against him in his official capacity as barred by the Eleventh Amendment to the United States Constitution. (Docket No. 24, p. 12). The Commonwealth, the PRFD, and Rodriguez in her official capacity move to dismiss plaintiffs First and Fourteenth Amendment claims on the same grounds. (Docket No. 23 at 7). The Eleventh Amendment provides that “[t]he Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S. Const. Amend. XI. Accordingly, it is well-settled that the Eleventh Amendment bars suits against a state by individuals. See e.g., Edelman v. Jordan, 415 U.S. 651, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974).
Certain sovereign immunity exceptions exist when that protection is waived by the state or “stripped away” by Congress. Metcalf & Eddy, Inc. v. P.R. Aqueduct & Sewer Auth., 991 F.2d 935, 938 (1st Cir.1993). There are four circumstances in which this occurs: (1) when a state consents to be sued in a federal forum; (2) when a state waives “its own immunity by statute or the like”; (3) when Congress abrogates state immunity; and (4) when “other constitutional imperatives ... take precedence over the Eleventh Amendment federal-court bar.” Id. at 938 (citations omitted); see also Toledo v. Sanchez, 454 F.3d 24, 31 (1st Cir.2006). Title VII is an example of the third listed exception, whereby Congress has abrogated states’ sovereign immunity to authorize awards of monetary damages against states. See Fitzpatrick v. Bitzer, 427 U.S. 445, 447, 96 S.Ct. 2666, 49 L.Ed.2d 614 (1976) (upholding 1972 amendments to Title VII, which extended damages provisions to individuals suing state governments). Therefore, plaintiffs Title VII claims against the Commonwealth and PRFD present no Eleventh Amendment issues. On the other hand, there is no such exception with respect to plaintiffs constitutional claims. It is well-settled that Congress did not intent to waive states’ sovereign immunity by enacting 42 U.S.C. § 1983. See Will v. Michigan Dep’t of State Police, 491 U.S. 58, 66, 67 n. 6, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989) (citing Quern v. Jordan, 440 U.S. 332, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979)).
Similarly, the court can find no such exception with respect to plaintiffs Puerto Rico law claims. Courts will only find that a state has waived its own Eleventh Amendment immunity by legislative fiat where the same is “stated ‘by the most express language or by such overwhelming implications from the text as will leave no room for any other reasonable construction.’ ” Edelman v. Jordan, 415 U.S. 651, 673, 94 S.Ct. 1347, 39 L.Ed.2d 662 (1974) (quoting Murray v. Wilson Distilling Co., 213 U.S. 151, 171, 29 S.Ct. 458, 53 L.Ed. 742 (1909)); see also Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 241, 105 S.Ct. 3142, 87 L.Ed.2d 171 (1985) (holding that the statute must “specify the State’s intention to subject itself to suit in federal court” in order to constitute a waiver). Laws 17 and 69 do include the Commonwealth government and its agencies within the definition of “employers” who may be held liable under those laws, see 29 L.P.R.A. §§ 155a(2) and 1322, but they contain no express or implied authorization of suits in federal court. Accordingly, this court has held that the Commonwealth has not waived its sovereign immunity under Laws 17 and 69. See Nieves Garay v. Puerto Rico Police Dep’t, Civil No. 09-1959, 2011 WL 2518801, at *5 (D.P.R. June 23, 2011); Huertas-González v. Univ. of Puerto Rico, 520 F.Supp.2d 304, 315-16 (D.P.R.2007); Padilla Cintrón v. Rosselló González, 247 F.Supp.2d 48, 58-59 (D.P.R. 2003). Additionally, the Commonwealth has not waived its sovereign immunity with respect to Law 115, which does not even include the Commonwealth and its agencies in its definition of employer. See Díaz v. Dep’t of Educ., 823 F.Supp.2d 68, 76-77 (D.P.R.2011); 29 L.P.R.A. § 194. While this court has yet to address the
There is one remaining exception to the sovereign immunity doctrine, which exists with respect to claims for prospective injunctive relief against state officers in their official capacity. Ex Parte Young, 209 U.S. 123, 160, 28 S.Ct. 441, 52 L.Ed. 714 (1908); Pennhurst, 465 U.S. at 102-03, 104 S.Ct. 900. This allows a state official to be sued only to enjoin a continuing violation of federal law. Papasan v. Allain, 478 U.S. 265, 277-78, 106 S.Ct. 2932, 92 L.Ed.2d 209 (1986); Whalen v. Mass. Trial Court, 397 F.3d 19, 29-30 (1st Cir.2005).
2. Title VII Individual Liability
It is well-settled that individual employees are not liable for acts that violate Title VII. Fantini v. Salem State Coll., 557 F.3d 22, 29-31 (1st Cir.2009) (“Consequently, we find that there is no individual employee liability under Title VII.”) (citing multiple eases from other circuits); see also; Cardona Román v. Univ. of P.R., 799 F.Supp.2d 120, 129 (D.P.R.2011); Rivera-Tirado v. Autoridad de Energía Eléctrica, 663 F.Supp.2d 36, 38 (D.P.R.2009). In her opposition, plaintiff appears to clarify that her Title VII claims are directed only against her employer, the Commonwealth and the PRFD. (Docket No. 31 at 22, ¶47). Therefore, it is recommended that plaintiffs Title VII claims against Hernández and Rodriguez, to the extent that the complaint asserts them, if at all, be dismissed.
3. Individual Liability Under Puerto Rico Laws
By contrast, individual employees can be held liable under Puerto Rico Law 100. See Otero Merced v. Preferred Health Inc., 680 F.Supp.2d 388, 392 (D.P.R.2010) (citing Rosario Toledo v. Distribuidora Kikuet, Inc., 151 D.P.R. 634 (2000) (considering allegations of sexual harassment)); Pacheco Bonilla v. Tooling & Stamping, Inc., 281 F.Supp.2d 336 (D.P.R.2003) (noting that Law 100 liability extends not only to the actual employer or the owner and president of a corporation, but also to any other person responsible for the illegal conduct). Individual employees can also be held liable for sexual harassment under Laws 17 and 69. See Miró Martínez v. Blanco Vélez Store, Inc., 393 F.Supp.2d 108, 114-15 (D.P.R.2005).
Additionally, claims for violations of Laws 115 and 426 may be brought against individual employees. This court has held that Law 115 allows for individual liability against a supervisor who retaliates against an employee. Reyes Guadalupe v. Casas Criollas, 597 F.Supp.2d 255, 260 (D.P.R.2008) (citing Hernández v. Raytheon Serv. Co. P.R., Civ. No. 05-1937(CCC)), 2006 WL 1737167 (D.P.R. Apr. 26, 2006) (unpublished). Law 426 provides that any public employee who alleges a violation of said law “may file a civil suit against the public official or employee who acts in contravention of [Law 426’s] provisions.” 1 L.P.R.A. § 606(b). Therefore, the plain language of Law 426 permits individual liability. In sum, plaintiff can maintain all of her Puerto Rico claims against Hernández and Rodriguez in their personal capacities.
