Quantel Taylor v. State of Tennessee

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
Assigned on Briefs October 6, 2015
QUANTEL TAYLOR v. STATE OF TENNESSEE
Appeal from the Circuit Court for Crockett County
No. 3706 Clayburn Peeples, Judge
No. W2015-00640-CCA-R3-PC - Filed May 31, 2016
_____________________________
Petitioner, Quantel Taylor, appeals from the denial of his petition for post-conviction
relief following remand from the Tennessee Supreme Court. See Taylor v. State, 443
S.W.3d 80 (Tenn. 2014). In his post-conviction petition, Petitioner alleged, in part, that
his trial counsel was ineffective for failing to interview his three co-defendants.
Petitioner subpoenaed the co-defendants to testify at the post-conviction hearing. The
post-conviction court granted the State‟s motion to quash subpoenas for the co-
defendants, who were incarcerated. A panel of this court concluded that the post-
conviction court erred, but held that the error was harmless under the circumstances.
Quantel Taylor v. State, No. W2012-00760-CCA-R3-PC, 2013 WL 6228151 (Tenn.
Crim. App., Nashville, April 29, 2013). Our supreme court reversed the decision of this
court, holding that the post-conviction court committed prejudicial error by granting the
State‟s motion to quash because the post-conviction court applied an incorrect legal
standard. Taylor, 443 S.W.3d at 86. The court remanded the case for reconsideration of
the motion to quash under the proper standard. On remand, the post-conviction court
denied the State‟s motion to quash, and all three co-defendants were subpoenaed for an
evidentiary hearing. Two of Petitioner‟s co-defendants, Allen and Bricco, refused to take
the stand. The third co-defendant, Spivey, took the stand and refused to testify. The
post-conviction court denied post-conviction relief. Petitioner appealed. We conclude
that he has failed to establish that he is entitled to post-conviction relief. The judgment of
the post-conviction court is affirmed.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
THOMAS T. WOODALL, P.J., delivered the opinion of the Court, in which CAMILLE R.
MCMULLEN and ROBERT L. HOLLOWAY, JR., JJ., joined.
Justin P. Jones, Brownsville, Tennessee, for the Appellant, Quantel Taylor.
Herbert H. Slatery III, Attorney General and Reporter; David H. Findley, Senior Counsel,
Garry G. Brown, District Attorney General; and Hillary Lawler Parham, Assistant
District Attorney General, for the Appellee, State of Tennessee.
OPINION
Procedural history
On October 6, 2009, Petitioner entered best interest guilty pleas to charges of
attempted first degree murder, second degree murder, and especially aggravated robbery.
Two of Petitioner‟s three co-defendants, Eugene Spivey and Chad Bricco, entered guilty
pleas, and the third, Jeffery Allen, was convicted at trial. The facts underlying
Petitioner‟s convictions were summarized in the supreme court‟s opinion. See Taylor,
443 S.W.3d at 82. At Petitioner‟s guilty plea hearing, the State asserted that the evidence
would show that on the night of January 21, 2003, Petitioner, accompanied by Eugene
Spivey and Jeffery Allen, attempted to rob brothers John and Louis Neely (collectively,
the “victims”) at their residence in Crockett County, but that the victims managed to fend
them off. The State alleged that Petitioner, Spivey, Allen, and a fourth man, Chad
Bricco, returned to the victims‟ house the following night. The State alleged that
Petitioner either acted as a lookout or stood outside the residence with a shotgun while
Spivey and Allen broke into the victims‟ house, killed John Neely, and severely injured
Louis Neely. At the plea hearing, Petitioner claimed that he stayed in the car during the
attempted robbery on the first night and that he did not participate in any way on the
second night. The trial court sentenced Petitioner to twenty years on each count, to be
served concurrently at 100 percent.
Petitioner subsequently timely filed a post-conviction petition, contending that his
co-defendants would have exonerated him and that counsel had been ineffective for not
interviewing the co-defendants prior to Petitioner entering his plea. Petitioner asserted
that based on counsel‟s ineffective assistance, his pleas were not knowing and voluntary.
Petitioner sought to subpoena the three co-defendants to testify at the post-conviction
hearing. The State filed a motion to quash the subpoenas, arguing that it would be
“unreasonable and oppressive” to arrange for Petitioner‟s three co-defendants to be
transported to the post-conviction hearing. The Tennessee Supreme Court summarized
what transpired next:
When the petitioner subpoenaed his three co-defendants to testify at the
post-conviction hearing, the State filed a motion to quash because the co-
defendants were all incarcerated. The post-conviction court granted the
State‟s motion. The Court of Criminal Appeals ruled that the post-
conviction court had erred, but held that the error was harmless under the
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circumstances. We hold that the post-conviction court committed
prejudicial error by applying an incorrect legal standard and by failing to
consider whether the proposed testimony by the co-defendants was
material to the petitioner‟s claim of ineffective assistance of counsel.
