State v. DeAnthony Allen

Supreme Court
No. 2012-176-C.A.
(P2/11-1196A)
State :
v. :
DeAnthony Allen. :
NOTICE: This opinion is subject to formal revision before
publication in the Rhode Island Reporter. Readers are requested to
notify the Opinion Analyst, Supreme Court of Rhode Island, 250
Benefit Street, Providence, Rhode Island 02903, at Telephone 222-
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corrections may be made before the opinion is published.
Supreme Court
No. 2012-176-C.A.
(P2/11-1196A)
State :
v. :
DeAnthony Allen. :
Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
OPINION
Justice Robinson, for the Court. On November 10, 2011, a Providence County
Superior Court jury found the defendant, DeAnthony Allen, guilty of first degree child abuse for
inflicting serious bodily injury on his infant son in violation of G.L. 1956 § 11-9-5.3(b)(1). The
trial justice imposed upon the defendant the maximum sentence allowed under that law—twenty
years to serve.
On appeal, defendant contends that the charge against him should have been dismissed
because the child abuse statute (viz., § 11-9-5.3) is unconstitutionally vague. He also argues that
the trial justice erred when he admitted a statement that defendant wrote at the police station;
defendant contends that he did not knowingly and voluntarily waive his Miranda rights1 before
providing that statement. Finally, defendant argues that the trial justice erred in denying his
motion for a judgment of acquittal and his motion for a new trial. For the reasons set forth in this
opinion, we affirm the judgment of conviction.
1
Miranda v. Arizona, 384 U.S. 436 (1966).
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I
Facts and Travel
On April 28, 2011, the state charged defendant, DeAnthony Allen, by criminal
information with one count of first degree child abuse in violation of § 11-9-5.3(b)(1); that
criminal charge related to an incident that occurred in November of 2010. On November 8,
2011, defendant filed two pretrial motions, both of which are relevant to this appeal. One was a
motion to suppress statements that defendant had made to the Pawtucket police because,
according to defendant, ―they were obtained through violations of the United States and Rhode
Island Constitutions.‖ The second motion contended that the criminal information should be
dismissed because the statute under which defendant was charged (viz., § 11-9-5.3) was
unconstitutionally vague.
At a hearing on the pretrial motions, the court first addressed defendant‘s motion to
suppress. Only one witness testified at the hearing: Linda Bachand-Doucet, a detective in the
Pawtucket Police Department who investigated the incident that led to the criminal charge
against defendant. At the hearing, Det. Bachand-Doucet testified regarding the following
version of events.
On November 14, 2010, Det. Bachand-Doucet went to Hasbro Children‘s Hospital after
receiving instructions to investigate an incident of alleged child abuse. After speaking with a
physician at the hospital, a representative of the Department of Children, Youth and Families,
and the infant‘s mother, the detective tried to reach defendant by telephone, but was
unsuccessful. However, two days later, defendant called Det. Bachand-Doucet back, and she
told him that the police ―needed to talk to him about the baby.‖ The defendant came to the
Pawtucket police station by bus that same day, arriving at noon.
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Once defendant arrived at the police station, Det. Bachand-Doucet brought him into a
conference room, where she asked him what his level of education was; defendant told her that
he had dropped out of high school. The detective said that defendant was eighteen years old as
of the day he came to the police station.
Detective Bachand-Doucet gave defendant a ―rights form‖ that set forth the Miranda
warnings. At 12:05 p.m., Det. Bachand-Doucet had defendant read those rights out loud; she
also had him mark his initials next to each of his rights ―to make sure he underst[ood].‖ The
rights form included a line that defendant ―checked off‖ to indicate that he understood his rights.
After defendant read his rights, Det. Bachand-Doucet watched him sign the document. Detective
Bachand-Doucet testified that defendant never said that he did not understand the rights which he
had read out loud; he also never asked her any questions about those rights. She said that it took
defendant ―less than five minutes‖ to complete the rights form.
After defendant had read and signed the rights form, Det. Bachand-Doucet ―asked him
what happened.‖ She engaged in a brief conversation with defendant about the incident that she
was investigating, and then defendant wrote and signed a statement that was eventually admitted
as a full exhibit and read to the jury at trial. The detective said that it took defendant ―maybe ten
or fifteen minutes‖ to write the statement; she added that the statement was taken at 12:20 p.m.—
approximately fifteen minutes after defendant had read his rights.
The motion justice ruled on the motion to suppress from the bench. He stated that he
found the sole witness, Det. Bachand-Doucet, to be ―nothing but credible.‖ The motion justice
was ―completely satisfied‖ that the police ―properly advised * * * defendant of his rights under
Miranda v. Arizona.‖ The motion to suppress was therefore denied.
