DocketNumber: C.A. No. 00-2890
Judges: SILVERSTEIN, J.
Filed Date: 2/1/2001
Status: Precedential
Modified Date: 7/6/2016
At the hearing, Mr. Cimini testified that he was employed as a Compliance Officer with the Division of Public Utilities and Carriers, State of Rhode Island. (Tr. at 6) He testified that in the middle of last year, he was assigned to investigate an anonymous complaint pertaining to the appellant company. The anonymous complaint was contained in an unsigned letter received by the Division. The unknown author alleged in his letter that he was transported by a van instead of a taxicab by the appellant company and that the van had several violations including a working taximeter concealed in the glove box. (Tr. at 7) The Division mailed a copy of the unsigned letter to the appellant cab company with a Division letter that ordered the appellant to cease and desist from the alleged activity that violated PUC Rules and Regulations and which requested a response to the allegations within ten days. (Tr. at 8) Thereafter, the Division received a letter from appellant company denying the allegations contained in the letter. The Division then closed the investigation. (Tr. at 9)
Sometime thereafter, Mr. Cimini received a phone call from Mr. Silva of Yellow Cab Company, in which he stated that he witnessed an unauthorized vehicle picking up passengers downtown. He described this vehicle and its plate number to Mr. Cimini. (Tr. at 10) Mr. Cimini then checked the registration number with the Registry of Motor Vehicles and ascertained that this vehicle was a van registered to appellant cab company with a private passenger plate. (Tr. at 10-12) On October 19, 1999, Mr. Cimini observed the van with the reported plate number while he was on another assignment. (Tr. at 12) After receiving permission from Henry Ferland, Jr., the son of the appellant company owner, he proceeded to inspect the vehicle which was in the appellant's yard. (Tr. at 12-13) Mr. Cimini opened the glove box of the van and observed a working Pulsar taximeter there. (Tr. at 14, 26-27) He did not observe any rate or memorandum cards in the van nor any markings on the exterior of the vehicle. (Tr. at 15) Mr. Cimini recorded the serial number of the Pulsar meter and told Mr. Ferland, Jr. that he would hear from the Division. (Tr. at 14-16) Afterward, Mr. Cimini checked the records of the Division and confirmed that appellant company had not registered this van with the Division. (Tr. at 16)
Mr. Silva, a Yellow Cab Company cab driver, testified that he was dispatched to pick up a passenger at 7 Forest Avenue on a date he cannot recall. When he arrived there, he observed a green and white van departing with a passenger from 7 Forest Avenue. (Tr. at 54, 58-59) He wrote down the van's plate number, WJ-499, and advised Mr. Cimini at the Public Utilities and Carriers Division of the van's green and white color and plate number. (Tr. at 54-56)
Mr. Joseph Bailey, Treasurer and 50 percent shareholder of the appellant company, testified on its behalf. (Tr. at 67-68) He denied that the van in question was ever utilized to pick up passengers in downtown Providence, and to the best of his knowledge he testified that the van was not used to pick up passengers at 7 Forest Avenue. (Tr. at 71) He did admit, however, that the van was used as a transport for people from the Allens Avenue ship docking area for one of their accounts, Moran Shipping. (Tr. at 71-74)
Mr. Bailey further testified that the van was initially purchased to replace another van which had been registered as a taxicab but had been removed from the road. (Tr. at 72) He explained that the appellant company did not register the vehicle with the Division because they were anticipating changes in the rules and regulations and they wanted to wait until after the rumored changes took place. (Tr. at 73) Mr. Bailey stated that they used the unauthorized van to service a large number of people for Moran Shipping because "at certain points they have a large amount of people coming off the ships with a large amount of baggage, and therefore, it was sometimes impossible to fit all of them into a taxi vehicle or their baggage into the trunk of a taxi, being a sedan vehicle." (Tr. at 74) Mr. Bailey confirmed that payment was received for these services. (Tr. at 76) He testified that the appellant company would bill Moran Company at the end of the month for the services rendered. (Tr. at 74). The amount of the bill was determined by the applicable, metered rate. (Tr. at 75) Mr. Bailey claimed that the only utilization of the van was for this contract arrangement with Moran Shipping. (Tr. at 77) He admitted that the vehicle was not listed as a taxicab on his insurance but rather was listed as a private vehicle. (Tr. at 97)
Cross examination of Mr. Bailey revealed that the appellant was operating this van both prior to and subsequent to receiving the cease and desist letter sent by the Division (previously discussed above) which had addressed and accompanied the anonymous complaint letter pertaining to the appellant company's alleged, unauthorized use of a van. The content of the Division's cease and desist letter, submitted by the Division at the hearing and dated August 19, 1999, read in part: "The attached complaint alledges (sic) Arrow Cab used a Vehicle that is not in compliance with P.U.C. rules. If this is the case you are to cease and desist this practice immediately. Please review this complaint and reply in writing to this office by no later than August 27, 1999." Despite its use of the unauthorized van, the appellant company denied any such use in its response letter, dated August 23, 1999, which read in part: "The complaint letter that was forwarded to our Office from complaintant (sic) unknown, and the Public Utilitiers (sic) Carriers has no bases (sic), We have no idear (sic) what this person is talking or writting (sic) about."
