DocketNumber: 687
Judges: Black, Douglas, Vinson, Frankfurter, Reed, Burton, Clark, Minton, Jackson
Filed Date: 6/19/1953
Status: Precedential
Modified Date: 10/19/2024
delivered the opinion of the Court.
A Special Term of the Court was convened upon the Attorney General’s application to review a stay of execution in this case, issued by Mr. Justice Douglas.
Our action was unusual. So were the circumstances which led to it. The Court’s action should be considered in the context of the full history of the proceedings which have marked this case.
On August 17, 1950, the defendants were indicted for conspiring to commit espionage in wartime, in violation of the Espionage Act of 1917, 50 U. S. C. §§ 32 (a), 34. After a lengthy jury trial they were found guilty, and on April 5,1951, they were sentenced to death. Upon appeal the Court of Appeals affirmed.
A petition for certiorari was filed here. It was denied on October 13, 1952.
One week thereafter, a motion was filed in the District Court under § 2255 of the Judicial Code (28 U. S. C.
In the meantime, execution of the sentence was set for the week of June 15th by the District Judge, and two further motions under § 2255 to vacate judgment and sentence were denied in District Court, one on June 1, 1953 and another on June 8, 1953. Those denials were affirmed by the Court of Appeals on June 5 and June 11, 1953, respectively.
In addition to those two motions under § 2255, a petition was also presented to the Court of Appeals asking that a writ of mandamus be issued, directing the sentencing judge to resentence the defendants. On June 2, 1953, the Court of Appeals denied relief by way of mandamus. Thus, as of June 12, 1953, three decisions had been entered by the Court of Appeals in collateral attacks upon the sentence, all three attacks having been instituted
On June 12, 1953, an application for a stay of execution was filed with the Clerk of this Court and presented to Mr. Justice Jackson, the appropriate Circuit Justice. This stay was requested to enable the Rosenbergs to seek review of the three most recent decisions of the Court of Appeals “within the time ordered by the applicable statute.” Mr. Justice Jackson referred this application to the full Court, with a recommendation that oral argument be heard on it. On June 15, 1953, the last session of the 1952 Term, the Court declined to hear oral argument on this application and denied the stay.
Just a moment before adjournment of the 1952 Term, on June 15, 1953, a petition for an original writ of habeas corpus, including a request for a stay, was presented to the Court. On account of the imminence of the execution, counsel urged immediate action. They were advised that prompt consideration would be given to the application. The Court met in Special Term on the afternoon
Late on June 15, 1953, counsel for the defendants applied to Mr. Justice Douglas for a stay. On June 16, 1953, counsel representing one Edelman, who described himself as “next friend” to the Rosenbergs, presented to Mr. Justice Douglas a petition for habeas corpus. That petition included a prayer for a stay. More than two months before their appearance before Mr. Justice Douglas, Edelman’s attorneys had asked counsel for the Rosenbergs to raise the very question which they urged upon Mr. Justice Douglas. The argument was not adopted at that time by counsel for the defendants.
On the morning of June 17,1953, Mr. Justice Douglas denied the stay requested by counsel for the defendants, since it raised questions already passed upon by the Court.
Edelman’s counsel raised the claim that the Atomic Energy Act of 1946, 42 U. S. C. § 1810 (b)(2) and (3), superseded the Espionage Act and rendered the District Court without power to impose the death sentence. Mr. Justice Douglas was of the opinion that this contention posed a substantial question; he denied the application for habeas corpus, but granted a stay, effective until the applicability of the Atomic Energy Act could be determined in the District Court and the Court of Appeals.
The Attorney General then applied to the Court, asking that we convene a Special Term of Court and vacate the stay. The Court was convened in Special Term on June 18, 1953, Mr. Justice Black objecting.
Thus we were brought to this particular proceeding. The case was argued for several hours on June 18. The Court then recessed and deliberated in conference for several hours. During the next morning the Court held another conference, and then met at noon and announced its decision in a per curiam opinion. We vacated the stay.