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As for the motion to dismiss, defense counsel stated that his ―void for vagueness‖
challenge would depend on ―the facts in this particular case,‖ and therefore he reserved his
argument until after the evidence was presented at trial.
The defendant‘s two-day jury trial began on November 9, 2011. As its first witness, the
state called the infant‘s mother, Stephanie Marks. She testified that, on Thursday, November 11,
2010, she left her son in defendant‘s care for the weekend while she went to work as a caretaker
in Tiverton. She told the jury that she received a call from defendant between 5 and 5:30 a.m. on
Sunday, November 14, 2010, and that defendant told her that the infant ―wasn‘t acting right.‖
Ms. Marks stated that she thought it was just a ―typical baby situation where the baby was sick or
[was] just being fussy because he‘s only four months old.‖ She testified that she told defendant
to ―soothe‖ their son and to ―do what a parent‘s suppose[d]‖ to do.
Ms. Marks went on to testify that she received a second call from defendant around 6:30
or 7 a.m. on Sunday, in which defendant indicated that ―everything was fine.‖ She stated that
she then received a third call from defendant around 9:30 or 10 a.m., during which defendant
told her that their son was not ―acting right‖ and that he was ―breathing weird‖ and was ―starting
to get really hot.‖ Ms. Marks told the jury that she ―started panicking.‖ She testified that she
then drove from Tiverton to Memorial Hospital. At Memorial Hospital, she was told that her son
was being transferred to Hasbro Children‘s Hospital because ―he was having extremely bad
seizures, he was having internal bleeding to the brain, and * * * he couldn‘t breathe right on his
own.‖ She told the jury that, after asking defendant what happened to their son, he told her that
he had grabbed the baby‘s legs as he was falling off the bed and that ―the baby‘s head skimmed
the floor.‖
When asked how her son was doing at the time of trial, Ms. Marks replied:
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―He‘s doing good. It‘s just hard. He‘s a disabled baby now. He
can‘t see. He has special equipment. He goes to early
interventions, EACs, nonstop therapist on a weekly basis, every
day there‘s something he has to be doing.‖
The prosecutor also offered the testimony of Dr. Brett Slingsby—one of the physicians
who had treated the infant at Hasbro. Doctor Slingsby testified as both a fact witness and as an
expert in pediatric medicine with an emphasis on child abuse. Doctor Slingsby stated that, on
November 14, 2010, he was called into the hospital ―because there was concern for abuse of‖ the
infant. He stated that, when he initially examined the infant, he observed multiple bruises on his
head and bleeding within his mouth. Doctor Slingsby also testified that tests revealed ―new
blood‖ in the tissue layer between the infant‘s skull and brain. He responded affirmatively when
asked whether the injury was ―consistent with head trauma syndrome or with shaking.‖ He
stated that x-rays further revealed that the infant had multiple fractures in his ribs on both the
right and left sides, which he agreed were ―consistent with * * * squeezing or pressure to the
chest.‖ Doctor Slingsby testified that he also consulted with an ophthalmologist, who found
retinal hemorrhaging ―behind both eyes from the inside all the way out to the sides of both eyes.‖
Doctor Slingsby told the jury that, in his opinion, the infant ―was a victim of physical
abuse as well as abusive head trauma.‖
The prosecutor also called Det. Bachand-Doucet to testify before the jury. After the
detective reiterated the substance of much of the testimony that she had provided during the
hearing on the motion to suppress, the defendant‘s statement was admitted as a full exhibit. That
statement reads as follows:
―Thursday my girl friend [Stephanie Marks] left for work and I
was with the kids by myself. My daughter had left with her aunt
friday night then it was just me and [my son] in the house.
Saturday night he was buggin out[.] I [couldn‘t] get him to stop
crying so I picked him up and I shook him a little and said ‗shut
the f * * * up.‘ Then I grabbed his face and squeezed his chin.
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After he was still buggin so [I] left him in the room on the bed with
a bottle then he was quiet.
―Then [when we were] sleeping he fell, then I picked him
up [and] got him to be quiet. The Next morning he wasn‘t him
self, so I called his mom and she said ‗Take him to the hospital‘ so
I Did. I squeezed him when I was shakin him and I squeezed him
hard because I was frustrated [that] he wouldn‘t stop cryin.‖
At the conclusion of the trial, defendant brought his previously filed motion to dismiss to
the court‘s attention, arguing that § 11-9-5.3, ―as applied in [the] case, [was] unconstitutionally
vague.‖ The court denied the motion. The defendant then moved for a judgment of acquittal;
that motion was also denied. The jury returned a guilty verdict within an hour.
