DocketNumber: 22
Citation Numbers: 17 L. Ed. 2d 456, 87 S. Ct. 534, 385 U.S. 374, 1967 U.S. LEXIS 2991, 1 Media L. Rep. (BNA) 1791
Judges: Brennan, Black, Harlan, Fortas, Douglas, Clark
Filed Date: 1/9/1967
Status: Precedential
Modified Date: 11/15/2024
delivered the opinion of the Court.
The question in this case is whether appellant, publisher of Life Magazine, was denied constitutional protections of speech and press by the application by the New York courts of §§ 50-51 of the New York Civil Rights Law
The article appeared in Life in February 1955. It was entitled “True Crime Inspires Tense Play,” with the subtitle, “The ordeal of a family trapped by convicts gives Broadway a new thriller, ‘The Desperate Hours.’ ” The text of the article reads as follows:
“Three years ago Americans all over the country read about the desperate ordeal of the James Hill family, who were held prisoners in their home outside Philadelphia by three escaped convicts. Later they read about it in Joseph Hayes’s novel, The Desperate Hours, inspired by the family’s experience. Now they can see the story re-enacted in Hayes’s Broadway play based on the book, and next year will see it in his movie, which has been filmed but is being held up until the play has a chance to pay off.
“The play, directed by Robert Montgomery and expertly acted, is a heart-stopping account of how a family rose to heroism in a crisis. Life photographed the play during its Philadelphia tryout, transported some of the actors to the actual house where the Hills were besieged. On the next page scenes from the play are re-enacted on the site of the crime.”
The pictures on the ensuing two pages included an enactment of the son being “roughed up” by one of the convicts, entitled “brutish convict,” a picture of the
The James Hill referred to in the article is the appel-lee. He and his wife and five children involuntarily became the subjects of a front-page news story after being held hostage by three escaped convicts in their suburban, Whitemarsh, Pennsylvania, home for 19 hours on September 11-12, 1952. The family was releaséd unharmed. In an interview with newsmen after the convicts departed, appellee stressed that the convicts had treated the family courteously, had not molested them, and had not been at all violent. The convicts were thereafter apprehended in a widely publicized encounter with the police which resulted in the killing of two of the convicts. Shortly thereafter the family moved to Connecticut. The appellee discouraged all efforts to. keep them in the public spotlight through magazine articles or appearances on television.
In the spring of 1953, Joseph Hayes’ novel, The Desperate Hours, was published. The story depicted the experience of a family of four held hostage by three escaped convicts in the family’s suburban home. But, unlike Hill’s experience, the family of the story suffer violence at the hands of the convicts; the father and son are beaten and the daughter subjected to a verbal sexual insult.
The book was made into a play, also entitled The Desperate Hours, and it is Life’s article about the play which is the subject of appellee’s action. The complaint sought damages under §§ 50-51 on allegations that the Life article was intended to, and did, give the impression that the play mirrored the Hill family’s experience, which, to the knowledge of defendant “. . . was false and untrue.” Appellant’s defense was that
The jury awarded appellee $50,000 compensatory and $25,000 punitive damages. On appeal the Appellate Division of the Supreme Court ordered a new trial as to damages but sustained the jury verdict of liability. The court said as to liability:
“Although the play was fictionalized, Life’s article portrayed it as a re-enactment of the Hills’ experience. It is an inescapable conclusion that this was done to advertise and attract further attention to the play, and to increase present and future magazine circulation as well. It is evident that the article cannot be characterized as a mere dissemination of news, nor even an effort to supply legitimate newsworthy information in which the public had, or might have a proper interest.” 18 App. Div. 2d 485, 489, 240 N. Y. S. 2d 286, 290.
At the new trial on damages, a jury was waived and the court awarded $30,000 compensatory damages without punitive damages.
The New York Court of Appeals affirmed the Appellate Division “on the majority and concurring opinions
I.
