State of Tennessee v. Roy Allen Smith

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
April 21, 2015 Session
STATE OF TENNESSEE v. ROY ALLEN SMITH
Appeal from the Circuit Court for Rutherford County
No. F-69010 Mitchell Keith Siskin, Judge
No. M2014-01172-CCA-R3-CD – Filed June 8, 2015
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The defendant, Roy Allen Smith, was convicted after a jury trial of simple possession of
a Schedule II controlled substance, a Class A misdemeanor; possession of a Schedule III
controlled substance with the intent to manufacture, deliver, or sell, a Class D felony;
maintaining a dwelling used for keeping or selling controlled substances, a Class D
felony; and possession of drug paraphernalia, a Class A misdemeanor. The defendant
received an effective twelve-year sentence, which was ordered to be served consecutively
to the sentences of six prior convictions for which the defendant had been on probation at
the time that the instant offenses were committed. On appeal, the defendant contends that
the City of LaVergne did not have jurisdiction to investigate or prosecute the offenses
because the crimes occurred outside the city limits. He also challenges the sufficiency of
the convicting evidence and the order to serve his sentence consecutively to his prior
convictions. After a thorough review of the record, we affirm the judgments of the trial
court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Circuit Court Affirmed
JOHN EVERETT WILLIAMS, delivered the opinion of the Court, in which ALAN E. GLENN
and ROGER A. PAGE, JJ., joined.
Joe Mason Brandon, Jr., Murfreesboro, Tennessee, for the appellant, Roy Allen Smith.
Herbert H. Slatery III, Attorney General and Reporter; Sophia S. Lee, Senior Counsel;
Lawrence Ray Whitley, District Attorney General; and Jennings H. Jones, Assistant
District Attorney General, for the appellee, State of Tennessee.
OPINION
FACTUAL AND PROCEDURAL HISTORY
The defendant was arrested after a search warrant executed at his residence
resulted in the discovery of oxycodone and several hundred dihydrocodeinone pills. A
Rutherford County grand jury indicted the defendant, and he was charged with
possession of a Schedule II controlled substance1 with intent to manufacture, deliver, or
sell; with possession of a Schedule III substance with intent to manufacture, deliver, or
sell; with maintaining a dwelling used for keeping or selling controlled substances; and
with possession of drug paraphernalia.
Edward McKenna, a detective with the LaVergne Police Department, testified that
the property where the defendant resided consisted of a main residence, a shed or
outbuilding, and a trailer or camper occupied by the defendant. When the SWAT team
arrived, one team went to search the main house, and a separate team came to search the
defendant’s residence. Officers entered the defendant’s camper and removed the
defendant. Officers then searched his residence and found a bottle of pills. The bottle’s
label had been partially removed, but the remnants of the label showed a prescription for
oxycodone. Detective McKenna testified that in his experience, a ripped label was used
to deceive law enforcement and indicated that the pills were illegally obtained. Under the
sofa, officers found a sandwich bag containing white, oblong pills which Detective
McKenna testified bore the marking “IB 114.”2 Near the bathroom, police seized a red,
plastic Folgers coffee can which contained coins and paper money. Officers also
discovered a prescription bottle from Kroger pharmacy but did not take it into evidence
because the prescription was in the defendant’s name.
Kristine Keeves, a crime scene technician, photographed and collected the items
recovered from the home during the search. She testified that the pills from under the
couch were marked “IP 114.” Ms. Keeves testified that the prescription bottle with the
torn label contained fifteen blue pills and appeared to originate from LaVergne Drug
Store. Ms. Keeves confirmed that other medications, including BC powder and bottles of
hydrocodone and oxycodone that had been prescribed for the defendant, were not seized.
However, a small, yellow pill from the kitchen was sent to the Tennessee Bureau of
Investigation (“T.B.I.”) for testing. The defendant’s wallet, containing $833 in cash, was
also seized.
1
The indictment was amended without objection prior to trial to reflect that the Schedule II
controlled substance was oxycodone and not roxicodone and to reflect that the Schedule III controlled
substance was dihydrocodeinone and not hydrocodone.
2
Other testimony established that the marking was “IP 114.”
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The bulk of the evidence was discovered approximately twenty to thirty feet from
the trailer. Detective McKenna testified that police found two red plastic Folgers coffee
cans hidden in the tree line by the trailer. The cans were of the same type as the one
found in the defendant’s home, but the one in the home was larger. One can was covered
in a black plastic trash bag, and the other had duct tape on the lid. The cans were
approximately one hundred to one hundred and fifty feet from the main residence.
