State v. Chris Wilson a/k/a Calvin Clark

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
August 1999 Session
STATE OF TENNESSEE v. CHRIS WILSON A/K/A CALVIN CLARK
Direct Appeal from the Circuit Court for Montgomery County
No. 39138, John H. Gasaway, III, Judge
No. M1998-00395-CCA-R3-CD - Filed September 28, 2000
Following a “best interest” plea to one count of aggravated burglary, the appellant was sentenced to
a term of five years in the Department of Correction. On appeal, he challenges (1) the length of the
sentence and (2) the imposition of a sentence of total confinement. After review, we affirm.
Tenn. R. App. P. 3; Judgment of the Circuit Court is affirmed.
DAVID G. HAYES, J., delivered the opinion of the court, in which JOE G. RILEY, J. and L. T.
LAFFERTY, SR.J., joined.
Fred W. Love, Asst. Public Defender, Clarksville, TN 37040, for the appellant, Chris Wilson a/k/a
Calvin Clark.
Paul G. Summers, Attorney General and Reporter, Michael Moore, Solicitor General,Clinton J.
Morgan, Assistant Attorney General, John Wesley Carney, Jr., District Attorney General, and C.
Daniel Brollier, Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
The appellant, Chris Wilson a/k/a Calvin Clark,1 entered an Alford or “best interest” plea in
the Montgomery County Circuit Court to one count of aggravated burglary, a class C felony. At the
sentencing hearing, the trial court imposed a five year sentence in the Tennessee Department of
Correction. Defense counsel originally submitted an Anders brief asserting that counsel’s
examination of the record reveals no meritorious issues for appellate review. A panel of this court
found counsel’s attempt at an Anders brief inadequate and ordered the filing of an advocate’s brief
1
It appears fro m the style of th e briefs and all of the documents in the record, with the exception of the
indictment, tha t the appellan t's correct name is Kelvin J. C lark. The a ppellant, however, was indicted under the name
“Chris Wilson a/k/a Calvin Clark.” It is the policy of this court to style cases according to the name in the formal
charging instru ment.
on the merits.2 Upon the filing of an advocate’s brief, counsel preserved two issues for this court’s
de novo review: (1) the length of the sentence and (2) the imposition of a sentence of total
confinement.
After review of the record before this court, we affirm the sentencing decision of the trial
court.
Background
The sentencing issues raised in part by the appellant, i.e., the appellant’s role in the
commission of the offense and the overall nature and circumstances of the aggravated burglary, are
typically submitted to this court in the form of a transcribed guilty plea. In this case, our review is
substantially frustrated by the appellant’s failure to include within the record this relevant
information. If the appellate record is inadequate, the reviewing court must presume that the trial
court ruled correctly. State v. Ivy, 868 S.W.2d 724, 728 (Tenn. Crim. App. 1993).
We are provided, however, with the trial court’s thorough findings of fact from the
sentencing hearing:
. . . The presentence report reveals, in part, the following information. That Mr.
Clark is 21 years of age. . . . His criminal history . . . is as follows: At the age of 16
he was convicted of theft of property in Vernon Parish, Louisiana and placed on
juvenile probation. The date of the conviction was December 3, ‘92. In fact, there
were several adjudications that day . . . they were as follows: Vandalism,
unauthorized use of a vehicle and apparently there were three convictions of
unauthorized use of a vehicle. Three adjudications I should say. Before that
December 3rd, 1992 date, there is also a juvenile court, Vernon Parish, Louisiana
adjudication dated November 18, ‘92 adjudicating Mr. Clark guilty of vandalism.
That shows juvenile probation as well. After he was placed on juvenile probation in
December of ‘92 he next was convicted at the age of 18 in the Montgomery County
Circuit Court . . . Tennessee. He was convicted on March 8th, ‘95 of evading arrest,
failing to carry a license on his person . . . . He received a sentence of 11 months, 29
days, on evading arrest. And he was also convicted in Montgomery County . . . of
joy riding and he received a sentence of 11 months, 29 days, which was probated.
And the date of that conviction was January 5th, ‘96. He received a sentence of 11
months and 29 days, which was probated. He was also or next convicted in
Davidson County of . . . two crimes. And the crime for which he’s being sentenced
2
See generally State v. Chris Wilson a/k/a Calvin Clark, No. 01C01-9807-CC-00284 (Tenn. Crim. App. at
Nashville, Mar. 20 , 2000); State v. Chris Wilson a/k/a Calvin Clark, No. 01C01-9807-CC-00284 (Tenn. Crim. App. at
Nashville, D ec. 8, 199 9); State v. Chris W ilson a/k/a Ca lvin Clark, No. 01C01-9807-CC-00284 (Tenn. Crim. App. at
Nashville, Aug. 5, 1999).
