State of Tennessee v. Woody Dozier

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
APRIL SESSION, 1997
FILED
STATE OF TENNESSEE, ) November 4, 1997
) No. 02C01-9610-CC-00357
Appellee ) Cecil Crowson, Jr.
) DYER COUNTY Appellate C ourt Clerk
vs. )
) Hon. J. STEVEN STAFFORD, Judge
WOODY J. DOZIER, )
) (Aggravated Rape;
Appellant ) Aggravated Kidnapping)
For the Appellant: For the Appellee:
JOE H. BYRD, JR. CHARLES W. BURSON
Shannon Professional Bldg. Attorney General and Reporter
203 S. Shannon St., Suite 300
P. O. Box 2764 ELIZABETH T. RYAN
Jackson, TN 38302-2764 Assistant Attorney General
Criminal Justice Division
450 James Robertson Parkway
Nashville, TN 37243-0493
C. PHILLIP BIVENS
District Attorney General
P. O. Box E
Dyersburg, TN 38025
OPINION FILED:
AFFIRMED
David G. Hayes
Judge
OPINION
The appellant, Woody J. Dozier, appeals his jury convictions for the
crimes of aggravated kidnapping and aggravated rape. Following these
convictions, the Circuit Court of Dyer County sentenced the appellant to
concurrent sentences of eight years for the aggravated kidnapping conviction
and fifteen years for the aggravated rape conviction. On appeal, the appellant
raises the following issues:
I. Whether the Chancellor, sitting by interchange, had jurisdiction
to try the case;
II. Whether the appellant is entitled to a new trial because of
alleged juror misconduct; and
III. Whether the evidence is sufficient to sustain his convictions for
aggravated rape and aggravated kidnapping.
After reviewing the record before us, we affirm the judgment of the trial
court.
I. Background
The proof, as developed at trial, revealed that the victim of this offense,
Brenda Noel, was forty-one years old and resided in the Roellen community of
Dyer County.1 On Thursday, November 1, 1994, Ms. Noel visited her boyfriend,
Jack Stewart, who lived in Dyersburg. She took a taxi to her friend's home,
arriving between 8:00 and 9:00 p.m. She stayed only a short time and decided
to leave. Without return cab fare, she began walking home, a distance of
approximately five miles. While still inside the city limits of Dyersburg, Ms. Noel
tried to obtain a ride by hitchhiking. She testified that a small blue two door car
1
The appellant was unem ployed but had been receiving disability benefits for “nerve
problems” for some period of time.
2
passed her, turned around, and pulled into the V.F.W. parking lot across the
street from her. In addition to the driver, the vehicle was occupied by a male
passenger. The victim approached the vehicle and the driver of the car offered
to take her home. Ms. Noel got into the back seat of the car.
Although the driver initially proceeded toward Roellen, he changed
directions and turned onto a gravel road. At this point, Ms. Noel stated that she
wanted out of the car, but the driver began to threaten her with physical harm.
Meanwhile, the passenger in the front seat was "talking nasty to [Noel]." He
asked her if she was married, if she had any children, and "what kind of sex did
[she] have with her boyfriend." She responded that she did not want to talk
about those things, but the passenger continued. Ms. Noel testified that the
driver and his passenger were smoking a marijuana cigarette.
The driver stopped the car in a remote area and got out to use the
bathroom. Upon his return, he climbed into the backseat with Ms. Noel and told
the passenger to get out of the car. He then informed Ms. Noel, "[w]e're fixing to
have sex." While she protested his actions, the driver removed a blue condom
from Ms. Noel’s purse. The driver began removing Ms. Noel’s clothes. She
repeatedly told him to get off of her. Ignoring the victim’s pleas, the appellant
then sexually penetrated her.
After raping the victim, the appellant went to the back of the vehicle and
asked his passenger to join him. While both were at the rear of the vehicle, the
hatch was opened. Ms. Noel testified that she heard the appellant and the
passenger discuss killing her. She then heard the passenger state that he was
going to get his gun and “shoot the cow." No weapon, however, was ever
observed by the victim. At this point, Ms. Noel thought she was going to die.
The two men returned to the car. The driver told Ms. Noel, "I raped you. Want
3
some more?" to which Ms. Noel replied "Leave me alone. I said take me home
or put me out and I'll walk home." The driver drove his victim to Roellen and
released her at the Farmers Supply Store, which was within walking distance of
her home.2 Ms. Noel hid behind the store until the car left and then walked
home.3 Shortly after reaching her home, the victim contacted law enforcement
officials and agreed to meet them at the Farmer’s Supply Store.4
Dyer County Deputy Mike Winchester was the first to arrive at the store.
Ms. Noel told the deputy that she had been raped and provided descriptions of
her assailants and the vehicle. Specifically, she described the driver as having
"long hair, a beard and a little goatee. He was a little bit heavy and his hair was
slicked back." The passenger had black hair and a little moustache. She
described the vehicle as being a small blue two door car. She stated that the
black plastic tip from the cigarette lighter was missing, that the car had a digital
dashboard display, that the interior light was not functioning, and that the car had
a luggage rack. Deputy Winchester then transported Ms. Noel to the hospital.
Calvin Johnson, a criminal investigator with the Dyer County Sheriff's
Department, met Ms. Noel at the hospital. After interviewing Ms. Noel, Johnson,
along with Ms. Noel and Deputy McCreight, returned to the scene where the rape
occurred. Johnson recovered a used blue condom and its wrapper. He
photographed the area, including tire tracks. He also made a plaster casting of
the tire track.
