George Harvey v. State of Tennessee

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs November 3, 2015
GEORGE HARVEY v. STATE OF TENNESSEE
Appeal from the Criminal Court for Shelby County
No. 12-04860 James M. Lammey, Jr., Judge
No. W2015-00224-CCA-R3-PC - Filed January 12, 2016
The petitioner, George Harvey, appeals the denial of post-conviction relief from his 2013
Shelby County Criminal Court guilty-pleaded conviction of second degree murder, for
which he received a sentence of 15 years. In this appeal, the petitioner contends that his
guilty plea was not knowingly and voluntarily entered and that he was denied the
effective assistance of counsel. Discerning no error, we affirm.
Tenn. R. App. P. 3; Judgment of the Criminal Court Affirmed
JAMES CURWOOD WITT, JR., J., delivered the opinion of the court, in which ALAN E.
GLENN and TIMOTHY L. EASTER, JJ., joined.
Lance R. Chism, Memphis, Tennessee (on appeal); and Taylor Eskridge, Memphis,
Tennessee (at trial), for the appellant, George Harvey.
Herbert H. Slatery III, Attorney General and Reporter; Brent C. Cherry, Assistant
Attorney General; Amy P. Weirich, District Attorney General; and Jessica Banti,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
On April 8, 2013, the petitioner, originally charged with one count of
second degree murder and one count of employing a firearm during the commission of a
dangerous felony, entered a plea of guilty to second degree murder in exchange for a
sentence of 15 years‟ incarceration as a standard offender to be served at 100 percent by
operation of law. Prior to the entry of the plea, trial counsel and the prosecutor engaged
in a discussion on the record regarding the plea offer that had been extended to the
petitioner and the fact that a trial date had been set for August 5, 2013. Because the plea
offer was apparently unsatisfactory to the petitioner, trial counsel asked the court for “a
couple/three weeks” of additional time so that he could meet with the prosecutor to “get
her to see the error of her ways, and we can come to an amicable agreement.” Trial
counsel informed the trial court that he would likely “file a motion for a[n] investigator to
see if [he] can find witnesses to come and talk to [him] about what happened out there.”
The trial court agreed to reset the hearing for April 29.
After a pause in the proceedings, the trial court asked the prosecutor if
“there‟s been a change of circumstances on” the petitioner‟s case, and the prosecutor
replied in the affirmative, stating that she possessed “signed paperwork to murder second
degree.” Before continuing with the acceptance of the plea agreement, trial counsel
asked the trial court for the opportunity to voir dire the petitioner, and the following
exchange between trial counsel and the petitioner occurred:
Q: Mr. Harvey, I was going to ask you a couple of
questions about this matter. First of all, you were here
when I had the judge give us some more time. Did
you hear me ask him that?
A: Yes, sir.
Q: And did you hear him say he was agreeing to give us
until the 29th to make a decision about this matter?
A: Yes, sir.
Q: And you also know that we have a trial already set for
August the 5th. Did you know that?
A: Yes, sir.
....
Q: Now, one of the things that happened when I went
back to talk to you, you were asking me to come –
asked the prosecutor here – not to ask her but to tell
her that you would take ten years at eighty-five percent
right now. Did you ask me to do that?
A: Yes, sir.
Q: And I told you she refused that?
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A: Yes, sir.
Q: Okay. Then you said that you were willing to go
through with this and take the fifteen years at a
hundred percent right now?
A: Yes, sir.
Q: Is that what you want to do?
A: Yes, sir.
Q: Okay. Now the little time that I‟ve been working with
you on this matter, were you satisfied with the things
that I‟ve done?
A: Yes, sir.
Q: And your witnesses have come down and talked to me
– at least one of them has talked to me already about
this?
A: Yes, sir.
Q: And you – with all of that, you still want to go on right
now because you were telling me you just want to get
this over with and be through with it.
A: Yes.
Q: Is that right?
A: Yes, sir.
