DocketNumber: E1997-00207-SC-R11-DD
Citation Numbers: 60 S.W.3d 759, 2001 Tenn. LEXIS 809, 2001 WL 1517225
Judges: Drowota, III, Anderson, Holder, Barker, Birch
Filed Date: 11/29/2001
Status: Precedential
Modified Date: 11/14/2024
OPINION
delivered the opinion of the court,
Bobby G. Godsey was convicted of first degree felony murder during the perpetration of aggravated child abuse. Following a sentencing hearing, the jury imposed a sentence of death upon finding that the single aggravating circumstance, “[t]he murder was committed against a person less than twelve (12) years of age and the defendant was eighteen (18) years of age, or older,”
Guilt Phase Proof
The proof offered during the guilt phase of the trial demonstrates that during the fall of 1995, the defendant, twenty-two-year-old Bobby Godsey, moved into an apartment with his girlfriend, Robin Marshall, and her three children: five-year-old Ginger, four-year-old Dylan, and seven-month-old Evan Price, the victim in this case. On January 1, 1996, Ms. Marshall spent the day with her children and her friend, Christy Christian, and Christian’s children. Godsey arrived home from work around 4:30 p.m. A short time later, Ms. Marshall left the victim alone with Godsey while she drove Christian to her apartment on the other side of the complex.
Because further tests were needed, the victim was transferred to the pediatric intensive care unit at the Johnson City Medical Center. A CAT
Ms. Marshall and the defendant spent the night and most of the next day at the hospital waiting for news about the victim.
Later that afternoon, Detective Anderson drove to the victim’s apartment and met Godsey as he was returning to the hospital. Godsey drove back to the apartment and allowed Detective Anderson to inspect and photograph the victim’s bedroom, even though Detective Anderson did not have a search warrant. Detective Anderson photographed the room and noted that the crib was located approximately two feet from the toddler bed and that the ioddler bed was approximately six inches from the floor. Detective Anderson found toys scattered inside the crib and stains on the sheet. Detective Anderson did not notice any bloc 1 or damaged items in the room. Godsey also allowed Detective Anderson to Temóle the crib sheet and blanket from the victim’s bed, and Godsey gave Detective Anderson the t-shirt he had worn the previous day. Godsey explained that the victim had been teething, his gums had been bleeding, and the t-shirt had the victim’s teething blood on it. God-sey also told Detective Anderson about the victim vomiting in the car on the way to the emergency room, and Detective Anderson photographed the stains. Detective Anderson stated that the defendant freely provided information and described him as cooperative at the time she examined the apartment. At trial, the State offered DNA test results to show that the stains on the crib sheet and on the defendant’s t-shirt were blood stains and that the blood had come from the victim. However, hospital personnel testified that the victim was not bleeding externally when he arrived at the emergency room, and the autopsy showed no signs of external bleeding.
Godsey returned to the hospital after speaking with Detective Anderson, and later that evening, around 6 p.m., life support was withdrawn because the victim was brain dead. Hospital personnel testified that both Ms. Marshall and Godsey were distraught and upset about the child’s death.
An autopsy revealed that the victim had suffered a severe blow to the back of his head, causing skull fractures, brain swelling, and a lack of oxygen to the brain, which led to his death. Bleeding into the soft tissue of the scalp around the fractures was also discovered, but no intracra-nial bleeding was present, and no bone displacement was detected. The autopsy confirmed that the skull fractures and the arm fracture occurred at approximately the same time. In addition, the autopsy revealed a laceration of one of the victim’s intervertebral discs. The autopsy also revealed that the victim was suffering from hypostatic pneumonia, which occurs when the brain is so damaged that it cannot produce coughing or clear secretions. In this case, the condition was worsened be
Ms. Marshall and Godsey returned to their apartment after the victim died, and shortly thereafter, officers of the Kings-port Police Department arrived and asked them to come to the police department for further interviews. After being advised of his Miranda
Godsey, however, gave the police several differing accounts of what had happened. In three very similar statements, Godsey said that he had been swinging the victim by his ankles to stop his crying and had hit the victim’s head on the toddler bed rail and his head and arm on the floor. In another statement, which he prefaced by saying, “I’m going to tell you the truth,” Godsey admitted he became irritated by the victim’s crying, grabbed him by the arm and leg, jerked him out of the crib, even though the child’s arm was caught between the crib railing, and threw the victim toward the toddler bed, two feet away. The victim missed the bed, landed on the tile floor, slid under the bed, and hit the wall. Following a break in the interview, Godsey gave a final statement, which was reduced to writing and signed at 3:40 а.m. In it, the defendant said that, angered by the victim’s crying, he squeezed the victim’s head between his biceps and forearm for about ten seconds, until the victim stopped crying. When he stopped squeezing, the victim was huffing short breaths. Nonetheless, the defendant claimed that the child was still breathing when the defendant returned him to his crib. When asked by the officers why he had given so many differing statements about the incident, Godsey responded, “I wanted it to look like an accident.” Godsey was immediately arrested for the murder of Evan Price.
The State offered several medical expert witnesses including, Dr. Bickley Craven, who treated the victim at Holston Valley Hospital. Dr. Craven confirmed that the victim had been treated with an antibiotic for sinusitis some twelve days before this incident, and at that time, there was no evidence of abuse. Dr. Craven also testified that the child’s medical records from the Family Practice Center, where the child had been seen several times for ear and respiratory infections, did not indicate prior abuse.
Dr. Mohon, a pediatric physician who treated the victim at the Johnson City Medical Center, opined that most of the explanations given by the defendant could not have caused the victim’s severe injuries. However, he testified that the injuries were consistent with the account that the defendant had grabbed the victim by the arm and leg, caught the victim’s arm in the crib railing, and then thrown the victim so forcefully that he hit the tile floor and slid under the bed and against the wall. However, Dr. Mohon acknowledged that there was no sign of older injuries indicative of previous child abuse and conceded that the injuries could have been caused by reckless or grossly negligent behavior.
Testifying for the defense, Ms. Marshall, the victim’s mother, said the defendant
Daniel Christian, a friend and former roommate and co-worker of the defendant, testified that the defendant loved the victim and had served in a “fatherly role” to the victim, providing both monetary and emotional support. Christian recalled that the defendant had turned down his invitation to attend the Citrus Bowl in Florida so that he could spend the holidays with Ms. Marshall and her children.
The defendant’s employer, Silas Jenkins, characterized the defendant as an excellent worker. Jenkins had seen the defendant with the victim on two occasions and noticed the defendant had a good relationship with the victim and provided good care to the victim.
Christy Christian, a neighbor and friend, testified that the defendant had always been kind with the children, providing for them financially. She said the defendant had an especially good relationship with the victim, treating the victim as his own child. Christian heard the defendant playing with the victim just before she left with Ms. Marshall to go to her own apartment on the evening the incident occurred.
Scotty Trivett, who had been at the hospital on the night the victim was admitted, testified that the victim’s head struck the hospital door when Ms. Marshall jerked it open and carried the victim inside, screaming for help. Trivett also testified that the defendant arrived at the hospital about thirty minutes later, very upset, crying and hugging Ms. Marshall. Trivett called police to report what he had witnessed when he heard a television account indicating that the defendant had been charged with murder. On cross-examination, Trivett acknowledged that the victim appeared to be dead when Ms. Marshall carried him into the hospital.
Ruby Metros, an oncology social worker at the Johnson City Medical Center, stayed with Ms. Marshall and the defendant throughout most of the day on January 2, 1996. She testified that, at times, they appeared relatively calm, and at other times, they appeared very upset. Metros said the defendant was very emotional when he learned that the victim would be disconnected from life support and when he was allowed to go into the victim’s hospital room for the last time.
Dr. Geoffrey Boercker, a specialist in trauma medication, testified that most of the victim’s brain injuries were caused by heart stoppage and that the arm fracture probably occurred around the time of the cardiac arrest. He opined that the victim’s torn disc could have been caused by the victim striking the metal frame on the toddler bed. Dr. Boercker also testified that misplacement of the endotracheal tube lessened what little chance the victim had for survival. Dr. Boercker noted that the victim had, in fact, been teething at the time of his death. Dr. Boercker testified at length as to the various classes of injuries associated with an abused child and noted an absence of any of these injuries and of any indication of prior abuse. Dr.
