Wil v. Doran, Special Judge

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT JACKSON FILED
SEPTEMBER 1995 SESSION
November 15, 1995
Cecil Crowson, Jr.
Appellate Court Clerk
PHILLIP REX SPIGHT, )
)
APPELLANT, )
) No. 02-C-01-9502-CR-00034
)
) Shelby County
v. )
) Wil V. Doran, Special Judge
)
) (Post-Conviction Relief)
STATE OF TENNESSEE, )
)
APPELLEE. )
FOR THE APPELLANT: FOR THE APPELLEE:
Arthur E. Quinn Charles W. Burson
Attorney at Law Attorney General & Reporter
860 Ridge Lake Blvd., Suite 360 450 James Robertson Parkway
Memphis, TN 38120 Nashville, TN 37243-0493
Sharon S. Selby
Assistant Attorney General
450 James Robertson Parkway
Nashville, TN 37243-0493
John W. Pierotti
District Attorney General
201 Poplar Avenue, Third Floor
Memphis, TN 38103
Karen Cook
Assistant District Attorney General
201 Poplar Avenue, Third Floor
Memphis, TN 38103
OPINION FILED:___________________________________
AFFIRMED
Joe B. Jones, Judge
OPINION
The appellant, Phillip "Rex" Spight, appeals as of right from a judgment of the trial
court denying his suit for post-conviction relief. The trial court found that (a) the appellant
received the constitutionally mandated assistance of counsel prior to trial, during trial, and
in the appellate courts and (b) the Supreme Court's decision in State v. Brown, 836 S.W.2d
530 (Tenn. 1992), is not to be applied retroactively.
Two issues are presented for review. The appellant poses the issues in the
following manner:
I. Whether the evidence preponderates against the trial
court's finding that the petitioner was rendered effective
assistance of counsel as set forth in the case of Baxter v.
Rose, 523 S.W.2d 930 (Tenn. 1975).
II. With regard to the issues raised by the case of State v.
Brown, 836 S.W.2d 530 (Tenn. 1992), whether there was
sufficient evidence upon which to sustain a conviction for first
degree murder and whether trial counsel was ineffective for
failure to properly raise issues supported by the Brown case.
The judgment of the trial court is affirmed.
The appellant was tried for and convicted of murder in the first degree. The state
sought the imposition of a death sentence. The jury sentenced the appellant to life in the
Department of Correction. He subsequently appealed as of right to this Court. His
conviction was affirmed. State v. Phillip Spight, Shelby County No. 71 (Tenn. Crim. App.,
Jackson, July 31, 1991). The Supreme Court denied the appellant's application for
permission to appeal on December 2, 1991.
The present suit was filed in the trial court on November 22, 1993. The appellant
amended his pleadings on January 10, 1994. The state filed a response. The trial court
conducted an evidentiary hearing on June 2, 1994. The trial court filed extensive findings
of fact and conclusions of law on September 1, 1994, with the order denying the relief
sought.
1
I.
When a petitioner in a suit for post-conviction relief is granted an evidentiary hearing
to ventilate the grounds raised in his petition, the trial court's findings of fact are afforded
the weight of a jury verdict. Consequently, this Court is bound by the facts found by the
trial court unless the evidence contained in the record preponderates against the judgment
entered in the cause.1
Where, as here, the petitioner seeks to vitiate a conviction on the ground that trial
counsel were ineffective in their representation, the petitioner must establish by a
preponderance of the evidence (a) the services rendered or advice given by counsel fell
below "the range of competence demanded of attorneys in criminal cases,"2 and (b) the
unprofessional conduct or errors of counsel "actually had an adverse effect on the
defense."3 In determining whether an accused has been denied his constitutional right to
the effective assistance of counsel, an appellate court is bound by certain well-established
standards. First, the standard created by the Tennessee Supreme Court in Baxter v.
Rose4 does not require perfect representation.5 Second, it is not this Court's function to
"second guess" trial counsel's tactical and strategic choices pertaining to matters of
defense unless these choices are made without knowledge of the relevant facts or the law
applicable to the issue.6 As the Supreme Court said in Hellard v. State: "[T]he defense
1
Teague v. State, 772 S.W.2d 932, 933-34 (Tenn. Crim. App. 1988), cert. denied
493 U.S. 874, 110 S. Ct. 210, 107 L. Ed. 2d 163 (1989); Brooks v. State, 756 S.W.2d 288,
289-90 (Tenn. Crim. App.), per. app. denied (Tenn. 1988); Vermilye v. State, 754 S.W.2d
82, 84 (Tenn. Crim. App.), per. app. denied (Tenn. 1987).