Detective McKenna testified that each can contained a ziplock “baggie” of pills and that
several hundred pills were recovered. Ms. Keeves confirmed that the two containers
were found approximately thirty feet from the trailer. The cans were at the base of a tree
on the side facing the camper. The Folgers can covered in a black plastic trash bag
contained five hundred white, oblong pills with “IP 114” imprinted on them, and these
pills appeared identical to the pills recovered from the couch. The other Folgers can
contained two hundred white, oblong pills with “M367” imprinted on them. Ms. Keeves
collected the cans and tried to recover fingerprints from them but was unable to do so.
Ms. Keeves testified that the main house was located on the other side of the tree line and
across a field. She temporarily sealed the cans at the scene and then opened them at the
police station to count the pills.
Detective McKenna testified that when the defendant saw the Folgers cans
recovered from the tree line, he immediately said, “[T]hose are not mine.” According to
Detective McKenna, a prescription for personal use would allow thirty to one hundred
and twenty pills per month and only a pharmacy would have over seven hundred pills.
Ella Carpenter, a special agent forensic scientist for the T.B.I., did chemical
testing on some of the evidence recovered from the defendant’s home. Agent Carpenter
did a chemical analysis of one of the pills imprinted “IP 114” from the Folgers can
containing five hundred pills, and she discovered that it was dihydrocodeinone, a
Schedule III controlled substance. She did not do a separate analysis on the thirty pills
recovered from the couch that also bore the “IP 114” stamp, but she concluded from a
visual inspection that the pills were consistent with the dihydrocodeinone pill she had
tested. Agent Carpenter also conducted a chemical analysis of the fifteen tablets in the
prescription bottle with the torn label, and she found that they were oxycodone, a
Schedule II controlled substance. Agent Carpenter did not do a chemical analysis on the
yellow pill because she concluded from a visual examination that it was medication that
was not a scheduled substance. Agent Carpenter also did not perform any chemical
analysis on the two hundred pills marked “M367” in the other Folgers can. She
explained that she performed a visual identification, which is a presumptive test, and that
the pills were presumptively identified as dihydrocodeinone tablets based on their
external markings. Detective Henry McGowan testified that the street value of each
dihydrocodeinone pill would be between five and eight dollars.
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The defense attempted to implicate the other two residents of the premises in the
offenses. Detective McKenna testified that a man named Ronny Rich, who was the third
person living on the premises, was also arrested in conjunction with the execution of the
search warrant. When the defense asked Ms. Keeves about seventeen pills she collected
and logged on the evidence log, she first testified that the pills may have been in a
prescription bottle in the defendant’s home; ultimately, she refreshed her memory with
the evidence log and recollected that these pills were not seized from the defendant’s
home or associated with the defendant.
During trial, the defense attempted to question Detective McKenna and Ms.
Keeves about the jurisdiction of the LaVergne Police Department. Detective McKenna
testified that the crime occurred within Rutherford County but outside the city limits of
LaVergne. The prosecution objected to the relevance of the questioning, and the trial
court ruled that the testimony was not relevant to any questions for the jury, noting that
the issue of jurisdiction could be taken up later. Ms. Keeves testified that, in addition to
the LaVergne Police Department, “Rutherford County, I think, had an officer out there,
and T.B.I.” At the close of the State’s proof, the trial court denied the defendant’s motion
for acquittal based on the contention that the LaVergne Police Department had exceeded
their jurisdiction.
The jury convicted the defendant in Count 1 of the lesser-included offense of
simple possession of a Schedule II controlled substance and of the other offenses in
Counts 2 through 4 as charged. The defendant received a sentence of twelve years for
each of the two felony convictions and eleven months and twenty-nine days for each of
the two misdemeanor convictions. The sentences were ordered to be served concurrently
for an aggregate sentence of twelve years. At the time of the offenses, the defendant was
on probation for six prior convictions, which had an aggregate sentence of thirty-seven
years. The trial court ordered the instant twelve-year sentence to be served consecutively
to the defendant’s prior sentences. The defendant appeals, asserting that his convictions
must be reversed because the city acted outside its jurisdiction and the evidence is
insufficient to support the verdicts. He also contends that the trial court erred in imposing
his sentence consecutively to his prior convictions.
ANALYSIS
I. Jurisdiction
The defendant asserts that the LaVergne Police Department was acting outside its
jurisdiction in conducting the search and bringing charges against the defendant. The
State contends that this argument is waived for failure to raise it pretrial.