Q: So, you want to let the judge know now that you want
to take the fifteen years and move on with your life?
A: Yes, sir.
Trial court: That‟s what you want to do?
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Q: Is that what you want to do?
A: Yes, sir.
Q: Do you have any complaints about anything that I‟ve
done or not done?
A: No, sir.
At this point in the proceedings, the prosecutor provided the court with a
factual summary of the offense:
[The petitioner] will be pleading guilty to murder second,
fifteen years as we‟ve just discussed. The second count of the
indictment will be [nolle] prossed without cost. It will be as a
violent offender at one hundred percent.
Facts giving rise to the indictment are that on May the
7th, 2012, at approximately 10:30 p.m., the police department
was called to 404 East Butler here in Shelby County,
Tennessee, where Kashara Taylor (phonetic) was dead in the
bedroom. Witnesses who were present said they were present
when a shot was fired and that Kashara Taylor‟s boyfriend,
[the petitioner], was the person responsible. He was not on
the scene when the officers arrived, nor was there a weapon
found.
The body of Kashara Taylor was sent to the Regional
Forensic Center. Upon completion of autopsy, it was
concluded that she died from a gunshot wound to the back of
the head. It was ruled a homicde.
On May 10th, [the petitioner] turned himself into the
felony response office and brought to the homicide office and
there requested an attorney.
Those would be the facts had the matter gone to trial.
Had the matter gone to trial, the witnesses available to
the [S]tate were friends and/or relatives of the [petitioner];
and therefore, any premeditation was going to be extremely
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difficult to show; but we feel that a gunshot wound to the
back of the head is an intentional act and think this is a good
plea.
The defense stipulated to the facts as presented. The guilty plea hearing transcript
evinces that the trial court conducted a thorough Tennessee Rule of Criminal Procedure
11(b) colloquy with the petitioner. In the colloquy, the trial judge informed the petitioner
of the nature and sentencing range of the second degree murder charge, and the petitioner
indicated his understanding of the potential sentencing. The petitioner also confirmed
that he freely and voluntarily made the decision to accept the plea agreement.
Following the entry of the plea agreement, the petitioner filed, pro se, a
timely petition for post-conviction relief, alleging that he was deprived of the effective
assistance of counsel and that his guilty plea was not knowingly and voluntarily made.
Following the appointment of counsel, the post-conviction court conducted an
evidentiary hearing on January 9, 2015.
At the evidentiary hearing, the petitioner testified that trial counsel had
represented him for approximately three months prior to the entry of the plea agreement
and that counsel only visited him twice during that time period. The petitioner believed
that trial counsel should have visited him “[a]t least twice out of a week.” According to
the petitioner, trial counsel had stated that it was important “to not go to trial.” The
petitioner asked trial counsel to interview witnesses, but trial counsel told him that it was
unnecessary.
With respect to the entry of his guilty plea, the petitioner testified that trial
counsel informed him that, if he went to trial, he would receive a sentence of 150 years
and that it would be best for him to accept the offer of 15 years. The petitioner stated that
counsel‟s exact words were “„I don‟t think that you should go to trial. You gonna lose if
you go to trial. You‟re going to get a hundred fifty years, young man.‟” The petitioner
testified that he learned the true nature of his potential sentence when he arrived in
prison, which prompted him to file his petition for post-conviction relief.
On cross-examination, the petitioner admitted that trial counsel did not
force him to plead guilty but that he had followed counsel‟s advice to enter the guilty
plea.
Trial counsel testified that he was the second attorney appointed to
represent the petitioner and that it was his understanding that the petitioner had been
displeased with his prior attorney. Trial counsel agreed with the post-conviction court
that he had been appointed to represent the petitioner on March 6, 2013, and that the
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petitioner had pleaded guilty one month later on April 8. Trial counsel recalled that he
had spoken with the petitioner‟s witnesses but was unsure if he had talked with the
petitioner‟s sister.
