State v. Frederick Baillargeron

Supreme Court
No. 2011-240-C.A.
(N2/11-48A)
State :
v. :
Frederick Baillargeron. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island, 250
Benefit Street, Providence, Rhode Island 02903, at Telephone 222-
3258 of any typographical or other formal errors in order that
corrections may be made before the opinion is published.
Supreme Court
No. 2011-240-C.A.
(N2/11-48A)
State :
v. :
Frederick Baillargeron. :
Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
OPINION
Justice Robinson, for the Court. The Attorney General seeks to reverse a decision by a
justice of the Superior Court dismissing for lack of probable cause a criminal information against
the defendant, Frederick Baillargeron. The defendant was charged by information with
threatening a public official with bodily harm ―as a result of the lawful performance of his
official duties‖ in violation of G.L. 1956 § 11-42-4.1 The motion justice ruled that, based on the
contents of the information package, the state would not be able to prove beyond a reasonable
1
General Laws 1956 § 11-42-4 reads, in pertinent part, as follows:
―(a) Whoever knowingly and willfully delivers or conveys, directly
or indirectly, a verbal or written threat to take the life of, or to
inflict bodily harm upon, a public official or a member of his or her
immediate family because of the performance or nonperformance
of some public duty * * * shall be guilty of a felony * * *.‖
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doubt that the defendant’s statements constituted a threat of bodily harm to a public official in
the performance of his public duties. The motion justice accordingly dismissed the information.2
This matter came before the Supreme Court pursuant to an order directing the parties to
appear and show cause why the issues raised in this appeal should not be summarily decided.
After a careful review of the record and consideration of the parties’ arguments (both oral and
written), we are satisfied that cause has not been shown and that this appeal may be decided at
this time. For the reasons set forth in this opinion, we affirm the judgment of the Superior Court.
I
Facts and Travel
It is undisputed that defendant wrote a letter, dated January 22, 2011, to Peter Martin, a
member of the Rhode Island House of Representatives. A form of letterhead appears at the top
of the letter setting forth defendant’s name, address, and telephone number as well as Peter
Martin’s name and address. The letter3 reads as follows:
―Dear A***hole –
―I really don’t give a f***k what you think of my truck.
―As a matter of fact, I have zero respect for anything you think or
say.
2
In dismissing the criminal information at issue in this case, the motion justice relied upon
Rule 9.1 of the Superior Court Rules of Criminal Procedure, which reads, in pertinent part, as
follows:
―A defendant who has been charged by information may * * *
move to dismiss on the ground that the information and exhibits
appended thereto do not demonstrate the existence of probable
cause to believe that the offense charged has been committed or
that the defendant committed it.‖ See also G.L. 1956 § 12-12-1.10.
3
The body of the letter to Representative Martin contains foul language—which, for the
sake of decorum, we have sanitized by using ellipses. The emphasis in the letter is in the
original.
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―Idiots, such as yourself, who support crooked Politicians (like
a***hole [name omitted], that supported Police Corruption over
The U.S. Constitution) will NEVER receive respect from me.
PERIOD! As far as I’m concerned, you’re all the lowest form of
SCUM on the face of the Earth – and ALWAYS will be! The
World will be a better place, when ALL of you are DEAD,
including the CROOKED COPS!
―In addition, I don’t appreciate a***holes who’ve threatened me
on multiple occasions (ie: YOU) approaching me in public –
especially, when alcohol is involved.
―Should you do this AGAIN, you just might find out what your
teeth taste like – or wind up dead.
―This isn’t a threat, but a warning. After the bulls***t I suffered
via Newport’s CROOKED F***KING COPS – I don’t plan on
allowing others the same opportunity to take advantage of me.
―As such, I’ll be defending myself in the future by all means
available, including striking first – instead of allowing my life,
safety and/or health to be put in jeopardy.
―In closing, I hope you have a miserable day, because you deserve
it AND are smart enough to STAY THE F***K AWAY FROM
ME!
―Life is not a joke, a***hole – but YOU are!
―Disgustedly yours,
/s/
―Frederick Baillargeron‖
The defendant sent a copy of the just-quoted January 22, 2011 letter to Chief Michael McKenna
of the Newport Police Department with a cover letter;4 that cover letter reads as follows:
―Dear Chief McKenna,
―Enclosed is a copy of the letter I’m sending to corruption
supporter & RI Rep. – A***hole, Peter Martin.
4
The cover letter to Chief McKenna also contains foul language—which, for the sake of
decorum, we have sanitized by using ellipses.