4. Plaintiffs Outstanding Claims
Accordingly at this juncture, plaintiffs First and Fourteenth Amendment constitutional claims remain outstanding only as to Rodríguez and Hernández in their personal capacities. Plaintiffs Title VII claim remains only as against the Commonwealth and the PRFD. Plaintiffs Puerto Rico law claims, under Laws 17, 69, 100, 115, and 426, may proceed only against the individual defendants in their personal capacities.
C. Sexual Harassment Under Title VII & the 14th Amendment
1. Sexual Harassment as an Equal Protection Violation
A plaintiff asserting a violation of the Equal Protection Clause of the Fourteenth Amendment must allege that she has experienced intentional discrimination based on her membership in a protected class, see Washington v. Davis, 426 U.S. 229, 96 S.Ct. 2040, 48 L.Ed.2d 597 (1976),
Defendants move to dismiss plaintiffs equal protection claim, arguing that she has not alleged that she was the subject of an impermissible classification nor that she was treated differently from any other similarly situated employee. Plaintiffs response in opposition is that she was treated unequally based on her sex. (Docket No. 31 at 14-15, 1? 29). Although plaintiff did not manage to clearly delineate this in her opposition or in her complaint, her claim that Hernandez sexually harassed her constitutes a sex discrimination claim under the Equal Protection clause, just as it does under Title VII. Sexual harassment is a form of discrimination based on sex. See Meritor Savings Bank v. Vinson, 477 U.S. 57, 106 S.Ct. 2399, 91 L.Ed.2d 49 (1986); Lipsett v. Univ. of P.R., 864 F.2d 881, 888 (1st Cir.1988). Moreover, sex-based discrimination is a violation of equal protection if it “does not ‘serve important governmental objectives’ and is not ‘substantially related to achievement of those objectives.’ ” Lipsett, 864 F.2d at 896 (quoting Davis v. Passman, 442 U.S. 228, 234-35, 99 S.Ct. 2264, 60 L.Ed.2d 846 (1979)). Therefore, if plaintiffs complaint sufficiently alleges the elements of a sexual harassment claim, she will succeed in establishing a Fourteenth Amendment equal protection claim as well as a Title VII claim. See Siaca v. Autoridad de Acueductos y Alcantarillados de Puerto Rico, 160 F.Supp.2d 188, 195 (D.P.R.2001) (“[A] plaintiff may assert a claim for employment discrimination under both Title VII and 42 U.S.C. § 1983”); Ribot Espada v. Woodroffe, et al., 896 F.Supp. 69 (D.P.R.1995) (holding that Title VII did not provide exclusive remedy for sex discrimination in public employment; claim could also be brought under Equal Protection clause).
2. Sexual Harassment Claim Against Hernández Individually — Under the Equal Protection Clause and Puerto Rico Law 17
The First Circuit has held that the same legal standards for sexual harassment claims under Title VII apply to sexual harassment claims by public employees brought under the Equal Protection clause. Lipsett, 864 F.2d at 896-97. Additionally, Title VII precedents are followed in construing Puerto Rico law. Hernández-Loring v. Univ. Metropolitana, 233 F.3d 49, 56 (1st Cir.2000); see also Aponte-Rivera v. DHL Solutions (USA), Inc., No. 07-1950, 2010 WL 376330, *2 (D.P.R. Jan. 25, 2010) (slip copy) (“Courts have recognized that hostile work environment claims brought under Law 17, Law 69, and Law 100 are essentially the same as a Title VII hostile work environment claim.”) (collecting cases); Figueroa García v. Lilly del Caribe, Inc., 490 F.Supp.2d 193, 212 (D.P.R.2007) (“Law 17 ... largely tracks the language of the EEOC guidelines regarding hostile work environment claims.”).
Courts have recognized two forms of sexual harassment under Title VII: quid pro quo and hostile work environment. Although plaintiff mentions both forms in her complaint, her allegations can only be construed as a potential hostile work environment claim. Quid pro quo sexual harassment occurs when “a supervisor conditions the granting of an economic or other job benefit upon the receipt of sexual favors from a subordinate, or punishes that subordinate for refusing to comply.” Lipsett, 864 F.2d at 897 (citations omitted); see also García v. Suárez & Co., 288 F.Supp.2d 148, 158 (D.P.R.2003) (“The gravamen of a quid pro quo claim is that a tangible job benefit or privilege is conditioned on an employee’s submission to sexual black-mail and that adverse consequences follow from the employee’s refusal.”) (quoting Acevedo Vargas v. Colón, 68 F.Supp.2d 80, 89 (D.P.R.1999)). Because Hernández was not plaintiffs supervisor, she cannot maintain a quid pro quo claim against him. At the time the alleged events took place, plaintiff was the PRFD Head of Administration, while Hernández was the Director of the PRFD Transport Office. While the complaint does not explain the relationship between these two positions within the PRFD, it does not allege that Hernández supervised plaintiff and it cannot be reasonably inferred that the Director of the PRFD Transport Office supervises the PRFD Head of Administration. Nor is it evident from the complaint that Hernández had any control over the terms and conditions of plaintiffs employment. Therefore, the only type of sexual harassment claim that plaintiff may maintain is a hostile work environment claim.
A plaintiff may bring a hostile work environment claim where “sexual harassment [is] so ‘severe or pervasive’ as to ‘alter the condition [of the victim’s] employment and create an abusive working environment.’ ” Faragher v. City of Boca Raton, 524 U.S. 775, 786, 118 S.Ct. 2275, 141 L.Ed.2d 662 (1998) (quoting Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 67, 106 S.Ct. 2399, 91 L.Ed.2d 49 (1986)). However, such conduct is actionable only when it “go[es] beyond the ‘merely offensive’ and approaches] tangible injury (including psychological injury)[. F]actors to be considered include frequency, severity, whether the conduct is “physically threatening or humiliating,” and whether it ‘unreasonably interferes with an employee’s work performance.’ ” Hernández-Loring, 233 F.3d at 56 (quoting Harris v. Forklift Sys., Inc., 510 U.S. 17, 21-23, 114 S.Ct. 367, 126 L.Ed.2d 295 (1993)). Additionally, the sexually objectionable conduct must be “both objectively and subjectively offensive, such that a reasonable person would find it hostile or abusive and that [plaintiff] in fact did perceive it to be so.” Pérez-Cordero v. Wal-Mart Puerto Rico, Inc., 656 F.3d 19, 27 (1st Cir.2011) (citations omitted).