Immediately following the announcement of this decision, counsel for the Rosenbergs moved for a further stay asking that the Court grant them an additional period in which they might seek executive clemency. Counsel for Edelman moved that the Court reconsider the question of its power to vacate the stay. After a recess and
We have recited the history of this unusual case at length because we think a full recitation is necessary to a proper understanding of the decision rendered. We proceed to discuss two questions of power: the power of Me. Justice Douglas to issue the stay; and the power of this Court to decide, in this proceeding, the question preserved by the stay and the vacation of the stay.
Mb. Justice Douglas had power to issue the stay. No one has disputed this, and we think the proposition is indisputable.
Stays are part of the “traditional equipment for the administration of justice.” Scripps-Howard Radio, Inc. v. Federal Communications Commission, 316 U. S. 4, 9-10 (1942). The individual Justices of this Court have regularly issued them, and the exercise of that power is vital to the proper functioning of our jurisdiction.
Confronted with the question of the applicability of the Atomic Energy Act, Mr. Justice Douglas wrote:
“I have serious doubts whether this death sentence may be imposed for this offense except and unless a jury recommends it. The Rosenbergs should have an opportunity to litigate that issue.
“I will not issue the writ of habeas corpus. But I will grant a stay effective until the question of the applicability of the penal provisions of § 10 of the Atomic Energy Act to this case can be determined by the District Court and the Court of Appeals, after which the question of a further stay will be open to the Court of Appeals or to a member of this Court in the usual order.” (See post, p. 321.)
We turn next to a consideration of our power to decide, in this proceeding, the question preserved by the stay. It is true that the full Court has made no practice of vacating stays issued by single Justices, although it has entertained motions for such relief.
The power which we exercised in this case derives from this Court’s role as the final forum to render the ultimate answer to the question which was preserved by the stay.
Thus Mr. Justice Douglas, in issuing the stay, did not act to grant some form of amnesty or last-minute reprieve to the defendants; he simply acted to protect jurisdiction over the case, to maintain the status quo until a conclusive answer could be given to the question which had been urged in the defendants’ behalf. In the exercise of our jurisdiction to decide the question which was preserved for decision, it lay within our power to bring the new claim before us and examine its merits without further delay. In considering this question, the Court carried out the limited purpose for which Mr. Justice Douglas issued the stay.
The existence of our power was clear, and so also, we think, was the necessity for its exercise. Yet it was urged at argument that the Court, as a matter of discretion if not of power, should refrain from immediately deciding the merits of the issue which had been preserved by the stay. Indeed, the reasons for refusing, as a matter of practice, to vacate stays issued by single Justices are
In this case, however, we deemed it proper and necessary to convene the Court to consider the Attorney General's urgent application. Mb. Justice Douglas denied the petition for habeas corpus. His grant of a stay called for initiation of a new proceeding in the District Court. It followed hard on the heels of our orders denying a rehearing, denying a further stay and denying a motion for leave to file a petition for habeas corpus in which a stay was requested. The stay issued by Mb. Justice Douglas was based, of course, on a new claim — a question which had not been considered in any prior proceeding.
This Court has the responsibility to supervise the administration of criminal justice by the federal judiciary. This includes the duty to see that the laws are not only enforced by fair proceedings, but also that the punishments prescribed by the laws are enforced with a reasonable degree of promptness and certainty. The stay which had been issued promised many more months of litigation in a case which had otherwise run its full course.
The question preserved for adjudication by the stay was entirely legal; there was no need to resort to the fact-finding processes of the District Court; it was a question of statutory construction which this Court was equipped to answer. We decided that a proper administration of the laws required the Court to consider that question forthwith.
This brought us to the merits. Our decision was summarized in our per curiam opinion.
More complete statements of the reasons for our decision are set forth in the opinions of Mr. Justice Jackson
We convened a Special Term of the Court to consider an application by the Attorney General (1) to review the stay of execution of Julius Rosenberg and Ethel Rosenberg, granted by Mr. Justice Douglas on June 17, 1953, or (2) for reconsideration and reaffirmance of this Court’s order in No. 1, Misc., June 15 Special Term, 1953, Julius Rosenberg and Ethel Rosenberg, petitioners, v. Wilford L. Denno, Warden of Sing Sing Prison, denying a stay, ante, p. 271.
The Acting Solicitor General agrees and we do not doubt that Mr. Justice Douglas had power to issue the stay in these proceedings. There is no dispute that a stay should issue only if there is a substantial question to be preserved for further proceedings in the courts.