Upon returning to the sheriff's office, Ms. Noel was shown a photographic
2
The vic tim testified that, after be ing let out of th e vehicle, “[th e perpe trators] we nt . .
.towards Newb ern.”
3
Noel testified that, on her walk home, she passed Hilltop Grocery which was closed. She
added that the sto re norm ally closed at 1 0:00 p.m .
4
Connie Crawford, the dispatcher on duty on the date at issue, testified that Ms. Noel
reported the inciden t at 12:04 a .m.
4
array of individuals who fit the description she had given to the sheriff’s
department. Without hesitation, she identified the appellant and the passenger
as her assailants. The passenger was identified as John Turner, who was
indicted as a co-defendant in this case. The appellant and John Turner are
cousins. Again, at trial, the victim identified the appellant as the person who
raped her and she identified Turner as his accomplice.
At approximately 12:30 a.m., Officer Bennie Green, a sergeant with the
Newbern Police Department, observed a 1990 blue Mustang with a luggage
rack5 turn onto the parking lot of a convenience store at 117 South Main Street
in Newbern.6 The driver got out of the vehicle and made a telephone call. He
described the driver as being a "pretty good size fellow" with long black hair. At
the convenience store, Officer Green spoke with David Neil, the clerk on duty.
Neil explained that he did not know the names of the two men in the blue
Mustang, but that they were regular customers. At trial, Neil identified the
appellant and his co-defendant as the driver and passenger of the Mustang.
Margaret Bash, a forensic scientist with the Tennessee Bureau of
Investigation Crime Laboratory specializing in DNA analysis and serology,
testified that she was requested by the Dyer County Sheriff’s Department to
perform an analysis of (1) a blood sample from Ms. Noel, (2) vaginal slides and
swabs, and (3) a blue condom. She explained that she found spermatozoa on
the slides obtained from the vaginal swabs, although she could not pinpoint the
time of intercourse, because spermatozoa can survive up to five days after
intercourse.7 She also found spermatozoa from slides produced from the
5
At tria l, Gre en ex plaine d tha t wha t he h ad de scrib ed as a lugg age rack was actu ally a
spoiler.
6
Although Newbern is also located in Dyer County, the record does not reflect the
distance between the Farmer’s Supply Store in the Roellen community and Newbern.
7
The victim testified that she had intercourse with her boyfriend on the Saturday preceding
the rape.
5
condom. Bash further testified that, although she was able to extract DNA from
Ms. Noel's blood sample and the vaginal swabs, she was unable to obtain a
viable sample from the condom, because it was contaminated with "a lot of gritty,
dusty, red clay," which had caused the sample to degrade. On February 6,
1995, Bash received a blood sample from the appellant from which she was able
to extract DNA. She testified that the appellant's DNA and the DNA recovered
from the vaginal swabs did not match.
Neither the appellant nor his co-defendant testified at trial. Both relied
upon the defense of alibi. In establishing this defense, the appellant presented
numerous witnesses covering the time frame of 9:00 p.m. on November 1, until
12:45 a.m. on November 2. Charles Preston Turner, the appellant’s cousin,
testified that on the evening of November 1, 1994, the appellant and his co-
defendant were at his home from about 9:00 p.m. to about 10:00 p.m. His wife,
Tonya Turner, confirmed this statement. Stacy Permenter, a friend of the
appellant’s and also an employee of the City Cafe in Newbern, testified that, on
November 1, 1994, she recalled seeing the appellant and Turner leaving the
restaurant at approximately 10:20 p.m. Jackie Dale Bargery, a Ridgely Police
Officer, testified that, on November 1, 1994, he observed the appellant and
Turner sitting in the appellant's blue Mustang near Betty Ann's Pool Room in
Ridgely at approximately 10:45 p.m.8 Bargery also testified that later that
evening he assisted in the search of the appellant's vehicle. He stated that no
Harley-Davidson cigarette butt was found inside the car.9
Shirley Epperson, a bartender at Bruce's Place in Ridgely, testified that,
on November 1, 1994, the appellant and the co-defendant were at the bar from
8
Although we take judicial notice that Ridgely is located in Lake County, again, the record
fails to esta blish t he dis tanc e or p articu lar rou te trav eled b etwe en N ewb ern a nd R idgely.
9
On cross-examination, Ms. Noel admitted that she had smoked a cigarette while in the
car. S he st ated , how ever , that th e co- defe nda nt ha d disp ose d of th e ciga rette butt b y throw ing it
out of the car window.
6
10:55 p.m. until 11:55 p.m. Keith Goodman and Donnie York confirmed their
presence at Bruce's Place. Both Goodman and York stated that, after leaving
Bruce's Place, the foursome proceeded to the Gratio Road to drag race. They
explained that the drive shaft of York's 1989 Silverado fell out and that York had
to drive back to town on his three wheeler, while the appellant followed behind,
providing lights. York and Goodman stated that they arrived back in town about
12:45 a.m. Hazel Tippet, a resident of Gratio Road, testified that, at 12:28 a.m.
on November 1, 1994, she heard drag racing on the road in front of her home,
"and then it sounded like they got in a ditch - the motor was revving." She
explained that she looked out her window, observed two vehicles, then went
back to bed. She stated, however, that she did not observe a vehicle outside the
next morning.