Because the record is insufficient for the issue to be resolved on appeal,
we remand for the post-conviction court to reconsider the motion to
quash under the proper standard.
Taylor, 443 S.W.3d at 81.
Our supreme court held that the post-conviction court erred by basing its ruling on
the “great burden” imposed by compliance with the subpoenas. Id. at 85. The court
noted that “the appropriate standard for determining a motion to quash in this context
focuses on the materiality and admissibility of the proposed testimony, as well as the
competence of the proposed witness.” Id. The court found that the post-conviction court
failed to consider whether the proposed testimony was material to Petitioner‟s claim of
ineffective assistance of counsel, and “[t]he ruling of the post-conviction court prevented
an effective offer of proof.” The court stated,
The Petitioner attempted to make an offer of proof in the only manner
available, asserting that his co-defendants would provide generally
exculpatory testimony; however, because of the limited nature of the
offer of proof, the record is simply inadequate for us to assess any
deficiency in the performance of counsel or prejudice in the result.
Id.
The court recognized that “additional considerations come into play when a post-
conviction petitioner seeks to subpoena a represented co-defendant[,]” because “our Rule
of Professional Conduct prohibited Petitioner‟s trial counsel from communicating with
his co-defendants about the case absent the consent of their attorneys or authorization by
law or a court order.” Id. at 86 (citing Sup. Ct. R. 8, RPC 4.2). The court explained,
[i]f counsel for the co-defendants denied consent or would have denied
consent for an interview, then the co-defendants‟ testimony as to what
they would have said had they been interviewed must be deemed
immaterial. Conversely, if the Petitioner demonstrates that counsel for
the co-defendants consented or would have consented to an interview,
then the Petitioner will not be precluded from establishing the materiality
of the proposed testimony.
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Id. The supreme court remanded the case for the post-conviction court to consider the
State‟s motion to quash under the proper standard.
On remand, the post-conviction court denied the State‟s motion to quash and
entered orders that Petitioner‟s three co-defendants be transported to testify at an
evidentiary hearing. All three co-defendants asserted their Fifth Amendment rights
against self-incrimination and refused to testify at Petitioner‟s evidentiary hearing. The
court entered an order denying post-conviction relief. In its written order denying relief,
the post-conviction court concluded that Petitioner failed to establish that trial counsel
was deficient “in the investigation of the facts or calling a known witness[,]” and the
court adopted its findings from its previous order denying post-conviction relief.
Post-conviction hearing
At the evidentiary hearing on remand, Petitioner‟s post-conviction counsel called
Petitioner‟s three co-defendants to testify. Allen and Bricco refused to testify. Counsel
for Petitioner attempted to call Allen to the stand, and the following exchange occurred:
THE COURT: I‟m going to let him testify if you want him to, but I
don‟t see how his testimony at this point could be relevant under the
timeframe that existed.
[Prosecutor]: I agree with the Court, Your Honor, and Mr. Allen has
been transported. He‟s been served with a subpoena and it appears from
the officers from the Department of Correction that Mr. Allen is refusing
to testify.
THE COURT: Is he refusing to take the stand?
OFFICER: Yes, sir.
THE COURT: All right. Let the record note that. I can‟t make him do
that.
[Petitioner‟s counsel]: Let the record reflect that he‟s not willing to
testify – Mr. Allen.
THE COURT: All right.
[Petitioner‟s counsel]: All right. We‟ll call Chad Bricco.
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OFFICER: He don‟t [sic] want to testify either, Judge.
THE COURT: What did he say?
[Petitioner‟s counsel]: Judge, let the record reflect that Mr. Bricco is
refusing to take the stand and testify, too.
THE COURT: All right.
Eugene Spivey was called to testify, and unlike the other two co-defendants,
Spivey actually took the witness stand. He stated that he had filed a motion to reopen his
case that was denied, and he anticipated appealing the trial court‟s decision. He testified
that he did not want to give any testimony that might incriminate him. Counsel for
Petitioner asked Spivey if he would be willing to testify in Petitioner‟s case after the
conclusion of his appeal, and Spivey answered, “I dread it, you know.” The post-
conviction court advised Spivey: “Here‟s what it amounts to. If you testify today,
anything that you say could possibly be used against you if you ever get a new trial. For
that reason, a lawyer might tell you not to testify today. Do you understand that?”