The question which has been and now is urged as being substantial is whether the provisions of the Atomic Energy Act of 1946, 42 U. S. C. § 1810 (b) (2), (3), rendered the District Court powerless to impose the death sentence under the Espionage Act of 1917, 50 U. S. C. §§ 32 (a), 34, under which statute the indictment was laid.
Although this question was raised and presented for the first time to Mr. Justice Douglas by counsel who
We think the question is not substantial. We think further proceedings to litigate it are unwarranted. A conspiracy was charged and proved to violate the Espionage Act in wartime. The Atomic Energy Act did not repeal or limit the provisions of the Espionage Act. Accordingly, we vacate the stay entered by Mr. Justice Douglas on June 17,1953.
We are entering this order in advance of the preparation of full opinions which will be filed with the Clerk.
Stay granted by Mr. Justice Douglas vacated.
is of opinion that the questions raised for the first time yesterday before the full Court by the application of the Attorney General are complicated and novel. He believes that, in order to enable the Court to adjudicate these issues upon adequate deliberation, this application should be disposed of only after opportunity has been afforded to counsel for both sides to make an adequate study and presentation. In due course, Mr. Justice Frankfurter will set forth more specifically the grounds for this position.
This stay was granted upon such legal grounds that this Court cannot allow it to stand as the basis upon which lower courts must conduct further long-drawn proceedings.
The Constitution, Art. I, § 9, prohibits passage of any ex post jacto Act. If Congress had tried in 1946 to make transactions of 1944 and 1945 offenses, we would have been obliged to set such an Act aside. To open the door to retroactive criminal statutes would rightly be regarded as a most serious blow to one of the civil liberties protected by our Constitution. Yet the sole ground of this stay is that the Atomic Energy Act may have retrospective application to conspiracies in which the only overt acts were committed before that statute was enacted.
We join in the opinion by Mr. Justice Clark and agree that the Atomic Energy Act does not, by text or intention, supersede the earlier Espionage Act. It does not purport to repeal the earlier Act, nor afford any grounds for spelling out a repeal by implication. Each Act is complete in itself and each has its own reason for existence and field of operation. Certainly prosecution, conviction and sentence under the law in existence at the time of the overt acts are not improper. It is obvious that an attempt to prosecute under the later Act would in all probability fail.
This stay is not and could not be based upon any doubt that a legal conviction was had under the Espionage Act. Application here for review of the Court of Appeals decision affirming the conviction was refused, 344 U. S. 838, and rehearing later denied, 344 U. S. 889.
Later, responsible and authorized counsel raised, among other issues, questions as to the sentence, and an applica
Thus, after being in some form before this Court over nine months, the merits of all questions raised by the Rosenbergs’ counsel had been passed upon, or foreclosed by denials. However, on this application we have heard and decided (since it had been the ground for granting the stay) a new contention, despite the irregular manner in which it was originally presented.
This is an important procedural matter of which we disapprove. The stay was granted solely on the petition of one Edelman, who sought to appear as “next friend” of the Rosenbergs. Of course, there is power to allow such an appearance, under circumstances such as incapacity of the prisoner or isolation from counsel, which make it appropriate to enable the Court to hear a prisoner’s case. But in these circumstances the order which grants Edel-man standing further to litigate this case in the lower courts cannot be justified.
Edelman is a stranger to the Rosenbergs and to their ease. His intervention was unauthorized by them and originally opposed by their counsel. What may be Edel-man’s purpose in getting himself into this litigation is not explained, although inquiry was made at the bar. It does not appear that his own record is entirely clear or that he would be a helpful or chosen champion. See Edelman v. California, 344 U. S. 357.
The attorneys who appear for Edelman tell us that for two months they tried to get the authorized counsel for
The Rosenbergs throughout have had able and zealous counsel of their own choice. These attorneys originally thought this point had no merit and perhaps also that it would obscure the better points on which they were endeavoring to procure a hearing here. Of course, after a Justice of this Court had granted Edelman standing to raise the question and indicated that he is impressed by its substantiality, counsel adopted the argument and it became necessary for us to review it. They also shared their time and the counsel table with the Edelman lawyers thus admitted as attorneys-at-large to their case. The lawyers who have ably and courageously fought the Ro-senbergs’ battle throughout then listened at this bar to the newly imported counsel make an argument which plainly implied lack of understanding or zeal on the part of the retained counsel. They simply had been elbowed out of the control of their case.