Marvin Robinson testified that he inspected the appellant's Mustang
impounded at the Sheriff's Department. He stated that the dome light worked;
that the dash panel had needle instrumentation, not digital, although the stereo
had a digital display; that the cigarette lighter was intact but did not heat; that the
brake lights did not work; that the driver side seat was broken; that the vehicle
cannot start without depressing the clutch; and that the hatch cannot be opened
from the back, rather, the trunk release in the glove box must be pushed.
Reverend Charles Runions testified that he had sold the 1990 Mustang to the
appellant. He explained that there was no key to the rear hatch of the car. He
stated that the key must be in the ignition and the trunk release button must be
depressed in order to open the rear hatch of the car.
Sandy Evans, a forensic scientist for the Tennessee Bureau of
Investigation, testified that she performed a comparison analysis of the tire
tracks taken at the crime scene with those from the appellant's vehicle. Her
testing revealed the photograph of the track and the plaster cast thereof to be
7
inconsistent with respect to the tread design of each of the rear tires of the
appellant's vehicle. However, a comparison of the front tires revealed consistent
size and tread design. No further distinguishing characteristics were observed.
Based upon this evidence, the jury found the appellant guilty of
aggravated kidnapping and aggravated rape.
II. Judge by Interchange
On October 31, 1995, the Honorable Joe G. Riley, Circuit Judge of the
Twenty-Ninth Judicial District, entered an order appointing the Honorable J.
Steven Stafford, Chancellor of the Twenty-Ninth Judicial District, to sit by
interchange in the present case, because Judge Riley was scheduled for another
jury trial the same day. Prior to commencement of the trial, the appellant filed a
“Motion for Disqualification of Chancellor by Interchange to Preside over Jury
Trial of Felony Charges.” This motion was denied. On appeal, the appellant
contends that Chancellor Stafford, who presided over the trial of this case was
without authority to preside over a criminal case in the circuit court for the
Twenty-Ninth Judicial District. Specifically, he argues that a chancellor may
interchange with a judge of the circuit court only when the circuit judge is
incompetent to try the pending case.
The appellant cites as authority for his position the following three statutes
dealing with the issue of interchange. Although in force on the date this case
was tried, these statutes have since been repealed.10 Accordingly, after June 13,
10
Effective June 1 3, 1997, S ections 1 7-2-201 , -202, -20 3, -204, an d -205, w ere repe aled.
These collective provisions were replaced by Sections 17-2-201 and 17-2-202. Section 17-2-201
now provides:
The p urpose of this act is to insure tha t existing jud icial resour ces are utilized to
the fu llest e xten t and that n o add itiona l judic ial res ourc es ar e cre ated until
uniform caseload statistics are developed which will establish a priority for the
8
1997, any similar argument is moot.
§ 17-2-201. Interchange by circuit judges. --The circuit judges
may interchange with each other or with judges of special courts . .
.when causes exist making an interchange necessary, or for mutual
convenience. . . .
Tenn. Code Ann. § 17-2-201(1994)(repealed and replaced June 13, 1997)
(emphasis added).
§ 17-2-202. Duty to interchange. -- Where a judge is
incompetent[11] to try any cause pending in the judge’s circuit . . .it
shall be the positive duty of the circuit court judge of any adjoining
circuit. . .to interchange with such incompetent judge.
Tenn. Code Ann. § 17-2-202 (1994)(repealed and replaced June 13, 1997)
(emphasis added).
§ 17-2-203. Interchange by chancellors. Chancellors may also
interchange with each other, and with judges of the circuit, criminal,
or other special courts, under the same circumstances and to the
same extent as enumerated in § 17-2-202.
Tenn. Code Ann. § 17-2-203 (repealed June 13, 1997) (emphasis added).
The appellant argues that Tenn. Code Ann. § 17-2-201 permits circuit
judges to interchange only with other circuit judges, not with chancellors. The
need for additional judges.
Section 17-2-20 2 now p rovides, in p ertinent pa rt:
(a) Each State Trial Court Judge ha s an affirmative duty to interchange if:
(1) A judg e has d ied or is una ble to hold c ourt;
(2) Two (2) or more judges have agreed to a mutually convenient interchange;
(3) The judge is incompetent under the provisions of § 17-2-101; or
(4) The Chief Ju stice of the Suprem e Cou rt has as signed b y order a jud ge to
anothe r court pu rsuant to Rule 11 of the Su prem e Cou rt.
Act of June 13, 1997, Pub. Ch. 430, H.B. No. 116 (to be codified at Tenn. Code Ann. 17-2-201;
Tenn. Code A nn. 17-2-202).
11
Grounds of incompetency are:
(1) Where the judge or chancellor is interested in the event of any cause;
(2) Con nected with either pa rty, by affinity or cons anguinity, within th e sixth
degree, computing by the civil law;
(3) Has been of counsel in the cause;
(4) Has presided on the trial in an inferior court; or
(5) In criminal cases for felony, where the person upon whom, or upon whose
property, the felony has been committed, is connected with the judge or
chancellor by affinity or consanguinity within the sixth degree, computing by the
civil law.
Tenn. Code A nn. § 17-2-101 (1994).
9
interchange provision between chancellors and circuit judges, he contends, is
found within Tenn. Code Ann. §17-2-203. Thus, he argues, chancellors may
interchange with circuit judges only when the circuit judge is “incompetent to try
any cause pending.” Accordingly, because the record fails to establish grounds
evidencing Judge Riley’s incompetency, the chancellor was without authority to
hear this case. The State responds that the appellant’s strict interpretation of
Tenn. Code Ann. § 17-2-203 is too narrow and against legislative intent. We
agree.