On the date of the entry of the plea agreement, trial counsel requested
additional time to investigate the case and to further negotiate with the prosecutor. When
trial counsel informed the petitioner of the continuance, the petitioner stated that he
wished to “plead now and get it over with.” Trial counsel testified that he carefully
reviewed the plea agreement documents with the petitioner. Trial counsel denied that he
ever told the petitioner or the petitioner‟s sister that the petitioner could receive a
sentence of 150 years. Trial counsel explained that it was his practice to provide his
clients with a “little green sheet” that reflected potential sentencing and to ask the clients
to find their charged offense and accompanying sentence on the paper. Trial counsel
denied telling the petitioner “not to worry about getting an investigation,” noting that he
had specifically asked for additional time to investigate the case.
At the conclusion of the hearing, the post-conviction court orally denied the
petition for relief, finding as follows:
Well, you know, Mr. Harvey, I know you‟re serving
this fifteen years, but I have to tell you, you had at least two
lawyers on this case. [Trial counsel] was on your case for a
month. We‟ve given him all the time on earth to prepare for
trial. You indicated that you understood, under oath, at the
time when I voir-dired you under oath that you understood,
and you realized that you were facing twenty-five years at a
hundred percent. I find it highly unlikely. In fact I don‟t
believe you when you say he told you a hundred and fifty
years. I believe [trial counsel], the exhibit, waiver. Just as he
said, he underlined every single thing, and, “Do you have any
questions?” and the answer is, “No.” It is written right there
for everyone to see.
I don‟t know, Mr. Harvey, you know, you know,
fifteen years is a long time. I understand. It‟s not as long as
twenty-five years. And I find that you entered this guilty plea
freely and voluntarily, and you pretty much said so today.
I don‟t think there was deficient performance on behalf
of [trial counsel], and he was willing to take it to trial. I know
[trial counsel], he would just rather try a case as to plead it. I
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mean, if the client is being particularly stubborn and wishes to
go to trial, he‟s more than happy to do it. And so, I mean,
you know, he only had it a month. That was after you
weren‟t pleased with your public defender. An investigation
was done. So, I don‟t see where his performance was
deficient in any respect; therefore, assuming there was some
sort of deficiency, I don‟t think it had any bearing on the
outcome that would warrant granting a petition for post-
conviction relief.
....
I don‟t see where [trial counsel] was at fault in any
way, and the petition for post-conviction is denied[.] . . .
In this appeal, the petitioner reiterates his claims of ineffective assistance of
counsel and an involuntary guilty plea, claiming that trial counsel performed deficiently
by informing the petitioner that he would receive a sentence of 150 years and that he
would lose if he went to trial. The State contends that the post-conviction court did not
err by denying relief.
We view the petitioner‟s claim with a few well-settled principles in mind.
Post-conviction relief is available only “when the conviction or sentence is void or
voidable because of the abridgement of any right guaranteed by the Constitution of
Tennessee or the Constitution of the United States.” T.C.A. § 40-30-103. A post-
conviction petitioner bears the burden of proving his or her factual allegations by clear
and convincing evidence. Id. § 40-30-110(f). On appeal, the appellate court accords to
the post-conviction court‟s findings of fact the weight of a jury verdict, and these findings
are conclusive on appeal unless the evidence preponderates against them. Henley v.
State, 960 S.W.2d 572, 578-79 (Tenn. 1997); Bates v. State, 973 S.W.2d 615, 631 (Tenn.
Crim. App. 1997). By contrast, the post-conviction court‟s conclusions of law receive no
deference or presumption of correctness on appeal. Fields v. State, 40 S.W.3d 450, 453
(Tenn. 2001).