Plaintiffs complaint consists essentially of one severe incident — the telephone call to her hotel room during which Hernández said that he had something “big and fat” for her and that he wanted to steal a kiss from her — and an unspecified number of non-severe incidents, such as invitations to go out for
One consideration permeating this analysis is that Hernández was not plaintiffs supervisor or a co-worker with whom she worked closely on a day to day basis. Because he was not plaintiffs supervisor, the power differential that could make flirtations and expressions of interest turn into something more intimidating is not present. Neither is the proximity between close co-workers that could intensify this type of conduct so that it saturated plaintiffs working environment. By contrast, in Pérez-Cordero, plaintiff and defendant worked together on the same shift in the same department and defendant was the “team leader,” meaning that she had some supervisory authority over plaintiff. 656 F.3d at 21. The early harassment consisted of mere flirtation and expressions of romantic interest, but later involved embarrassing sexual remarks in front of colleagues and one incident of nonconsensual physical contact. Additionally, once Pérez Cordero rejected the defendant’s romantic overtures, defendant threatened him with a negative evaluation, assigned him more onerous tasks, and berated him in front of other employees. Id. at 29. In finding that the harassment severe and pervasive, the court found relevant the threats, the scolding, and the increased job duties that “undermine[d] plaintiffs ability to succeed at his job.” Id. (citing O’Rourke v. City of Providence, 235 F.3d 713, 729 (1st Cir.2001)). The court focused on the “non-consensual physical contact, embarrassing sexual remarks, public scolding, exclusion from meetings and training opportunities, threats of discipline, and an assignment to him of those tasks generally regarded as least desirable.” Id. at 30. There is no indication that the early flirtation alone would be considered severe and pervasive.
While “[sjevere or pervasive sexual remarks [and] innuendos” may constitute sexual harassment, Figueroa García, 490 F.Supp.2d at 193, the complaint does not show that Hernández’s “flirtatious remarks” or calls and visits to plaintiffs
Courts have routinely held that a single episode of offensive sexual conduct is not sufficient to create a hostile work environment unless it is exceptionally severe. See Breeden, 532 U.S. at 270-71, 121 S.Ct. 1508 (“A recurring point in our opinions is that ... isolated incidents (unless extremely serious) will not amount to discriminatory changes in the ‘terms and conditions of employment.’ ”); see also O’Rourke v. City of Providence, 235 F.3d 713, 729 (1st Cir.2001) (“[OJEEhand comments and isolated incidents’ are not sufficient to create actionable harassment; the hostile work environment standard must be kept sufficiently demanding to ensure that Title VII does not become a ‘general civility code.’ ”) (citing Faragher, 524 U.S. at 788, 118 S.Ct. 2275; Oncale v. Sundowner Offshore Servs., 523 U.S. 75, 81, 118 S.Ct. 998, 140 L.Ed.2d 201 (1998)). Hernández’s phone call to plaintiffs hotel room, while offensive and exceedingly inappropriate, does not reach the level of severity that courts have required. In Pomoles v. Celulares Telefónica, Inc., for example, the First Circuit held that a single incident where the plaintiffs supervisor grabbed his crotch and said “it would be great to come with you” was insufficient to constitute a hostile work environment. 447 F.3d 79, 83 (1st Cir.2006). In so holding, the court noted that the conduct alleged was similar to other conduct that had been deemed insufficient to establish a hostile work environment claim. Id. at 84 (citing Chamberlin v. 101 Realty, Inc., 915 F.2d 777, 783 (1st Cir.1990) (concluding that it was “highly doubtful” that five sexual advances by a supervisor “could be considered sufficiently severe or pervasive to support a sexual discrimination claim of the hostile environment variety”); Morgan v. Mass. Gen. Hosp., 901 F.2d 186, 192-93 (1st Cir.1990) (holding that conduct was not sufficiently severe or pervasive where, over two-week period, a coworker stood behind the plaintiff to create physical contact, surreptitiously looked at the plaintiffs genitals in the restroom, and engaged in unwanted touching); Burnett v. Tyco Corp., 203 F.3d 980, 984-85 (6th Cir.2000) (holding that evidence of a single battery and two offensive remarks over six months did not establish a hostile environment)). The behavior here is similar to that in Pomales. It is “certainly crude,” but it could not, standing alone, create a working an environment that a reasonable person would find abusive. Id. at 83. Moreover, there are no facts alleged in the complaint showing that the incident, or any of Hernández’s behavior for that matter, unreasonably interfered with plaintiffs work performance or that it affected her day to
3. Employer Liability Under Title VII and Puerto Rico Law
Even if plaintiff had alleged sufficient facts to show that Hernández’s behavior created a hostile work, environment, the Commonwealth and PRFD would not be liable for his behavior under Title VII.
The allegations in the complaint do not give rise to a reasonable inference that Rodriguez or any other supervisory personnel knew or should have known about Hernández’s behavior prior to September 14, 2010, the date that plaintiff filed her administrative complaint. Prior to this date, plaintiff does not allege that she ever told anyone what was happening, nor that any of the alleged incidents happened in the presence of a supervisor or other management-level employee.
4. Supervisory Liability under Section 1983
Because plaintiff cannot establish that the PRFD and the Commonwealth are liable for Hernández’s actions under Title VIPs negligence standard, she cannot establish that Rodriguez is liable for the alleged equal protection violation under the higher standard for supervisory liability required by Section 1983. Under Section 1983, liability can only be imposed on officials who were personally involved in the deprivation of a constitutional right. Pinto v. Nettleship, 737 F.2d 130, 132 (1st Cir.1984). Therefore, when the violation alleged is purposeful discrimination, a plaintiff must plead that each defendant, through his or her own actions, has violated her constitutional right to equal protection. See Carrasquillo-González v. Sagardía-De-Jesús, 723 F.Supp.2d 428, 438 (D.P.R.2010) (citing Iqbal, 129 S.Ct. at 1949). There is no vicarious liability under Section 1983, and thus officials cannot be held liable for the conduct of their subor dinates on a respondeat superior theory. Iqbal, 129 S.Ct. at 1948. Additionally, plaintiff must “show that the official had actual or constructive notice of the constitutional violation.” Feliciano-Hernández v. Pereira-Castillo, 663 F.3d 527 (1st Cir.2011) (quoting Rodríguez-García v. Municipality of Caguas, 495 F.3d 1, 10 (1st Cir.2007)). Plaintiff has failed to show that the Rodriguez had notice of Hernández’s behavior until after it had already stopped. Moreover, plaintiff does not allege that Rodriguez was personally involved sexually harassing her, and there is no other type of sex discrimination alleged in the complaint. Therefore, even if plaintiff had established that Hernández sexually harassed her in violation of her right to equal protection Rodriguez should not be held liable for that violation and, therefore, it is recommended that plaintiffs equal protection claim against her be dismissed.