Although we do not ignore the plain language of Section 203, after review
of Sections 201 et seq. and other relevant statutory provisions, we are
constrained to conclude that the legislature intended to place such limitations on
interchange between chancellors and circuit judges. Several reasons support
our conclusion. First, we again reiterate the appellant’s position, i.e., chancellors
may only interchange with circuit or criminal court judges if the circuit or criminal
court judge is deemed incompetent. However, if this limited reading is given to
Section 203, not only would chancellors be precluded from interchanging with
circuit judges, they would also necessarily be precluded from interchanging with
other chancellors, except for reasons of incompetency. Clearly, this was not the
intent of our legislature in creating interchange provisions. Moreover, we note
that, as indicated by its caption, Section 202 governs only those situations where
a judge is incompetent to hear a pending matter, thereby imposing a mandatory
duty of interchange.
In interpreting Section 203, our primary role is to ascertain and give effect
to the legislative intent without unduly restricting or expanding the statute’s
coverage beyond its intended scope. Roseman v. Roseman, 890 S.W.2d 27, 29
(Tenn. 1994) (citations omitted). Thus, although the plain language of the
statute is generally conclusive, in those circumstances in which a literal
10
application of the statute would produce a result which is demonstrably at odds
with the intention of its drafters, the legislative intent will prevail over the literal
language of the statute. See Business Brokerage Centre v. Dixon, 874 S.W.2d
1, 5-6 (Tenn. 1994). If the legislative intent is unclear from the face of the
questioned statute, those statutes relating to the same subject matter, or in pari
materia, must be construed together, the language of some provisions aiding the
interpretation of the other, and viewing the statutes, as a whole, consistent with
their legislative purpose. State v. Blouvett, 904 S.W.2d 111, 113 (Tenn. 1995).
In 1984, the General Assembly reorganized the entire trial court structure
in Tennessee. In doing so, the legislature provided:
Each trial court judge shall continue to be officially known and
designated as either a chancellor, circuit court judge, criminal court
judge, or law and equity court judge depending upon the position to
which . . . elected or appointed . . . . Any judge or chancellor may
exercise by interchange, appointment, or designation the
jurisdiction of any trial court other than that to which such judge or
chancellor was elected or appointed.
Tenn. Code Ann. 16-2-502 (1994) (emphasis added). This section reiterated the
proposition that judges and chancellors are officers for the state at large, and not
merely for their own circuits or divisions.12 See Tenn. Code Ann. 17-1-203
(1994); Lieberman v. Knight, 153 Tenn. 268, 283 S.W. 450 (1925). However,
this reorganization of the court system in no way “alter[ed], diminish[ed] or
abolish[ed] . . . the constitutional and historical distinctions between chancery
court and circuit court.” Tenn. Code Ann. § 16-2-501(b) (1994); Flowers v. Dyer
County, 830 S.W.2d 51 (Tenn. 1992) (holding that the general assembly did not
12
Tenn . Code A nn. 17-1 -203 pro vides, in pa rt:
The judges and chancellors are . . . judges and chancellors for the state at large,
and as such, may, upon interchange and upon other lawful ground, exercise the
duties of office in any other judicial district in the state.
(Empha sis added).
Tenn . Code A nn. 17-1 -204(19 94) prov ides, in part:
(a) The judges and chancellors shall have interchangeable and concurrent
jurisdiction to grant injunctions, attachments, and all other extraordinary process,
issu able o ut of , a nd re turna ble to , any o f the c ircuit o r cha nce ry cou rts of this
state.
(Empha sis added).
11
intend to give the chancery court of Dyer County unbridled discretion to hear
cases involving unliquidated damages). In other words, while trial courts are
normally restricted to hearing cases over which their respective court has original
and exclusive jurisdiction, a trial judge or chancellor, upon reasons enumerated
in § 17-2-201, et seq., may interchange with any other trial judge or chancellor
within the state, and thereby, acquire jurisdiction to hear the pending case. See
also Tenn. Code Ann. § 17-2-206 (1994) (“the judge or chancellor holding court
in the circuit or division of another, shall have the same power and jurisdiction as
the judge or chancellor in whose place the judge or chancellor is acting”); Harris
v. State, No. 03A01-9401-CV-00016 (Tenn. App. at Knoxville, Aug. 3, 1994)
(holding that chancellors may interchange with circuit and criminal court judges)
(citing Tenn. Code Ann. § 16-2-502; Tenn. Code Ann. 17-2-201 et seq.; Dupuis
v. Hand, 814 S.W.2d 340 (Tenn. 1991): Elms v. State, 29 Tenn. 128 (1849)).
Next, Sections 17-2-201 and 17-2-205 permit interchange by circuit court
judges and criminal court judges “with each other and with judges of all other
courts . . . when causes exist making an interchange necessary or desirable, or
mutually convenient by agreement.” (emphasis added). See also State v.
Coolidge, 915 S.W.2d 820, 824 (Tenn. Crim. App.), perm. to appeal denied,
(Tenn. 1995) (judges may interchange for personal convenience). But see
Tenn. Code Ann. 17-2-202 (imposing a duty upon trial judges to interchange
when a trial judge is incompetent). Since circuit and criminal court judges may
interchange for mutual convenience, it is only logical to assume that our
legislature likewise intended that chancellors, who are also trial judges, may
likewise interchange for mutual convenience. To interpret otherwise would
negate the intent of the General Assembly in promulgating provisions for
interchange and encouraging the same in order to conserve judicial resources.
