State of Tennessee v. Timothy Wade Hall, Sr.

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON
FILED
OCTOBER 1996 SESSION March 26, 2008
Cecil Crowson, Jr.
Appellate Court Clerk
STATE OF TENNESSEE, )
) C.C.A. NO. 02C01-9607-CC-00211
Appellee, )
) MADISON COUNTY
VS. )
) HON. FRANKLIN MURCHISON,
TIMOTHY WADE HALL, SR., ) JUDGE
)
Appellant. ) (Attempted second-degree murder;
aggravated assault)
FOR THE APPELLANT: FOR THE APPELLEE:
GEORGE MORTON GOOGE CHARLES W. BURSON
Public Defender Attorney General & Reporter
227 W. Baltimore
Jackson, TN 38301 WILLIAM DAVID BRIDGERS
(On Appeal) Asst. Attorney General
450 James Robertson Pkwy.
PAMELA J. DREWERY Nashville, TN 37243-0493
Asst. Public Defender
227 W. Baltimore JERRY WOODALL
Jackson, TN 38301 District Attorney General
(At Trial)
DON ALLEN
Asst. District Attorney General
P.O. Box 2825
Jackson, TN 38302
OPINION FILED:____________________
AFFIRMED IN PART;
REVERSED IN PART.
JOHN H. PEAY,
Judge
OPINION
The defendant was convicted by a jury of attempt to commit second-degree
murder and aggravated assault. After a hearing, he was sentenced to twelve years on
the attempt offense and eight years on the assault offense, to run concurrently. In this
appeal as of right, the defendant argues that his two convictions must be merged; that
the trial court erred in denying his motion for mistrial; and that his sentence is excessive.
Finding merit in the first of these issues, we reverse and dismiss the defendant’s
conviction for aggravated assault. We otherwise affirm the judgment below.
The victim in this case, Elizabeth Webb, was the mother of the defendant's
two children. At the time of the offenses, November 8, 1994, the defendant and victim
had been living together for about a month. On the morning in question, the victim was
sleeping on the couch. She awoke to find the defendant at her head, shocking her by
holding bare wires in an extension cord to her neck. The victim testified that the
defendant had shocked her approximately six times, causing her to be too weak to be
able to get up and away. She testified that, while he had been attacking her, he told her,
"Didn't I tell you I was going to kill you if I found out?" Eventually, the victim rolled off the
couch. The defendant then ordered her into the bathroom to take a bath. She testified
that, as she had reached the bathroom, she saw the tub full of water and a plugged-in
radio nearby. She testified that the tub had not been full of water, nor the radio in that
position, when she lay down on the couch. She further testified that she had thought the
defendant intended to throw the radio into the tub after she got in it, thereby electrocuting
her. For that reason, she refused to get into the bathtub and eventually talked the
defendant into calming down.
The defendant's conduct caused a deep burn to the victim's neck, for which
she sought medical treatment. She testified that it had also caused her to cough up
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blood, bleed from her nose and mouth, and to have bad stomach pain. The victim also
testified that the defendant had threatened to kill her approximately a week and a half
earlier.
In his first issue, the defendant contends that his two convictions should be
merged, and the aggravated assault conviction dismissed, under State v. Anthony, 817
S.W.2d 299 (Tenn. 1991). However, in light of our Supreme Court’s recent decision in
State v. Denton, ___ S.W.2d ___ (Tenn. 1996), an analysis under Anthony is
unnecessary.
In State v. Denton, our Supreme Court extended double jeopardy protection
under the Tennessee Constitution beyond that provided by the federal constitution.1 That
is, while multiple convictions for a single criminal action may be permitted by the federal
constitution under Blockburger v. United States, 284 U.S. 299 (1932), the result may be
different under the Tennessee Constitution. In order to determine whether multiple
convictions for a single criminal action which violates two distinct statutes is permissible
under Tennessee law, we must now go beyond the “Blockburger test” and engage in the
following four prong inquiry: “(1) a Blockburger analysis of the statutory offenses; (2) an
analysis, guided by the principles of Duchac [v. State, 505 S.W.2d 237 (Tenn. 1973)], of
the evidence used to prove the offenses; (3) a consideration of whether there were
multiple victims or discrete acts; and (4) a comparison of the purposes of the respective
statutes.” Denton, ___ S.W.2d at ___. Morover, we are to keep in mind that “[n]one of
these steps is determinative; rather, the results of each must be weighed and considered
in relation to each other.” Id.