On cross examination, Mr. Bailey admitted that the company was aware that the van was being used for the Moran Shipping carriage at the time of the August 23, 1999 letter:
Q: Were you aware that there had been an inquiry from the Division of Public Utilities prior to August 23rd, 1999?
A: Yes, I believe there was an anonymous letter that was forwarded from the Division with regards to a complaint about a van.
(Tr. at 101, ll. 13-18)
Q: Prior to August 23rd, 1999 was the management of Arrow Cab Company, Inc. aware that a van with private passenger plates was being used to transport persons for compensation through Moran Transport?
A: The company would have been aware that the van was being used for the Moran account, yes.
Q: Do you believe that this correspondence therefore properly — correctly reflects a response to the anonymous complaint which has been attached as Arrow Cab Exhibit 1?
A: I have no idea.
(Tr. at 104, 11.20 -24, and at 105, 11.1-7)
In its May 22, 2000 order, the Division found that the van used by the appellant company to transport passengers was indeed providing transportation services akin to those services traditionally provided by taxicabs and/or limited public motor vehicles, pursuant to G.L. 1956 §
As a result of the finding of unauthorized use of a taxicab and on the record evidence of the case, the Division found that appellant violated the following laws:
1. G.L. §
39-14-4.2 — failure to register a vehicle as a taxicab2. G.L. §
39-14-7 — failure to display certificate memorandum3. G.L. §
39-14-15 — failure to display photograph of operator4. G.L. §
39-14-16 — failure to post schedule of fares5. G.L. §
39-14-17 — failure to display name of owner6. G.L. §
39-14-18 — failure to provide proof of financial responsibility7. Rule E1 — failure to satisfy taximeter requirements
8. Rule G(2) — failure to notify Division of new or replacement taxicabs.
Predicated on these findings, the Division imposed a thirty-day suspension of appellant company's Certificate of Public Convenience and Necessity and revoked appellant company's authority for one taxicab. The appellant filed this timely appeal of the Division's decision on June 7, 2000, and argues that the decision should be reversed for the following reasons: 1. The appellant company did not intend to deceive the public; 2. The findings of violations on behalf of the appellant company were not substantially evidenced by the record; 3. The Division failed to follow its own rules and regulations; and 4. The penalty imposed by the Hearing Officer was an abuse of discretion.
"The court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact. The court may affirm the decision of the agency or remand the case for further proceedings, or it may reverse or modify the decision if substantial rights of the appellant have been prejudiced because the administrative findings, inferences, conclusions, or decisions are:
(1) In violation of constitutional or statutory provisions;
(2) In excess of the statutory authority of the agency;
(3) Made upon unlawful procedure;
(4) Affected by other error of law;
(5) Clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or
(6) Arbitrary or capricious or characterized by abuse of discretion or clearly unwarranted exercise of discretion."