See Act of June 13, 1997, Pub. Ch. 430, H.B. No. 116 (to be codified at Tenn.
Code Ann. 17-2-201; Tenn. Code Ann. 17-2-202). Accordingly, we conclude that
12
Chancellor Stafford properly presided by interchange over the appellant’s trial.
This issue is without merit.
III. Juror Misconduct
The appellant raises two issues relating to alleged juror misconduct. First,
he contends that juror Anthony Alexander's undisclosed prior acquaintance with
defense witness, Charles Preston Turner, was prejudicial. Second, he asserts
that the jury foreperson, Judy Owen, improperly influenced the jury with
extraneous prejudicial information.
A. Juror Anthony Alexander
The appellant argues that juror Anthony Alexander failed to disclose that
he knew one of the defense witnesses and that failure to disclose this fact
resulted in prejudice. During voir dire, the prospective jurors were specifically
asked if any of them knew the two defendants, the victim, or any of the intended
witnesses, including Charles Preston Turner. No affirmative response was
entered when the inquiry as to Charles Preston Turner was made.
At the motion for new trial, Charles Preston Turner testified that, after he
was seated in the witness chair, he recognized Juror Alexander.13 However, he
did not inform defense counsel until after the trial. Turner explained that
Alexander had dated his stepsister three to four years ago. Turner's father and
stepmother divorced and, subsequently, Turner began dating his former
stepsister. Juror Alexander learned of this relationship and ceased association
with Turner and his ex-stepsister. As a result of this incident, Turner stated that
13
The appellant, the witness Charles Preston T urner, and the co-defendant, John Turner,
are cousins.
13
he believed Alexander "held a grudge against [him]." Turner further testified
that, although he had mentioned the names of both defendants in conversing
with Alexander, to his knowledge, Alexander had never met either the appellant
or John Turner. Alexander was not called to testify at the hearing.
Article I, Section IX of the Tennessee Constitution guarantees a criminal
defendant the right to trial "by an impartial jury." In fact, every accused is
guaranteed "a trial by a jury free of . . . disqualification on account of some bias
or partiality toward one side or the other of the litigation." State v. Akins, 867
S.W.2d 350, 354 (Tenn. Crim. App. 1995) (quoting Toombs v. State, 197 Tenn.
229, 270 S.W.2d 649, 650 (1954)). Thus, the function of voir dire is essential.
Voir dire permits questioning by the court and counsel in order to lead respective
counsel to the intelligent exercise of challenges. Id. (citing 47 Am.Jur.2d, Jury
§195 (1969)). "Since full knowledge of facts which might bear upon a juror's
qualifications is essential to the intelligent exercise of peremptory and cause
challenges, jurors are obligated to make 'full and truthful answers . . . neither
falsely stating any fact nor concealing any material matter.'" Id. at 354-355 (citing
47 Am.Jur.2d, Jury § 208 (1969)).
In Tennessee, challenges to juror disqualifications fall within two distinct
categories, propter defectum, "on account of defect", and propter affectum, "for
or on account of some affection or prejudice."14 See Akins, 867 S.W.2d at 355;
BLACK'S LAW DICTIONARY 1220 (6th ed. 1990). But see Akins, 867 S.W.2d at
355, note 10. Propter defectum challenges must be made prior to the verdict,
but propter affectum challenges may be made after the verdict. Id. (citing State
v. Furlough, 797 S.W.2d 631, 652 (Tenn. Crim. App. 1990)). Thus, when a juror
14
Bouvier m entions a s caus es for ch allenge, " Propter defectum (on account of some
defect) f rom person al objection s, as aliena ge, infanc y, lack of sta tutory require men ts; propter
affectum (on account of partiality), from some bias or partiality either actually shown to exist or
presumed to exist from circumstances." 1 Bouv. Law Dict., Rawle's Third Revision, page 451.
Durha m v. S tate, 188 S.W .2d 555, 5 59 (Te nn. 1945 ).
14
conceals or misrepresents information tending to indicate a lack of impartiality, a
challenge may properly be made, in a motion for new trial. Id."When a juror willfully conceals (or fails to disclose) information on voir
dire which reflects on the juror's lack of impartiality, a presumption of prejudice
arises." Id. (citing Durham v. State, 188 S.W.2d 555, 559 (Tenn. 1945)). The
presumption of bias, however, may be dispelled by an absence of actual favor or
partiality by the juror. State v. Taylor, 669 S.W.2d 694, 699 (Tenn. Crim. App.
1983). Moreover, the defendant bears the burden of providing a prima facie
case of bias or partiality. Id. (citing Taylor, 669 S.W.2d at 700).
In the instant case, Charles Preston Turner was the only witness offered
to establish Juror Alexander's prior association with Turner and his ex-stepsister.
The defense failed to call Juror Alexander to respond to Turner's allegations.
While Turner's allegations bring reasonable question to Juror Alexander's
partiality, the defense failed to prove the veracity of these allegations, and, as
stated by the trial court, "failed to show any bias or partiality on the part of the
juror. To the contrary, the uncontroverted proof reveals that the juror did not
know the defendant." Findings of fact made by the trial court are given the
weight of a jury verdict. State v. Burgin, 668 S.W.2d 668 (Tenn. Crim. App.