In rebuttal, Dr. William McCormick, the medical examiner who performed the autopsy, testified that the victim’s spinal injury and broken arm had occurred simultaneously with the cardiopulmonary arrest. Dr. McCormick also stated that the victim’s death was not caused by aspirating vomit because the victim had only a small amount of vomit in his lungs. On cross-examination, Dr. McCormick opined that the injuries sustained by the victim could have been the result of either reckless or intentional conduct.
Based upon this proof, the jury found the defendant guilty of first degree murder by aggravated child abuse and aggravated child abuse. The trial proceeded to the sentencing phase on the first degree murder conviction.
Sentencing Phase Proof
The State presented no further proof at the sentencing hearing, relying upon the proof at trial to establish the single aggravating circumstance, “[t]he murder was committed against a person less than twelve (12) years of age and the defendant was eighteen (18) years of age, or older.” Tenn.Code Ann. § 39 — 13—204(i)(l).
The defendant presented the testimony of several witnesses, all of whom testified about his background and life. The defendant had suffered an unstable childhood in a poor, dysfunctional family that moved frequently. The defendant had moved at least ten times by age seventeen. He had been trapped in a house fire at the age of four; and his father was an alcoholic, who became emotionally abusive upon discovering that the defendant’s mother had a child as the result of an extramarital affair. The defendant’s parents divorced when he was five years old, and his father had provided no financial or emotional support to the defendant thereafter. The defendant’s step-father also abused alcohol and was emotionally abusive toward the defendant, often totally ignoring the defendant, who looked like his biological father, while showering attention on the defendant’s brother and sister.
The defendant was of above average intelligence and performed very well in elementary school. He was described by his teachers as a sweet child, very shy, studious, but accident-prone. When the defendant was thirteen years old, his mother began caring for a baby girl, the child of a friend. The defendant was left on his own and began using alcohol and marijuana. By fourteen, the defendant was adjudged a delinquent and lived in a juvenile home for several months. He was released to return to his own high school by his sophomore year, but he did not perform well. His grades were very poor, and he skipped school a great deal. He quit school during his junior year of high school and began working. He was seriously involved with his girlfriend and was devastated when she moved. She was pregnant with his child
Later, the defendant attempted to join the army with his best friend. The defendant scored very high on the recruitment screening test, but he was seventeen years old and needed parental consent to complete the process. The defendant was very disappointed when his father refused to give his consent, and the defendant was unable to join when he turned eighteen because the military had changed its policy by that time and would not accept persons who had no high school diploma. Since turning eighteen, the defendant has been convicted of joyriding, driving under the influence of an intoxicant, underage possession of alcohol, and driving on a revoked license-all misdemeanor offenses. The defense rested after the defendant’s mother testified, expressing love for her son and asking the jury to spare his life.
The trial court instructed the jury as to the single aggravating circumstance and as to seventeen mitigating circumstances raised by the evidence. The jury determined that the aggravating circumstance outweighed mitigating circumstances beyond a reasonable doubt and sentenced the defendant to death. The trial court imposed a consecutive twenty-five-year sentence for the aggravated child abuse conviction.
As stated, the Court of Criminal Appeals affirmed the first degree murder conviction, but found the death sentence disproportionate and modified the sentence to life imprisonment without the possibility of parole. The Court of Criminal Appeals also vacated the conviction for aggravated child abuse, finding no legislative intent to permit a separate conviction and punishment for aggravated child abuse when the defendant has been convicted of first degree felony murder during the perpetration of aggravated child abuse. We granted both the State’s and the defendant’s applications for permission to appeal and now affirm in part and reverse in part the decision of the Court of Criminal Appeals.
Electronic Recording of Statement
When initially interviewed by the police, the defendant denied knowing anything about how the victim sustained the injuries resulting in his death. Questioning proceeded and the defendant gave about nine different versions of what occurred. One of the officers present during the interrogation testified that the defendant prefaced the eighth version by saying he was “going to tell ... the whole truth.” The defendant then acknowledged that he had attempted to throw the victim onto the bed, that the victim missed, hit the floor, slid under the bed, and hit the wall. This account, the eighth version, was most consistent with the physical injuries sustained by the victim. After this statement, there was a break in the interview, and when it resumed, the defendant refused to sign the written statement recounting the eighth
As in the Court of Criminal Appeals, the defendant contends in this Court that his statements to the police should have been suppressed because they were not electronically recorded. He relies upon decisions from two other state supreme courts requiring that custodial interrogations be recorded. See Stephan v. State, 711 P.2d 1156 (Alaska 1985); State v. Scales, 518 N.W.2d 587 (Minn.1994).
In Stephan, the Alaska Supreme Court held that the failure of police to create an electronic recording of a custodial interrogation occurring in a place of detention generally violates the due process rights of a suspect under the Alaska Constitution. Stephan, 711 P.2d at 1159. Specifically, the court found that because of its ease and inexpense, particularly in the context of custodial interrogations in detention facilities, recording “is now a reasonable and necessary safeguard, essential to the adequate protection of the accused’s right to counsel, his right against self incrimination and, ultimately, his right to a fair trial.” Id. at 1159-60. The Alaska court concluded that absent a justifiable excuse, the failure to record a custodial interrogation will render any statement received therein inadmissible during trial. Id.
The Minnesota Supreme Court imposed a similar electronic recording obligation pursuant to its supervisory powers. Scales, 518 N.W.2d at 592. In establishing this prospective rule, the Minnesota Supreme Court concluded that statements obtained from a suspect in substantial violation of the recording requirement would be suppressed. Id. at 592. Unlike the Alaska Supreme Court, the Minnesota Supreme Court refused to determine whether the Minnesota Constitution supported imposition of the requirement.
The defendant admits that there is no authority in Tennessee requiring that interrogations be electronically recorded. The defendant relies upon State v. Livesay, 941 S.W.2d 63, 65 (Tenn.Crim.App. 1996), which held that refusing to allow a defendant to obtain an independent blood analysis in a drunk driving prosecution is tantamount to suppression of evidence favorable or useful to the defense and is a violation of a defendant’s statutory and due process rights. The defendant asserts that the failure of the officers in this case to electronically record the interrogation violated his due process rights by denying him the only opportunity to have an exact record of what he said to the police.
In our view, the Court of Criminal Appeals properly distinguished Livesay. There, independent blood tests were necessary to enable the defendant to test the accuracy of and to rebut the State’s proof. Here, in contrast, the defendant does not ask that evidence be preserved; he asks that it be gathered in a certain form. The evidence is not lost merely because the interrogation was not recorded. The officers were present at the interrogation, and more importantly, the defendant was present at the interrogation. Lack of an electronic recording did not preclude the defendant from challenging the accuracy of the officers’ recollection of the interrogation.
Moreover, as the Court of Criminal Appeals observed, neither the state nor the federal constitution requires electronic recording of interrogations. We have
Constitutionality of the Felony Murder Statute
The next general issue raised by the defendant is whether the 1995 amendment
(a) First degree murder is ... (2) A killing of another committed in the perpetration of or attempt to perpetrate ... aggravated child abuse .... (b) No culpable mental state is required for conviction under subdivision (a)(2) ... except the intent to commit the enumerated offenses or acts in such subdivisions.
Tenn.Code Ann. § 39-13-202(a)(2) & (b). Prior to 1995, aggravated child abuse was not one of the enumerated felonies capable of supporting a charge or conviction of first degree felony murder. Additionally, between 1989 and 1995, the required mental state for felony murder was recklessness. TenmCode Ann. 39-13-202(a)(2) (1991 RepL).
The defendant first contends that by deleting the culpable mental state of reckless, the 1995 amendment rendered the statute unconstitutional. We disagree. In State v. Barber, 753 S.W.2d 659, 671 (Tenn.1988), this Court considered and upheld the constitutionality of the pre 1989 statute, which did not contain a culpable mental state. In State v. Middlebrooks, 840 S.W.2d 317, 336 (Tenn.1992), we reaffirmed our decision in Barber and upheld the constitutionality of the felony murder statute even though it did not contain a culpable mental state. Even more recently in State v. Kimbrough, 924 S.W.2d 888, 890 (Tenn.1996), we described the felony murder doctrine as follows:
In the typical case of felony-murder, there is no malice in ‘fact’ with respect to the homicide; the malice is supplied by the ‘law5. There is an intended felony and an unintended homicide. The malice which plays a part in the commission of the felony is transferred by law to the homicide. As a result of the fictional transfer, the homicide is deemed committed with malice.