On November 14, 2011, defendant filed a motion for a new trial pursuant to Rule 33 of
the Superior Court Rules of Criminal Procedure. That motion was denied after a hearing on
November 16. The defendant was sentenced to twenty years to serve. He filed a timely notice of
appeal.
II
Analysis
A
The Motion to Dismiss
The defendant first challenges the trial justice‘s decision to deny his motion to dismiss.
He argues that the child abuse statute, § 11-9-5.3 (―Brendan‘s Law‖), is unconstitutionally vague
and that, therefore, the motion justice should have dismissed the charges against him. We
disagree.
When a party contests the constitutionality of a statute, that party has ―the burden of
proving beyond a reasonable doubt that the challenged enactment is unconstitutional.‖ State ex
rel. Town of Westerly v. Bradley, 877 A.2d 601, 605 (R.I. 2005). In our review of such a
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challenge, we ―will attach every reasonable intendment in favor of * * * constitutionality in order
to preserve the statute.‖ State v. Russell, 890 A.2d 453, 458 (R.I. 2006) (internal quotation
marks omitted); see also Cranston Teachers Alliance Local No. 1704 AFT v. Miele, 495 A.2d
233, 235 (R.I. 1985) (noting that holding a statute void for vagueness ―is strong medicine that
should be employed sparingly and only as a last resort‖).
A criminal statute will be declared void for vagueness under the Fourteenth
Amendment‘s Due Process Clause when that statute is so vague that people ―of common
intelligence must necessarily guess at its meaning and differ as to its application.‖ State v.
Stierhoff, 879 A.2d 425, 435 (R.I. 2005) (internal quotation marks omitted). Challenges based
on a statute‘s vagueness ―rest principally on lack of notice.‖ Id. (internal quotation marks
omitted). This Court has therefore held that ―[a]bsent some other constitutional concern,[2] if the
facts show that a defendant is given sufficient notice that his conduct is at risk we see no reason
to speculate whether the statute notifies a hypothetical defendant.‖ State v. Sahady, 694 A.2d
707, 708 (R.I. 1997) (citing Village of Hoffman Estates v. The Flipside, Hoffman Estates, Inc.,
455 U.S. 489, 500 (1982)). In other words, a vagueness challenge based solely on the Due
Process Clause ―must be examined in the light of the facts of the case at hand.‖ State v. Fonseca,
670 A.2d 1237, 1240 (R.I. 1996) (quoting United States v. Mazurie, 419 U.S. 544, 550 (1975)).
The defendant argues that § 11-9-5.3 is unconstitutionally vague ―because the conduct
proscribed * * * [is] indistinguishable between first and second degree child abuse.‖ Any
purported ambiguity arising from the similarity between first and second degree child abuse,
however, is irrelevant to this case because defendant was charged with (and convicted of) only
2
If a defendant‘s vagueness challenge implicates First Amendment freedoms, then a
different analysis will apply. See, e.g., State ex rel. City of Providence v. Auger, 44 A.3d 1218,
1232 (R.I. 2012). The defendant in this case, however, has not raised any such issues.
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first degree child abuse. Our inquiry, therefore, is limited to whether the first degree child abuse
charge is unconstitutionally vague in regard to defendant‘s specific conduct. See Fonseca, 670
A.2d at 1240.
It is our opinion that § 11-9-5.3 clearly provided defendant with notice that his conduct
was unlawful. A person is guilty of first degree child abuse if he or she inflicts ―serious bodily
injury‖ upon a child while the child is within that person‘s care. The statute goes on to
specifically define ―serious bodily injury‖ as:
―[P]hysical injury that:
―(1) Creates a substantial risk of death;
―(2) Causes protracted loss or impairment of the function of
any bodily parts, member or organ, including any fractures
of any bones;
―(3) Causes serious disfigurement; or
―(4) Evidences subdural hematoma, intercranial
hemorrhage and/or retinal hemorrhages as signs of ‗shaken
baby syndrome‘ and/or ‗abusive head trauma.‘‖ Section
11-9-5.3(c).
There is nothing unconstitutionally vague about the proscribed conduct in these
provisions. The statute does not create a situation where ―the innocent may be trapped by
inadequate warning of what the state forbids.‖ See State v. Authelet, 120 R.I. 42, 45, 385 A.2d
642, 644 (1978). Based on the evidence presented at trial, the infant suffered injuries that fell
squarely within the specific definition of ―serious bodily injury‖ provided by the General
Assembly. We therefore hold that the trial justice correctly denied defendant‘s challenge to the
constitutionality of § 11-9-5.3.
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B
The Motion to Suppress
Next, defendant contends that his written statement to the police should not have been
entered into evidence because he did not ―knowingly‖ and ―voluntarily‖ waive his Miranda
rights. Again, we disagree.