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―You’re receiving it, because it specifically mentioned your
department & I don’t say things behind people’s back.
―As such, a copy was also sent to R.I.’s Corruption supporting
Senator – A***hole, [name omitted].
―Disgustedly yours,
/s/
―Frederick Baillargeron‖
According to the ―police narrative,‖ which forms part of the information package, on
January 25, 2011, Representative Martin contacted the Rhode Island State Police and requested
to speak with a state trooper about the January 22, 2011 letter. Representative Martin reported to
the state police that he had encountered defendant at a restaurant two days prior to the date on the
letter and that Representative Martin made a comment to defendant about a truck that defendant
had refurbished. Representative Martin explained to the state police that defendant did not
respond to his comment about the truck, but had ―only looked at him angrily.‖ According to the
information package: (1) defendant and Representative Martin knew each other; and (2) they had
been involved in a confrontation with each other at a dedication ceremony in Newport
approximately four years prior to the incident in January of 2011.
On March 24, 2011, the Attorney General filed a criminal information charging
defendant with one count of ―threaten[ing] * * * a public official with bodily harm as a result of
the lawful performance of his official duties, in violation of § 11-42-4.‖ Twelve exhibits were
attached to the criminal information, including a state trooper’s affidavit, his police narrative,
and his witness statement; the information package also included defendant’s witness statement,
a copy of the January 22, 2011 letter at issue, a copy of the cover letter mailed to Chief
McKenna, and Representative Martin’s witness statement.
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The defendant filed a motion to dismiss for lack of probable cause pursuant to Rule 9.1 of
the Superior Court Rules of Criminal Procedure. In his written submission to the Superior Court,
defendant conceded that Peter Martin was a public official as defined in § 11-42-4, and he let it
be assumed for the purposes of the motion that the state had proven the existence of an actual
threat. However, defendant argued that the state had failed to establish probable cause to support
a finding that the threat was directed towards Peter Martin in his official capacity as a state
representative. A hearing was held before a justice of the Superior Court, who then granted the
motion to dismiss, explaining that, even if the letter constituted a threat, that threat ―was not
directed to Peter Martin in his capacity as a public official.‖ The state filed a timely notice of
appeal.5
II
Standard of Review
In assessing a motion to dismiss an information, a motion justice is charged with
―examin[ing] the information and the attached exhibits to determine whether there [is] probable
cause to believe that the offense charged [was] committed and that [the accused] had committed
it.‖ State v. Reed, 764 A.2d 144, 146 (R.I. 2001) (internal quotation marks omitted). A motion
justice’s review with respect to the existence of probable cause (vel non) is limited to ―the four
corners of the information package.‖ State v. Young, 941 A.2d 124, 128 (R.I. 2008) (discussing
the standard of review for a motion to dismiss an information for lack of probable cause in the
5
The state filed its notice of appeal prior to entry of the final order granting defendant’s
motion to dismiss, which order was entered on September 19, 2011. However, it is well settled
that ―[t]his Court will treat a premature appeal as if it had been timely filed.‖ See Azevedo v.
State, 945 A.2d 335, 337 n.4 (R.I. 2008); see also State v. Hesford, 900 A.2d 1194, 1197 n.3
(R.I. 2006) (―A notice of appeal filed prematurely, before the entry of judgment, is valid, because
this Court treats the appeal as if it had been filed after the entry of judgment.‖ (internal quotation
marks omitted)).
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Family Court). It is well settled that ―[t]he probable-cause standard to be applied is the same as
that for arrest.‖ See State v. Jenison, 442 A.2d 866, 875 (R.I. 1982) (internal quotation marks
omitted). Probable cause ―exists when the facts and circumstances within the police officer’s
knowledge and of which he has reasonably trustworthy information are sufficient to warrant a
reasonable person’s belief that a crime has been committed and that the person to be arrested has
committed the crime.‖ Id. at 873–74; see also Henshaw v. Doherty, 881 A.2d 909, 915–16 (R.I.
2005). In reviewing such a motion to dismiss, the ―trial justice is to allow the state the benefit of
every reasonable inference.‖ See Jenison, 442 A.2d at 876 (internal quotation marks omitted).
Our review of a motion justice’s decision on a motion to dismiss an information is limited to
determining whether the decision was ―clearly erroneous.‖ Id. at 875 (internal quotation marks
omitted); see also State v. Ouimette, 415 A.2d 1052, 1053 (R.I. 1980).