Contrary to the defendant’s assertion, the 1995 amendment to the first degree murder statute did not fundamentally change the felony murder doctrine so as to render the statute unconstitutional. With respect to the culpable mental state, the 1995 amendment merely returned the felony murder statute to its pre 1989 form. Moreover, like the other enumerated felonies, the predicate felony in this case, aggravated child abuse, includes a culpable mental state — “knowingly.” Consistent with the traditional felony murder doctrine, the statute as amended in 1995 requires the State to prove that the predicate felony was committed with the applicable culpable mental state. Therefore, the defendant’s claim that the statute violates due process by failing to include a culpable mental state is without merit.
The defendant also asserts that because the killing in this case resulted from knowing conduct, the facts do not establish a “reckless disregard for human life,” as required by Tison v. Arizona, 481 U.S. 137, 107 S.Ct. 1676, 1688, 95 L.Ed.2d 127 (1987), to constitutionally support imposition of the death penalty. We disagree. First, as the Court of Criminal Appeals also correctly pointed out, Tison involved defendants who themselves did not kill the victims. Here the defendant’s own actions killed the victim. In Enmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982), the United States Supreme Court approved the imposition of the death penalty on the actual killer in a felony murder, and the Court in Tison reaffirmed this position with respect to participants in a felony murder who exhibit reckless indifference to human life. Furthermore, the culpable mental state for aggravated child abuse, “knowing,” is a higher standard
The defendant’s next argument is that the statute violates due process because the acts constituting the aggravated child abuse upon which the felony murder conviction is based are the same acts that caused the victim’s death. The defendant contends that due process requires that the underlying felony be based upon acts separate from those causing death. The defendant points to other jurisdictions that apply the merger doctrine to preclude a felony murder conviction based on assaul-tive offenses. See State v. Wanrow, 91 Wash.2d 301, 588 P.2d 1320, 1322-1324 (1978); see generally Annotation, “Application of Felony Murder Doctrine "Where the Felony Relied upon Is an Includible Offense with the Homicide,” 40 A.L.R.3d 1341 (1971). The State responds that the merger doctrine is a rule of statutory construction, not a principle of constitutional law, and that the rule applies only when the legislature has not enumerated the felonies that will support a conviction for felony murder. We agree.
Conceived in the nineteenth century, the merger doctrine was developed ... as a shorthand explanation for the conclusion that the felony-murder rule should not be applied in circumstances where the only underlying (or “predicate”) felony committed by the defendant was assault. The name of the doctrine derived from the characterization of the assault as an offense that “merged” with the resulting homicide.
People v. Hansen, 9 Cal.4th 300, 36 Cal.Rptr.2d 609, 885 P.2d 1022, 1028 (1994) (emphasis in original). More broadly, “the merger doctrine bars the use of the felony murder rule when the underlying felony directly results in, or is an integral part of, the homicide.” Barnett v. State, 783 So.2d 927, 930 (Ala.Crim.App.2000); see also State v. Campos, 122 N.M. 148, 921 P.2d 1266, 1270-72 (1996)(outlining varying applications of the merger doctrine in different jurisdictions).
Courts have generally declined to hold that the merger doctrine implicates any principle of constitutional law. See e.g., Rhode v. Olk-Long, 84 F.3d 284, 289 (8th Cir.l996)(rejecting the defendant’s due process challenge to her conviction of felony murder based upon child endangerment because the argument lacked a constitutional basis, depending instead upon the merger doctrine); State v. Lopez, 174 Ariz. 131, 847 P.2d 1078, 1089 (1992)(ob-serving that the court could conceive of no constitutional impediment “precluding the legislature from classifying child abuse that results in the death of the child as a predicate felony that triggers the felony-murder statute”); Mapps v. State, 520 So.2d 92, 93-94 (Fla.Dist.Ct.App.l988)(rejecting the argument that the felony murder statute that included aggravated child abuse as a predicate offense was unconstitutional); State v. Tremblay, 4 Or.App. 512, 479 P.2d 507, 511 (1971)(observing that the merger doctrine does not implicate any principle of constitutional law). Instead, courts have viewed the merger doctrine as a principle for discerning legislative intent and, more specifically, as a principle that preserves “some meaningful domain in which the Legislature’s careful graduation of homicide offenses can be implemented.” Hansen, 36 Cal.Rptr.2d 609, 885 P.2d at 1028. Accordingly, the merger doctrine has not been widely accepted. See Cotton v. Commonwealth, 35 Va.App. 511, 546 S.E.2d 241, 244 (2001). The doctrine has been applied largely in those states where the felony murder stat
As the Court of Criminal Appeals in this case recognized, the General Assembly has expressed an unmistakable intent to have aggravated child abuse qualify as a felony capable of supporting a conviction of first degree felony murder. Under such circumstances, the merger doctrine should not be applied to preclude a conviction for first degree felony murder, even though death is the consequence ■ of an aggravated child abuse. The defendant’s assertion that the merger doctrine bars his conviction for felony murder is without merit.
Finally, the defendant argues that predicating felony murder on aggravated child abuse violates the due process restrictions of State v. Anthony, 817 S.W.2d 299, 306 (Tenn.1991), unless the aggravated child abuse substantially increases the risk of harm over and above that necessarily present in the crime itself. We disagree. In Anthony, this Court held that dual convictions for kidnapping and robbery are inappropriate if the kidnapping is essentially incidental to the robbery. In contrast, a murder qualifies as felony murder only if the underlying felony is closely connected to the killing in time, place, causation, and continuity of action. State v. Pierce, 23 S.W.3d 289, 295 (Tenn.2000). In other words, the felony murder doctrine requires that underlying felonies be “incidental” to the killing in time, place, causation, and continuity of action. Id. Applying Anthony as the defendant suggests would require rejection of this long-standing portion of the felony murder doctrine. The analysis employed in Anthony to determine the permissibility of dual convictions is simply inapplicable in the context
Aggravated Child Abuse: Lesser Included Offense
The State charged the defendant with both felony murder and aggravated child abuse, the felony upon which the murder charge was based. The jury convicted the defendant of both offenses, but the Court of Criminal Appeals set aside the conviction for aggravated child abuse, concluding that it is a lesser included offense of felony murder.
Initially we note that the issue presented in this case, whether dual convictions for felony murder and the predicate offense of aggravated child abuse are permitted under Tenn.Code Ann. § 39-13-202(a)(2), the felony murder statute, was expressly pretermitted in State v. Ducker. See 27 S.W.3d 889, 893, n. 2 (Tenn.2000). The issue in Ducker was whether aggravated child abuse was a lesser-included offense of reckless killing of a child, pursuant to Tenn.Code Ann. 39-13-202(a)(4) (1994),
However, in 1995, the General Assembly again amended the first degree murder statute by repealing the separate provision defining reckless killing of a child and by amending the felony murder statute to add aggravated child abuse as one of the felonies capable of supporting a conviction of first degree felony murder. As previously stated, Godsey was prosecuted and convicted under the felony murder statute as amended in 1995.
The State contends that by adding aggravated child abuse to the list of felonies capable of supporting a conviction for felony murder, the Legislature expressed its intent to permit convictions and punishment both for felony murder and for the underlying felony, aggravated child abuse. In support of this argument, the State
In response, the defendant says that the Court of Criminal Appeals correctly found that the General Assembly did not intend to permit dual convictions under these circumstances. In support of this argument, the defendant relies upon Tenn.Code Ann. § 39-15-401(d) which designates child abuse and neglect as a lesser included offense “of any kind of homicide.” The defendant argues that if child abuse and neglect is a lesser included offense of homicide, then aggravated child abuse, which refers to the child abuse and neglect statute, also is a lesser included offense of homicide.
While agreeing that the General Assembly has designated child abuse and neglect a lesser included offense of any kind of homicide, the State argues that the General Assembly did not designate aggravated child abuse a lesser included offense of homicide. Therefore, according to the State, the Legislature did not intend to preclude dual convictions for felony murder and aggravated child abuse. As support for this assertion, the State points to this Court’s comment in Ducker, 27 S.W.3d at 893, n. 1 (Tenn.2000): “[w]hile child abuse has been explicitly designated as a lesser-include offense ‘of any kind of homicide’ in Tenn.Code Ann. § 39-15-401(d), the legislature has not designated aggrar voted child abuse as a lesser-included offense of ‘any kind of homicide.’ ” (Emphasis in original.)