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Motions alleging a defect in the institution of the prosecution must be raised
pretrial. Tenn. R. Crim. P. 12(b)(2)(A). So must motions alleging a defect in the
indictment, presentment, or information, unless the issue raised is the subject matter
jurisdiction of the court or the failure to charge an offense. Tenn. R. Crim. P.
12(b)(2)(B); State v. Lopez, 440 S.W.3d 601, 610 (Tenn. Crim. App. 2014). “Unless the
court grants relief for good cause,” failure to comply with the rule requiring motions to be
raised pretrial results in waiver. Tenn. R. Crim. P. 12(f), (f)(1). In evaluating good
cause, the court may consider the party’s prior awareness of the issue raised in the motion
and the party’s opportunity to file the motion pretrial. See State v. Blair, 145 S.W.3d
633, 641 (Tenn. Crim. App. 2004) (concluding that motion to suppress should have been
raised pretrial when the defendant knew that only photographs of physical evidence
existed); State v. Hale, 833 S.W.2d 65, 67 (Tenn. 1992) (holding pretrial motion was
waived when the defendant had ten months to raise the issue). Actual prejudice resulting
from a defect in the indictment constitutes good cause. See State v. Nixon, 977 S.W.2d
119, 121 (Tenn. Crim. App. 1997); see also State v. Shirley Larhonda Gagne, No.
E2009-02412-CCA-R3-CD, 2011 WL 2135105, at *6 (Tenn. Crim. App. May 31, 2011).
Defense counsel acknowledged at oral argument that he intentionally first raised the issue
of jurisdiction subsequent to the beginning of the trial. He asserts that, pursuant to
Tennessee Rule of Criminal Procedure 12(b)(2)(B), it was a jurisdictional issue not
required to be raised prior to trial. Tennessee Rule of Criminal Procedure 12(b)(2)(B)
states that the court may hear a claim that the indictment “fails to show jurisdiction in the
court” at any time while the case is pending. This Rule refers only to the subject matter
jurisdiction of the court, which is the “court’s authority to adjudicate a dispute brought
before it.” Lopez, 440 S.W.3d at 610. Because the Rutherford County Circuit Court has
subject matter jurisdiction over crimes occurring within Rutherford County, see id., we
agree with the State that the issue is waived for failure to raise it pretrial. Additionally,
the defendant has not demonstrated good cause to grant relief from the waiver provision.
In his brief, the defendant concedes that the issue he raises is not “whether the
LaVergne Police Department validly obtained and/or executed a search warrant,” but
rather “whether the LaVergne Police Department had jurisdiction to bring the charges
which resulted in a conviction in the present case.” He asserts that his rights were
violated when the city officers “executed an arrest warrant outside their jurisdictional
limits.” The defendant’s brief nevertheless argues that the LaVergne Police Department
was acting outside its authority in conducting the search. The police authority of
incorporated towns generally extends to one mile from the city limits. T.C.A. § 6-54-301
(2010). A search warrant is required to be directed to and served by the sheriff or another
law enforcement officer with authority in the county where the warrant is issued. Tenn.
R. Crim. P. 41(c)(3)(C). However, courts have upheld warrants as validly obtained and
executed when officers who have jurisdiction in the county participate in the search, even
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though the warrant was obtained by an officer without jurisdiction in the county. State v.
Smith, 868 S.W.2d 561, 572-73 (Tenn. 1993); State v. Pigford, 572 S.W.2d 921, 922
(Tenn. 1978).
The evidence at trial showed that the defendant’s residence was located in
Rutherford County but outside the city limits of LaVergne. There was no evidence how
far outside the city limits the residence was located. Ms. Keeves testified that LaVergne
police conducted the search. When asked what agencies were present, she testified,
“Rutherford County, I think, had an officer out there, and T.B.I.” Because the proof at
trial showed that T.B.I. personnel accompanied the LaVergne Police Department to
search the defendant’s residence and because the defendant does not challenge the
jurisdiction of the T.B.I., the presence of this agency cured any jurisdictional issues. See
State v. Powell, 53 S.W.3d 258, 261-62 (Tenn. Crim. App. 2000) (concluding that request
for and execution of the warrant was valid when the requesting officer was accompanied
by law enforcement whose jurisdiction to execute the warrant was not challenged).