5. Retaliation Under Title VII & Law 115
Title VTI makes it unlawful for an employer to retaliate against an employee who complains about discrimination in the workplace. See 42 U.S.C. § 2000e-3(a). To establish a prima facie case of retaliation under Title VII, an employee must show that: (1) she engaged in protected conduct, (2) she suffered an adverse employment action, and (3) a causal connection existed between the protected conduct and the adverse action. Noviello, 398 F.3d at 88. Similarly, Puerto Rico Law 115 protects employees from termination, discrimination, or other adverse employment actions affecting the terms and conditions of their employment “should the employee offer or attempt to offer ... any testimony, expression, or information before a legislative, administrative or judicial forum ----”29 L.P.R.A. § 194a(a). Because Law 115 requires the same adverse employment action showing as a Title VII retaliation claim, courts have treated the two claims the same. See Rivera Rodríguez v. Sears Roebuck De Puerto Rico, Inc., 367 F.Supp.2d 216, 230 (D.P.R.2005).
Even though plaintiff cannot establish that she was subject to unlawful discrimination under Title VII, she can still maintain a retaliation claim if she can establish the three required elements of the prima face case. See Wyatt v. City of Boston, 35 F.3d 13 (1st Cir.1994). “The success of a retaliation claim does not require that the alleged wrongful conduct itself be illegal.” Alvarez v. Plom-Electric Corp./Imaginacion, et al., Cv. No. 04-1334(SEC), 2006 WL 6561405 at *3 (D.P.R. Jun. 19, 2006) (citing cases). Plaintiff has alleged that she filed both an internal ad
As to the second prong, an adverse employment action is defined as one that would “dissuade a reasonable worker from making or supporting a charge of discrimination.” Godoy v. Maplehurst Bakeries, Inc., 747 F.Supp.2d 298, 314 (D.P.R.2010). This typically involves actions such as “hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits.” Morales Vallellanes v. Potter, 605 F.3d 27, 35 (1st Cir.2010). Plaintiffs allegations regarding the changes to her workspace (e.g., lack of parking, no internet access, a broken chair) are unlikely to meet this standard, as they are not a “significant change in benefits.” Additionally, plain tiff does not explain what position she was demoted to and how her duties were different. However, plaintiff does allege that her work functions were withdrawn and that she was demoted to a lower ranked position. Plaintiffs allegation is vague because she does not even name or describe the position to which she was demoted. Nonetheless, a demotion to a lower position does constitute an adverse employment action for Title VII retaliation purposes. See, e.g., Marrero v. Goya of Puerto Rico, 304 F.3d 7, 23-24 (1st Cir.2002). Therefore, though plaintiffs allegations are thin, they are adequate to establish this prong at the motion to dismiss stage.
With respect to causation, plaintiffs complaint contains no facts except for the proximity in time between her complaint and the demotion. However, such temporal proximity has often been found sufficient to establish causation when that proximity is especially close. See Calero Cerezo v. U.S. Dep’t of Justice, 355 F.3d 6, 25 (1st Cir.2004); Oliver v. Digital Equipment Corp., 846 F.2d 103, 110 (1st Cir.1988) (“A showing of discharge soon after the employee engages in an activity specifically protected by Section 704(a) of Title is indirect proof of a causal connection between the firing and the activity because it is strongly suggestive of retaliation.”) (citations omitted). Here, the temporal proximity was close. Plaintiff filed her administrative complaint on September 14, 2010, and on September 29, 2010, Rodriguez informed her that she was being demoted. On that same day, plaintiff filed her EEOC complaint and only a few days later, on October 1, 2010, she alleges that a gradual process of demotion and withdrawal of her work functions began that lasted through December of 2010. The two week time 'period between plaintiffs first complaint and the beginning of the adverse employment action is sufficient to establish causation at the prima facie phase. See Calero Cerezo, 355 F.3d at 25-26 (holding that one-month temporal proximity was sufficient to establish causation and noting that “the prima facie burden in this context is not an onerous one”). Therefore, it is recommended that defendants’ motion to dismiss be denied as to the Title VII retaliation claim against the Commonwealth and the PRFD and the Law 115 claim against Rodriguez. It is further recommended that said claims be dismissed against Hernández because, as he had no decision-making authority over plaintiffs employment, he cannot be responsible for her demotion and change in work duties.
D. First Amendment & Whistleblower Claims
I. First Amendment
Plaintiff appears to claim that the alleged retaliation was also a reprisal for her disclosure to Rodríguez of Hernández’s improper use of funds from a supplier (Fontán) to buy plane tickets for the LULAC
The Supreme Court has held that the First Amendment protects public employees who experience retaliation as a result of having spoken out on matters of public concern. See Rankin v. McPherson, 483 U.S. 378, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987); Connick v. Myers, 461 U.S. 138, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983); Pickering v. Board of Education, 391 U.S. 563, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968). In order to make out such a claim, a plaintiff must establish three elements: (1) that she was speaking as a public citizen on a matter of public concern, (2), that the plaintiffs and the public’s First Amendment interests outweigh the government’s interest in promoting efficiency in the services that it provides, and (3) that the protected speech was a “substantial or motivating factor” in the adverse employment decision. Ramos Rivera v. Dep’t de la Familia de Puerto Rico, 536 F.Supp.2d 115 (D.P.R.2008) (citations omitted).
Plaintiff has established the second part of the first prong because the subject-matter of her speech was Hernandez’s alleged misuse of funds from a public supplier, essentially a form of corruption. It is well-established that governmental corruption is a matter of public concern. See, e.g., Torres Rosado v. Rotger Sabat, 204 F.Supp.2d 252, 260 (D.P.R.2002). However, she has failed to allege sufficient facts to show that she uttered this speech as a public citizen. The Supreme Court has held that an employee who makes a statement pursuant to her official duties is acting as an employee, and her speech is thus not constitutionally protected. Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006). The First Circuit has set forth a two-step test to answer the threshold question of whether an employer was speaking as a citizen or as an employee. Decotiis v. Whittemore, 635 F.3d 22, 31 (1st Cir.2011). First, the court must determine what the employee’s official responsibilities are. Id. Then, it must determine whether the speech at issue was made pursuant to those responsibilities. Id. While plaintiffs complaint lists the job duties for all of her prior positions at the PRFD, she does not list any for her position as Head of Administration. (See Docket No. 67, ¶¶ 22-29). Plaintiffs failure to include these details makes it impossible for the court to conclude that her speech was not part of her official duties. Specifically, the speech at issue is plaintiffs reporting to Rodriguez that she had received a check that she believed to be illegal because of Hernandez’s actions. Without knowing exactly what plaintiffs duties were, the most reasonable inference is that the responsibilities of the Head of Administration included keeping PRFD operations running efficiently and reporting any irregularities to PRFD Chief Rodriguez. Therefore, the most reasonable inference is that plaintiffs speech was uttered in the course of her official job duties. Because plaintiffs exact job responsibilities are unknown, it is possible that her speech was made outside the course of her job duties. However, allegations showing a mere possibility of a viable cause of action will not survive a motion to dismiss. See Iqbal, 129 S.Ct. at 1940 (“[Wjhere the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has ... not ‘show[n] that the pleader is entitled to relief.’ ”). Iqbal, 129 S.Ct. at 1940 (citing Fed.R.Civ.P. 8(a)(2)).