Generally, the State is correct in asserting that a defendant can be tried and convicted for first degree felony murder and the underlying felony in a single trial without violating the constitutional prohibitions against double jeopardy. Blackburn, 694 S.W.2d at 936-37. Indeed, double jeopardy does not require dismissal or merger where “the two statutes are directed to separate evils.” Blackburn, 694 S.W.2d at 936 (citing Albernaz v. United States, 450 U.S. 333, 343, 101 S.Ct. 1137, 67 L.Ed.2d 275 (1981)); see also State v. Denton, 938 S.W.2d 373, 377 n. 11 (Tenn.1996); State v. Lewis, 919 S.W.2d 62, 69 (Tenn.Crim.App.1995). The key issue is “whether the legislature intended cumulative punishment.” Blackburn, 694 S.W.2d at 936; see also Denton, 938 S.W.2d at 379. To determine legislative intent, we look to the language of the relevant statutes.
Child abuse and neglect is defined by Tenn. Code Ann. § 39-15-401(a), which provides:
(a) Any person who knowingly, other than by accidental means, treats a child under eighteen (18) years of age in such a manner as to inflict injury or neglects such a child so as to adversely affect the child’s health and welfare commits a Class A misdemeanor; provided, that if the abused or neglected child is six years of age or less, the penalty is a Class D felony.
Subsections (b) and (c) of this statute are procedural in nature. Subsection (b) addresses the authority of juvenile courts to hear matters arising under this section, and subsection (c) states that the provisions of the section are supplementary or cumulative to other statutory provisions. Subsection (d) provides in relevant part
Aggravated child abuse is governed by TenmCode Ann. § 39-15-402, which provides in relevant part as follows:
(a) A person commits the offense of aggravated child abuse or aggravated child neglect who commits the offense of child abuse or neglect as defined in § 39-15-⅛01 and:
(1) The act of abuse or neglect results in serious bodily injury to the child; or
(2) A deadly weapon is used to accomplish the act of abuse.
(b) A violation of this section is a Class B Felony; provided, that, if the abused or neglected child is six (6) years of age or less, the penalty is a Class A felony.
(Emphasis added.) While the Legislature has specifically provided that child abuse and neglect “may be a lesser included offense of any kind of homicide,” the aggravated child abuse statute is silent and contains no similar designation. “Omissions are significant when statutes are express in certain categories but not others.” Carver v. Citizen Util. Co., 954 S.W.2d 34, 35 (Tenn.1997). In addition, as the State contends, the aggravated child abuse statute incorporates only subsection (a), that portion containing the definition of child abuse and neglect. The aggravated child abuse statute does not even refer to subsection (d), the portion of the statute designating child abuse and neglect a lesser included offense of homicide. Given that subsection (a) is separate and distinct from subsection (d), incorporation of subsection (a) does not mean that subsection (d) has also been incorporated.
Finally, and perhaps most importantly, this Court’s decision in Blackburn, permitting dual convictions for felony murder and the underlying felony in the absence of a clearly expressed legislative intent to the contrary, was rendered in 1985. The General Assembly is presumed to know the state of the law at the time it acts. See, e.g., Washington v. Robertson County, 29 S.W.3d 466, 473 (Tenn.2000). Therefore, when the General Assembly amended the felony murder statute in 1995 to add aggravated child abuse to the list of felonies capable of supporting a felony murder conviction, the General Assembly is presumed to have known that dual convictions for felony murder and aggravated child abuse would be permissible in the absence of a clear intent to the contrary. Although the General Assembly specifically designated child abuse and neglect a lesser included offense of homicide, there is no similar designation for aggravated child abuse. Indeed, we have evaluated the relevant statutes and find no clearly expressed legislative intent to prohibit dual convictions. As previously stated, the key issue in multiple punishment cases is legislative intent. Denton, 938 S.W.2d at 379. Where the Legislature has indicated that cumulative punishment is intended, the double jeopardy analysis need not proceed any further. Id., 938 S.W.2d at 379, n. 14. In this case, reading the child abuse and neglect, aggravated child abuse, and felony murder statutes together, we conclude that the legislative intent to allow cumulative punishment is clear. Therefore, we hold that aggravated child abuse is not a lesser included offense of felony murder and that dual convictions are permissible in this context. Accordingly, the judgment of the Court of Criminal Appeals vacating the defendant’s aggravated child abuse conviction is reversed and the judgment of the trial court is reinstated.
Aggravating Circumstance (i)(l) — Narrowing
Relying upon State v. Middlebrooks, 840 S.W.2d 317 (Tenn.1992), the defendant
The State contends that, unlike Middle-brooks, the (i)(l) aggravating circumstance at issue in this case provides meaningful narrowing because the underlying offense, felony murder by aggravated child abuse, applies to all defendants whose murder victims are under eighteen years of age, while the aggravating circumstance applies only to those defendants whose murder victims are under twelve years of age. The State asserts that by narrowing the class of murderers to those whose victims are under the age of twelve, the General Assembly has chosen to recognize the discrepancy in size, strength, and ability between victim and assailant, as well as the heightened vulnerability of younger children, who, generally are less able to defend themselves, describe their assailant, seek assistance, flee the attack, or even to articulate the nature of the crime. Given these factors, the State says that making those who kill such vulnerable victims death-eligible is more than reasonable and constitutes a meaningful narrowing of the class of all murderers.
We begin our analysis with Middle-brooks, where, a majority of this Court held that “when the defendant is convicted of first degree murder solely on the basis of felony murder,” use of the felony murder aggravating circumstance is not permissible because it “does not narrow the class of death-eligible murderers sufficiently under the Eighth Amendment to the United States Constitution and Article I, Section 16 of the Tennessee Constitution because it duplicates the elements of the offense.” Id., 840 S.W.2d at 346. In so holding, we observed that
Automatically instructing the sentencing body on the underlying felony in a felony-murder case does nothing to aid the jury in its task of distinguishing between first-degree homicides and defendants for the purpose of imposing the death penalty. Relevant distinctions dim, since all participants in a felony murder, regardless of varying degrees of*780 culpability, enter the sentencing stage with at least one aggravating factor against them.
Id. at 342 (emphasis added).
To determine whether the concern addressed in Middlebrooks exists in this case, we must look again to the felony murder statute under which the defendant was convicted, which defines first degree murder as “[a] killing of another committed in the perpetration of or attempt to perpetrate ... aggravated child abuse.... ” Tenn.Code Ann. § 39-13-202(a)(2). Child abuse and neglect is defined as follows:
(a) Any person who knowingly, other than by accidental means, treats a child under eighteen (18) years of age in such a manner as to inflict injury or neglects such a child so as to adversely affect the child’s health and welfare commits a Class A misdemeanor; provided, that if the abused or neglected child is six years of age or less, the penalty is a Class D felony.
Tenn.Code Ann. § 39-15^401 (a) (emphasis added). Child abuse becomes aggravated when the “act of abuse results in serious bodily injury to the child; or ... a deadly weapon is used.” Tenn.Code Ann. § 39-15-402.
Statutory Comparative Proportionality Review
The Court of Criminal Appeals in a well-reasoned opinion concluded that the sentence of death in this case is disproportionate to the penalty imposed in similar cases. As a result, the Court of Criminal Appeals modified the sentence to life imprisonment without the possibility of parole. In this Court, the State argues that the Court of Criminal Appeals invaded the province of the jury in several respects when it held the defendant’s sentence comparatively disproportionate under Tenn.Code Ann. 39-13-206(D). The defendant responds that the Court of Criminal Appeals properly concluded that a death sentence in this case is disproportionate. We agree.
The Tennessee General Assembly has directed appellate courts reviewing capital cases to determine whether “[t]he sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the nature of the crime and the defendant.” Tenn. Code Ann. § 39-13-206(c)(l)(D). In State v. Bland, 958 S.W.2d 651 (Tenn.1997), we undertook an exhaustive analysis of this statutory provision that involved a full inquiry into the language, purpose, jurisprudential background, and legislative history of comparative proportionality review. We emphasized that statutory comparative proportionality is different from traditional Eighth Amendment proportionality analysis, which is the “abstract evaluation of the appropriateness of a sentence for a particular crime.” Pulley v. Harris, 465 U.S. 37, 42-43, 104 S.Ct. 871, 875, 79 L.Ed.2d 29 (1984). In contrast, statutory comparative proportionality review “presumes that the death penalty is not disproportionate to the crime in the traditional sense. It purports to inquire instead whether the penalty is nonetheless unacceptable in a particular case because disproportionate to the punishment imposed on others convicted of the same crime.” Bland, 958 S.W.2d at 662 (Tenn.1997) (quoting Pulley, 465 U.S. at 42-43, 104 S.Ct. at 875-76). The United States Supreme Court has characterized statutory comparative proportionality review as “a check against the random or arbitrary imposition of the death penalty.” Gregg v. Georgia, 428 U.S. 153, 206, 96 S.Ct. 2909, 2940-41, 49 L.Ed.2d 859 (1976).