1984). We are not at liberty to reverse the trial court’s finding unless the
evidence clearly preponderates against the trial court's conclusion that the juror
was not biased or partial. As the appellant has failed to carry his burden of
proof, we defer to the trial court's findings. This issue is without merit.
B. Jury Foreperson Judy Owen
Next, the appellant contends that extraneous information was brought into
the jury's deliberations by Judy Owen, the jury foreperson, which prejudiced the
15
outcome of the trial. The incident preceding this allegation arose after the jury
had retired for deliberation. Judy Owen forwarded a note to the court which
read, "We, the jury, would like to hear Ms. Brenda Noel's testimony regarding the
seat being broken in the car and Mr. Marvin Robinson's testimony regarding the
interior of the car." The court properly informed the jury that "[t]he jury has been
provided with all the trial exhibits that have been introduced into evidence. The
jury has requested that certain portions of testimony be read to it. The law does
not allow this to be done." The jury then retired to continue their deliberations.
At the hearing on the motion for new trial, Juror Michael Price testified that
he and the rest of the jurors were "shocked" at the trial court's refusal of this
request. He related that, in response to the court's refusal, the jury foreperson
said that:
she had been on trials before and that they should have been . . .
accessed. There was a woman to my left that said the same thing,
that she'd been on a jury several times before. They had never
been denied nothing like that before. The jury fore[person] then
popped up and said, 'It must have been Mr. Byrd that stopped us
from having that evidence presented.'
Another juror agreed with the foreperson's observation. Price admitted that
these statements had "a big impact" on jury deliberations, in fact, the jury
returned its guilty verdicts only two or three minutes later. As a result of
Foreperson Owen's statement, Price sought legal advice as to this matter.
In finding this issue to be without merit, the trial court found that Juror Price had
been allowed to testify in violation of Tenn.R.Evid. 606(b).
Rule 606(b) provides:
Upon an inquiry into the validity of a verdict or indictment, a juror
may not testify as to any matter or statement occurring during the
course of the jury's deliberations or to the effect of anything upon
any juror's mind or emotion as influencing that juror to assent to or
dissent from the verdict or indictment or concerning the juror's
mental processes, except that a juror may testify on the question
whether extraneous prejudicial information was improperly brought
to the jury's attention, whether any outside influence was
improperly brought to bear upon any juror, or whether the jurors
16
agreed in advance to be bound by a quotient or gambling verdict
without further discussion; nor may a juror's affidavit or evidence of
any statement by the juror concerning a matter about which the
juror would be precluded from testifying be received for these
purposes.
(Emphasis added). The public policy consideration behind Rule 606(b) are
obvious. These considerations include the prevention of jury harassment,
encouragement of free and open jury deliberation, promotion of finality of
verdicts and the reduction of the incentive for jury tampering. The right to
impeach a jury verdict is extremely limited.
"Extraneous information" is information from a source outside the jury.
Caldararo v. Vanderbilt University, 794 S.W.2d 738, 742 (Tenn. App. 1990)
(citing State v. Coker, 746 S.W.2d 167, 171 (Tenn. 1987)) (emphasis added).
"External influences which could warrant a new trial if found to be prejudicial
include: (1) exposure to news items about the trial; (2) consideration of facts not
admitted in evidence, and (3) communications with non-jurors about the case."
Id. (citation omitted). "Internal influences that are not grounds to overturn a
verdict include: (1) discussions among jurors; (2) intimidation or harassment of
one juror by another; (3) a juror's personal experiences not directly related to the
litigation, and (4) a juror's subjective thoughts, fears, and emotions." Id.(citations omitted).
Juror Owen's statements during deliberations were clearly remarks about
her prior experience and her opinion relating to the trial court's ruling. Although a
prejudicial influence on a jury may be in the form of fact or opinion, the
prejudicial fact or opinion must be from contact with a third person. State v.
Blackwell, 664 S.W.2d 686, 688-689 (Tenn. 1984). There was no contact with a
third person in the instant case. Although the trial court allowed Juror Price to
testify, this testimony was precluded by Rule 606(b). This testimony cannot be
considered by the court. As such, we defer to the findings of the trial court and
17
find this issue to be without merit.
IV. Sufficiency of the Evidence
In his final issue, the appellant questions the sufficiency of the evidence in
sustaining his convictions for both aggravated kidnapping and aggravated rape.
The appellant contends that the overwhelming inconsistencies in the proof,
specifically within the victim's testimony, in addition to the "uncontroverted,
unimpeached alibi testimony which was offered on his behalf," "overwhelmingly
excludes the defendant from being the perpetrator of the crime[s] for which he
was convicted." Although we acknowledge the discrepancies between the
State's proof and the appellant's proof at trial, we disagree with the appellant's
contention and resulting conclusion.