Since the reargument, we have had the advantage of an opinion of the Court of Appeals of New York which has materially aided us in our understanding of that court’s construction of the statute. It is the opinion of Judge Keating for the court in Spahn v. Julian Messner, Inc., 18 N. Y. 2d 324, 221 N. E. 2d 543 (1966). The statute was enacted in 1903 following the decision of the Court of Appeals in 1902 in Roberson v. Rochester Folding Box Co., 171 N. Y. 538, 64 N. E. 442. Roberson was an action against defendants for adorning their flour bags with plaintiff’s picture without her consent. It was grounded upon an alleged invasion of a “right of privacy,” defined by the Court of Appeals to be “the claim that a man has the right to pass through this world, if he wills, without having his picture published ... or his eccentricities commented upon either in handbills, circulars, catalogues, periodicals or newspapers . . . .” 171 N. Y., at 544, 64 N. E., at 443. The Court of Appeals traced the theory to the celebrated article of Warren and Brandéis, entitled The Right to Privacy, published in 1890. 4 Harv. L. Rev. 193.
Although “Right of Privacy” is the caption of §§ 50-51, the term nowhere appears in the text of the statute itself. The text of the statute appears to proscribe only conduct of the kind involved in Roberson, that is, the appropriation and use in advertising or to promote the sale of goods, of another’s name, portrait or picture without his consent.
The New York courts have, however, construed the statute to operate much more broadly. In Spahn the Court of Appeals stated that “Over the years since the statute’s enactment in 1903, its social desirability and remedial nature have led to its being given a liberal construction consonant with its over-all purpose . . . .” 18 N. Y. 2d, at 327, 221 N. E. 2d, at 544. Specifically,
In the light of questions that counsel were asked to argue on reargument,
But although the New York statute affords “little protection” to the “privacy” of a newsworthy person, “whether he be such by choice or involuntarily”
“But it is erroneous to confuse privacy with ‘personality’ or to assume that privacy, though lost for a certain time or in a certain context, goes forever unprotected .... Thus it may be appropriate to say that the plaintiff here, Warren Spahn, is a public personality and that, insofar as his professional career is involved, he is substantially without a right to privacy. That is not to say, however, that his ‘personality’ may be fictionalized and that, .as fictionalized, it may be exploited for the defendants’ commercial benefit through the medium of an unauthorized biography.” Spahn, supra, at 328, 221 N. E. 2d, at 545.
As the instant case went to the jury, appellee, too, was regarded to be a newsworthy person “substantially without a right to privacy” insofar as his hostage experience was involved, but ¡to be entitled to his action insofar as that experience w^s “fictionalized” and “exploited for the defendants’ commercial benefit.” “Fictionalization,” the Spahn opinion states, “is the heart of the cases in point.” 18 N. Y. 2d, at 328, 221 N. E. 2d, at 545.
The opinion goes on to say that the “establishment of minor errors in an otherwise accurate” report does not prove “fictionalization.” Material and substantial falsification is the test. However, it is not clear whether
If this is meant to imply that proof of knowing or reckless falsity is not essential to a constitutional application of the statute in these cases, we disagree with the Court of Appeals.
The guarantees for speech and press are not the preserve of political expression or comment upon public affairs, essential as those are to healthy government. One need only pick up any newspaper or magazine to comprehend the vast range of published matter which exposes persons to public view, both private citizens and public officials. Exposure of the self to others in varying degrees is a concomitant of life in a civilized community. The risk of this exposure is an essential incident of life in a society which places a primary value on freedom of speech and of press. “Freedom of discussion, if it would fulfill its historic function in this nation, must embrace all issues about which information is needed or appropriate to enable the members of society to cope with the exigencies of their period.” Thornhill v. Alabama, 310 U. S. 88, 102. “No suggestion can be found in the Constitution that the freedom there guaranteed for speech and the press bears an inverse ratio to the timeliness and importance of the ideas seeking expression.” Bridges v. California, 314 U. S. 252, 269. We have no doubt that the subject of the Life article, the opening of a rrew play linked to an actual incident, is a matter of public interest. “The line between the informing and the entertaining is too elusive for the protection of . . . [freedom of the press].” Winters v. New York, 333 U. S. 507, 510. Erroneous statement is no less inevitable in such a case than in the case of comment upon public affairs, and in both, if innocent or merely negligent, “. . . it must be protected if the freedoms of expression are to have the ‘breathing space’ that they ‘need ... to survive’. . . .” New York Times Co. v. Sullivan, supra, at 271-272. As James Madison said, “Some degree of abuse is inseparable from
In this context, sanctions against either innocent or negligent misstatement would present a grave hazard of discouraging the press from exercising the constitutional guarantees. Those guarantees are not for the benefit of the press so much as for the benefit of all of us. A broadly defined freedom of the press assures the maintenance of our political system and_ an open society. Fear of large verdicts in damage suits for innocent or merely negligent misstatement, even fear of the expense involved in their defense, must inevitably cause publishers to “steer . . . wider of the unlawful zone,” New York Times Co. v. Sullivan, 376 U. S., at 279; see also Speiser v. Randall, 357 U. S. 513, 526; Smith v. California, 361 U. S. 147, 153-154; and thus “create the danger that the legitimate utterance will be penalized.” Speiser v. Randall, supra, at 526.