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The double jeopardy clause of the Tennessee Constitution provides “[t]hat no person shall, for
the sam e offence, be twice put in jeopardy of life or lim b.” Tenn. Const., Art. I, Sec. 10. Sim ilarly, the
United States Constitution provides “nor shall any person be subject for the sam e offense to be twice put
in jeopardy of life or lim b.” U. S. Const., Am dt. 5.
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The “Blockburger test” requires us to compare the statutory elements of the
offenses of attempted second-degree murder and aggravated assault. See Blockburger
v. United States, 284 U.S. 299, 304 (1932). If each statutory provision setting forth the
offense requires proof of an additional fact which the other does not, then the two
offenses are not the same for federal double jeopardy protection purposes. Id.
Second-degree murder is defined as "A knowing killing of another." T.C.A.
§ 39-13-210 (1991). Attempted second-degree murder is committed when the accused
knowingly acts with the intent to cause the killing and believes his conduct will cause the
death without further action, or knowingly acts with the intent to cause the death, under
the circumstances surrounding the conduct as he believes them to be, and the conduct
constitutes a substantial step toward the commission of the offense. T.C.A.
§ 39-12-101(a)(2), (3) (1991). Aggravated assault is an assault committed intentionally,
knowingly or recklessly and which causes serious bodily injury to the victim or is
committed by the use of a deadly weapon. T.C.A. § 39-13-102(a)(1) (1994 Supp). Thus,
attempted second-degree murder requires an intent to kill; aggravated assault does not.
Aggravated assault requires an assault with a deadly weapon, or an assault which
causes serious bodily injury. Attempted second-degree murder requires neither.
Therefore, the two offenses at issue in this case “pass” the Blockburger test.
However, the evidence used to prove both offenses in this case is the
same: the defendant’s repeatedly shocking the victim with the electrical cord. And while
each specific shock was a discrete act, each was part of a single attack upon a single
victim: analagous to multiple stabbings or multiple gunshots. Therefore, the principles
of Duchac are met because the evidence used to prove the offenses was the same.
Moreover, the purposes of the statutes prohibiting attempted murder and aggravated
assault are the same: to prevent physical attacks upon persons. Weighing the results of
each of the four prongs of the entire inquiry, we hold that the defendant’s convictions for
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attempted second-degree murder and aggravated assault are the “same” for double
jeopardy purposes under our Constitution. As our Supreme Court stated in Denton, “[i]t
is unreasonable to assume that the legislature intended that a defendant who commits
one assault on a single victim be convicted of both aggravated assault and attempted
homicide.” ___ S.W.2d at ___. Accordingly, we reverse the defendant’s conviction for
aggravated assault and dismiss that charge.
In his next issue, the defendant contends that the trial court erred when it
denied his motion for mistrial. The defendant had moved for a mistrial after the victim
testified about the defendant having been at the workhouse. Specifically, after being
asked on direct if the defendant had been living with her, she responded, "Yeah, when
he came from the penal farm, yes. Yes, he did." Upon denying the defendant's motion,
the trial court instructed the jury,
Ladies and gentlemen, you are not -- you are to consider that
[the defendant] here hasn't had any previous problems with
the law before. Some reference has been made about him
being at the workhouse, but you are to consider that if he's
been incarcerated, it's been on these very charges that you
are trying him for. As you know, it has already been brought
out that he was arrested.
While we agree with the defendant that this instruction was less than perfect
in that it told the jury to consider his prior incarceration to have been pursuant to an arrest
for a crime he hadn't yet committed, we think it was effective insofar as it required the jury
to assume that the defendant had no prior criminal record. Juries are presumed to follow
their instructions. State v. Blackmon, 701 S.W.2d 228, 233 (Tenn. Crim. App. 1985).
Moreover, unlike the case in State v. Braden, 874 S.W.2d 624 (Tenn. Crim. App 1993),
on which the defendant relies, this comment by the judge did not indicate to the jury that
the defendant was presently in custody. Thus, the defendant's constitutional right to the
"physical indicia of innocence," Kennedy v. Cardwell, 487 F.2d 101, 104 (6th Cir. 1973),
was not compromised.
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The decision of whether to grant a mistrial is trusted to the sound discretion
of the trial court, and we will not overturn that decision absent an abuse of that discretion.