Although neither the appellant nor his co-defendant testified at trial,
numerous alibi witnesses were presented in defense. Several of the witnesses
providing alibi testified as to the appellant’s whereabouts well after the crime had
been committed. Moreover, the record reflects that those witnesses providing
the earlier time frame alibi were either cousins of the appellant or close friends.15
However, the victim positively identified the appellant and the co-defendant as
15
The State, in its motion for notice of alibi, averred that the offense was alleged to have
occurred “between approximately 11:00 p.m. on November 1, 1994 and 12:04 a.m. on November
2, 19 94.” C ons isten t with th e victim ’s ada ma nt reite ration s tha t she was unce rtain a s to th e tim e
of the offense, the proof at trial indicated that the crime could have occurred any where between
9:00 p.m. and 12:00 a.m. Although not argued by the appellant on appeal, a variance existed
betw een the m otion and t he pr oof. H owe ver, a varia nce in a cr imin al cas e is on ly fatal w here it is
mate rial and pre judicial to the d efenda nt. State v. Richardson, 875 S.W.2d 671 (Tenn. Crim. App.
1993). A variance between the proof and the pleadings is not material where the variance is not
of a cha racter wh ich would have m isled a def endan t at the trial. State v. Tu rnbill , 640 S.W.2d 40,
48 (Tenn. Crim. App. 1982) (citations omitted). The appellant, in the present case, makes no
assertion that he was in any way prejudiced by the State’s proof regarding the time of the
offenses. Moreover, the appellant presented an alibi defense which encompassed a time span
betw een 9:00 p.m . and 12:4 5 a.m . W e can not c onc lude t hat th e var ianc e bet wee n the State ’s
motion and the proof at trial in anyway impaired the appellant’s defense or constitutional
guaran tees to a fa ir trial.
18
her two perpetrators from a photo line-up and she gave a description of the
vehicle, which matched that of the appellant’s car. Additionally, the jury was
required to resolve the conflict between the State’s proof, which placed the
appellant in Newbern, Dyer County, at 12:30 a.m., and the defense proof which
placed the appellant in Ridgely, Lake County, at the same time.
The determination of the weight and credibility of the testimony of
witnesses and reconciliation of conflicts in that testimony are matters entrusted
exclusively to the trier of fact, and not this court. State v. Sheffield, 676 S.W.2d
542, 547 (Tenn. 1984); Byrge v. State, 575 S.W.2d 292 (Tenn. Crim. App. 1978).
Like any other fact at trial, an alibi defense presents an issue of fact
determinable by the jury. Cole v. State, 215 S.W.2d 824 (Tenn. 1949); Smith v.
State, 566 S.W.2d 553, 556 (Tenn. Crim. App. 1978). Likewise, the credibility of
eyewitness testimony identifying the accused as the perpetrator of the criminal
offense for which he stands trial is a question of fact for the determination of the
jury upon consideration of all competent proof. Strickland, 885 S.W.2d 85, 87
(Tenn. Crim. App. 1993) (citing State v. Crawford, 635 S.W.2d 704, 705 (Tenn.
Crim. App. 1982)); see also State v. Williams, 623 S.W.2d 118, 120 (Tenn.
Crim. App. 1981). Despite the numerous conflicts within the proof at trial, as the
arbiters of the credibility of the witnesses, the jury chose to accredit the
testimony of the State’s witnesses and reject the claims of the appellant. The
appellant has had his day in court. This court may not reevaluate the evidence
or substitute its inferences for those drawn by the trier of fact from the evidence.
State v. Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978); Farmer v. State, 574
S.W.2d 49, 51 (Tenn. Crim. App. 1978); State v. Grace, 493 S.W.2d 474, 476
(Tenn. 1973). A conviction may only be set aside when the reviewing court finds
that the evidence is insufficient to support the finding of the trier of fact. Tenn. R.
App. P. 13(e).
19
When there is a challenge to the verdict based upon the sufficiency of the
evidence, this court must review the evidence in the light most favorable to the
prosecution and determine whether "any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt." Jackson v.
Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789 (1979); State v. Cazes, 875
S.W.2d 253, 259 (Tenn. 1994); Tenn. R. App. P. 13(e). A guilty verdict
accredits the testimony of the witnesses for the State, and a presumption of guilt
replaces the presumption of innocence. Grace, 493 S.W.2d at 476. Guilt may
be predicated upon direct evidence, circumstantial evidence, or a combination of
direct and circumstantial evidence. State v. Carey, 914 S.W.2d 93, 95 (Tenn.
Crim. App. 1995). Moreover, the appellant bears the burden of proving that the
evidence is insufficient to support the jury verdict in his case. State v. Tuggle,
639 S.W.2d 913, 914 (Tenn. 1992).
In the light most favorable to the State, the proof at trial revealed that, on
November 1, 1994, between 8:30 p.m. and 9:30 p.m., Barbara Noel was walking
home after leaving her boyfriend's residence. After several attempts at
hitchhiking, she was eventually given a ride by the appellant and John Turner.
However, instead of driving Ms. Noel home as promised, the appellant drove to a
secluded area, despite Ms. Noel's pleas to be released. During the drive, she
was threatened with physical harm. The appellant got into the backseat of the
car with the victim, ordered Turner out of the car, and then, with force, sexually
penetrated Ms. Noel. See Tenn. Code Ann. § 39-13-503. Ms. Noel testified that
the appellant used a blue condom which he had obtained from her purse. After
the appellant raped Ms. Noel, he exited the car and began discussing plans to
further harm her. The victim was then driven to another location, where she was
released.
Aggravated kidnapping is "false imprisonment . . . committed (1) to
20
facilitate the commission of any felony or flight thereafter." Tenn. Code Ann. §
39-13-304 (1990). The evidence presented at trial established that the appellant
knowingly removed and confined the victim by transporting her to a secluded
area in order to commit the crime of rape. After the rape was successfully
completed, the appellant drove the victim to another location where she was
ultimately released. We conclude that the evidence is sufficient beyond a
reasonable doubt to support a conviction for aggravated kidnapping.