The defendant cites no authority to support his claim that there was no jurisdiction
to bring the indictment because the indictment was based on evidence provided by the
LaVergne Police Department. In State v. Flynn, a city police department conducted a
controlled buy from the defendant over one mile outside the city limits. State v. Flynn,
675 S.W.2d 494, 496 (Tenn. Crim. App. 1984). The defendant alleged that the evidence
should be suppressed because the police acted outside their jurisdiction. Id. After
concluding that the purchase did not exceed police authority, this court addressed the
indictment by holding, “The grand jury’s investigatory authority is county-wide, and
hence there can be no dispute concerning the validity of the resulting presentment against
Flynn for criminal activity within the county.” Id. The court concluded that the
subsequent arrest was likewise valid, and that “[t]he fact that a Kingsport city police
officer is listed as the prosecuting witness on the presentment does not affect the validity
of the presentment or of the defendant’s arrest.” Id. at 497.
We conclude that the defendant is not entitled to relief on this issue.
II. Sufficiency of the Evidence
The defendant alleges that the evidence is insufficient to support his convictions.
He argues that because the LaVergne Police Department acted beyond its jurisdiction in
obtaining and executing the search warrant and charging the defendant, the case should
not have come before the court and none of the evidence should have been admissible.
This argument is better characterized as either a restatement of the defendant’s
jurisdictional claim or an assertion that all the evidence should have been suppressed as a
result of the jurisdictional issue. The suppression issue is waived because it was not
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raised pretrial, was never presented to the trial court, and is supported by no legal
argument. See also Tenn. R. Crim. P. 12(b)(2)(C), 12(f); Tenn. R. App. P. 36(a). We
further conclude that, insofar as the claim is a rehashing of the jurisdictional claim, relief
is not warranted based on the analysis above.
III. Sentencing
The defendant also challenges the trial court’s order sentencing him to serve an
effective twelve-year sentence consecutively to prior sentences for which he was
previously on probation. The defendant acknowledges that the sentence is within the
proper range, but he avers that ordering the sentence to run consecutively to his previous
convictions creates an excessive sentence.
We review a trial court’s decision regarding the length of a sentence for an abuse
of discretion, granting a presumption of reasonableness to within-range decisions that
reflect a proper application of the purposes and principles of sentencing. State v. Bise,
380 S.W.3d 682, 707 (Tenn. 2012). A trial court’s imposition of consecutive sentences is
also reviewed for abuse of discretion accompanied by a presumption of reasonableness.
State v. Pollard, 432 S.W.3d 851, 859 (Tenn. 2013). The presumption of reasonableness
applies when the trial court has provided reasons on the record establishing at least one of
the seven statutory bases for imposing consecutive sentences delineated in Tennessee
Code Annotated section 40-35-115(b). Id. at 861.
While the sentencing hearing is not a part of the record, the trial court included
detailed factual findings in its sentencing order. The defendant was convicted of two
Class D felonies and sentenced as a career offender, and he received the maximum
sentence of twelve years under Range III. See T.C.A. § 40-35-108(c), -112(c)(4). He
also received sentences of eleven months and twenty-nine days for his misdemeanor
convictions, and all four of the sentences were ordered to be served concurrently. As a
result of the defendant’s convictions in this case, his probation for six prior felonies was
revoked. The effective twelve-year sentence imposed in this case was ordered to run
consecutively to the prior convictions.
In imposing consecutive sentences, the trial court found that the defendant had an
extensive record of criminal activity, that he was sentenced for an offense committed
while on probation, and that he had additional sentences not yet fully served. T.C.A. §
40-35-115(b); Tenn. R. Crim. P. 32(c)(2)(A)(i). The trial court ordered his sentences to
be served consecutively to his prior sentences, noting that the defendant had been given
numerous opportunities for rehabilitation. The defendant’s presentence report, showing
numerous offenses in addition to the six for which he was on probation, was made part of
the record. The trial court considered the purposes and principles of sentencing in
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imposing the sentences and found that confinement was necessary based on the
defendant’s criminal history, to avoid depreciating the seriousness of the offense, and
because less restrictive measures had been previously applied. T.C.A. § 40-35-103(1).
Because the trial court provided reasons on the record establishing more than one of the
statutory factors under Tennessee Code Annotated section 40-35-115(b), we grant the
decision to impose consecutive sentences a presumption of reasonableness, and we
conclude that the trial court did not abuse its discretion.
CONCLUSION
Based on the foregoing analysis, we conclude that the trial court did not err, and
we affirm the judgment of the trial court.
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JOHN EVERETT WILLIAMS, JUDGE
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