This section precludes a reviewing court from substituting its judgment for that of the agency in regard to the credibility of witnesses or the weight of evidence concerning questions of fact. Costa v. Registry of Motor Vehicles,
Counsel for the Division of Public Utilities and Carriers counters that it is irrelevant whether appellant transported the general public in a deceitful manner because there is no authority which requires a finding of deceit in order for the violations at issue to ensue. The Division contends that the real issue is whether the vehicle transported passengers for compensation, which was conclusively determined at the hearing when Mr. Bailey admitted that the appellant company received money from Moran Shipping for the transport of its passengers.
Section
"Every person owning or operating a motor vehicle engaged or to be engaged in operating a taxicab or limited public motor vehicle is declared a common carrier and subject as such to the jurisdiction of the division of public utilities and carriers." Section
39-14-1 of the General Laws of Rhode Island defines the terms, "taxicab" and "limited public motor vehicle".A "taxicab" is defined as:
"every motor vehicle for hire, other than a jitney as defined in §
39-13-1 , equipped with a taximeter, used for transporting members of the general public for compensation to any place within this state as may be directed by a passenger on a call and demand basis, when the solicitation or acceptance of the passenger occurs within the location named in the certificate; provided, that the vehicle's driver may, if and when solicited on a public highway at any location at which he or she is discharging a passenger; which location is not shown in the certificate, provide transportation from the location only to a place named in the certificate." G.L. §39-14-1 (7) (Emphasis added.)A "limited public motor vehicle", on the other hand, is defined as: "every motor vehicle for hire, other than a jitney, as defined in §
39-13-1 , or a taxicab, as defined in this chapter, equipped with a taximeter used for transporting members of the general public for compensation only from a designated location on private property to such points as may be directed by the passenger. G.L. §39-14-1 (4) (Emphasis added.)
A review of the record indicates the Division had before it reliable, probative, and substantial evidence that the vehicle was servicing the general public in the capacity of either a taxicab or limited public motor vehicle. In his May 22, 2000 order, the Hearing Officer found the appellant's van was providing transportation services akin to those services traditionally provided by taxicabs and/or limited public motor vehicles, pursuant to G.L. §
As indicated above, the Division also heard the testimony of Mr. Silva, who stated that he observed a green and white van departing with a passenger from 7 Forest Avenue, and that he thereafter informed Mr. Cimini of Public Utilities of the van's description and plate number which was later determined to belong to the appellant company. It is not for a reviewing court to determine the credibility of witnesses. Rather, credibility is a determination for the hearing officer who has the opportunity to view the demeanor of the parties. A reviewing court will not weigh the credibility of witnesses and substitute its judgment for that of the agency. See, Costa, supra. A review of the record indicates the Division had before it reliable, probative, and substantial evidence that the vehicle was servicing the general public in the capacity of either a taxicab or limited public motor vehicle.
Whether or not the appellant had an intent to deceive the public is irrelevant to the hearing officer's findings of the statutory violations. A review of the applicable sections of the statute reveals the consistent use of the word "shall." "It is well-settled that when the language of the statute is clear and unambiguous, the Court must give the words of the statute their plain and ordinary meanings." Accent Store Design, Inc. v. Marathon House, Inc.,
The Division argues that the standard on review is whether there is some or any evidence which could support a reasonable inference that the taximeter was not sealed. The Division further argues that this standard has been met because there was evidence that the taximeter was concealed in a glove compartment, in violation of Division rules that all meters be in full view of passengers. The Division contends that it was reasonable for the hearing officer to infer that the State Department of Weights and Measures would not have sealed the concealed taximeter in issue. Furthermore, the Division argues, the appellant has offered no proof to rebut the reasonable inference that the taximeter was unsealed.
Rule E(1) sets forth various requirements for the use of taximeters. Several of these requirements are relevant to the instant case:
Rule E(1)(i): "All taximeters used in accordance with the rules and regulations stated herein shall be inspected by Weights and Measures each year for proper calibration and function."
Rule E(1)(ii): "once inspected and approved by the Weights and Measures personnel, the taximeter will be officially sealed by the Weights and Measures personnel. No passengers shall be transported without an officially inspected, approved, sealed, and operating taximeter. . . ." (Emphasis added.)
