DocketNumber: Appellate Case No. 2011-205406; No. 5147
Judges: Geathers, Huff, Only, Thomas
Filed Date: 6/26/2013
Status: Precedential
Modified Date: 11/14/2024
Appellant, Jennifer M. (Mother), appeals an order of the family court finding Mother abused and/or neglected her child and ordering Mother’s name entered into the Central Registry of Child Abuse and Neglect (Central Registry). Mother contends the family court erred in (1) finding she abused and neglected her unborn child based upon conduct that occurred when she did not know she was pregnant and ordering her name placed upon the Central Registry, and (2) improperly admitting and considering alleged results of drug tests for which there was no foundation and which violated the rule against hearsay. We reverse.
FACTUAL/PROCEDURAL HISTORY
On June 10, 2011, the South Carolina Department of Social Services (DSS) filed a complaint for intervention against Mother. DSS filed an amended complaint for removal on July 1, 2011, after Mother and her minor child (Child) allegedly tested positive for drugs in June 2011. A probable cause hearing was held on July 7, 2011, resulting in an order filed by the family court on July 25, 2011, finding that probable cause existed for Child to have been placed in emergency protective custody and that Child was to remain in the custody of DSS. In its complaint for removal, DSS sought a finding Child was abused and/or neglected by Mother based upon Mother’s alleged use of cocaine and marijuana in the presence of Child, resulting in Child testing positive for the drugs as indicated by Child’s June 27, 2011 drug test and Mother’s June 28, 2011 drug test. DSS also alleged abuse and neglect of Child by Mother based upon Mother’s failure to obtain prenatal care and her use of drugs during her third trimester of pregnancy with Child, as indicated by Child’s and Mother’s positive drug tests at birth. DSS further sought placement of Mother’s name on the Central Registry.
A hearing was held on DSS’s complaint on July 28, 2011, at which time the following was presented: This matter came to the attention of DSS when it received an allegation Mother tested positive for certain drugs when she gave birth to Child on December 10, 2010. An investigation by DSS revealed Mother received no prenatal care before Child was born.
The DSS investigator acknowledged that when she originally met with Mother at the hospital following Child’s birth and questioned her concerning her pregnancy and prenatal care, while Mother admitted to drug use prior to birth of Child, Mother informed the investigator she was not aware she was pregnant until she went to the hospital with stomach pains and delivered Child. The investigator agreed that during the time she worked with her, Mother was consistent in her statement that she did not know she was pregnant. At the time of the hearing, Mother had completed her drug treatment program at Fairfield Behavioral Health Services (Fairfield Behavioral). The Clinical Counselor at Fairfield Behavioral testified Mother submitted to random drug tests on June 6 and June 16, and these tests were negative for everything except “benzo.” However, Mother had provided them with a documented prescription for the drug.
DSS rested its case, and Mother moved for a directed verdict on the complaint seeking a finding of abuse and neglect. Mother argued, although there had been allusions to drug tests, DSS failed to introduce any drug tests to show any substance in Child’s system. Mother noted that no drug tests had been admitted into evidence because DSS had no witnesses at the hearing to substantiate that any tests were taken, that there was a proper chain of custody, that a chemist was qualified, or that there was not a mix up in the samples in delivery to the testing site. Accordingly, Mother argued, since there was no evidence concerning the drug reports, the only allegation of Mother’s neglect was her failure to get prenatal care. However, the DSS caseworker acknowledged Mother did not know she was pregnant at the time. Thus, Mother contended she could not have been neglectful in failing to obtain prenatal care if she did not know she was pregnant. The family court noted, though Mother stated she did not know she was pregnant, the fact that she was pregnant indicated she was having sexual intercourse and the natural outcome of sexual intercourse is pregnancy. Because Mother admitted having used drugs and knew she was having sexual intercourse, the court denied the motion.