But the constitutional guarantees can tolerate sanctions against calculated falsehood without significant impairment of their essential function. We held in New York Times that calculated falsehood enjoyed no im
“The use of calculated falsehood . . . would put a different cast on the constitutional question. Although honest utterance, even if inaccurate, may further the fruitful exercise of the right of free speech, it does not follow that the lie, knowingly and deliberately published . . . should enjoy a like immunity. . . . Eor the use of the known lie as a tool is at once at odds with the premises of democratic government and with the orderly manner in which economic, social, or political change is to be effected. Calculated falsehood falls into that class of utterances which ‘are no essential part of any exposition of ideas, and are of such slight social value as a step to truth that any benefit that may be derived from them is clearly outweighed by the social interest in order and morality. . . .’ Chaplinsky v. New Hampshire, 315 U. S. 568, 572. Hence the knowingly false statement and the false statement made with reckless disregard' of the truth, do not enjoy constitutional protection.”
We find applicable here the standard of knowing or reckless falsehood, not through blind application of New York Times Co. v. Sullivan, relating solely to libel actions by public officials, but only upon consideration of the factors which arise in the particular context of the application of the New York statute in cases involving private individuals. This is neither a libel action by a private individual nor a statutory action by a public official; Therefore, although the First Amendment principles pronounced in New York Times guide our conclu
II.
Turning to the facts of the present case, the proofs reasonably would support either a jury finding of innocent or merely negligent misstatement by Life, or a finding that Life portrayed the play as a re-enactment of the Hill family’s experience reckless of the truth or with actual knowledge that the portrayal was false. The relevant testimony is as follows:
Joseph Hayes, author of the book, also wrote the play. The story theme was inspired by the desire to write about “true crime” and for years before writing the book, he collected newspaper clippings of stories of hostage incidents. His story was not shaped by any single incident, but by several, including incidents which occurred in California, New York, and Detroit. He said that he did not consciously portray any member of the Hill fam
The Life article was prepared at the direction and under the supervision of its entertainment editor, Prideaux. He learned of the production of the play from a news story. The play’s director, Robert Montgomery, later suggested to him that its interesting stage setting would make the play a worthwhile subject for an article in Life. At about the same time, Prideaux ran into a friend of author Hayes, a free-lance photographer, who told Prideaux in casual conversation that the play had a “substantial connection with a true-life incident of a family being held by escaped convicts near Philadelphia.” As the play was trying out in Philadelphia, Prideaux decided to contact the author. Hayes confirmed that an incident somewhat similar to the play had occurred in Philadelphia, and agreed with Prideaux to find out whether the former Hill residence would be available for the shooting of pictures for a Life article. Prideaux then met with Hayes in Philadelphia where he saw the play and drove with Hayes to the former Hill residence to test its suitability for a picture story. Neither then nor thereafter did Prideaux question Hayes about the extent to which the play was based on the Hill incident. “A specific question of that nature was never asked, but a discussion of the play itself, what the play was about, in the light of my own knowledge of what the true incident was about, confirmed in my mind beyond any doubt that there was a relationship, and Mr. Hayes’ presence at this whole negotiation was tacit proof of that.”