III
Analysis
The information at issue in the instant case sets forth the sole charge against defendant as
follows:
―That [defendant], on or about the 25th day of January, 2011, in
the City of Newport, in the County of Newport, did threaten Peter
Martin, a public official with bodily harm as a result of the lawful
performance of his official duties, in violation of § 11-42-4 of the
General Laws of Rhode Island, 1956, as amended (Reenactment of
2002).‖
As previously noted, the discrete issue before the motion justice on the motion to dismiss the
information was ―whether or not there [were] sufficient facts and circumstances contained in the
information packet which would lead a reasonable person to believe‖ that defendant had violated
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§ 11-42-46 in the manner alleged in the information. See Jenison, 442 A.2d at 875. Accordingly,
it was the role of the motion justice to scrutinize the information and its attachments in order to
determine whether or not there was sufficient evidence to support a probable cause finding that
defendant had knowingly and willfully conveyed a threat of bodily harm to Representative
Martin ―because of the performance or nonperformance of some public duty.‖ See § 11-42-4.
Although we infer from the exhibits attached to the information that there was some past
history of animosity between defendant and Representative Martin, the precise nature of that
history is unclear. The parties agree that there had been a confrontation between defendant and
Representative Martin at a dedication ceremony in Newport some four years prior to the incident
that gave rise to the criminal information at issue in the instant case. However, there is no
indication in the record of any other interaction between defendant and Representative Martin
after that confrontation until the incident that resulted in defendant’s letter of January 22, 2011.
According to the witness statements which accompanied the criminal information, on January
20, 2011, defendant and Representative Martin were present at the same restaurant (an
establishment called ―Billy Goode’s‖), and Representative Martin made a statement to defendant
about defendant’s truck. The defendant did not speak in response. It is uncontested that, two
days later, defendant wrote the letter that eventually led to the issuance of the criminal
information.
In our view, the motion justice, after examining the information and the attachments
thereto, properly determined that ―the State, under no circumstances based on this information
package, could succeed in proving beyond a reasonable doubt that [defendant’s] statements were
6
The pertinent portion of § 11-42-4 is quoted in footnote 1, supra.
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directed to Mr. Martin while Mr. Martin was engaged in the discharge of his professional,
political, or public responsibilities.‖
It is noteworthy that defendant sent the January 22, 2011 letter to Representative Martin
at his home and that the letter’s first sentence references defendant’s truck—which vehicle
Representative Martin stated (in his witness statement) had been the only topic of their
interaction two days prior to the date on the letter. We are of the opinion that the motion justice
correctly concluded that any threat contained within the letter was separate and apart from
Representative Martin’s ―performance or nonperformance of [his] public duty.‖ See § 11-42-4.
We reiterate that, when evaluating a motion to dismiss an information for lack of
probable cause, the analysis should be limited to an examination of the information package.
See Young, 941 A.2d at 128; Reed, 764 A.2d at 146. By specifying in the information that
defendant had violated § 11-42-4 by threatening Representative Martin ―as a result of the lawful
performance of his official duties,‖ the state limited itself to that portion of the statute and was
not entitled thereafter to expand the charge by referencing other language in the statute.
Accordingly, we hold that the motion justice did not err in dismissing the information
because she properly limited her examination of the information and its supporting documents to
a search for probable cause that a threat was made as a result of the lawful performance of
Representative Martin’s duties. And, as we have previously discussed, we agree that there was
no evidence in the record of probable cause to support such a charge.
The Attorney General, citing this Court’s decision in State v. Grayhurst, 852 A.2d 491,
517–18 (R.I. 2004), belatedly urged us to take a broader view of the statute; in essence, the
Attorney General asks this Court to find that there was probable cause to support a violation of
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§ 11-42-4 pursuant to the language that is contained within the latter half of the statute—even
though that clause was not charged in the information. We decline to do so.
IV
Conclusion
For the reasons set forth in this opinion, we affirm the order of the Superior Court. The
record may be returned to the Superior Court.
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RHODE ISLAND SUPREME COURT CLERK’S OFFICE
Clerk’s Office Order/Opinion Cover Sheet
TITLE OF CASE: State v. Frederick Baillargeron.
CASE NO: No. 2011-240-C.A.
(N2/11-48A)
COURT: Supreme Court
DATE OPINION FILED: January 22, 2013
JUSTICES: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia JJ.
WRITTEN BY: Associate Justice William P. Robinson III
SOURCE OF APPEAL: Newport County Superior Court
JUDGE FROM LOWER COURT:
Associate Justice Melanie Wilk Thunberg
ATTORNEYS ON APPEAL:
For State: Aaron L. Weisman
Department of Attorney General
For Defendant: Lara E. Montecalvo
Office of the Public Defender