Mother then took the stand and testified that she did not know she was pregnant with Child. She stated that she had two previous pregnancies and knew what it felt like to be pregnant, but her “body did not have any indications of being pregnant.” Mother noted that three days before she deliv
At the close of Mother’s case, the GAL recalled DSS’s caseworker to the stand and sought to question her about documents previously marked as Plaintiffs Exhibit 1, but not admitted into evidence. The documents were drug tests performed on June 23 and June 27, 2011. When asked what the test results revealed, Mother objected, arguing there was no foundation laid for admission of those results into evidence, and asserting there was no testimony to establish the qualification of the tests or chain of custody. The GAL argued the test results were admissible because Mother testified she had not used drugs since Child came into DSS custody “or [DSS’s] involvement,” and the evidence was being introduced, not for the truth of the matter asserted, but as an exception to hearsay for credibility purposes. Mother countered the matter was being offered for the truth of the matter asserted and the determination of credibility was not an exception to the hearsay rule. She further argued DSS failed to bring in the necessary witnesses to provide a proper foundation for admission of the evidence. The family court found the evidence was being offered, not for the truth of the matter asserted, but was being offered for credibility purposes, and overruled the objection. The caseworker then testified that Mother’s test on June 23, 2011, was positive for cocaine. When asked about the test on Child, Mother interposed another objection asserting, even under the family court’s ruling concerning admissibility based upon credibility, Child’s test had nothing to do with Mother’s statement that she had not used drugs, and such would not challenge the credibility of Mother. The family court sustained this objection by Mother. Plaintiffs Exhibit 1 was never offered into evidence.
On September 12, 2011, Mother filed a Rule 59(e), SCRCP motion to alter or amend challenging, among other things, the family court’s findings of abuse and/or neglect and ordering Mother’s name be placed on the Central Registry. In particular, Mother asserted that the preponderance of the evidence did not support a finding that she physically abused and willfully and/or recklessly neglected Child, as her conduct prior to Child’s birth could not serve as the basis for such finding where she had no knowledge of the pregnancy. Mother also filed, on that day, a motion for review and return of custody. Following a hearing on the motions, the family court, by order filed November 4, 2011, denied Mother’s motion to alter or amend concerning its findings of abuse and/or neglect.
ISSUES
1. Whether the family court erred in finding Mother abused and neglected her unborn child based on conduct that occurred when she did not know she was pregnant.
2. Whether the family court erred in ordering Mother entered into the Central Registry of Child Abuse and Neglect based on a finding of physical abuse and willful and/or reckless neglect.
3. Whether the family court erred in admitting hearsay testimony related to alleged results of drug tests.
4. Whether the family court erred in admitting alleged results of drug tests without a proper foundation for admission of those results.
STANDARD OF REVIEW
In appeals from the family court, an appellate court reviews factual and legal issues de novo. Simmons v. Simmons, 392 S.C. 412, 414, 709 S.E.2d 666, 667 (2011). “De novo review permits appellate court fact-finding, notwithstanding
LAW/ANALYSIS
A. Finding of Abuse and Neglect and Placement on Registry (Issues 1 & 2)
Mother contends the child abuse and neglect provisions of section 63-7-20 do not apply where the uncontradicted evidence shows a mother did not know she was pregnant or have any of the bodily indicators to support a conclusion that she should have known she was pregnant. Mother points to the cases of Whitner v. State, 328 S.C. 1, 492 S.E.2d 777 (1997) and State v. McKnight, 352 S.C. 635, 576 S.E.2d 168 (2003) in arguing the court should find the child abuse and neglect statutes require a knowledge element before a mother can be found to have committed abuse or neglect. Further, Mother contends the Central Registry statute imposes such an element, inasmuch as it requires the conduct be willful or reckless neglect.
