State of Tennessee v. Timothy S. Oglesby

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs September 18, 2001
STATE OF TENNESSEE v. TIMOTHY S. OGLESBY
Direct Appeal from the Circuit Court for Coffee County
No. 29,985 L. Craig Johnson, Judge
No. M2000-02134-CCA-R3-CD - Filed February 21, 2002
The appellant, Timothy S. Oglesby, pled guilty to the offense of felonious possession of a weapon.
He received a two (2)-year sentence. Contemporaneously with the entry of the guilty plea the
appellant and the State entered an agreed order purporting to reserve a certified question of law for
appeal pursuant to Tennessee Rule of Criminal Procedure 37(b)(2)(i). The certified question of law
alleged to be dispositive of the case is stated in the agreed order as “the denial of his suppression
motion.” We hold that the absence in the judgment of the certified question of law or of a statement
incorporating the agreed order into the judgment compels a dismissal of this appeal. In addition, the
failure of the agreed order to set forth the certified question with sufficient specificity compels the
dismissal of this appeal even if the agreed order had been incorporated by reference into the
judgment.
Tenn. R. App. P. 3 Appeal as of Right; Appeal Dismissed.
JERRY L. SMITH, J., delivered the opinion of the court, in which GARY R. WADE, P.J., and DAVID G.
HAYES, J., joined.
Cynthia M. Fort, Nashville, Tennessee, for appellant, Timothy S. Oglesby.
Paul G. Summers, Attorney General & Reporter; David H. Findley, Assistant Attorney General;
Mickey Layne, District Attorney General; and Kenneth Shelton, Assistant District Attorney, for
appellee, State of Tennessee.
OPINION
Tennessee Rule of Criminal Procedure 37(b)(2) and Tennessee Rule of Appellate Procedure
3(b) provide that an appeal may be sought from the entry of a guilty plea if the defendant explicitly
reserved the right to appeal a certified question of law that is dispositive of the case with the consent
of both the state and the trial court. In State v. Preston, 759 S.W.2d 647, 650 (Tenn. 1988), our
supreme court stated that when a defendant pleads guilty and wishes to reserve a certified question
of law pursuant to Tennessee Rule of Criminal Procedure 37(b)(2)(i) or (iv),
regardless of what has appeared in prior petitions, orders, colloquy in open court or
otherwise, the final order or judgment from which the time begins to run to pursue
a T.R.A.P. 3 appeal must contain a statement of the dispositive certified question of
law reserved by defendant for appellate review and the question of law must be stated
so as to clearly identify the scope and the limits of the legal issue reserved. . . . Also,
the order must state that the certified question was expressly reserved as part of a plea
agreement, that the State and the trial judge consented to the reservation and that the
State and the trial judge are of the opinion that the question is dispositive of the case.
Id. at 650. Moreover, it is the defendant's responsibility to assure that the final judgment or order
complies with these requirements and that the record on appeal contains the proceedings necessary
for a complete determination. Id.
Approximately eight years later, our supreme court quoted this language with approval in
State v. Pendergrass, 937 S.W.2d 834, 836-37 (Tenn. 1996). During Pendergrass’ plea, reference
was clearly made to his reservation of a certified question of law. Id. at 835. Nevertheless, the
judgment subsequently entered on January 15, 1993 contained no mention of a reservation of the
right to appeal a dispositive certified question of law. Id. On February 12, 1993, “the defendant
filed a notice of appeal ‘pursuant to Rule 37,’” and one week later on February 19, “the trial court
entered an order, purporting to note the appeal of a certified question of law.” Id. However, the
supreme court dismissed the appeal. Id. at 838.
In support of its dismissal, the Pendergrass court cited the defendant’s failure to comply with
Preston, which resulted in the appellate court’s lack of jurisdiction. Id. at 837-38. The supreme
court observed, for example, that the judgments did not reference the reservation of a certified
question; that the judgments did not contain a statement indicating that the certified question would
be dispositive of the case; that the judgments did “not refer to or incorporate any other independent
document which would satisfy the Preston requirements,” etc. Id. at 837. Furthermore, the supreme
court observed that the trial court had lost jurisdiction upon the defendant’s filing of his notice of
appeal. Id. at 837-38. Along this line the Pendergrass court agreed with the State’s portrayal of the
February 19th order as “an attempt to confer jurisdiction on the Court of Criminal Appeals to hear
and determine a Preston appeal where no jurisdiction existed because of noncompliance with Rule
37.” Id. at 837. The supreme court further found that even if these matters had not precluded review,
the order did not clearly identify “the scope and limits of the legal issue reserved.” Id. at 838.
In the instant case the judgment does not contain a statement of the certified question of law
reserved for appeal. Although the agreed order entered contemporaneously with the guilty plea does
purport to set forth a certified question, the judgment does not reference this order at all. Moreover,
the agreed order simply states that the certified question involves the denial of the appellant’s motion
to suppress. The grounds for the motion, the basis on which it was decided, and the manner in which
the trial court allegedly erred in deciding the motion are not set forth. The certified question is
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therefore not “stated so as to clearly identify the scope and limits of the legal issue reserved.” Id. at
836.
We hold that the failure to comply with the requirements of Preston and Pendergrass deprive
this Court of jurisdiction to entertain the instant appeal. Accordingly, the instant appeal is hereby
dismissed. See State v. Sigifredo Ruiz, No. M2000-03221-CCA-R3-CD, 2001 WL 1246397, at **2
- 4, (Tenn. Crim. App. at Nashville, Oct. 17, 2001).
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JERRY L. SMITH, JUDGE
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