Every lawyer familiar with the workings of our criminal courts and the habits of our bar will agree that this precedent presents a threat to orderly and responsible representation of accused persons and the right of themselves and their counsel to control their own cases. The lower court refused to accept Edelman’s intrusion but by the order in question must accept him as having standing to take part in, or to take over, the Rosenbergs’ case. That such disorderly intervention is more likely to prejudice than to help the representation of accused persons in highly publicized cases is self-evident. We discountenance this practice.
Vacating this stay is not to be construed as indorsing the wisdom or appropriateness to this case of a death sen
Seven times now have the defendants been before this Court. In addition, The Chief Justice, as well as individual Justices, has considered applications by the defendants. The Court of Appeals and the District Court have likewise given careful consideration to even more numerous applications than has this Court.
The defendants were sentenced to death on April 5, 1951. Beginning with our refusal to review the conviction and sentence in October 1952, each of the Justices has given the most painstaking consideration to the case. In fact, all during the past Term of this Court one or another facet of this litigation occupied the attention of the Court. At a Special Term on June 15, 1953, we denied for the sixth time the defendants’ plea. The next day an application was presented to Mr. Justice Douglas, contending that the penalty provisions of the Atomic Energy Act governed this prosecution; and that, since the jury did not find that the defendants committed the charged acts with intent to injure the United States nor recommend the imposition of the death penalty, the court had no power to impose the sentence of death. After a hearing Mr. Justice Douglas, finding that the contention had merit, granted a stay of execution. The Court convened in Special Term to review that determination. Cf. Ex parte Quirin, 317 U. S. 1 (1942).
In any event, the Government could not have invoked the Atomic Energy Act against these defendants. The crux of the charge alleged overt acts committed in 1944 and 1945, years before that Act went into effect. While some overt acts did in fact take place as late as 1950, they related principally to defendants’ efforts to avoid detec
Our liberty is maintained only so long as justice is secure. To permit our judicial processes to be used to obstruct the course of justice destroys our freedom. Over two years ago the Rosenbergs were found guilty by a jury of a grave offense in time of war. Unlike other litigants they have had the attention of this Court seven times; each time their pleas have been denied. Though the penalty is great and our responsibility heavy, our duty is clear.
[Note: This opinion was filed July 16, 1953.]
195 F. 2d 583.
344 U. S. 838. The order noted that Mr. Justice Black was of the opinion that certiorari should be granted.
344 U. S. 889-890. The full text of the order reads:
“Motion for leave to file brief of Dr. W. E. B. Dubois and others, as amici curiae, denied. Petitions for rehearing denied. Memorandum filed by Mr. Justice FraNKfurter in No. 111. Mr. Justice Black adheres to his view that the petitions for certiorari should be granted.
“Mr. Justice FraNKfurter.
“Petitioners are under death sentence, and it is not unreasonable to feel that before life is taken review should be open in the highest court of the society which has condemned them. Such right of review was the law of the land for twenty years. By § 6 of the Act of February 6, 1889, 25 Stat. 655, 656, convictions in capital cases arising under federal statutes were appealable here. But in 1911 Congress abolished the appeal as of right, and since then death*278 sentences have come here only under the same conditions that apply to "any criminal conviction in a federal court. (§§ 128, 238, 240 and 241 of the Judicial Code, 36 Stat. 1087, 1133, 1157.)
“The Courts of Appeals are charged by Congress with the duty of reviewing all criminal convictions. These are courts of great authority and corresponding responsibility. The Court of Appeals for the Second Circuit was deeply conscious of its responsibility in this case. Speaking through Judge Frank, it said: 'Since two of the defendants must be put to death if the judgments stand, it goes without saying that we have scrutinized the record with extraordinary care to see whether it contains any of the errors asserted on this appeal.’ 195 F. 2d 583, 590.