Mother also argues the family court improperly imputed knowledge based solely on her having engaged in sexual intercourse, and the fact of intercourse alone, without physical symptoms or indicators of pregnancy, should not warrant a finding a mother should know she is pregnant. Additionally, Mother asserts the family court’s finding in its Rule 59(e), SCRCP order concerning Mother’s credibility as to her assertion that she did not know she was pregnant is unfounded. She argues the only evidence before the court was that Mother did not know she was pregnant. Finally, Mother
DSS cites State v. Jenkins, 278 S.C. 219, 294 S.E.2d 44 (1982) for the proposition that whether knowledge and intent are necessary elements of a statutory crime must be determined from the language of the statute, construed in light of its purpose and design. DSS contends the fact that the legislature did not include the word “knowingly,” or other apt words to indicate intent or motive are necessary elements for a violation of section 63-7-20 indicates the legislature intended that a person could be found in violation of the statute even if the person had no knowledge or intent his or her act is criminal. Here, it argues, Mother abused and neglected her unborn child by engaging in conduct that presented a substantial risk of harm to the unborn child by using illegal drugs knowing she had engaged in sexual relations. Thus, Mother knew engaging in such conduct could likely affect the life, health or comfort of any child conceived. DSS cites Whitner for the proposition that a viable fetus is a “child” for purposes of the child abuse and endangerment statute. DSS maintains, once the family court determined Mother abused or neglected her unborn child, the court was well within its discretion in finding her name should be entered into the Central Registry. It contends, while Mother’s conduct may not have been “willful,” it was “reckless,” as Mother’s conduct of using illegal drugs during her pregnancy was in disregard of the possible harmful consequences to Child.
Section 63-7-20 of the South Carolina Code provides in pertinent part as follows:
(4) “Child abuse or neglect” or “harm” occurs when the parent, guardian, or other person responsible for the child’s welfare:
(a) inflicts or allows to be inflicted upon the child physical or mental injury or engages in acts or omissions which present a substantial risk of physical or mental injury to the child....
S.C.Code Ann. § 63-7-20(4)(a) (2010).
Section 63-7-1940 provides in part as follows:
(A) At a hearing pursuant to Section 63-7-1650 or 63-7-1660, at which the court orders that a child be taken or*279 retained in custody or finds that the child was abused or neglected, the court:
(1) must order that a person’s name be entered in the Central Registry of Child Abuse and Neglect if the court finds that there is a preponderance of evidence that the person physically or sexually abused or wilfully or recklessly neglected the child. Placement on the Central Registry cannot be waived by any party or by the court.
S.C.Code Ann. § 63-7-1940(A)(l) (2010).
In Whitner, our supreme court addressed whether the word “child,” as used in section 20-7-50 of the South Carolina Children’s Code,
In McKnight, our supreme court addressed the issue of whether sufficient evidence of McKnight’s criminal intent to commit homicide by child abuse was presented to survive a directed verdict motion, where McKnight asserted no evidence was presented that she knew the risk that her cocaine use could result in the still birth of her child. 352 S.C. at 644, 576 S.E.2d at 172-73. Recognizing the court noted in Whitner
In Jenkins, the defendant was convicted of the misdemean- or crime of unlawful neglect of a child, in violation of section 16-3-1030
Here, there is little doubt that Mother engaged in acts or omissions which presented a substantial risk of physical injury to Child based upon her admission of drug use prior to Child’s birth, and such acts could qualify as child abuse or neglect. See Whitner, 328 S.C. at 15, 492 S.E.2d at 784 (holding child neglect under the criminal child neglect statute would include an expectant mother’s illegal drug use after the fetus is viable). Further, Mother could be susceptible to a finding of abuse and/or neglect under section 63-7-20, regardless of whether she had intent to harm Child through her drug use, or knowledge of the possible harm to Child from her drug use. See McKnight, 352 S.C. at 645, 576 S.E.2d at 173 (finding, even if no evidence was presented that McKnight knew the risk that her cocaine use could result in the still birth of her child, common knowledge that such use can cause serious harm to a viable unborn child is sufficient to put one on notice that conduct in utilizing cocaine during pregnancy constitutes child endangerment); Jenkins, 278 S.C. at 222, 294 S.E.2d at 45-46 (holding the legislature’s failure to include “knowingly” or other apt words to indicate criminal intent or motive evidenced the legislature’s intent that one who, without knowledge or intent that his act is criminal, fails to provide proper care and attention for a child or helpless person of whom he has legal custody, so that the life, health, and comfort of that child or helpless person is endangered or is likely to be endangered, violates the criminal statute proscribing unlawful neglect of a child). However, we do not believe Mother can be found to have abused and/or neglected Child pursuant to section 63-7-20 where there is no evidence Mother knew or should have known that she was pregnant with a viable fetus at the time of her drug use. Though knowledge that her actions could harm Child is not necessary for a finding of abuse and/or neglect, this is not the same as knowledge that a child who could be harmed actually exists.