The State sought to enhance the offense of rape through proof that the
appellant was aided or abetted by co-defendant Turner. See Tenn. Code Ann.
§ 39-13-502(3)(A) (1992 Supp.). 16 As we have previously determined that the
elements of rape have been proven, the only question under our sufficiency
analysis is whether the facts establish that the appellant’s commission of the
rape was aided or abetted by co-defendant Turner.
In this regard, we note that, at the joint trial, the jury found co-defendant
Turner guilty of aggravated rape in that he aided or attempted to aid the
appellant in the commission of the rape. However, at the hearing on Turner’s
motion for new trial, the trial court, finding the evidence insufficient, entered a
judgment of acquittal as to Turner’s conviction for aggravated rape.17
Notwithstanding the trial court’s ruling that Turner’s conduct of aiding and
abetting was legally insufficient to support his conviction for aggravated rape, this
ruling does not preclude our review as to whether the appellant was “aided or
abetted” by Turner, thereby permitting enhancement of the appellant’s conviction
from rape to that of aggravated rape. Accordingly, we return to the sufficiency
16
Aggra vated rap e is the “un lawful sex ual pene tration of a vic tim by the d efenda nt . . .
accompanied by . . . (3) The defendant was aided or abetted by one or more other persons; and
(A) force or coercion was used to accomplish the act.” Tenn. Code Ann. 39-13-502.
17
The trial court’s order recites the thirteenth juror rule as its authority for entry of the
judgment of acquittal. The thirteenth juror rule, Tenn. R. Crim. P. 33(f), extends only to the weight
of the evidence and if granted results only in a new trial. It is distinguished from Rule 29(c), which
gove rns th e suf ficien cy of th e evid enc e and if gran ted, re sults in a jud gm ent o f acq uittal.
21
analysis.
The proof establishes that John Turner was present and in a position to
aid and assist his co-defendant at all times during the commission of the rape.
In addition to his presence, his actions consisted of the following: After the
victim entered the appellant's vehicle, the co-defendant Turner began
questioning the victim about the kind of sex she had with her boyfriend.
Moreover, the victim testified that, after she had been raped, she overheard the
appellant and Turner discussing her fate. Specifically, the victim testified that
Turner announced, “I’ll just shoot the cow.”
More than mere presence at the crime scene and an acquaintanceship
with the perpetrator is necessary to support a finding that a person is an aider
and abettor. Essary v. State, 357 S.W.2d 342 (Tenn. 1962); see also People v.
Rockwell, 470 N.W.2d 673 (Mich. App. 1991); State v. Brumley, No. 89-P-2092
(Ohio App. 11 dist. Mar. 29, 1996). Moreover, mere knowledge that a crime is
being committed and the failure to prevent it does not amount to aiding and
abetting. But, presence alone is enough if presence is intended to assist the
perpetrator in the commission of the offense. See 1 F.Wharton, Criminal Law §
114 at 60 (1978).
For Turner to aid or abet the appellant, it was unnecessary that he share
the criminal intent of the perpetrator to commit the rape. However, he must
have knowingly intended to assist, encourage, or facilitate the design of the
criminal actor. Thus, there must be some evidence tending to show that the
alleged aider and abettor, by word or deed, gave active encouragement to the
perpetrator of the rape or, by his conduct, made it known to such perpetrator that
he was standing by to lend assistance when and if it should become necessary.
See Flippen v. State, 365 S.W.2d 895 (Tenn. 1963); see also State v. Penland,
22
472 S.E.2d 734, 743 (N.C. 1996), cert. denied, -- U.S. --, 117 S.Ct. 781 (1997).
The aider must, therefore, in some way "associate himself with the venture,
participate in it as in something that he wishes to bring about, and seek by his
actions to make it succeed." United States v. Peoni, 100 F.2d 401, 402 (2d Cir.
1938), quoted with approval in, Nye & Nissan v. United States, 336 U.S. 613,
619, 69 S.Ct. 766, 770 (1949). Thus, although his intent to assist the perpetrator
may be proven by circumstantial evidence and need not be demonstrated by
express actions, the evidence must support the conclusion that the aider's
presence lent support and encouragement to his companion(s).
Whether or not a person present at the scene of the crime aided and
abetted the perpetrator of the offense is a question of fact to be determined by
the jury. The answer of which depends on circumstances surrounding his
presence and his conduct before, during, and after the commission of the rape.
In the instant case, we conclude that John Turner's instigation of the victim's
sexual preferences before the rape, his presence at the crime scene, and his
threat of harm afterward encouraged the appellant's commission of the offense.
Moreover, we find that Turner’s presence created, in the mind of the victim, an
atmosphere of intimidation and a greater threat of harm. Accordingly, we
conclude that the evidence is sufficient for a rational trier of fact to find the
appellant guilty beyond a reasonable doubt. This issue is without merit.
V. Conclusion
After a review of the issues presented by the appellant and the applicable
23
law, we conclude that there are no errors of law requiring a reversal of the trial
court's judgment. Accordingly, the judgment of convictions finding the appellant
guilty of aggravated rape and aggravated kidnapping are affirmed.
____________________________________
DAVID G. HAYES, Judge
CONCUR:
___________________________________
JOSEPH M. TIPTON, Judge
___________________________________
WILLIAM M. BARKER, Judge
24