Rule E(1)(v): "No taximeter shall be installed in such a manner that prohibits the visual inspection of the meter and seal."
Rule E(1)(vii): "A taximeter shall be installed so that the fare numerals can be easily read by a person of normal vision from the rear seat. . . ."
Rule E(1)(viii): "The serial number of the taximeter shall be the same as that shown on the rate card/memorandum certificate assigned to the cab, except where a temporary replacement meter is being used pursuant to these rules and regulations."
The record reveals that not only was the taximeter in issue contained in the glove box of an unauthorized vehicle in violation of PUC Rule E(1)(v) and (vii), but also that Mr. Cimini observed no memorandum or rate cards in the vehicle upon his inspection. It was reasonable for the Division to infer that a taximeter, concealed in a glove box of an unauthorized vehicle would not have passed the inspection required of Rule E(1) so as to have earned the taximeter seal.
Next the appellant refutes the finding that it lacked adequate insurance coverage for the van in issue in violation of §
Additionally, the appellant argues that the following violations — G.L. §
This Court holds that the findings of violations with regard to §§
Section
"Any person or officers of any association or corporation who shall violate any provision of §§
39-14-1 —39-14-14 ,39-14-25 and39-14-26 , or any order, rule, or regulation adopted or established under any provision, shall be fined not more than one hundred dollars ($100) or imprisoned not more than sixty (60) days or both, and his or her certificate may be revoked, and the violation shall be a separate and distinct offense for each day during which it shall continue." G.L. §39-14-11 .
This Court need not address the constitutional validity of imprisonment as a civil sanction at this time as this issue is not presently before the Court. Nonetheless, the law provides for compulsory confinement in many different areas without making some criminal, so long as the detention is for a non-punitive purpose and ends with that purpose. Brown v. Multnomah County,
Rule L states in pertinent part: "Any person may file a complaint with the Division regarding a violation of these rules and regulations. Complaints shall be in writing and shall be signed by the complainant. . . ." The enabling statute, however, also confers authority to the Division to commence its own investigations. Section
"Upon complaint or upon his or her initiative, the administrator may investigate or conduct a hearing as to compliance by any common carrier with the provisions of this title or regulations promulgated pursuant thereto, and shall issue such orders as his or her findings shall indicate to be necessary or desirable for the public welfare." G.L. §
39-14-2 (Emphasis added.)
Thus the Division did not act in excess of its statutory authority of the agency or upon unlawful procedure in this regard.
The plain and clear language of the statute evidences that the hearing officer may revoke the company's certificate in its entirety for the enumerated violations and that a separate violation will arise for each day during which the violation continues. Therefore, it was within the Hearing Officer's discretion to issue the less severe penalty of a suspension and/or partial revocation for the enumerated violations which have been substantiated by the record. The record evidences that the operation of the subject vehicle continued for a substantial length of time, despite the appellant's company's knowledge of the rules and regulations of the Division and despite the company's receipt of a cease and desist letter. The certificate of the appellant company was also previously suspended for failure to comply with a prior order of the agency. The purpose of the Division pursuant to §
As this issue was not before the hearing officer at the time he rendered his order, this Court remands the portion of the order which revoked one taxicab for further consideration on the issue of whether the number of authorized vehicles for the appellant company was six or sixteen at the time of the hearings before him and for clarification as to the penalty imposed.
The matter is remanded to the Division for consideration by the Hearing Officer of appropriate penalities in light of this decision without limiting the generality of the foregoing the question of whether the revocation of authority as to one taxicab was appropriate.
Counsel for appellant is directed to submit an order consistent herewith.
Brown v. Multnomah County District Court ( 1977 )
Costa v. Registrar of Motor Vehicles ( 1988 )
Newport Shipyard, Inc. v. Rhode Island Commission for Human ... ( 1984 )
Caswell v. George Sherman Sand & Gravel Co. ( 1981 )
Carmody v. Rhode Island Conflict of Interest Commission ( 1986 )
Berberian v. Department of Employment Security, Board of ... ( 1980 )
Milardo v. Coastal Resources Management Council ( 1981 )
Accent Store Design, Inc. v. Marathon House, Inc. ( 1996 )