The First Circuit has emphasized the question of whether an employee was acting as a citizen or an employee is a context-specific inquiry that can be difficult to perform at the motion to dismiss stage.
2. Whistleblower Claims
Plaintiff claims that defendants’ conduct violates federal whistleblower laws, but does not cite any specific provision of federal law. If plaintiff refers to the Whistleblower Protection Act of 1989, Pub.L. 101-12, codified at 5 U.S.C. § 1213 et seq., such reference is inapposite because that law only applies to federal employees. See Pub.L. 101-12 (entitled “An Act to amend title 5, United States Code, to strengthen the protections available to Federal employees against prohibited personnel practices, and for other purposes”) (emphasis added). Plaintiffs claim under this Act should therefore be dismissed.
Puerto Rico’s Whistleblower Protection Act, Law 426, was enacted to “protect whistleblowers who report acts of public corruption.” Frederique-Alexandre v. Dep’t of Natural and Envtl. Res., 478 F.3d 433, 440 (1st Cir.2007). Its purpose is to “proteet[] the rights of public employees and officials who disclose information or testify on alleged improper or illegal acts regarding the use of public property or funds that due to their nature constitute acts of government corruption, or that fall within the ethical conduct regulated by our legal system.” Id. (quoting 1 L.P.R.A. § 601). The law provides, inter alia, that:
No public official or employee may dismiss, threaten, discriminate against or otherwise retaliate against another pub-lie official or employee, with regard to the terms, conditions, compensation, location, or employment benefits or privileges, because the latter has disclosed or has attempted, orally or in writing to disclose any testimony, statement, or information on alleged improper or illegal acts in the use of public property or funds or acts that constitute corruption, before any official or employee with investigative functions.
1 L.P.R.A. § 603(a). Plaintiff has alleged that she orally disclosed to Rodriguez that Hernández had allegedly obtained a check by improper means, which would fall under the definition of the conduct protected by Law 426. Therefore, plaintiff has shown that she engaged in the type of conduct protected by Law 426. She has also alleged that Rodriguez told her that she was being demoted to a lower ranked position and that, subsequently, she was demoted. Therefore, plaintiff suffered the type of adverse employment action that is described in Law 426.
With respect to causation, Law 426 prohibits retaliation “because of’ the protected conduct, but it does not set forth a more specific causation standard. Additionally, there is relatively little jurisprudence interpreting Law 426, and there are no reported cases setting forth a standard for proving causation under that law. In the absence of any precedent from the Puerto Rico courts, the court declines to impose a higher burden than that required to show causation in Title VII and Law 115 cases at the motion to dismiss stage. As discussed previously, temporal proximity can be sufficient to establish causation in such cases. With respect to her alleged whistleblowing action, approximately two and a half months passed between the time
E. Due Process
The Due Process clause of the Fourteenth Amendment to the United States Constitution prohibit states from “depriv[ing] any person of life, liberty, or property without due process of law.” The due process violation alleged in plaintiffs complaint fails utterly to explain how she was deprived of life, liberty, or property without due process of law. It merely states that “[defendants, through their acts and/or omissions, acting under color of law, deprived plaintiff of her rights to ... due process of law and to enjoy the opportunity to be promoted as a career PRFD officer to a higher position, all in violation of rights guaranteed by the ... Fourteenth Amendment] to the Constitution of the United States of America.” Plaintiff does not specify what the deprivation was, and her complaint contains no factual allegations regarding promotions or lack thereof.
A property interest in public employment is created only if “existing rules or understandings” that “stem from an independent source such as state law” create a reasonable expectation that employment will continue. Dávila Alemán v. Feliciano Melecio, 992 F.Supp. 91, 96 (D.P.R.1997) (quoting Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 538, 105 S.Ct. 1487, 84 L.Ed.2d 494 (1985); citing Bishop v. Wood, 426 U.S. 341, 96 S.Ct. 2074, 48 L.Ed.2d 684 (1976)). Puerto Rico Law creates a property right in continued employment for career employees. See 3 L.P.R.A. § 1465 (“Career employees ... are entitled to remain in the service pursuant to the provisions of § 1462e of this title.”); § 1462e(4) (“The appointing authority may only ... remove any career employee for just cause, after having given written notice of the bringing of charges and ... his/her right to request a hearing before action is taken.”); Kercado-Meléndez v. Aponte Roque, 829 F.2d 255, 262 (1st Cir.1987) (construing predecessor statute and holding that Puerto Rico law clearly gives career employees a property inter
The deprivation plaintiff alleges is that she was demoted to a lower ranked position. She also alleges that her work functions were withdrawn. Generally, a demotion is considered to be a deprivation of a public employee’s property interest in continued employment. See; Natal Rosario v. Puerto Rico Police Dep’t, 609 F.Supp.2d 194, 202 (D.P.R.2009); Gierbolini v. Aponte Roque, 666 F.Supp. 334 (D.P.R.1987). However, mere downgraded job duties or transfers to different positions that do not amount to demotions are not deprivations because “under Puerto Rico law, public employees have a property interest in their continued employment, but not in the functions that they perform.” Rosado de Vélez v. Zayas, 328 F.Supp.2d 202, 212 (D.P.R.2004) (citing Consejo de Educación de la U.P.R. v. Roselló, 137 D.P.R. 83, 110, 1994 WL 16035183 (1994)); see Ruiz Casillas v. Camacho Morales, 415 F.3d 127, 134 (1st Cir.2005); Ayala-Sepúlveda v. Municipality of San Germán, 661 F.Supp.2d 130, 139 (D.P.R.2009) (“Since the plaintiffs allegations ... do not involve the termination of his employment, but merely a change in his functions, i.e. a transfer from one division of the municipal government to another, he cannot obtain redress for a due process violation, even if the defendants’ alleged actions would constitute adverse employment actions.”); see also Soto Padro v. Public Bldg. Auth., 747 F.Supp.2d 319, 332 (D.P.R.2010) (holding that there was no due process violation when change in position involved only reduction in potential salary scale, duties, and employees under plaintiffs supervision). Additionally, in Rosado Quiñones v. Toledo, 528 F.3d 1, 5 (1st Cir.2008), the First Circuit has upheld the district court’s dismissal, upon summary judgment, of plaintiffs due process claim where he had been demoted, but his salary was not reduced. Although plaintiff was transferred from a specialized plainclothes unit to a uniformed police officer, the lowest rank in the police department, the court reasoned that he had only been deprived of his particular job functions, in which he had no recognized property interest. Id. at 4-5. But see Natal Rosario, 609 F.Supp.2d at 202 (denying motion to dismiss police officer’s due process claim, finding that his transfer from detective unit to field operations division was demotion because of the inferior job responsibilities, even though the complaint did not mention a reduction in salary). In plaintiffs case, she does not, however, elaborate on what the demotion entailed and whether it involved a reduction in salary. She also does not state what position she was demoted to. However, she does say that the new position was lower ranked. Therefore, making all reasonable inferences in plaintiffs favor, it is plausible that she was deprived of her right to continued employment if her salary was reduced when she was removed from her position and demoted to a lower position.