Comparative proportionality review, however, is not a constitutional imperative or mandate; it is instead a creature of statute. Pulley, 465 U.S. at 50-51, 104 S.Ct. at 879-80 (“There is ... no basis in our cases for holding that comparative proportionality review by an appellate
As we have stressed on prior occasions, we do not take lightly our statutory duty to conduct comparative proportionality review in every capital case. See, e.g., State v. Cazes, 875 S.W.2d 253, 270-71 (Tenn.1994). We employ the precedent-seeking method of analysis. Bland, 958 S.W.2d at 665. This approach requires careful consideration and examination of the case on appeal and other cases in which the defendants were convicted of the same or similar crimes. We examine the facts of the crimes, the characteristics of the defendants, and the aggravating and mitigating factors involved. Bland, 958 S.W.2d at 664; see also Tichnell v. State, 297 Md. 432, 468 A.2d 1, 13-28 (1983).
While statutory comparative proportionality review insures rationality and consistency in the imposition of the death penalty, our function in performing this review is not to search for proof that a defendant’s death sentence is perfectly symmetrical with the penalty imposed in all other first degree murder cases, but to identify and invalidate the aberrant death sentence.
Admittedly, this standard is not easily satisfied. When the sentencing jury is properly instructed by the trial court and appropriately considers the evi
While we receive Rule 12 reports from trial judges in “all cases in which the defendant is convicted of first degree murder,” Tenn. Sup.Ct. Rule 12; Bland, 958 S.W.2d at 666, we select similar cases for comparative proportionality
In addition, consideration of cases in which the State, for whatever reasons, did not seek the death penalty would necessarily require us to scrutinize what is ultimately a discretionary prosecutorial decision. See Webb, 680 A.2d at 211-12. We previously have declined to review the exercise of prosecutorial discretion, see Cazes, 875 S.W.2d at 253, and it would be particularly inappropriate to do so in conducting comparative proportionality review, where our function is limited to identifying aberrant death sentences, not identifying potential capital cases. Consideration of cases in which the State did not seek the death penalty, in effect, would be using a prior decision of the State as a basis for invalidating a death penalty in an unrelated case. Webb, 680 A.2d at 211-12. Such a course could potentially discourage the State both from exercising its discretion to not seek the death penalty and from engaging in plea bargaining with a defendant charged with first degree murder. Indeed, such a course could result in the State seeking the ultimate penalty in every first degree murder case. Id. Proportionality review is not, and was never intended to be, a vehicle for reviewing the exercise of pros-ecutorial discretion. For these reasons, we do not consider cases in which the State did not seek the death penalty when conducting comparative proportionality review.
Comparative proportionality review also is not a search for disproportionate or aberrant life cases. As we have previously stated, even if a defendant receives a death sentence when the circumstances of the offense are similar to those of an offense for which a defendant has received a life sentence, the death sentence is not disproportionate where the Court can discern some basis for the lesser sentence. See Bland, 958 S.W.2d at 665; State v. Carter, 714 S.W.2d 241, 251 (Tenn. 1986). Our duty under the similarity standard is to assure that no aberrant death sentence is affirmed. Bland, 958 S.W.2d at 665 (citing Webb, 680 A.2d at 203). As the United States Supreme Court so aptly stated: “Since the proportionality requirement on review is intended to prevent caprice in the decision to inflict the [death] penalty, the isolated decision of a jury to afford mercy does not render unconstitutional death sentences imposed on defendants who were sentenced under a system that does not create a substantial risk of
Having defined and explained the pool, we must emphasize that selecting similar cases from that pool is not an exact science because no two crimes or defendants are precisely identical. Bland, 958 S.W.2d at 667. We have various tools available to use in locating similar cases. We review Rule 12 reports, which are not only on file in the Appellate Court Clerk’s office in Nashville, but are also now available on CD ROM, making them more accessible, particularly for defendants.
However, we do not employ a statistical analysis that attempts to quantify the various factors leading to imposition or non-imposition of the death penalty. Id. at 664. Comparative proportionality review is not a rigid, objective test which employs mathematical or scientific techniques. Bland, 958 S.W.2d at 668; Cazes, 875 S.W.2d at 270. This sort of approach has been rightly criticized as an unworkable attempt “to quantify the unquantifiable.” See Bland, 958 S.W.2d at 664 (quoting, Webb, 680 A.2d at 209); see also Ramsey, 864 S.W.2d at 327-28.
In comparing similar cases, this Court considers many variables in-
Before we consider the record in this case in light of these factors, we first consider the State’s assertion that the Court of Criminal Appeals erred when conducting comparative proportionality review by considering Tennessee cases in which the death penalty was not sought and by considering cases from other jurisdictions. We note that the Court of Criminal Appeals indicated in an order denying the State’s petition to rehear that the Tennessee cases in which the death penalty were not sought were used only to provide context and to illustrate the possible remedies, in view of the conclusion that the sentence was disproportionate. The Court of Criminal Appeals also explained that the out-of-state cases were cited to demonstrate “the extensiveness of our research and our concerted effort to reach the right result.” Accordingly, the Court of Criminal Appeals did not base its decision upon the cases in which the State did not seek the death penalty or the out-of-state cases.
In any event, it is worth reiterating that the pool of similar cases includes only cases in which the death penalty was sought, a sentencing hearing was held, and a sentencing jury determined the appropriate sentence. Whether out-of-state cases should be included in the pool of similar cases for purposes of comparative proportionality review is an issue this Court has not previously addressed. In its jurisprudential history there is no indication that comparative proportionality review was to be conducted on a national scale. Such review generally is performed by at least one state appellate court that has statewide appellate jurisdiction, and therefore, is able to compare a particular death sentence to the penalty imposed in similar cases throughout the state. In Tennessee, comparative proportionality review is a duty imposed upon this Court and the Court of Criminal Appeals by a statute that is part of the Tennessee capital sentencing scheme. Nothing in the statute indicates that the General Assembly intended the term “similar cases” to include out-of-state cases. In addition, given that capital sentencing statutes differ from state to state, cases from other jurisdictions are likely not “similar” for purposes of comparative proportionality review. Accordingly, we agree with the State that out-of-state cases should not be included in the pool of similar cases for purposes of comparative proportionality review.
The State identifies two cases in which the death penalty has been imposed, State v. Keen, 31 S.W.3d 196 (Tenn.2000) and State v. Torres, No. E1999-00866-CCA-R3-DD, 2001WL 245137 (Tenn.Crim.App., March 13, 2001), and argues that these cases support its assertion that the Court
The defendant responds that the appropriate inquiry in determining whether the sentence is disproportionate is whether the case is “plainly lacking in circumstances consistent with those in .which the death penalty has been imposed.... ” Bland, 958 S.W.2d at 665. According to the defendant, the two cases the State relies upon are not similar to the instant case and, in fact, support the Court of Criminal Appeals’ conclusion that the sentence in this case is disproportionate. In addition, the defendant asserts that every other capital case in this state involving a child victim is much more aggravated than the killing in the instant case.