Before a petitioner will be granted post-conviction relief based upon a
claim of ineffective assistance of counsel, the record must affirmatively establish, via
facts clearly and convincingly established by the petitioner, that “the advice given, or the
services rendered by the attorney, are [not] within the range of competence demanded of
attorneys in criminal cases,” see Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975), and
that counsel‟s deficient performance “actually had an adverse effect on the defense,”
Strickland v. Washington, 466 U.S. 668, 693 (1984). In other words, the petitioner “must
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show that there is a reasonable probability that, but for counsel‟s unprofessional errors,
the result of the proceeding would have been different. A reasonable probability is a
probability sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at
694. Should the petitioner fail to establish either deficient performance or prejudice, he is
not entitled to relief. Id. at 697; Goad v. State, 938 S.W.2d 363, 370 (Tenn. 1996).
Indeed, “[i]f it is easier to dispose of an ineffectiveness claim on the ground of lack of
sufficient prejudice, . . . that course should be followed.” Strickland, 466 U.S. at 697.
When considering a claim of ineffective assistance of counsel, a reviewing
court “begins with the strong presumption that counsel provided adequate assistance and
used reasonable professional judgment to make all significant decisions,” Kendrick v.
State, 454 S.W.3d 450, 458 (Tenn. 2015) (citing Strickland, 466 U.S. at 689), and “[t]he
petitioner bears the burden of overcoming this presumption,” id. (citations omitted). We
will not grant the petitioner the benefit of hindsight, second-guess a reasonably based trial
strategy, or provide relief on the basis of a sound, but unsuccessful, tactical decision
made during the course of the proceedings. Adkins v. State, 911 S.W.2d 334, 347 (Tenn.
Crim. App. 1994). Such deference to the tactical decisions of counsel, however, applies
only if the choices are made after adequate preparation for the case. Cooper v. State, 847
S.W.2d 521, 528 (Tenn. Crim. App. 1992).
Apart from whether a guilty plea is the product of ineffective assistance of
counsel, it is invalid if otherwise made unknowingly or involuntarily. “Whether a plea
was knowing and voluntary is an issue of constitutional dimension because „[t]he due
process provision of the federal constitution requires that pleas of guilty be knowing and
voluntary.‟” State v. Wilson, 31 S.W.3d 189, 194 (Tenn. 2000) (quoting Johnson v. State,
834 S.W.2d 922, 923 (Tenn. 1992)). A plea “may not be the product of „[i]gnorance,
incomprehension, coercion, terror, inducements, [or] subtle or blatant threats.‟” Wilson,
31 S.W.3d at 195 (quoting Boykin v. Alabama, 395 U.S. 238, 242-43 (1969)); see also
State v. Mellon, 118 S.W.3d 340, 345 (Tenn. 2003) (citing Blankenship v. State, 858
S.W.2d 897, 904 (Tenn. 1993)).
A claim of ineffective assistance of counsel is a mixed question of law and
fact, see Kendrick, 454 S.W.3d at 457, as is a claim of involuntary guilty plea, see Lane v.
State, 316 S.W.3d 555, 562 (Tenn. 2010); State v. Honeycutt, 54 S.W.3d 762, 766-67
(Tenn. 2001); State v. Burns, 6 S.W.3d 453, 461 (Tenn. 1999). When reviewing the
application of law to the post-conviction court‟s factual findings, our review is de novo,
and the post-conviction court‟s conclusions of law are given no presumption of
correctness. Kendrick, 454 S.W.3d at 457; Fields, 40 S.W.3d at 457-58; see also State v.
England, 19 S.W.3d 762, 766 (Tenn. 2000).
In our view, the record fully supports the ruling of the post-conviction
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court. The record of the guilty-plea submission hearing and the explicitly accredited
testimony of the petitioner‟s trial counsel, as well as the explicitly discredited testimony
of the petitioner, evince the petitioner‟s understanding of the proceedings and his
willingness to enter into the plea agreement. Moreover, the record amply demonstrates
that trial counsel rendered effective assistance in representing the petitioner.
Accordingly, the judgment of the post-conviction court is affirmed.
_________________________________
JAMES CURWOOD WITT, JR., JUDGE
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