P. Miscellaneous Claims: Fourth Amendment, § 1985, Article 1802
Plaintiff concedes in her opposition that her Fourth Amendment rights were not violated and that the inclusion of such a
Although plaintiffs complaint also provides no further mention of 42 U.S.C. § 1985 after the jurisdictional statement, she attempts to argue in her opposition (in a section titled “Conspiracy Claim Under 42 USC Sec. 4185 [sic]”) that defendants Rodríguez and Hernández had a “common goal” of demoting plaintiff after she filed her complaints. (Docket No. 31 at 19-20, ¶ 41). Even if this conclusory allegation were contained in plaintiffs complaint, which it is not, it would not suffice to establish a Section 1985 claim against these two defendants. Section 1985 prohibits “two or more persons in any State or Territory [from] conspiring to] ... depriv[e] ... any person or class of persons of the equal protection of the laws.” Perez-Sanchez v. Public Bldg. Auth., 531 F.3d 104, 107 (1st Cir.2008). To prevail on such a claim, plaintiff must allege that (1) a conspiracy existed, (2) the defendants had “a conspiratorial purpose to deprive the plaintiff of the equal protection of the laws,” (3) the defendants committed an “overt act in furtherance of the conspiracy,” and (4) the plaintiff suffered “injury to person or property, or a deprivation of a constitutionally protected right.” Id. at 107. Plaintiff has not alleged any facts that show or give rise to an inference that there was a conspiracy between Hernández and Rodriguez or that they had a conspiratorial purpose to deprive plaintiff of her rights. The complaint merely alleges that Hernández filed a complaint against plaintiff and that Rodriguez subsequently demoted her. There is no indication that there was even any communication between the two defendants, aside from Hernández’s complaints to Rodriguez about plaintiffs work performance. Therefore, it is recommended that plaintiffs Section 1985 claim also be dismissed.
G. Qualified Immunity
Defendant Rodríguez has also filed a “motion for qualified immunity.” In that motion, Rodriguez argues that she is entitled to qualified immunity, and thus absolved of liability, as to plaintiffs constitutional claims. A state official is entitled to qualified immunity when a plaintiff has shown that a constitutional right was violated, but the court determines that the right was not clearly established and that a reasonable officer could have believed that the conduct in question was lawful. See Saucier v. Katz, 533 U.S. 194, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). Because plaintiff failed to sufficiently plead either a First or Fourteenth Amendment claim, she has not shown that her constitutional rights were violated. Therefore, it is not necessary to determine whether Rodriguez would be entitled to qualified immunity on those claims. See Pearson v. Callahan, 555 U.S. 223, 235-38, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009) (noting that courts should generally decide first whether there has been a constitutional violation where the answer to that question is unambiguous). Accordingly, it is recommended that Rodriguez’s motion for qualified immunity be deemed moot.
V. CONCLUSION
Based on the foregoing analysis, it is hereby RECOMMENDED that:
• All First Amendment and Fourteenth Amendment claims, as well as all claims under Puerto Rico Laws*275 17, 69, 115, and 426 against the Commonwealth, PRFD, and Rodríguez and Hernández in their official capacities be DISMISSED on sovereign immunity grounds.
• All claims under Puerto Rico Law 100 against the Commonwealth and PRFD be DISMISSED, as Law 100 does not apply to the Commonwealth government or to a Commonwealth agency not operating as a private business or enterprise.
• All claims pursuant to the Fourth Amendment be DISMISSED, as plaintiff has acknowledged that their inclusion in the complaint was a mistake.
• Any Title VII claims against Rodriguez and Hernández individually, to the extent the complaint asserts them at all, be DISMISSED as there is no individual liability under Title VII.
• All claims against Rodríguez and Hernández in their personal capacities under the First Amendment, the Fourteenth Amendment, and Puerto Rico Laws 17, 69, 100 be DISMISSED for failure to state a claim upon which relief can be granted.
• All claims under the Whistleblower Protection Act of 1989, Pub.L. 101— 12, codified at 5 U.S.C. § 1213 et seq., be DISMISSED for failure to state a claim upon which relief can be granted in light of the fact that no federal employees are involved in this case.
• Any claims against Hernández under Puerto Rico Laws 115 and 426 be DISMISSED for failure to state a claim upon which relief can be granted.
• All claims against Rodríguez and Hernández under 42 U.S.C. § 1985 be DISMISSED for failure to state a claim upon which relief can be granted.
• The prospective injunctive relief requested be DENIED as the same lacks specificity as to what action in particular plaintiff wishes the court to enjoin and no allegation of ongoing harm has been made.
WHEREFORE, Hernández’s motion to dismiss (Docket No. 24) should be GRANTED. It is further RECOMMENDED that the motion to dismiss filed by the Commonwealth, the PRFD (Docket No. 23), and Rodriguez be GRANTED in part and DENIED in part. It is also RECOMMENDED that Rodriguez’s motion requesting dismissal of claims against her on qualified immunity (Docket No. 36) be deemed MOOT.
In sum, it is recommended that the following claims survive the motions to dismiss:
• Plaintiffs Title VII retaliation claims against the Commonwealth and the PRFD
• Plaintiffs Law 115 claim against Rodriguez in her individual capacity; and
• Plaintiffs Law 426 claim against Rodriguez in her individual capacity.