Initially we note that reviewing the record in each case in isolation, as the State suggests, is not the appropriate analysis when conducting comparative proportionality review. The defendant is correct. The relevant inquiry for comparative proportionality review is whether this case, taken as a whole, is plainly lacking in circumstances consistent with those in cases where the death penalty has been imposed. Bland, 958 S.W.2d at 665. To determine whether this case can be said to be plainly lacking in circumstances consistent with those in which the death penalty has been imposed, we will now consider prior capital cases in which the defendant was convicted of murdering a child victim, including those cases relied upon by the State and the defendant. In Torres, the jury applied two aggravating circumstances: (1) “the victim was less than twelve years of age, and the defendant was eighteen years of age or older;” and (2) “the murder was especially heinous, atrocious, or cruel in that it involved torture or serious physical abuse beyond that necessary to produce death.” Tenn.Code Ann. § 39 — 13—204(i)(l) & (5). As stated in the decision of the Court of Criminal Appeals, the evidence in Torres showed that the twenty-five-year-old defendant was the father of the fifteen-month-old male victim and was caring for the victim on the day of the murder while the child’s mother was at work. When the child awoke from a nap and would not stop crying, the defendant struck the child a minimum of five times in the head and abdomen with extreme force. According to Torres’ own statement, the child was conscious during and after the abuse and appeared to be in pain. The child had severe internal injuries including hemorrhaging in his brain and in his abdomen, indicating extreme force. In addition, some of the medical experts testified that the victim had marks indicating prior abuse, such as cigarette burns, bite marks, and suspicious scarring around the child’s anal area. The defendant did not call for emergency assistance right away; instead he called the child’s mother and awaited her arrival. While he waited, the victim stopped breathing, yet the defendant still did not call for emergency assistance. The child’s mother called 911 upon her arrival. The defendant refused to provide medical information concerning the victim to nurses at the emergency room, and according to witnesses, appeared unconcerned about his son. The defendant demonstrated little or no remorse for the offense and in a statement to police, blamed the victim’s mother for spoiling him and encouraging him to cry. Torres’ amenability to rehabilitation was called into question by the
In State v. Keen, 31 S.W.3d 196 (Tenn. 2000), the twenty-seven-year-old defendant was convicted of first degree felony murder of his girlfriend’s eight-year-old daughter, committed during the perpetration of a rape. In sentencing the defendant, the jury applied two aggravating circumstances, including the young age of the victim, and the fact that the murder was especially heinous, atrocious, or cruel in that it involved torture or serious physical abuse beyond that necessary to produce death. Id. at 205; Tenn.Code Ann. § 39-13 — 204(i)(l) & (5). The evidence established that the defendant raped the child while choking her, possibly with a shoelace. Id. at 203-204. When the child stopped breathing, the defendant threw her into a river. Id. at 203. An autopsy revealed multiple scrapes and bruises to the child’s face and neck and a deep ligature mark around the front of her neck. Id. at 204. The autopsy further indicated that the child was alive when she was thrown into the river. Id. The defendant was highly intelligent but was suffering from attention deficit disorder, post-traumatic stress disorder, and serious depression. Id. Additionally, the defendant had been sexually abused as a child. Id. at 205. The defendant had no prior criminal record and demonstrated remorse following the offense. Id. at 221.
In State v. Middlebrooks, 995 S.W.2d 550, 561-62 (Tenn.1999), Middlebrooks, a twenty-four-year-old white male, participated in the brutal torture murder of a fourteen-year-old black male victim and was convicted of felony murder. The evidence showed that the victim was mocked, urinated upon, burned, severely beaten with brass knuckles, cut, raped with a stick, and his genitals were beaten. Two large lacerations formed an “X” across his chest, and two deep stab wounds to his chest eventually caused his death. The victim was alive and conscious during the torture, which lasted for hours, and he was pleading with the defendant, saying that he just wanted to go to school and get an education. The evidence strongly indicated that the torture and killing were racially motivated. Middlebrooks offered evidence in mitigation to show that he had mental problems. No evidence indicated that he felt any remorse for the crime, and there was little evidence to show a strong potential for rehabilitation. The jury imposed the death penalty upon finding a single aggravating circumstance, the murder was especially heinous, atrocious, or cruel in that it involved torture or depravity of mind. Tenn.Code Ann. § 39-2-203(i)(5) (1982).
In State v. Vann, 976 S.W.2d 93 (Tenn. 1998), the defendant was convicted of felony murder during the perpetration of a rape of his eight-year-old daughter. The proof indicated that the victim’s death was the result of ligature strangulation. The jury applied three aggravating circumstances in sentencing the defendant to death: the young age of the victim, the defendant’s prior convictions for aggravated rape, and the fact that the murder was especially heinous, atrocious or cruel in that it involved torture or serious physical abuse beyond that necessary to produce death. Tenn.Code Ann. § 39 — 13—204(i)(l), (2) & (5). Medical testimony indicated that the condition of the victim’s anus was consistent with ongoing, repeated anal penetration. Witnesses testified that the defendant showed no remorse at the hospi
In State v. Teel, 793 S.W.2d 236 (Tenn. 1990), the defendant admitted to the rape and murder of a fourteen-year-old girl. The evidence established that the defendant drove the victim, a person with whom he was well acquainted, to a remote and secluded location by telling her that he was taking her to see her boyfriend. Once there, he forced her to perform fellatio and then vaginally raped her. The cause of death was some type of neck trauma consisting of either manual strangulation, ligature strangulation, or a blow or cut to the neck. The jury found two aggravating circumstances, that the murder was especially heinous atrocious or cruel in that it involved torture or depravity of mind and that the murder was committed during the perpetration of a felony, rape. Tenn.Code Ann. § 39-2-203(0(6) & (7) (1982)
In State v. Inch, 762 S.W.2d 121 (Tenn. 1988), the twenty-six-year-old defendant was babysitting a friend’s children, including the victim. The defendant raped the seven-year-old victim vaginally and anally. The victim suffocated as the defendant held his hand over her mouth to keep her from screaming. The defendant was convicted by a jury of first degree felony murder and aggravated rape. Following a sentencing hearing, the jury found four aggravating circumstances: the victim was less than twelve years of age; the murder was especially heinous, atrocious or cruel in that it involved torture, or depravity of mind; the murder was committed for the purpose of avoiding, interfering with, or preventing a lawful arrest or prosecution of the defendant or another; and the murder was committed during the perpetration of a felony. Tenn.Code Ann. § 39-2-203(i)(l),(5), (6) & (7) (1982). The defendant had offered mitigating evidence that he had been under the influence of marijuana or alcohol at the time he committed the offense, and that he had a past mental impairment.
In State v. Coe, 655 S.W.2d 903 (Tenn. 1983), the defendant was a stranger to the eight-year-old victim. He lured her into his car, drove to an isolated spot, and raped her. When Coe completed the rape, the victim told him that Jesus loved him. At that point, the defendant strangled the victim until she turned blue. When the victim did not immediately die from the strangulation, he stabbed her in the neck with a pocket knife and watched as she suffered agonizing death throes. Eventually, he left her to die in the wooded area. Coe was convicted of first degree murder, kidnapping, and aggravated rape. Following the sentencing hearing the jury sentenced the defendant to death upon finding four aggravating circumstances: the murder was committed against a person less than twelve years of age; the murder was especially heinous, atrocious or cruel in that it involved torture, or depravity of mind; the murder was committed for the purpose of avoiding, interfering with, or preventing a lawful arrest or prosecution of the defendant or another; and the murder was committed while the defendant was engaged in committing or attempting to commit rape. Tenn.Code Ann. § 39-2-203(i)(l),(5),(6) & (7) (1982). The defendant had offered as mitigating evidence the theory that he had been under the influence of extreme mental or emotional disturbance at the time he committed the offense.
Having reviewed these similar capital cases involving child victims,
The defendant is the only person in Tennessee to receive a death sentence based solely on the (i)(l) aggravating circumstance, the victim was less than twelve years of age. With respect to mitigation, the defendant offered a great deal of proof, previously summarized herein, about his unstable childhood in a poor, dysfunctional family; indeed, the trial court instructed the jury as to seventeen mitigating circumstances raised by the evidence offered.
Unlike this case, in each of the prior capital cases the jury found that the murder was especially heinous, atrocious, or cruel in that it involved torture or depravity of mind or serious physical abuse beyond that necessary to produce death. Also, unlike the present case, in each of these prior cases, there was some evidence of sexual abuse. In only one prior case, Middlebrooks, was the jury’s sentence of death based upon a single aggravating circumstance, and the evidence to support that aggravating circumstance, evidence of severe and protracted torture, was so clear that to say it was overwhelming is an understatement. Of these prior cases, Torres is most similar to the present case, yet, there are several significant distinc
Having reviewed and compared this case to prior similar cases in which a sentence of death has been imposed, we conclude that the Court of Criminal Appeals correctly held that the sentence of death in this case is disproportionate. Taken as a whole, this case is plainly lacking in circumstances consistent with those in similar cases in which the death penalty has been imposed. As the Court of Criminal Appeals observed:
[w]hen measured against other capital cases in this State ... this case stands at one end of the spectrum, with the least evidence of traditional criminal culpability, and with a young defendant having a comparatively favorable prior history and no history of abusing the victim.