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to is a crime of aggravated burglary that occurred on February 1997. So according
to the record here, he received a three year sentence in Davidson County commencing
effective April 26, ‘95. And as I said, the judgment form shows that was a sentence
ordered to be served at the regional work house. The offense date of the aggravated
burglary that he’s being sentenced for today occurred February 1997 which would
have been within that three year period. So he was either on probation or on some
work release status at the time this aggravated burglary was committed. . . . the Court
is mindful and has considered to what extent confinement may be necessary to
protect society by restraining a defendant who has a long history of criminal conduct.
And the Court does find that he has a long history of criminal conduct. The Court
has also considered whether confinement is necessary to avoid depreciating the
seriousness of the offense or whether confinement is particularly suited to provide
an effective deterrence to others who may be likely to commit similar offenses. The
Court has also considered whether there have been measures less restrictive than
confinement which have frequently or currently been used unsuccessfully. The Court
is also mindful of whether there is a potential or lack of potential for rehabilitation,
given the history of this defendant. . . .
. . .The Court finds that [the defendant has a previous history of criminal convictions
or criminal behavior in addition to those necessary to establish the appropriate range]
and will give it the weight to which it is entitled. In this case, the defendant is to be
treated as a range one standard offender and given the criminal history in the
presentence report. The Court finds that subsection one applies. The State maintains
that subsection 13 applies, that is a felony was committed while the defendant was
on some form of release status, if such release is from a prior felony conviction. He
was . . . convicted of two felonies [reckless endangerment and fraudulent use of a
credit card] on April 26, ‘95 in Davidson County. Two class E felonies which were
to be served consecutively for an effective three year sentence. And so at the time
this offense, the subject offense, was committed, which was February 1997 . . . it was
committed at a point in time within that three year sentence. So he was either on
probation or a work release or some type of release into the community. So the court
finds that number 13 does indeed apply.
...
The defendant next argues that subsection three applies, that substantial grounds
extending to excuse or justify the defendant’s criminal conduct, though failing to
establish a defense. There is no evidence to support that contention and the Court
finds that it does not apply.
The defense next argues that subsection four applies. That is, the defendant played
a minor role in the commission of the offense. The court is without any evidence to
that affect and the Court finds that does not apply. . . . Here is a young man who, at
the time he was 18, soon to be 19, he had already been convicted of theft of property,
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vandalism, unauthorized use of a vehicle, multiple counts, another adjudication of
vandalism, a conviction for evading arrest, joy riding, reckless endangerment,
fraudulent use of a credit card, he may have been young chronologically speaking,
but in terms of criminal knowledge he was sophisticated. The Court finds [this
factor] does not apply. So the presumptive sentence for a range one, class C felony
of aggravated burglary is three years. Considering the . . . enhancing factors as well
as the mitigating factors . . . . The Court affixes his actual sentence of five years and
orders him to serve it at TDOC.
Analysis
Appellate review of a sentence is de novo with a presumption that the determinations made
by the sentencing court are correct. Tenn. Code Ann. § 40-35-401(d) (1997). This presumption only
applies, however, if the record shows that the trial court properly considered relevant sentencing
principles. State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). In the present case, the record
supports application of the presumption. Moreover, the burden is upon the appellant to show that
the sentence imposed is improper. Sentencing Commission Comments, Tenn. Code Ann. § 40-35-
401.
A. Length of Sentence
The appellant contends that his conviction for the offense of aggravated burglary does not
warrant a sentence of five years. The record reflects that the trial court applied three enhancement
factors and one mitigating factor. Specifically, the trial court found the following enhancement
factors:
(1) The defendant has a previous history of criminal convictions or criminal behavior
in addition to those necessary to establish the appropriate range;
(13) The felony was committed while on any of the following forms of release status
if such release is from a prior felony conviction: (C) Probation; (D) Work release;
and
(20) The defendant was adjudicated to have committed a delinquent act or acts as a
juvenile that would constitute a felony if committed by an adult.
Tenn. Code Ann. § 40-35-114(1), -114(13), -114(20) (1997). Additionally, the trial court applied
mitigating factor (1)
(1) The defendant’s criminal conduct neither caused nor threatened serious bodily
injury.
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Tenn. Code Ann. § 40-35-113(1) (1997). Although the appellant concedes application of
enhancement factor (1), he asserts that the record fails to support the application of factors (13) and
(20). With reference to the trial court’s application of factor (13), we have previously noted the
firmly established rule which places the burden upon the appellant to establish the impropriety of
a sentencing ruling. The appellant has asked us to find facts regarding sentence expiration dates that
are not included in the record. We decline to engage in conjecture or speculation as to non-existent
facts. In the absence of proof to the contrary, the findings of the trial court are presumed correct.
Based upon these sentencing principles, we see no reason to disturb the trial court’s application of
factor (13).