The parties have fourteen (14) to file objections to this Report and Recommendation. Failure to file the same waives the right to appellate review. Fed.R.Civ.P. 72(b)(2); Fed.R.CivJP. 6(c)(1)(B); Local Rule 72(d); see also Henley Drilling v. McGee, 36 F.3d 143, 150-51 (1st Cir.1994); United States v. Valencia, 792 F.2d 4, 6 (1st Cir.1986).
IT IS SO RECOMMENDED.
. It is unclear whether defendant Hernandez's complaint was an internal remonstration within the PRFD, an Equal Employment Opportunity Commission ("EEOC”) complaint, or another type of administrative grievance. (Docket No. 117 at p. 5.) Indeed, plaintiff's statement of facts does little to clarify this matter, leaving to speculation not only the nature of the complaint, but any reasonable explanation as to why defendant Hernandez might make such an accusation. One possible answer is that Hernandez was merely responding in retaliation to complaints filed previously by plaintiff. Yet plaintiff's intimation that she had already submitted her own complaints by August 23, 2010 (Docket No. 67 at ¶ 41) directly contradicts statements made elsewhere that she did not file an administrative complaint until September 14, 2010, or an EEOC complaint until September 30, 2010. (Docket No. 117 at p. 5.) Thus, the Court cannot assume that plaintiff filed any complaints before defendant Hernandez submitted his grievance on August 16, 2010.
. Plaintiff does not provide the title of this lower rank position and does not describe in any detail a change in her administrative duties. In her opposition to defendants’ motions to dismiss, however, plaintiff does include several documents demonstrating a diminution in rank, including paystubs and a letter from defendant Rodriguez notifying her of the alleged demotion. (See Docket No. 31.) Nonetheless, the magistrate judge correctly denies consideration of these materials because they were submitted to the court in Spanish without certified English translations pursuant to Local Rule 5(g.) (See Docket No. 117 at p. 34.)
. In addition to these statutes, plaintiff also cites the Fourth Amendment and 42 U.S.C. §§ 1985 and 1988. (Docket No. 67 at ¶ 1.) The R & R correctly notes that these statutes are either invoked by plaintiff in error, or that they are not sufficiently discussed by plaintiff to justify the Court’s consideration. (Docket No. 117 at p. 34.)
. The magistrate judge notes that "[p]laintiff’s complaint does not specify which of her many claims are asserted against which of the four named defendants ...” Therefore, the R & R interprets the complaint as asserting "all claims against all defendants.” (Docket No. 117 at p. 7.) Even so, the Court may safely deduce from the R & R which claim belongs with which defendant. The sexual harassment claim, on the one hand, is undoubtedly asserted against defendant Hernandez, the sole perpetrator of lascivious misconduct. (See Docket No. 67 at ¶¶ 29, 36-37.) The retaliatory harassment claim, on the other hand, is valid only against defendant Rodriguez, and not Hernandez; the magistrate judge correctly states that because defendant Hernandez "had no decision-making authority over plaintiff’s employment, he cannot be held responsible for her demotion and change in work duties.” (Docket No. 117 at p. 25.)
. Plaintiff, perhaps inadvertently, refers to defendant Hernandez as her supervisor (Docket No. 135 at ¶ 12.) Nowhere in her complaint, however, does plaintiff claim that defendant Hernandez occupied a supervisory role in relation to her; nor does she allege that defendant Hernandez commanded any sort of authority or influence over plaintiff that might qualify as supervisory in nature. Again, plaintiff conflates her hostile-environment claim against her co-worker, defendant Hernandez, with her retaliation claim against her supervisor, defendant Rodriguez.
. This is not to say that plaintiff would be able to meet the other requirements set forth in the First Circuit standard, especially points (2) through (5); it is only to assert that there is no doubt the magistrate judge correctly determined that the allegations in the complaint "do not give rise to a reasonable inference that defendant Rodriguez or any other supervisory personnel knew or should have known about defendant Hernandez's behavior prior to September 14, 2010.” (Docket No. 117 at p. 21.)
. On February 5, 2011, plaintiff filed an amended complaint alleging the same causes of action. (D.E.5). On September 15, 2011, plaintiff filed a second amended complaint for the sole purpose of correcting an inaccurate legal citation. (D.E. 67; see D.E. 70). Although the second amended complaint was filed after the motions to dismiss, this Report and Recommendation refers to the second amended complaint because it contains no substantive changes.
. On May 27, 2011, three days after Rodriguez filed her motion for qualified immunity, plaintiff moved the court for an extension until June 6, 2011 to file her response in opposition. (D.E. 43). The court granted the requested extension (D.E. 45); however, plaintiff did not file a response by June 6th, or at any time thereafter.
. Plaintiff does not specify when she and Hernández were introduced and thus when the behavior described began. Because the complaint mentions July 2010 as the only date surrounding these events, it can only be inferred that the behavior began sometime around July 2010.
. The complaint does not define or explain what LULAC is. Although in at least one other case it has been used to refer to the League of United Latin American Citizens, which is "a not-for-profit organization dedicated to the advancement of the Hispanic population in the United States," see League of Latin American Citizens v. Bredesen, 500 F.3d 523, 526 (6th Cir.2007), the court will not speculate or assume such fact.
. The complaint does not indicate the exact dates of the convention, but mentions that one of the incidents that happened at the convention (discussed below) occurred on July 16, 2010. (¶ 35).
. The complaint does not indicate whether it was an internal complaint with the PRFD, an EEOC complaint, or another type of administrative complaint.
. Plaintiff alleges that at the time of Hernández's complaints to Rodriguez, the latter “had already received plaintiff's complaints regarding the harassment sexual harassment [sic] and improper financial dealings and incidents perpetrated by Hernández.” (¶ 43). This allegation, in part, directly contradicts other parts of the complaint. The complaint states that plaintiff filed an administrative complaint against Hernández on September 14, 2010 (¶ 44), and an EEOC complaint on September 30, 2010, while Hernández’s alleged complaints to Rodriguez occurred between August 23, 2010 and September 14, 2010. (¶ 43, ¶ 46). The complaint contains no specific factual allegations of complaints by plaintiff to Rodriguez prior to the filing of her administrative complaint in September.
. Once again, the complaint does not indicate with whom the “administrative complaint” was filed. However, it can be inferred that it was not an EEOC complaint, because plaintiff alleges that she later filed an EEOC complaint on September 30, 2010. (¶ 46).
. She does not indicate who asked her to leave the agency.
. Hernández's motion to dismiss does not mention or address plaintiff’s claims under Puerto Rico law.
. Furthermore, the deadline to add parties was June 1, 2011. (Docket No. 32, p. 2).
. The court notes with disapproval the all too common practice of filing such "shotgun pleadings,” which "list[] a host of statutes and claim[] that each has been violated by multiple defendants collectively without specifying the liability or actions of each defendant.” See Rodríguez-Santiago, at al. v. Commonwealth of Puerto Rico, et al., Civil No. 09-1645(CCC), 2011 WL 6046606 (D.P.R. Nov. 11, 2011) (slip copy).