Not only is the sentence in this case at one end of the spectrum when considered
In State v. Paul William Ware, No. 03C01-9705-CR-00164, 1999 WL 233592 (Tenn.Crim.App., April 20,1999), the twenty-five-year-old defendant was convicted of the first degree felony murder of a four-year-old child during the perpetration of rape. The jury found two aggravating circumstances including the young age of the victim and the fact that the murder was especially heinous, atrocious, or cruel in that it involved torture or serious physical abuse beyond that necessary to produce death. Nevertheless, the jury chose to impose a sentence of life imprisonment without the possibility of parole. The evidence established that the defendant was an acquaintance of the victim’s family and was found in the victim’s apartment lying unclothed and unconscious beside the nude body of the victim. An autopsy revealed that the child had been vaginally and anally raped and had died as a result of asphyxiation. There was evidence that the defendant was extremely intoxicated at the time of the offense. The defendant had no prior record of criminal convictions.
In State v. James Lloyd Julian, II, No. 03C01-9511-CV-00371, 1997 WL 412539 (Tenn.Crim.App., July 24, 1997), the twenty-three-year-old defendant was convicted of first degree felony murder of the three-year-old victim, committed during the perpetration of a kidnapping and rape. The jury found two aggravating circumstances, including the young age of the victim and the fact that the murder was especially heinous, atrocious, and cruel in that it involved torture or serious physical abuse beyond that necessary to produce death. Nonetheless, the jury imposed a sentence of life imprisonment without the possibility of parole. The evidence established that the defendant was a friend of the victim’s parents. He raped the victim and choked her to death. At the time of the offense, the defendant had consumed a fifth of bourbon and smoked marijuana. Moreover, the defendant had himself been sexually abused as a child by his grandfather and was suffering from a mixed personality disorder and a depressive disorder. He had a prior criminal record which included convictions for drug possession, driving under the influence of an intoxicant, assault, evading arrest, and reckless endangerment.
In State v. Terrence L. Davis, No. 02C01-951 l-CR-00343, 1997 WL 287646 (Tenn.Crim.App., June 2, 1997), the twenty-year-old defendant was convicted of the first degree murder by aggravated child abuse of his girlfriend’s twenty-two-month-old daughter. As in this case, the sole aggravating circumstance applied by the jury was the young age of the victim. At trial, the evidence established that, the defendant had cared for the victim during the week that she died, while her mother worked. According to the defendant’s confession, he “whipped” the victim several days prior to her death for breaking a glass, and “spanked” the victim on the day of her death. When the victim stopped breathing, he called 911. An autopsy revealed that the victim’s death was caused by “multiple blunt force injuries,” including abrasions, contusions, and broken ribs. The pathologist noted more than fifty impact sites on the child’s body. The victim’s mother testified that she had never previously observed the defendant abuse the child. The defendant had no prior criminal record. The jury imposed a sentence of life imprisonment.
All first degree murders are horrible, and they are particularly tragic, where, as
Conclusion
After carefully reviewing the record and the relevant legal authorities, we conclude that the Court of Criminal Appeals correctly found the sentence of death disproportionate and correctly modified the defendant’s sentence to life imprisonment without the possibility of parole. We reverse that portion of the Court of Criminal Appeals’ decision setting aside the defendant’s separate conviction for aggravated child abuse. With respect to issues not addressed in this opinion, we affirm the decision of the Court of Criminal Appeals authored by Presiding Judge Gary R. Wade and joined in by Judge James Cur-wood Witt and Judge Norma McGee Ogle.
. Tenn.Code Ann. § 39-13-204(i)(l).
. At this time, Ms. Marshall’s other children were visiting her mother.
. Ms. Marshall testified that she was gone six minutes. The defendant stated that she was gone three minutes at most.
. The defendant did not accompany Ms. Marshall to the emergency room because he was not dressed and because he had to arrange care for Christian's daughter who had remained with Ms. Marshall after Christian went home.
.A CAT scan, or computerized axial tomography, involves the use of x-rays to gather “anatomical information from a cross-sectional plane of the body....” Steadman’s Medical Dictionary 1459 (5th ed.1984).
. See Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
. People v. Holt, 15 Cal.4th 619, 63 Cal. Rptr.2d 782, 937 P.2d 213 (1997) (holding that the failure to record statements did not violate the due process clause of either the state or federal constitution); People v. Raibon, 843 P.2d 46 (Colo.Ct.App.1992) (holding that the failure to videotape or audiotape the defendant’s statements did not violate the defendant’s due process rights under the Colorado Constitution); Coleman v. State, 189 Ga. App. 366, 375 S.E.2d 663 (1988)(holding that police were not required to electronically record the defendant's custodial statements in order for the statements to be admissible); State v. Kekona, 77 Hawai’i 403, 886 P.2d 740 (1994) (holding that the failure to electronically record custodial interrogation was not a due process violation); State v. Rhoades, 120 Idaho 795, 820 P.2d 665 (1991) (holding that statements made in custody do not have to be tape-recorded in order to be admissible); People v. Everette, 187 Ill.App.3d 1063, 135 Ill. Dec. 472, 543 N.E.2d 1040 (1989) (holding that the failure to record defendant's statements did not violate the due process clause of the Illinois Constitution); Stoker v. State, 692 N.E.2d 1386 (Ind.Ct.App.1998) (holding that the Indiana Constitution imposed no specific duty upon law enforcement officers to record or preserve custodial interrogations in places of detention); State v. Buzzell, 617 A.2d 1016 (Me. 1992) (holding that the due process clause of the Maine Constitution does not require recording of custodial interrogations); Commonwealth v. Diaz, 422 Mass. 269, 661 N.E.2d 1326 (1996) (holding that custodial statements did not have to be suppressed even though they were not electronically recorded); People v. Fike, 228 Mich.App. 178, 577 N.W.2d 903 (1998)(holding that the due process clause of the Michigan Constitution does not require the recording of custodial confessions); Williams v. State, 522 So.2d 201 (Miss.l988)(refusing to require electronic recording of custodial interrogation as a prerequisite to admissibility); Commonwealth v. Craft, 447 Pa.Super.371, 669 A.2d 394 (Pa.Super.Ct.1995) (holding that the Pennsylvania Constitution does not require recording of custodial interrogations); State v. James, 858 P.2d 1012 (Utah Ct.App.1993) (holding that the Utah Constitution does not require electronic recording of custodial interrogations); State v. Gorton, 149 Vt. 602, 548 A.2d 419 (1988) (refusing to adopt a constitutional rule requiring the taping of custodial interrogations); State v. Kilmer, 190 W.Va. 617, 439 S.E.2d 881 (1993) (holding that the due process clause of the West Virginia Constitution does not require that police electronically record custodial interrogations).
. 1995 Tenn. Pub. Acts 460.
. See, e.g., Barnett, 783 So.2d at 930-31 (applying the merger doctrine where the first degree felony murder statute allowing conviction based upon certain enumerated felonies and "any other felony clearly dangerous to human life"); Hansen, 36 Cal.Rptr.2d 609, 885 P.2d at 1025-1026 (applying the merger doctrine where the second degree felony murder statute authorized conviction for a killing committed during any felony inherently dangerous to human life); Foster v. State, 264 Ga. 369, 444 S.E.2d 296, 297 (1994)(applying the merger doctrine where a first degree felony murder statute authorized a conviction for a killing committed during the perpetration of "a felony”); People v. Morgan, 307 Ill.App.3d 707, 240 Ill.Dec. 725, 718 N.E.2d 206, 209 (1999)(applying the merger doctrine where a first degree felony murder statute authorized conviction for a killing committed during the perpetration of any forcible felony); Commonwealth v. Wade, 428 Mass. 147, 697 N.E.2d 541, 545-546 (1998)(applying the merger doctrine where the first degree felony murder statute authorized conviction for a killing committed during the perpetration of any felony punishable by life imprisonment); Campos, 921 P.2d at 1270-1272 (applying the merger doctrine where the first degree felony murder statute did not enumerate possible predicate felonies); State v. Branch, 244 Or. 97, 415 P.2d 766, 767 (1966)(applying the merger doctrine where the second degree felony murder statute authorized conviction for a killing during the perpetration of any felony other than those specifically designated by the legislature as capable of supporting a first degree felony murder conviction).