Spivey answered, “I‟m gonna exercise my right because I‟ve got something going.” The
post-conviction court denied Petitioner‟s counsel‟s request to stay the proceedings
pending the outcome of Spivey‟s appeal. Counsel for Petitioner made an offer of proof to
the court as to what Petitioner believed Spivey‟s testimony would be:
I think he would have said that [Petitioner]‟s involvement was minimal
or none; that he never got out of the vehicle; that he had no knowledge of
what was happening that night; that he never had a gun; that he never
possessed a gun and was just along for the ride.
Petitioner‟s trial counsel testified that she attempted to interview Jeffrey Allen
prior to Petitioner‟s guilty plea hearing, and Allen‟s attorney informed her that Allen
would not speak to her. Trial counsel attended Allen‟s criminal trial and subsequently
obtained a transcript of the trial proceedings. Trial counsel testified that she did not
attempt to interview Spivey. She testified that Petitioner and all three of his co-
defendants made statements to law enforcement, and she obtained copies of their
statements. She testified that Spivey gave two statements, and his statements were
inconsistent with each other. She testified that “none of [the information in Spivey‟s
statements] seemed to help [Petitioner].” Trial counsel attended Spivey‟s guilty plea
hearing and subsequently obtained a transcript of the hearing. She testified that Spivey
stated at the time of his guilty pleas that Petitioner obtained a gun before the offenses and
approached the victims‟ house with Allen. Trial counsel testified that in her assessment,
Spivey “was not going to be a witness who anyone would be able to [ ] believe[ ]; that he
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was not credible at all.” She testified that she probably would have interviewed Spivey
after he entered his guilty pleas, “if [she] had not heard the tone of voice and how angry
he was whenever he entered his guilty plea and putting blame on other people.” She
testified that based on Spivey‟s statements to police and his testimony at his guilty plea
hearing, Spivey‟s testimony would not have benefitted Petitioner‟s defense at trial.
Trial counsel testified that she did not attempt to speak to Chad Bricco because his
charges were still pending at the time of Petitioner‟s guilty pleas, and Bricco was
represented by counsel. Trial counsel testified that Bricco testified at Allen‟s trial. Trial
counsel testified that, based on Bricco‟s statements to police and his testimony at Allen‟s
trial, she did not believe that Bricco‟s testimony would have benefitted Petitioner‟s
defense.
Trial counsel testified that Petitioner and his three co-defendants each stated that
Petitioner was present during the commission of the offenses. Trial counsel testified that
based on her investigation of Petitioner‟s case, she did not believe any of Petitioner‟s co-
defendants would have given testimony that would be helpful to Petitioner‟s defense.
She testified that Petitioner‟s statement to police contradicted what Petitioner believed
Spivey‟s testimony would have been. In Petitioner‟s statement, “[he] sa[id] they
discussed robbing somebody, maybe a bootlegger, so it‟s real hard for someone to say he
had no knowledge of what was going on when he admitted in his own statement that he
knew where they were going and what they were discussing doing[.]” Trial counsel
testified that, according to Petitioner, Spivey “was going to testify that [Petitioner] never
got out of the car.”
Analysis
Petitioner contends that his guilty pleas were unknowingly and involuntarily
entered and that his trial counsel provided ineffective assistance. Specifically, Petitioner
argues that trial counsel was deficient in her investigation of the facts and by failing to
call known witnesses and that Petitioner was prejudiced by counsel‟s deficiencies.
Petitioner also contends that the post-conviction court should have compelled his co-
defendants to testify, despite their assertion of their Fifth Amendment rights. The State
responds that Petitioner failed to establish that counsel for the co-defendants would have
granted consent for an interview during the time period preceding Petitioner‟s plea
hearing; therefore, the State argues, Petitioner has not established that their testimony was
material.
In a post-conviction proceeding, the burden is on the petitioner to prove his
grounds for relief by clear and convincing evidence. T.C.A. § 40-30-110(f); see
Dellinger v. State, 279 S.W.3d 282, 293–94 (Tenn. 2009). On appeal, we are bound by
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the trial court‟s findings of fact unless we conclude that the evidence in the record
preponderates against those findings. Fields v. State, 40 S.W.3d 450, 456 (Tenn. 2001).
Additionally, “questions concerning the credibility of the witnesses, the weight and value
to be given their testimony, and the factual issues raised by the evidence are to be
resolved” by the post-conviction court. Id. Because they relate to mixed questions of
law and fact, we review the trial court‟s conclusions as to whether counsel‟s performance
was deficient and whether that deficiency was prejudicial under a de novo standard with
no presumption of correctness. Id. at 457.