Prideaux sent photographers to the Hill residence for location photographs of scenes of the play enacted in the home, and proceeded to construct the text of the article.
Prideaux’s first draft made no mention of the Hill name except for the caption of one of the photographs. The text related that a true story of a suburban Philadelphia family had “sparked off” Hayes to write the novel, that the play was a “somewhat fictionalized” account of the family’s heroism in time of crisis. Pri-deaux’s research assistant, whose task it was to cheek the draft for accuracy, put a question mark over the words “somewhat fictionalized.” Prideaux testified that the question mark “must have been” brought to his attention, although he did not recollect having seen it. The draft was also brought before the copy editor, who, in the presence of Prideaux, made several changes in emphasis and substance. The first sentence was changed to focus on the Hill incident, using the family’s name; the novel was said to have been “inspired” by that incident, and the play-was referred to as a “re-enactment.” The words “somewhat fictionalized” were deleted.
Prideaux labeled as “emphatically untrue” defense counsel’s suggestion during redirect examination that from the beginning he knew that the play had no relationship to the Hill incident apart from being a hostage incident. Prideaux admitted that he knew the play was “between a little bit and moderately fictionalized,” but stated that he thought beyond doubt that the important quality, the “heart and soul” of the play, was the Hill incident.
The jury might reasonably conclude from this evidence — particularly that the New York Times article
III.
We do not think, however, that the instructions confined the jury to a verdict of liability based on a finding that the statements in the article were made with knowledge of their falsity or in reckless disregard of the truth. The jury was instructed that liability could not be found under §§ 50-51 “merely because of some incidental mistake of fact, or some incidental incorrect statement,” and that a verdict of liability could rest only on findings that (1) Life published the article, “not to disseminate news, but was using plaintiffs’ names, in connection with a fictionalized episode as to plaintiffs’ relationship to The Desperate Hours”; the Court variously restated this “fictionalization” requirement in terms such as whether appellant “altered or changed the true facts concerning
The court also instructed the jury that an award of punitive damages was justified if the jury found that the appellant falsely connected appellee to the play “knowingly or through failure to make a reasonable investigation,” adding “You do not need to find that there was any actual ill will or personal malice toward the plaintiffs if you find a reckless or wanton disregard of the plaintiffs’ rights.”
Appellee argues that the instructions to determine whether Life “altered or changed” the true facts, and whether, apart from incidental errors, the article was a “substantial fiction” or a “fictionalized version” were tantamount to instructions that the jury must find that Life knowingly falsified the facts. We do not think that the instructions bear that interpretation, particularly in light of the marked contrast in the instructions on compensatory and punitive damages. The element of “knowingly” is mentioned only in the instruction that punitive damages must be supported by a finding that Life falsely connected the Hill family with the play “knowingly or through failure to make a reasonable investigation.” Moreover, even as to punitive damages, the instruction that such damages were justified on the
The requirement that the jury also find that the article was published “for trade purposes,” as defined in
IV.
The appellant argues that the statute should be declared unconstitutional on its face if construed by the New York courts to impose liability without proof of knowing or reckless falsity.
It is so ordered.
The complete text of the New York Civil Rights Law §§ 50-51 is as follows:
Ҥ 50. Right of privacy
“A person, firm or corporation that uses for advertising purposes, or for the purposes of trade, the name, portrait or picture of any-living person without having first obtained the written consent of such person, or if a minor of his or her parent or guardian, is guilty of a misdemeanor.”