The appellant also challenges application of factor (20), the defendant was adjudicated to
have committed delinquent acts as a juvenile which would constitute a felony if committed by an
adult. The appellant contends that his juvenile adjudications were for the offenses of vandalism,
unauthorized use of a vehicle and theft. Moreover, the adjudications took place in Louisiana and not
Tennessee. He argues that there is no evidence in the record to indicate whether these Louisiana
juvenile adjudications would convert to adult felonies in either Louisiana or Tennessee.3
The record reflects that following juvenile adjudications from Louisiana:
Date of Conviction Age Offense
12-03-92 16 Vandalism between $500-$1000
12-03-92 16 Unauthorized use of a vehicle
12-03-92 16 Unauthorized use of a vehicle
12-03-92 16 Unauthorized use of a vehicle
11-18-92 16 Vandalism between $500-$1000
12-03-92 16 Theft under $500
The record is silent as to the circumstances of these offenses. Generally, where the foreign conviction
is a named offense in this state, the classification of that named offense under Tennessee law will
apply. Cf. Tenn. Code Ann. § 40-35-108(b)(5)(1997). Under our penal code, the offense of
unauthorized use of a vehicle is a class A misdemeanor, see Tenn. Code Ann. § 39-14-106 (1997);
the offense of vandalism between $500-$1000 is a class E felony, see Tenn. Code Ann. §§ 39-14-
408(c)(1) (1997); 39-14-105(2) (1997); and the offense of theft under $500 is a class A
misdemeanor; Tenn. Code Ann. § 39-14-105(1). Thus, the appellant’s juvenile adjudications for the
offenses of vandalism between $500 - $1000 would have been felonies if committed as an adult.
Accordingly, the trial court did not err by applying enhancement factor (20).
Mitigating Factors
Finally, the appellant asserts that the trial court failed to apply mitigating factor (3),
substantial grounds exist tending to excuse or justify the criminal conduct, and mitigating factor (4),
3
The appellant admits that had the juven ile adjudications occurred in Tennessee, the adjud ication for vandalism
would co nstitute a class E fe lony.
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the defendant played a minor role in the commission of the offense. Again, in the absence of the
guilty plea transcript, there is no evidence in the record to support the appellant’s allegations that
“substantial grounds exist tending to excuse or justify the defendant’s criminal conduct,” Tenn.
Code Ann. § 40-35-113(3); or that “the defendant played a minor role in the commission of the
offense.” Tenn. Code Ann. § 40-35-113(4).
The appellant also contends that, because he entered a guilty plea thereby taking the first step
toward rehabilitation and by saving the State the time and expense of a trial by jury, mitigating factor
(13) should apply. Our general assembly has not expressly provided that a defendant’s sentence
should be mitigated based solely upon the defendant’s plea of guilty. In the absence of a legislative
provision so authorizing, we reject carte blanche application of this requested factor. The trial court
chose not to mitigate: the sentencing court is in a much better position to determine the defendant’s
motive for pleading guilty. Indeed, in this case, it is far from certain that the appellant’s guilty plea
was entered for the purpose of “taking the first step toward rehabilitation.” It could equally be
argued that the appellant was motivated by the fact that, under his plea agreement, a charge of rape
was reduced to sexual battery, two probation violation charges were reduced to “time served,” and
a charge of felony theft was dismissed. Accordingly, we find no error in the non-application of
mitigating factors (3),(4) and (13).
The appellant, a range I offender, was convicted of aggravated burglary, a class C felony.
The appropriate sentencing range is “not less than three (3) nor more than six (6) years.” Tenn. Code
Ann. § 40-35-112(a)(3) (1997). The trial court, after weighing and considering the enhancing and
mitigating factors, imposed a sentence of five years. Applying the presumption of correctness
afforded the trial court’s decision, we conclude , upon de novo review, that imposition of a sentence
of five years is not excessive.
B. Imposition of Total Confinement
In his final argument, the appellant contends that the trial court erred by imposing a sentence
of total confinement. The trial court denied the appellant any form of alternative sentence based
upon its finding that confinement was necessary to protect society by restraining a defendant who
has a long history of criminal conduct. See Tenn. Code Ann. § 40-35-103(1)(A) (1997). The
appellant asserts that the trial court erred by imposing a sentence of total confinement based solely
upon his prior criminal history. We disagree.
The record indicates that the appellant’s criminal history consists of six adult convictions and
six juvenile adjudications. The record is replete with evidence of numerous failed past attempts at
rehabilitation. The presentence report notes that “[the appellant] is currently on ‘escape’ status from
a Davidson County Penal Facility.” The appellant has never attempted to earn either a high school
diploma or a GED and has very minimal work experience. Thus, we conclude that confinement is
necessary to protect society by restraining a defendant who has a long history of criminal conduct
and measures less restrictive than confinement have frequently or recently been applied
unsuccessfully to the defendant. See Tenn. Code Ann. § 40-35-103(1)(A); -103(1)(C). These
factors are more than sufficient to support a sentence of total confinement. Accordingly, the record
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supports the trial court’s finding that the State presented sufficient evidence to overcome the
presumption favoring alternative sentencing.
For these reasons, the sentencing decision of the trial court is affirmed.
___________________________________
DAVID G. HAYES, JUDGE
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