When reviewing a motion to suppress based on an alleged violation of a defendant‘s
constitutional rights, ―this Court must make an independent examination of the record to
determine if [the defendant‘s] rights have been violated.‖ State v. Goulet, 21 A.3d 302, 311 (R.I.
2011) (internal quotation marks omitted). As part of our analysis, we must ―view the evidence in
the record in the light most favorable to the state.‖ Id. Accordingly, we will reverse a motion
justice‘s ruling only if ―(1) his or her findings concerning the challenged statements reveal clear
error, and (2) our independent review of the conclusions drawn from the historical facts
establishes that the defendant‘s federal constitutional rights were denied.‖ State v. Grayhurst,
852 A.2d 491, 513 (R.I. 2004) (internal quotation marks omitted).
It has become a fundamental principle of American criminal law that, ―prior to custodial
interrogation a suspect must receive explicit warnings concerning his constitutional privilege
against self-incrimination and his right to counsel.‖ See State v. Amado, 424 A.2d 1057, 1061
(R.I. 1981) (discussing Miranda v. Arizona, 384 U.S. 436, 478–79 (1966)). Before statements
made by a defendant during a custodial interrogation may be admitted into evidence, the state
―must first prove by clear and convincing evidence that the defendant knowingly, intelligently,
and voluntarily waived his [or her] constitutional rights expressed in Miranda v. Arizona.‖ State
v. Jimenez, 33 A.3d 724, 733–34 (R.I. 2011) (internal quotation marks omitted).
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The defendant contends that the state failed to meet its burden based on the ―totality of
the circumstances.‖ Specifically, he points out (1) that he was an eighteen-year-old high school
dropout at the time he went to the police station and (2) that it took him less than five minutes to
complete the ―rights form‖ on which he waived his Miranda rights.
We have indeed recognized that the Miranda inquiry should take into account ―the
accused‘s age, experience, education, background, and intelligence to determine whether he has
the capacity to understand the warnings given him, the nature of his Fifth Amendment rights, and
the consequences of waiving those rights.‖ State v. Benton, 413 A.2d 104, 109 n.1 (R.I. 1980)
(citing Fare v. Michael C., 442 U.S. 707, 725 (1979)). The motion justice in this case took those
factors into account. Even though defendant was a high school dropout, Det. Bachand-Doucet
testified that defendant was able to read all of the Miranda rights out loud. Further, defendant
signed his initials next to each right to acknowledge that he understood those rights; he also
―checked off‖ a line indicating that he understood his rights, and he signed the rights form. See
State v. Kryla, 742 A.2d 1178, 1184 (R.I. 1999) (affirming the denial of a motion to suppress
where a seventeen-year-old suspect initialed and signed a rights form).
Viewing this uncontradicted evidence in the light most favorable to the state, it is our
opinion that the motion justice correctly determined that defendant understood his rights and was
aware of the nature of his actions. See Benton, 413 A.2d at 110. Further, we are not troubled by
the fact that defendant spent less than five minutes with the rights form. Had the police recited
the Miranda rights for him, the process in all likelihood would have been even quicker.
Accordingly, after carefully reviewing the entire record, we perceive no error in the motion
justice‘s ruling on the motion to dismiss; accordingly, we affirm that ruling.
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C
The Motion for a Judgment of Acquittal
and the Motion for a New Trial
The defendant‘s final argument is that the trial justice erred when he denied his motions
for a judgment of acquittal and for a new trial. The defendant hinges those arguments, however,
on the admissibility of his confession; he states that, ―[w]ithout [his] confession, there would
have been insufficient evidence to prove the case against him.‖ Since we have already
recognized that the motion justice did not err when he allowed the state to introduce the
defendant‘s confession, the defendant‘s arguments regarding his motions for a new trial and for a
judgment of acquittal fail.
III
Conclusion
For the reasons set forth in this opinion, we affirm the Superior Court‘s judgment of
conviction. The record in this case may be returned to that tribunal.
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RHODE ISLAND SUPREME COURT CLERK’S OFFICE
Clerk’s Office Order/Opinion Cover Sheet
TITLE OF CASE: State v. DeAnthony Allen.
CASE NO: No. 2012-176-C.A.
(P2/11-1196A)
COURT: Supreme Court
DATE OPINION FILED: June 19, 2013
JUSTICES: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ.
WRITTEN BY: Associate Justice William P. Robinson III
SOURCE OF APPEAL: Providence County Superior Court
JUDGE FROM LOWER COURT:
Presiding Justice Joseph F. Rodgers, Jr. (Ret.)
ATTORNEYS ON APPEAL:
For State: Lauren S. Zurier
Department of Attorney General
For Defendant: C. Daniel Schrock, Esq.