Ҥ 51. Action for injunction and for damages
“Any person whose name, portrait or picture is used within this state for advertising purposes or for the purposes of trade without the written consent first obtained as above provided may maintain an equitable action in the supreme court of this state against the person, firm or corporation so using his name, portrait or picture, to prevent and restrain the use thereof; and may also sue and recover damages for any injuries sustained by reason of such use and if the defendant shall have knowingly used such person’s name, portrait or picture in such manner as is forbidden or declared to be unlawful by the last section, the jury, in its discretion, may award exemplary damages. But nothing contained in this act shall be so construed as to prevent any person, firm or corporation, practicing the profession of photography, from exhibiting in or about his or its establishment specimens of the work of such establishment, unless the same is continued by such person, firm or corporation after written notice objecting thereto has been-given by the person portrayed; and nothing contained in this act shall be so construed as to prevent any person, firm or corporation from using the name, portrait or*377 picture of any manufacturer or dealer in connection with the goods, wares and merchandise manufactured, produced or dealt in by him which he has sold or disposed of with such name, portrait or picture used in connection therewith; or from using the name, portrait or picture of any author, composer or artist in connection with his literary, musical or artistic productions which he has sold or disposed of with such name, portrait or picture used in connection therewith.”
Initially, appellee's wife was joined in the action, and was awarded $75,000 compensatory and $25,000 punitive damages by the jury. However, her action was apparently dismissed by stipulation prior to remand, because the action has since proceeded solely upon appellee’s judgment.
The various facets of this “right” have been the subject of much comment. See, e. g., Beaney, The Constitutional Right to Privacy in the Supreme Court, 1962 Sup. Ct. Rev. 212; Prosser, Privacy, 48 Calif. L. Rev. 383 (1960); Westin, Science, Privacy, and Freedom: Issues and Proposals for the 1970’s (Part I), 66 Col. L. Rev. 1003
Utah’s statute was modeled on New York’s and, following early New York decisions, the Utah Supreme Court has construed it to afford a cause of action only in such cases. Donahue v. Warner Bros. Pictures Dist. Corp., 2 Utah 2d 256, 272 P. 2d 177 (1954).
See, e. g., Sidis v. F-R Pub. Corp., 113 F. 2d 806 (C. A. 2d Cir.), cert. denied, 311 U. S. 711 (1940); Sweenek v. Pathe News, Inc., 16 F. Supp. 746 (D. C. E. D. N. Y. 1936); Gautier v. Pro-Football, Inc., 278 App. Div. 431, 106 N. Y. S. 2d 553 (1951), aff'd, 304 N. Y. 354, 107 N. E. 2d 485 (1952); Molony v. Boy Comics Pubs., Inc., 277 App. Div. 166, 98 N. Y. S. 2d 119 (1950); Humiston v. Universal Film Mfg. Co., 189 App. Div. 467, 178 N. Y. Supp. 752 (1919); Colyer v. Richard K. Fox Pub. Co., 162 App. Div. 297, 146 N. Y. Supp. 999 (1914); Koussevitzky v. Allen, Towne & Heath, Inc., 188 Misc. 479, 68 N. Y. S. 2d 779, aff’d, 272 App. Div. 759, 69 N. Y. S. 2d 432 (1947); Lahiri v. Daily Mirror, Inc., 162 Misc. 776, 295 N. Y. Supp. 382 (1937).
“Upon reargument, counsel are requested to discuss in their further briefs and oral arguments, in addition to the other issues, the following questions:
“(1) Is the truthful presentation of a newsworthy item ever actionable under the New York statute as construed or on its face? If so, does appellant have standing to challenge that aspect of the statute?
“(2) Should the per curiam opinion of the New York Court of Appeals be read as adopting the following portion of the concurring opinion in the Appellate Division?
“ ‘However, if it can be clearly demonstrated that the newsworthy item is presented, not for the purpose of disseminating news, but*383 rather for the sole purpose of increasing circulation, then the rationale for exemption from section 51 no longer exists and the exemption should not apply. In such circumstances the privilege to use one’s name should not be granted even though a true account of the event be given — let alone when the account is sensationalized and fictionalized.’ ” 384 U. S. 995.
This limitation to newsworthy persons and events does not of course foreclose an interpretation of the statute to allow damages where “Revelations may be so intimate and so unwarranted in view of the victim’s position as to outrage the community’s notions of decency.” Sidis v. F-R Pub. Corp., 113 F. 2d 806, 809 (C. A. 2d Cir.), cert. denied, 311 U. S. 711 (1940). Cf. Garner v. Triangle Pubs., Inc., 97 F. Supp. 546, 550 (D. C. S. D. N. Y. 1951); Restatement, Torts §867, comment d (1939). See id., illust. 6. This case presents no question whether truthful publication of such matter could be constitutionally proscribed.