“After further consideration, the Court has adhered to its denial of this petition for certiorari. Misconception regarding the meaning of such a denial persists despite repeated attempts at explanation. It means, and all that it means is, that there were not four members of the Court to whom the grounds on which the decision of the Court of Appeals was challenged seemed sufficiently important when judged by the standards governing the issue of the discretionary writ of certiorari. It also deserves to be repeated that the effective administration of justice precludes this Court from giving reasons, however briefly, for its denial of a petition for certiorari. I have heretofore explained the reasons that for me also militate against noting individual votes when a petition for certiorari is denied. See Chemical Bank & Trust Co. v. Group of Institutional Investors, 343 U. S. 982.
“Numerous grounds were urged in support of this petition for certiorari; the petition for rehearing raised five additional questions. So far as these questions come within the power of this Court to adjudicate, I do not, of course, imply any opinion upon them. One of the questions, however, first raised in the petition for rehearing, is beyond the scope of the authority of this Court, and I deem it appropriate to say so. A sentence imposed by a United States district court, even though it be a death sentence, is not within the power of this Court to revise.”
108 F. Supp. 798.
200 F. 2d 666.
345 U. S. 965. The full text of the order, Journal, May 25, 1953, p. 225, reads:
“Motions for leave to file briefs of National Lawyers Guild and Joseph Brainin et ah, as amici curiae denied. Petition for writ of certiorari to the United States Court of Appeals for the Second Circuit denied. The order of the United States Court of Appeals of February 17, 1953, granting a stay of execution is vacated. Mr. Justice Black and Mr. Justice Frankfurter referring to the positions they took when these cases were here last November, adhere to them. 344 U. S. 889. Mr. Justice Douglas is of the opinion the petition for certiorari should be granted.”
345 U. S. 989. The full text of the order reads:
“An application for stay of execution was filed herein on June 12, 1953. It was referred to Mr. Justice JacksoN, the appropriate Circuit Justice. Mr. Justice Jackson referred it to the Court for consideration and action, with the recommendation ‘that it be set for oral hearing on Monday, June 15, 1953, at which time the parties have agreed to be ready for argument.’
“Upon consideration of the recommendation, the Court declined to hear oral argument on the application.
“Mr, Justice Frankfurter and Mr. Justice Burton, agreeing with Mr. Justice Jackson’s recommendation, believe that the application should be set for hearing on Monday, June 15, 1953.
“Thereupon, the Court gave consideration to the application for the stay, and denies it, Mr. Justice Burton joining in such denial.
“Mr. Justice Frankfurter and Mr. Justice Jackson, believing that the application for a stay should not be acted upon without a hearing before the full Court, do not agree that the stay should be denied.
“Mr. Justice Black is of the opinion that the Court should grant a rehearing and a stay pending final disposition of the case. But since a sufficient number do not vote for a rehearing, he is willing to join those who wish to hear argument on the question of a stay.
“Mr. Justice Douglas would grant a stay and hear the case on the merits, as he thinks the petition for certiorari and the petition for rehearing present substantial questions. But since the Court has*281 decided not to take the case, there would be no end served by hearing oral argument on the motion for a stay. For the motion presents no new substantial question not presented by the petition for certiorari and by. the petition for rehearing.”
345 U. S. 1003. The full text of the order, Journal, June 15, 1953, p. 250, reads:
“Petition for rehearing denied. Mr. Justice Frankfurter deems it appropriate to state once more that the reasons that preclude publication by the Court, as a general practice, of votes on petition for certiorari guide him in all cases, so that it has been his ‘unbroken practice not to note dissent from the Court’s disposition of petitions for certiorari.’ Chemical Bank Co. v. Investors, 343 U. S. 982; Maryland v. Baltimore Radio Show, 338 U. S. 912; Darr v. Burford, 339 U. S. 200, 227; Agoston v. Pennsylvania, 340 U. S. 844; Bondholders, Inc. v. Powell, 342 U. S. 921; Rosenberg v. United States, 344 U. S. 889, 345 U. S. 965. Partial disclosure of votes on successive stages of a certiorari proceeding does not present an accurate picture of what took place.
“Mr. Justice Black is of the opinion the petition for rehearing should be granted.”
346 U. S. 271. The full text of the order, Journal, June 15, 1953, p. 256, reads:
“The motion for leave to file petition for an original writ of habeas corpus is'denied. Mr. Justice Black dissents.