In order to prevail on an ineffective assistance of counsel claim, the petitioner
must establish that (1) his lawyer‟s performance was deficient and (2) the deficient
performance prejudiced the defense. Strickland v. Washington, 466 U.S. 668, 687, 104 S.
Ct. 2052, 80 L. Ed. 2d 674 (1984); Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975).
“[A] failure to prove either deficiency or prejudice provides a sufficient basis to deny
relief on the ineffective assistance claim. Indeed, a court need not address the
components in any particular order or even address both if the [petitioner] makes an
insufficient showing of one component.” Goad v. State, 938 S.W.2d 363, 370 (Tenn.
1996) (citing Strickland, 466 U.S. at 697).
A petitioner successfully demonstrates deficient performance when the clear and
convincing evidence proves that his attorney‟s conduct fell below “an objective standard
of reasonableness under prevailing professional norms.” Id. at 369 (citing Strickland,
466 U.S. at 688; Baxter, 523 S.W.2d at 936). Prejudice arising therefrom is demonstrated
once the petitioner establishes “„a reasonable probability that, but for counsel‟s
unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.‟” Id. at 370 (quoting Strickland, 466 U.S. at 694). In order to satisfy the
“prejudice” requirement in the context of a guilty plea, the petitioner must show that, but
for counsel‟s errors, he would not have entered his guilty plea and would have proceeded
to trial. Serrano v. State, 133 S.W.3d 599, 605 (Tenn. 2004) (citing Hill v. Lockhart, 474
U.S. 52, 59, 106 S. Ct. 366, 88 L. Ed. 2d 203 (1985)).
Additionally, we note that in determining the voluntariness of a guilty plea, a trial
court must advise the defendant of the consequences of a guilty plea and determine
whether the defendant understands those consequences to ensure the plea is a “voluntary
and intelligent choice among the alternative courses of action open to the defendant.”
North Carolina v. Alford, 400 U.S. 25, 31, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970); see
also Boykin v. Alabama, 395 U.S. 238, 244, 89 S. Ct. 1709, 23 L. Ed. 2d 274 (1969). The
trial court must address the defendant personally in open court, inform the defendant of
the consequences of the guilty plea, and determine whether the defendant understands
those consequences. See State v. Mackey, 553 S.W.2d 337, 341 (Tenn. 1977),
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superseded on other grounds by rule as stated in State v. Wilson, 31 S.W.3d 189, 193
(Tenn. 2000); Tenn. R. Crim. P. 11(c). In determining whether the petitioner‟s guilty
pleas were knowing and voluntary, this court looks to the following factors:
the relative intelligence of the [petitioner]; the degree of his familiarity
with criminal proceedings; whether he was represented by competent
counsel and had the opportunity to confer with counsel about the options
available to him; the extent of advice from counsel and the court
concerning the charges against him; and the reasons for his decision to
plead guilty, including a desire to avoid a greater penalty that might
result from a jury trial.
Blankenship v. State, 858 S.W.2d 897, 904 (Tenn. 1993).
At the conclusion of the post-conviction hearing after remand, the post-conviction
court held as follows:
I think, certainly, I had already made a determination that [trial
counsel]‟s conduct was completely consistent with what it should have
been for a defense attorney. She has, I think, completely adequately
explained why she didn‟t call [the co-defendants]. Taking Mr. Spivey‟s
purported testimony as you presented it, she still convincingly explained
why she wouldn‟t have called him even had she had that information.
She couldn‟t talk to Bricco and she couldn‟t talk to Allen. The only one
she could possibly have talked to would have been Spivey and she
adequately explained, I think, why she didn‟t do that.
In its written order entered following the hearing on remand, the post-conviction
court made the following findings and conclusions:
1. That the State‟s Motion to quash the subpoena[ ]s of Chad Bricco,
Eugene Spivey and Jeffery Allen is denied;
2. That the State shall transport said witnesses for an evidentiary
hearing;
3. That at an evidentiary hearing in this matter[,] Chad Bricco refused to
testify claiming his privilege against self[-]incrimination;
4. That at an evidentiary hearing in this matter[,] Jeffery Allen refused
to testify claiming his privilege against self[-]incrimination;
5. That at an evidentiary hearing in this matter[,] Eugene Spivey refused
to testify claiming his privilege against self[-]incrimination;
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6. That [ ] trial counsel testified that she attempted to speak with Jeffery
Allen and [was] denied access to him by his trial counsel;
7. That [trial counsel] sat through the trial of Jeffery Allen and listened
to the testimony of Chad Bricco in that trial;
8. That [trial counsel] had obtained copies of all statements that Chad
Bricco, Eugene Spivey, and Jeffery Allen had given to law enforcement;
9. That [trial counsel] was present for and listened to the plea allocution
of Eugene Spivey;
10. That [trial counsel] did not have access to Chad Bricco to speak with
him prior to the plea in this matter because he was currently represented
with pending charges;
11. That [Petitioner] did not show that [trial] counsel was deficient in
the investigation of the facts or calling a known witness;