Section 63-1-20 of the South Carolina Code states “[i]t shall be the policy of this State to concentrate on the prevention of children’s problems as the most important strategy which can be planned and implemented on behalf of children and their families.” S.C.Code Ann. § 63-l-20(C) (2010). It is difficult to see how a finding of abuse or neglect or inclusion of a person’s name on the Central Registry for ingestion of harmful drugs during pregnancy will promote the prevention of children’s problems where the mother is not aware of the pregnancy at the time of her drug use.
Further, we believe our case law supports this interpretation of the statute. Though Whitner and Jenkins both involved interpretation of legislative intent of criminal statutes, the policy behind these statutes clearly involved the protection of children and prevention of harm to them. Thus, we find inconsequential the fact that these cases involved statutes providing punishment for criminal conduct, and find no merit to DSS’s attempt to distinguish McKnight on this basis.
In McKnight, our supreme court specifically noted it was undisputed that McKnight took cocaine on numerous occasions while she was pregnant, and McKnight admitted to the DSS
Here, the only evidence presented was that Mother did not know she was pregnant until she gave birth to Child. Though the family court, in its order denying Mother’s motion to amend, made a finding that Mother’s testimony in this regard lacked credibility, we believe this finding is against the preponderance of the evidence. Mother adamantly denied knowing she was pregnant with Child until Child’s birth. She testified that she had two previous pregnancies and knew what it felt like to be pregnant, but her “body did not have any indications of being pregnant” with Child, that three days prior to delivering Child she engaged in physical activity a pregnant woman would not attempt, and she had no items at home that a pregnant woman would normally obtain in anticipation of the birth of a child. Further, the DSS investigator who met with Mother at the hospital following Child’s birth testified Mother informed her that she was not aware she was pregnant until she went to the hospital with stomach pains and delivered Child. This investigator also agreed that, during the time she worked with her, Mother was consistent in her statement that she did not know she was pregnant.
Additionally, the court information sheet/supplemental reports submitted by DSS to the family court in conjunction with its filings indicate Mother reported during the investigation that she did not receive prenatal care because she did not know she was pregnant, she presented to the hospital emergency room in severe pain after pain medication she had received from a friend did not relieve her pain, and while in the restroom of the hospital, she gave birth to Child. At no time did DSS present any evidence Mother knew, or should have known, she was pregnant before the birth of Child. Nor did DSS ever argue to the family court that Mother knew or should have known she was pregnant prior to the birth, or maintain Mother was not credible in this respect. According
We likewise give no credence to the family court’s determination that Mother’s participation in sexual activity alone was sufficient to show she knew or should have known she “could become pregnant.” The circumstances surrounding Mother becoming pregnant were not explored at all during the hearing.