State v. Millbrooks, 819 S.W.2d 441, 443 (Tenn. Crim. App. 1991). "Generally, a mistrial
will be declared in a criminal case only when there is a 'manifest necessity' requiring such
action by the trial judge." Id. (citation omitted). No such manifest necessity existed in the
instant case. Accordingly, we find no abuse of discretion. This issue is therefore without
merit.
Lastly, the defendant contends that his twelve year sentence on the
attempted murder conviction is excessive. Because the offense is a Class B felony,
T.C.A. §§ 39-12-107(a) (1991) and 39-13-210(b) (1991), and because the defendant was
found to be a Range I standard offender with respect to this conviction, this was the
maximum sentence available. T.C.A. § 40-35-112 (1990). In imposing this sentence, the
trial court applied a single enhancement factor: the defendant's prior criminal history,
which the court described as "extensive."2 It also considered the nature of the offense.
The trial court found no mitigating factors.
When a defendant complains of his or her sentence, we must conduct a de
novo review with a presumption of correctness. T.C.A. § 40-35-401(d). The burden of
showing that the sentence is improper is upon the appealing party. T.C.A.
§ 40-35-401(d) Sentencing Commission Comments. This presumption, however, “is
conditioned upon the affirmative showing in the record that the trial court considered the
sentencing principles and all relevant facts and circumstances.” State v. Ashby, 823
S.W.2d 166, 169 (Tenn. 1991).
A portion of the Sentencing Reform Act of 1989, codified at T.C.A.
2
The defendant's prior crim inal record included four felony convictions and num erous
m isdem eanor offenses, including two sim ple assaults.
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§ 40-35-210, established a number of specific procedures to be followed in sentencing.
This section mandates the court’s consideration of the following:
(1) The evidence, if any, received at the trial and the
sentencing hearing; (2) [t]he presentence report; (3) [t]he
principles of sentencing and arguments as to sentencing
alternatives; (4) [t]he nature and characteristics of the criminal
conduct involved; (5) [e]vidence and information offered by
the parties on the enhancement and mitigating factors in
§§ 40-35-113 and 40-35-114; and (6) [a]ny statement the
defendant wishes to make in his own behalf about sentencing.
T.C.A. § 40-35-210.
In addition, this section provides that the minimum sentence within the range
is the presumptive sentence for B felonies. If there are enhancing and mitigating factors,
the court must start at the minimum sentence in the range and enhance the sentence as
appropriate for the enhancement factors and then reduce the sentence within the range
as appropriate for the mitigating factors. If there are no mitigating factors, the court may
set the sentence above the minimum in that range but still within the range. The weight
to be given each factor is left to the discretion of the trial judge. State v. Shelton, 854
S.W.2d 116, 123 (Tenn. Crim. App. 1992).
The Act further provides that “[w]henever the court imposes a sentence, it
shall place on the record either orally or in writing, what enhancement or mitigating factors
it found, if any, as well as findings of fact as required by § 40-35-209.” T.C.A.
§ 40-35-210(f) (emphasis added). Because of the importance of enhancing and mitigating
factors under the sentencing guidelines, even the absence of these factors must be
recorded if none are found. T.C.A. § 40-35-210 comment. These findings by the trial
judge must be recorded in order to allow an adequate review on appeal.
Although the trial court stated that it was applying only one enhancement
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factor, it also specifically found "[e]xceptional cruelty [to be] there[.]" The court did not
apply this factor, stating, "I think it is built into the offense." We respectfully disagree with
the court below. The enhancement factor dealing with exceptional cruelty applies where
"[t]he defendant treated or allowed a victim to be treated with exceptional cruelty during
the commission of the offense." T.C.A. § 40-35-114(5) (1994 Supp). This conduct is not
an element of attempted second-degree murder. See T.C.A. §§ 39-12-101; 39-13-210
(1991). Thus, it may properly be considered as an enhancement factor in the commission
of this offense. We also note that a third enhancement factor is properly applicable in this
case, because the personal injuries inflicted on the victim were “particularly great.” T.C.A.
§ 40-35-114(6) (1994 Supp).
Where three enhancement factors apply, and no mitigating factors, the
maximum sentence is appropriate. The defendant has not carried his burden of proving
that the sentence is improper. Accordingly, we affirm the defendant's sentence on the
attempted murder conviction.
For the reasons set forth above, the defendant’s conviction for aggravated
assault is reversed and the charge dismissed. The judgment below is otherwise affirmed.
__________________________________
JOHN H. PEAY, Judge
CONCUR:
______________________________
PAUL G. SUMMERS, Judge
______________________________
DAVID G. HAYES, Judge
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