. It is well-settled that "Puerto Rico, despite the lack of formal statehood, enjoys the shelter of the Eleventh Amendment in all respects.” Ramírez v. P.R. Fire Serv., 715 F.2d 694, 697 (1st Cir.1983).
. Additionally, plaintiff concedes that she may not assert her Law 100 claim against the Commonwealth or the PRFD, as this law does not apply to a government agency or instrumentality, unless it is operating as a private business or enterprise. (Docket No. 31, p. 26, ¶ 58); see 29 L.P.R.A. § 151(2); Montalvo Padilla v. Univ. of Puerto Rico, 492 F.Supp.2d 36 (D.P.R.2007).
. This exception, however does not apply to claims brought pursuant to state laws and thus does not in any way revive plaintiff's Law 115 claim against the individual defendants in their official capacity. Pennhurst, 465 U.S. at 117-18, 104 S.Ct. 900; Díaz-Fonseca v. Puerto Rico, 451 F.3d 13, 43 (1st Cir.2006); Cuesnongle v. Ramos, 835 F.2d 1486, 1496-97 (1st Cir.1987).
. The relevant section of Law 17 provides that: "Sexual harassment in employment consists of any type of undesired sexual approach, demand for sexual favors or any other verbal or physical behavior of a sexual nature ... when one or more of the following circumstances occur.... When the conduct has the effect or purpose of interfering unreasonably with the performance of a person’s work or when it creates an intimidating, hostile or offensive work environment.” P.R. Stat. Ann. Tit. 29, § 155b(c).
. Although Hernández has not moved to dismiss plaintiff's Law 17 claim, see supra, note 10, the court must address the same legal questions in deciding whether to dismiss her equal protection claim. Accordingly, in the interest of judicial economy, the court also addresses plaintiff's Law 17 claim.
. In fact, defendants do not argue that Hernández's actions were not sufficiently severe or pervasive constitute sexual harassment; rather, they only assert that the Commonwealth and the PRFD, as his employers, cannot be held liable for his conduct. (D.E. 23, pp. 12-13; 35, 4-6).
. Plaintiff does state, in a boilerplate section of the complaint labeled "Introductory General Facts,” that the "[d]espite plaintiff Nélida Ramos Santos's repeated complaints to the 'PRFD' about these co-defendants’ continuous pervasive sexual misconduct and/or deliberate indifference and/or retaliations resulting in significant damages and their effect on the office, the ‘PRFD’ failed to correct the situation.” (D.E. 67, ¶ 20). However, there are absolutely no specific factual allegations regarding these alleged complaints, indicating, e.g., when she complained, and to whom, and what she said. Accordingly, this sentence is nothing more than a "threadbare recital” of the elements of a cause of action that cannot survive when faced with a 12(b)(6) motion to dismiss. See Iqbal, 129 S.Ct. at 1949-50.
. As with plaintiff's Title VII and Law 115 retaliation claims, she cannot maintain her First Amendment claim against Hernández because he had no supervisory authority to change her position or working conditions. See supra, § III.C.5.
. This approach is also consistent with the standard set forth in the federal whistleblower statute, which allows an action to proceed if an employee can demonstrate through circumstantial evidence that "the personnel action occurred within a period of time such that a reasonable person could conclude that the disclosure was a contributing factor in the personnel action.” 5 U.S.C. § 1221(e)(1)(B).
. Even if it had, Puerto Rico law does not create a property right to a promotion for public employees. See Ramos Rodríguez v. Puerto Rico, 325 F.Supp.2d 6, 13 (D.P.R.2004)
. Defendants argue that plaintiff’s position as the Head of Administration was "possibly” a trust position, meaning that she would not have a property interest in her continued employment. (Docket No. 23, p. 8). See Díaz-Pedrosa v. Puerto Rico Power Auth., 555 F.Supp.2d 306, 315 (D.P.R.2008) ("Unlike career employees ... the holder of a trust position does not have a constitutionally protected property interest in that position.”) (quoting Galloza v. Foy, 389 F.3d 26 (1st Cir.2004)). While it is certainly possible that the Head of Administration of the PRFD is in fact a trust position, plaintiff has alleged that she is a career employee and, at the motion to dismiss stage the court must accept all of her factual allegations as true.
. Once again, the only allegation with respect to due process is conclusory, namely, that "[d]efendants, through their acts and/or omissions, acting under color of law, deprived plaintiff of her rights to ... due process of law.” (Docket No. 67, § 61).
. In support of her opposition, plaintiff has attached four documents: three of paystubs showing her salary earned at the PRFD and a letter from defendant Rodriguez notifying her of the alleged demotion, dated September 29, 2010. (Docket No. 31-1). Plaintiff claims that these documents show that her salary and rank were affected by the alleged demotion, in violation of her due process rights. The undersigned has declined to consider the attached documents at this stage of the proceedings. Documents outside the pleadings cannot be considered in deciding a motion to dismiss, unless the district court decides, in its discretion, to decide the motion under the more stringent Rule 56 summary judgment standard. Garita Hotel Ltd. Partnership v. Ponce Federal Bank, F.S.B., et al., 958 F.2d 15, 18-19 (1st Cir.1992). There is no reason to convert the instant motion into a motion for summary judgment, nor does plaintiff move the court to do so; rather, she cites other exceptions under which a court may consider external documents: "documents the authenticity of which are not disputed by the parties; [ ] official public records; [ ] documents central to plaintiffs' claim; or [ ] documents sufficiently referred to in the complaint.” Alt. Energy, Inc. v. St. Paul Fire & Marine Ins. Co., 267 F.3d 30, 34 (1st Cir.2001) (citing Watterson v. Page, 987 F.2d 1, 3 (1st Cir.1993)); see Docket No. 31 at 3-4. Plaintiff merely quotes the aforecited case law, but does not explain how the documents she has attached fall within any of those exceptions. (Docket No. 31 at 3-4, ¶¶ 6-8). In fact, they do not. Plaintiff's paystubs and the letter from her supervisor are not public documents simply because she is a public employee. Moreover, the complaint does not refer to these documents and, although they support her claim, they are not central to it. Finally, even if these documents could be considered under Rule 12(b)(6), the court would be obliged to disregard them anyway, as they are in the Spanish language and no certified English translation has been submitted. See Local Rule 5(g) (requiring any document in a language other than English to be submitted with a certified English translation); Aguiar-Carrasquillo v. Agosto-Alicea, 445 F.3d 19, 24 (1st Cir.2006) (refusing to consider documents in any language other than English).