. That statute was effective until July 1, 1995 and provided in pertinent part as follows: “First Degree murder is ... (4)[a] reckless killing of a child less than sixteen (16) years of age, if the child's death results from aggravated child abuse, as defined by § 39-15-402, committed by the defendant against the child."
. The statute under which Godsey was convicted provides in pertinent part as follows:
“(a) First degree murder is ... (2) A killing of another committed in the perpetration of or attempt to perpetrate ... aggravated child abuse....” Tenn.Code Ann. § 39-13-202(a)(2) & (b).
. Cf. footnote 3 in State v. James Lloyd Julian, II, No. 03C01-9511-CV-00371, 1997 WL 412539 (Tenn.Crim.App., July 24, 1997)(sug-gesting that the trial court might err if it allowed a jury considering the death penalty to consider aggravating circumstance (i)(l) where the indictment charged rape of a child or especially aggravated kidnapping as the underlying felony of felony murder).
. In its entirety the statute provides:
(a) A person commits the offense of aggravated child abuse or aggravated child neglect who commits the offense of child abuse or neglect as defined in § 39-15-401 and:
(1) The act of abuse or neglect results in serious bodily injury to the child; or
(2) A deadly weapon is used to accomplish the act of abuse.
(b) A violation of this section is a Class B Felony; provided, that, if the abused or neglected child is six (6) years of age or less, the penalty is a Class A felony.
. In so stating we are aware that aggravated child abuse is punishable as a Class A felony if the victim is under six years of age. In fact, in Ducker, this Court held that when the State is invoking this enhanced punishment portion of the aggravated child abuse statute, the age of the victim is an essential element of the Class A felony, aggravated child abuse, and as such, must be charged to the jury. Id.., 27 S.W.3d at 899. The defendant in Ducker had been convicted of two counts of aggravated child abuse. Therefore, the key issue was the appropriate felony classification for purposes of sentencing. However, when the State is seeking a conviction for felony murder by aggravated child abuse, the enhanced punishment portion of the aggravated child abuse statute is not relevant. If the defendant is found guilty of felony murder by aggravated child abuse, the sentencing provisions for first degree murder will apply, not the sentencing provisions for aggravated child abuse. Therefore, the age of the victim contained in subsection (b) of the aggravated child abuse statute is not an essential element of the offense of felony murder by aggravated child abuse.
. See, Willett v. State, 322 Ark. 613, 911 S.W.2d 937, 945-46 (1995) (stating that Arkansas Supreme Court will no longer conduct proportionality reviews); State v. Salazar, 173 Ariz. 399, 844 P.2d 566, 583-84 (1992) (stating that the Arizona Supreme Court will discontinue proportionality review); 1995 Conn. Acts 16, § 3(b) (Reg.Sess.) (repealing the statutory provision requiring proportionality review); 1994 Idaho Sess. Laws 127 (S.B.1302) (same); 1992 Md. Laws 331 (H.B.590) (same); 1985 Nev. Stat. 527 (same); 1985 Okla. Sess. Laws, Ch. 265, § 1 (same); 1997 Pa.Legis.Serv. Act 1997-28, § 1 (S.B.423) (same); Wyo. Stat. § 6-4-103(d) (same).
. Gregg, 428 U.S. at 206, 96 S.Ct. at 2940; Bland, 958 S.W.2d at 665; State v. Webb, 238 Conn. 389, 680 A.2d 147, 211 (1996); State v. Welcome, 458 So.2d 1235, 1258 (La. 1983); Tichnell, 468 A.2d at 15; State v. McNeill, 346 N.C. 233, 485 S.E.2d 284, 289 (1997); State v. Bey, 137 N.J. 334, 645 A.2d 685 (1994); State v. Rhines, 548 N.W.2d 415, 457 (S.D.1996); Pirtle, 127 Wash.2d 628, 904 P.2d 245, 276 (1995).
. As pointed out in Bland, defendants are not precluded from relying upon and utilizing the entire "universe” of first degree murder cases when attempting to establish a claim for selective prosecution under the Equal Protection Clause, see Wayte v. United States, 470 U.S. 598, 608, 105 S.Ct. 1524, 1531, 84 L.Ed.2d 547 (1985). See Bland, 958 S.W.2d at 666, n. 17.
. Of the twenty states which still require comparative review, only three states include in the pool all death-eligible homicide convictions or indictments. See Ga.Code Ann. § 17-10-37(a); State v. Martin, 376 So.2d 300, 312-13 (La. 1979); N.Y. Jud. Law § 211 a (death-eligible indictments). New Hampshire has not defined the pool for comparison because it has no one on death row, even though it has a capital sentencing scheme. Of the remaining sixteen states, eight limit the pool for comparison to cases in which a death sentence actually has been imposed. See Beck v. State, 396 So.2d 645, 664 (Ala. 1980); Williams v. State, 437 So.2d 133, 137 (Fla. 1983); Gall v. Commonwealth, 607 S.W.2d 97 (Ky.1980); King v. State, 421 So.2d 1009 (Miss. 1982); State v. Palmer, 224 Neb. 282, 399 N.W.2d 706, 733 (1986); N.J. Stat. Ann. § 2C:11-3; State v. Steffen, 31 Ohio St.3d 111, 509 N.E.2d 383, 395 (1987); State v. Copeland, 278 S.C. 572, 300 S.E.2d 63 (1982). Eight other states consider cases in which a capital sentencing hearing actually was held and death was a sentencing option, regardless of the sentence actually imposed. See Flamer v. State, 490 A.2d 104, 139 (Del.1983); State v. Whitfield, 837 S.W.2d 503, 515 (Mo.1992) (en banc); State v. Smith, 280 Mont. 158, 931 P.2d 1272, 1285 (1996); State v. Garcia, 99 N.M. 771, 664 P.2d 969 (1983); State v. Williams, 308 N.C. 47, 301 S.E.2d 335, 355 (1983); Rhines, 548 N.W.2d at 455 (S.D. 1996); Jenkins v. Commonwealth, 244 Va. 445, 423 S.E.2d 360, 371 (1992); Wash. Rev. Code Ann. § 10.95.130(2)(b).
.Under current law a sentencing hearing may be conducted to determine whether the sentence should be life imprisonment or life imprisonment without the possibility of parole, even if the State does not seek the death penalty. Tenn.Code Ann. § 39-13-204(a). Under prior law, a penalty hearing was held only if the State sought the death penalty.
. Before the CD-ROM became available in June of 1999, the only available source for attorneys statewide to review the Rule 12 Reports was in the Appellate Court Clerk's Office in Nashville.
. Cazes, 875 S.W.2d at 270-71.
. As the North Carolina Supreme Court noted in State v. Williams, 308 N.C. 47, 301 S.E.2d 335, 355 (1983), "[e]ven those with extensive training in data collection and statistical evaluation and analysis are unable to agree concerning the type of statistical methodology which should be employed if statistical or mathematical models are adopted for purposes of proportionality review.” (Citing Baldus, Pulaski, Woodworth and Kyle, Identifying Comparatively Excessive Sentences of Death: A Quantitative Approach, 33 Stan. L.Rev. 1 (1980); Dix, Appellate Review of the Decision to Impose Death, 68 Geo. L.J. 97 (1979)).
. The dissent asserts that our discussion of Middlebrooks and Teel is inappropriate because they are not "similar” cases as required by statute. We agree with the dissent that
. We do not agree with the dissent's assertion that discussion of Torres in this case "may be problematic” since Torres will be reviewed by this Court pursuant to Tenn. Code Ann. § 39 — 13—206(a)(l)(2000). As previously stated, the pool of similar cases for comparison includes all first degree murder cases in which the State seeks the death penalty, a capital sentencing hearing is held, and a sentencing jury determines whether the sentence should be life, life without the possibility of parole, or death. Whether or not an appeal is taken and whether or not any appeal taken is concluded is not relevant to determining which cases are included in the pool. Comparative proportionality review focuses upon the sentencing decisions made by jurors across the State in similar cases, involving similar defendants. Torres clearly is a part of the pool for purposes of comparative proportionality review, and therefore may appropriately be considered and discussed, regardless of the status of any appeal. We emphasize that our discussion of Torres does not constitute a judgment or prejudgment of the validity of his conviction or sentence. It is pertinent here because it is a similar case in which a juty imposed the death penalty, and both the State and the defendant herein relied upon Torres. Unlike the dissent, we discern no problem with discussing Torres in this context.