Interpreting section 63-7-20 so as to promote legislative intent and escape absurd results, and resolving any ambiguity
B. Admission of Evidence Relating to Drug Tests (Issues 3 & 4)
Mother next contends the family court erred in admitting any evidence related to drug tests conducted at the time of birth and in June 2011, and such evidence could not be considered on the question of whether DSS met its burden of proof. She argues the family court erred in admitting hearsay testimony related to alleged results of drug tests, as well as in admitting alleged results of drug tests without a proper foundation for admission of those results. In regard to evidence concerning the alleged test results at the time of birth, Mother notes DSS did not offer the written report of the drug tests into evidence and failed to offer any evidence concerning the circumstances surrounding the results of those tests. As to the June 2011 alleged drug tests, Mother argues DSS had the two written reports marked for identification, but DSS never sought to admit the reports into evidence and, again, failed to offer any evidence concerning the circumstances surrounding those test results. Mother maintains DSS did not even attempt to lay a proper foundation for any of the drug test evidence, and that she was deprived of the opportunity to challenge the reliability of the drug test evidence.
DSS does not argue in its brief against Mother’s assertion that the drug test evidence was inadmissible. Rather, it argues, though “the family court may have erred in admission of drug test evidence,” Mother was not prejudiced by the admission of such evidence. DSS notes the caseworker testified Mother had freely admitted to her illegal drug use prior to Child’s birth, and Mother, in her own testimony, admitted to her use of illegal drugs prior to the birth. Thus, DSS maintains there was sufficient evidence regarding Mother’s use of illegal drugs during her pregnancy for the court to make a finding of abuse or neglect and for the court to order entry of Mother’s name on the Central Registry. In its brief, DSS maintains Mother’s admission of her illegal drug use was the basis for the family court’s findings in this regard.
We have already determined that Mother’s conduct prior to the birth of Child could not serve as a basis for a finding of abuse or neglect or placement on the Central Registry where the evidence shows Mother had no knowledge or reason to know of the pregnancy at the time of the conduct. Thus, accepting DSS’s assertion in its brief that the trial court’s ruling was based upon Mother’s admitted drug use while pregnant, the drug test evidence on Mother and Child at the time of Child’s birth is inconsequential and cannot serve as a basis for the family court’s finding. Accordingly, we need not reach the issue concerning the admission of drug test evidence.
At oral argument, however, DSS backed away from the stance it took in its brief that the family court’s decision was based upon Mother’s use of drugs while pregnant. Nonetheless, we find no properly admitted evidence to support a finding of abuse or neglect from any of the subsequent June 2011 testing.
Testimony concerning the June 2011 test result on Child was not admitted, and the family court did not thereafter reverse its ruling concerning the inadmissibility of evidence on Child’s June 2011 test result. Thus, the only evidence ulti
To the extent the family court may have relied on evidence concerning Mother’s June 2011 drug test results to make its finding of abuse or neglect and ordering Mother’s name be placed on the Central Registry, a thorough review of the record convinces us there was no properly admitted evidence to support such a determination.
CONCLUSION
We hold the family court erred in finding Mother abused and neglected her unborn Child based upon conduct occurring while Mother did not know or have reason to know she was pregnant. Further, the only evidence admitted by the family court subsequent to Child’s birth concerning drug tests related only to Mother; this evidence was improperly admitted based upon Mother’s hearsay and foundation objections; and, even if properly admitted, there was no evidence any subsequent drug use by Mother caused abuse or neglect of Child. Accordingly, the family court’s finding of abuse and neglect and ordering placement of Mother’s name on the Central Registry is
REVERSED.
. The caseworker noted Mother attended three sessions in March, but missed three others in March, as well as all of April, but returned in May after being informed her case would be going to court.
. Mother noted a "continuing objection as to the references of a positive test."
.The court information sheet and supplemental report, submitted by DSS to the family court, notes that in regard to the circumstances
. The counselor's testimony was that if Mother used cocaine, it would last in her system for 48 to 72 hours, marijuana would last from 30 to 45 days, and alcohol would last up to 12 hours.
. This initial order did not specify the basis for finding abuse and neglect or entry of Mother’s name on the Registry, i.e., whether it was for her and Child testing positive at birth regardless of Mother’s knowledge of the pregnancy, or whether it was for their testing positive the following June, or whether it was based upon both. The family court’s oral ruling, however, seems to indicate the ruling was based upon Mother’s admitted use of drugs during the pregnancy.