12. That this Court adopts all findings in the Order of October 27, 2011;
and
13. Therefore, the Petition for Post[-]Conviction Relief is denied.
Co-defendants Allen and Bricco
Petitioner argues that the post-conviction court erred by not compelling the
testimony of Allen and Bricco at the post-conviction hearing. However, Petitioner made
no request or argument to the post-conviction court to compel either witness to testify. A
party who fails to take reasonably available steps to mitigate the harmful effect of an
error, however, is not entitled to use the error to obtain relief on appeal. See Tenn. R.
App. P. 36(a). Both co-defendants were subpoenaed, transported, and available to testify.
Petitioner argues on appeal that the post-conviction court abused its discretion by not
compelling them to testify, but Petitioner did not request that they take the stand to assert
their Fifth Amendment right, or make the argument he now makes on appeal.
We further conclude that Petitioner has failed to establish prejudice with respect to
these witnesses. “When a post-conviction petitioner contends that trial counsel failed to
discover, interview, or present witnesses in support of his defense, these witnesses should
be presented by the petitioner at the evidentiary hearing.” Black v. State, 794 S.W.2d
752, 757 (Tenn. Crim. App. 1990). Generally, presenting such witnesses at the post-
conviction hearing is the only way a petitioner can establish that “the failure to discover
or interview a witness inured to his prejudice . . . or . . . the failure to have a known
witness present or call the witness to the stand resulted in the denial of critical evidence
which inured to the prejudice of the petitioner.” Id. Accordingly, even a petitioner who
establishes that trial counsel‟s performance was deficient for failing to investigate or call
witnesses is entitled to no relief “unless he can produce a material witness who (a) could
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have been found by a reasonable investigation and (b) would have testified favorably in
support of his defense if called.” Id. at 758.
Furthermore, trial counsel testified that she was denied an interview with Allen by
his trial counsel. Under our supreme court‟s opinion in this case, that causes Allen‟s
testimony to be immaterial. Taylor, 443 S.W.3d at 86. Trial counsel testified that she did
not attempt to interview Bricco, but that he had pending charges at the time Petitioner
entered his pleas, and he was represented by counsel. Because Allen and Bricco were
both available to testify at Petitioner‟s post-conviction hearing, and counsel for Petitioner
conceded their refusal to testify and did not request that the post-conviction court compel
them to take the stand, Petitioner has failed to establish that he was prejudiced by his trial
counsel‟s alleged deficiencies.
Co-defendant Spivey
With regard to co-defendant Spivey, we conclude that the evidence does not
preponderate against the post-conviction court‟s finding that trial counsel was not
deficient for failing to interview or call him as a witness. At the post-conviction hearing,
the post-conviction court accepted Petitioner‟s counsel‟s offer of proof as to Spivey‟s
testimony. The court considered the proffered testimony and accredited trial counsel‟s
testimony that she made an informed and strategic decision not to call Spivey. The court
determined that trial counsel adequately investigated the facts of the case.
Trial counsel testified that she did not attempt to interview Spivey. She testified
that she obtained copies of his statements to police, which were inconsistent with each
other and inconsistent with what Petitioner alleges Spivey would have testified to had he
been called as a witness. Trial counsel assessed, based on Spivey‟s statements to police
and his testimony at his guilty plea hearing, whether his testimony would benefit
Petitioner‟s defense. She determined that Spivey was not a credible witness, nor would
his testimony benefit Petitioner‟s defense. We will not second-guess a reasonable trial
strategy, and we will not grant relief based on a sound, yet ultimately unsuccessful,
tactical decision. Granderson v. State, 197 S.W.3d 782, 790 (Tenn. Crim. App. 2006).
Petitioner has not shown that trial counsel‟s performance was deficient. Petitioner is not
entitled to relief.
CONCLUSION
Based on the foregoing, the judgment of the post-conviction court is affirmed.
____________________________________________
THOMAS T. WOODALL, PRESIDING JUDGE
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