It has been said that a “right of privacy” has been recognized at common law in 30 States plus the District of Columbia and by statute in four States. See Prosser, Law of Torts 831-832 (3d ed. 1964). Professor Kalven notes, however, that since Warren and Brandéis championed an action against the press for public disclosure of truthful but private details about the individual which caused emotional upset to him, “it has been agreed that there is a generous privilege to serve the public interest in news. . . . What is at issue, it seems to me, is whether the claim of privilege is not so overpowering as virtually to swallow the tort. What can be left of the vaunted new right after the claims of privilege have been confronted?” Kalven, “Privacy in Tort Law — Were Warren and Brandéis Wrong ?” 31 Law & Contemp. Prob. 326, 335-336 (1966). Some representative cases in which the State “right of privacy” was held to give way to the right of the press to publish matters of public interest are Afro-American Pub. Co. v. Jaffe, 125 U. S. App. D. C. 70, 366 F. 2d 649 (1966); Wagner v. Fawcett Pubs., 307 F. 2d 409 (C. A. 7th
“One of the clearest exceptions to the statutory prohibition is the rule that a public figure, whether he be such by choice or involuntarily, is subject to the often searching beam ,of publicity and that, in balance with the legitimate public interest, the law affords his privacy little protection,” Spahn, supra, at 328, 221 N. E. 2d, at 545.
Binns v. Vitagraph Co., 210 N. Y. 51, 103 N. E. 1108 (1913); Youssoupoff v. Columbia Broadcasting System, Inc., 19 App. Div. 2d 865, 244 N. Y. S. 2d 1 (1963); Sutton v. Hearst Corp., 277 App. Div. 155, 98 N. Y. S. 2d 233 (1950); Koussevitzky v. Allen, Towne & Heath, Inc., 188 Misc. 479, 68 N. Y. S. 2d 779, aff’d, 272 App. Div. 759, 69 N. Y. S. 2d 432 (1947); Lahiri v. Daily Mirror, Inc., 162
Of course Spahn is not before us and we in no wise imply any view of the merits of the judgment or remedy afforded the plaintiff in that case. Our reliance is solely on Judge Keating’s opinion as an aid to understanding the construction placed on the statute by the New York courts.
Where either result finds reasonable support in the record it is for the jury, not for this Court, to determine whether there was knowing or reckless falsehood. Cf. New York Times Co. v. Sullivan, supra, 284-285.
Although the court qualified this instruction by requiring a finding of “reckless or wanton disregard of the plaintiffs’ rights” in absence of a finding of “actual ill will or personal malice,” this reasonably could have been taken by the jury to relate, not to truth or falsity, but to appellant’s attitude toward appellee’s privacy. Therefore even this instruction would have been constitutionally infirm. Even had the Appellate Division not found prejudicial error affecting the jury’s award of punitive damages, the judgment before us could not be sustained on the basis of the jury’s finding on that issue.
The Appellate Division in Spahn v. Julian Messner, Inc., 23 App. Div. 2d 216, 220, 260 N. Y. S. 2d 451, 454 (1965), stated that the concept of fictionalization rested on a “distinction between an intentionally fictionalized treatment and a straight factual treatment (subject to inadvertent or superficial inaccuracies) . . . .” (Emphasis supplied.) In light of the Court of Appeals opinion, we cannot accept this as an accurate statement of New York law.
Appellant further contends that the threat of criminal penalty invalidates the statute. However, there have been only two eases of criminal proceedings under the statute and both resulted in dismissal. People v. Charles Scribner's Sons, 205 Misc. 818, 130 N. Y. S. 2d 514 (1954); People v. McBride & Co., 159 Misc. 5, 288 N. Y. Supp. 501 (1936). There is therefore little realistic threat of prosecution. Cf. United States v. Raines, 362 U. S. 17, 20-24 (1960).