. The court continued Mother’s motion concerning return of Child to her custody until the GAL had an opportunity to view Mother’s home.
. It is not clear exactly what "drug testing evidence” on Mother the family court was referring to here.
. Section 20-7-50 was the predecessor to current code section 63-5-70, which proscribes unlawful conduct toward a child. S.C.Code Ann. § 63-5-70 (2010).
. This statute was repealed and similar provisions appeared in section 20-7-50. Id. at 220 n. 1, 294 S.E.2d at 45 n. 1. As we previously noted, section 20-7-50 is the predecessor to current code section 63-5-70.
. For example, no evidence was presented concerning Mother's possible use of contraceptives, whether she had reason to believe she would not become pregnant as the result of any sexual encounter at that time, or whether she had experienced any false negative pregnancy tests thereafter. A likely explanation for this is that DSS did not contest Mother’s assertion that she was unaware of the pregnancy, or attempt to show that Mother should have known or suspected that she was pregnant prior to the birth of Child.
. Despite the family court’s apparent personal belief that a woman who has been through a previous pregnancy would have been aware of physiological changes in her body, it is common knowledge that women can carry a pregnancy full term with no idea that they were pregnant. Discovery Fit & Health even has a show about such situations, http:// health.discovery.com/tv/i-didnt-know-i-was-pregnant/. This website includes a list of ten reasons a woman might not know she was pregnant until she was in labor, http://liealth.howstuffworks.com/pregnancy-andparenting/pregnancy/issues/10-reasons-you-might-not-know-youarepregnant.htm. Mother’s testimony that she had been previously pregnant and knew the symptoms of pregnancy yet her body did not show these indications supports that she did not know she was pregnant. As noted, the credibility of this testimony was not challenged by DSS. Further, as previously noted, there was no evidence presented concerning whether Mother made any effort to determine if she was pregnant before the birth.
. Even if it could be argued the trial court admitted, or intended to admit, the June 2011 drug test evidence on Child, we find such admission would have been improper against Mother's timely and consistent objections based on hearsay and foundation. DSS made no attempt to lay any foundation whatsoever for the admission of testimony on the results of these tests. There is no evidence the witnesses had any personal knowledge that would qualify them to testify as to the results or validity of the drug tests, nor is there any indication that such tests results were admissible under any exception to the hearsay rule, such as a business records exception. See Rule 801(c), SCRE (" ‘Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.”); Rule 802, SCRE ("Hearsay is not admissible except as provided by these rules or by other rules prescribed by the Supreme Court of this State or by statute.”); Rule 803(6), SCRE (often cited as the business records exception, providing the following is not excluded by the hearsay rule; "Records of Regularly Conducted Activity. A memorandum, report, record, or data compilation, in any form, of acts, events, conditions, or diagnoses, made at or near the time by, or from information transmitted by, a person with knowledge, if kept in the course of a regularly conducted business activity, and if it was the regular practice of that business activity to make the memorandum, report, record, or data compilation, all as shown by the testimony of the custodian or other qualified witness, unless the source of information or the method or circumstances of preparation indicate lack of trustworthiness.... ”); State v. Rich, 293 S.C. 172, 173, 359 S.E.2d 281, 281 (1987) (holding, even where evidence may be admissible under an exception to the hearsay rule, such will not absolve the offering party from the usual requirements of authentication).
. As to admission of evidence concerning the drug testing of Mother’s hair in June 2011, the family court erred in determining it was admissible based on the judge’s finding it went to Mother’s credibility. Regardless of DSS's motive in seeking admission of the evidence, if the evidence was being admitted to prove that Mother lied about her subsequent drug use, it was being admitted to prove the truth of the matter asserted. See Rule 801(c), SCRE (" ‘Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.”); Rule 802, SCRE (“Hearsay is not admissible except as provided by these rules or by other rules prescribed by the Supreme Court of this