“Mr. Justice Frankfurter:
“ ‘The disposition of an application to this Court for habeas corpus is so rarely to be made by this Court directly that Congress has given the Court authority to transfer such an application to an appropriate district court. 28 U. S. C., § 2241. I do not favor such a disposition of this application because the substance of the allegations now made has already been considered by the District Court for the Southern District of New York and on review by the Court of Appeals for the Second Circuit. Neither can I join the Court in denying the application without more. I would set the application down for hearing before the full Court tomorrow forenoon. Oral argument frequently has a force beyond what the written word conveys.’ ”
Counsel for the Rosenbergs was aware of the existence of the Atomic Energy Act long before receiving the suggestion from counsel for Edelman. One argument, inter alia, advanced in the original certiorari petition, which was filed June 7, 1952, was that the sentence of death constituted cruel and unusual punishment in violation of the Eighth Amendment of the Constitution. The requirement of the Atomic Energy Act of an intent to injure the United States as a prerequisite to the death penalty (42 U. S. C. § 1810 (b) (2) and (3) and § 1816) was cited in the petition in support of the cruel and unusual punishment argument. In the petition for certiorari,
The order denying a further stay, 346 U. S. 322, reads:
"Motion of the petitioners for a further stay of the execution, as set forth in the written motion, is denied.
"Mr. Justice Black dissents.
“Mr. Justice Frankfurter.
“On the assumption that the sentences against the Rosenbergs are to be carried out at 11 o’clock tonight, their counsel ask this Court to stay their execution until opportunity has been afforded to them to invoke the constitutional prerogative of clemency. The action of this Court, and the division of opinion in vacating the stay granted by Mr. Justice Douglas, are, of course, a factor in the situation, which arose within the last hour. It is not for this Court even remotely to enter into the domain of clemency reserved by the Constitution exclusively to the President. But the Court must properly take into account the possible consequences of a stay or of a denial of a stay of execution of death sentences upon making an appeal for executive clemency. Were it established that counsel are correct in their assumption that the sentences of death are to be carried out at 11 p. m. tonight, I believe that it would be right and proper for this Court formally to grant a stay with a proper time-limit to give appropriate opportunity for the process of executive clemency to operate. I justifiably assume, however, that the time for the execution has not been fixed as of 11 o’clock tonight. Of course I respectfully assume that appropriate consideration will be given to a clemency application by the authority constitutionally charged with the clemency function.”
The order, 346 U. S. 324, denying a rehearing on the question of our power to vacate the stay reads:
“The motion for reconsideration of the question of the Court’s power to vacate Mr. Justice Douglas’ stay order and hear oral argument is denied.
“Mr. Justice Black dissents.
“Mr. Justice Frankfurter desires that it be noted that he too would deny the motion to reconsider the power of this Court to review Mr. Justice Douglas’ order to stay the execution, but not because he thinks the matter is free from doubt. See his dissenting*285 opinion in Ex parte Peru, 318 U. S. 578, 590, in connection with Lambert v. Barrett, 157 U. S. 697, and Carper v. Fitzgerald, 121 U. S. 87.”
See, e. g., Land v. Dollar, 341 U. S. 737 (1951); Johnson v. Stevenson, 335 U. S. 801 (1948).
Post, p. 288.
Post, p. 289.
Post, p. 293.
[Note: This opinion was delivered June 19, 1953.]
[See post, p. 301.]
See Newman and Miller, The Control of Atomic Energy, p. 235 (1948); Newman, Control of Information Relating to Atomic Energy, 56 Yale L. J. 769, 790 (1947).
While § 10 (b) (6) additionally contains an exception, providing that “no Government agency shall take any action under such other laws inconsistent with the provisions of this section,” that exception is not applicable here. As disclosed by the legislative history of the Act (which must be read to refer to § 10 (b)(6)), it “prohibits any agency from placing information in a restricted category under the authority of this or any other law once such information has been released from the category by official action of the Atomic Energy Commission.” S. Rep. No. 1211, 79th Cong., 2d Sess., p. 24. And see 92 Cong. Rec. 6096 (1946): “Section 10 also establishes the Commission as the top authority in the Government with reference to what will or will not remain as restricted data . . . .”