2
Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975).
3
Strickland v. Washington, 466 U.S. 668, 693, 104 S. Ct. 2052, 2067, 80 L. Ed. 2d
674, 697 (1984). The Strickland standards were adopted by the Tennessee Supreme
Court in State v. Melson, 772 S.W.2d 417, 419 (Tenn. 1989), cert. denied, 493 U.S. 874,
110 S. Ct. 211, 107 L. Ed. 2d 164 (1989). Prior to Melson, this Court adopted the Strickland
standards in numerous cases. See Best v. State, 708 S.W.2d 421, 422 (Tenn. Crim. App.
1985), per. app. denied (Tenn. 1986), one of the first cases to apply Strickland.
4
523 S.W.2d 930 (Tenn. 1975).
5
Hellard v. State, 629 S.W.2d 4, 9 (Tenn. 1982).
6
Hellard, 629 S.W.2d at 9; State v. Swanson, 680 S.W.2d 487, 490 (Tenn. Crim.
App.), per. app. denied (Tenn. 1984); McBee v. State, 655 S.W.2d 191, 193 (Tenn. Crim.
App.), per. app. denied (Tenn. 1983).
2
attorney's representation, when questioned, is not to be measured by '20-20' hindsight."7
Third, an accused is not deprived of the effective assistance of counsel because a different
procedure or strategy might have produced a different result.8
Since the trial court found that the appellant failed to establish he was entitled to
post-conviction relief, this Court must review the record to determine if the trial court's
findings of fact preponderate against the judgment entered in this case.9 In doing so, this
Court is bound by certain well-established rules of appellate procedure. As this Court said
in Black v. State:10
First, this Court cannot reweigh or reevaluate the evidence;
nor can [this Court] substitute [its] inferences for those drawn
by the trial [court]. Second, questions concerning the
credibility of the witnesses, the weight and value to be given
their testimony, and the factual issues raised by the evidence
are resolved by the trial [court], not this Court. Third, the
appellant has the burden in this Court of illustrating why the
evidence contained in the record preponderates against the
judgment entered by the trial [court].
With these rules in mind, this Court will proceed to determine the merits of the issues
presented for review.
II.
The appellant gave a complete statement to the police. He subsequently made two
spontaneous statements to the officers. A lawyer retained by the family obtained
information from the appellant and gave the information to the police officers investigating
the homicide. The appellant contends that he was denied his constitutional right to the
effective assistance of counsel because trial counsel failed to file and pursue a motion to
suppress the statements he made to the police and the information his lawyer gave the
7
629 S.W.2d at 9.
8
Will. v. State, 599 S.W.2d 276, 279-80 (Tenn. Crim. App.), per. app. denied
(Tenn. 1980); Long v. State, 510 S.W.2d 83, 88 (Tenn. Crim. App.), per. app. denied
(Tenn. 1974).
9
Teague, 722 S.W.2d at 933-34; Brooks, 756 S.W.2d at 289-90; Vermilye, 754
S.W.2d at 84.
10
794 S.W.2d 752, 755 (Tenn. Crim. App.),per. app. denied (Tenn. 1990).
3
police. He also contends that he was entitled to have any evidence derived from the
statements suppressed.
The body of Felix L. Clanton, Jr., was discovered at 2:35 p.m., on the afternoon of
April 16, 1989. The investigation conducted by the Memphis Police Department revealed
that the appellant had recently lived with the victim. When the appellant moved out, he
gave the victim a check drawn on a closed bank account for his share of the rent. The
investigating officers found a note written by the victim to the appellant. The note stated
that if the appellant did not make the bad check good within a given number of days, the
victim would obtain a warrant for the appellant's arrest and have him arrested. It also
stated the victim had recalculated the amount due and set forth the actual amount owed.
The officers found a screen missing from the victim's bedroom window. It was
surmised that this was the manner by which the murderer obtained entry into the
apartment. A fingerprint comparison revealed that the appellant had handled the screen.
The appellant's fingerprints were found inside the apartment. Relatives of the victim
advised officers that the victim retained the appellant's clothing and personal effects as
collateral for the amount owed by the appellant. A search of the bedroom previously
occupied by the appellant revealed that the appellant's clothing and personal effects had
been removed from the apartment.
The appellant immediately became a suspect in the murder. Homicide officers
began looking for the appellant. The officers left word with the appellant's family and
friends that he was a suspect, and they wanted to talk to him. On April 17, 1989, the
appellant contacted the officers by telephone. He waited until the officers arrived. He was
taken into custody and transported to the Memphis Police Department.
The arresting officers gave the appellant the Miranda warnings. He subsequently
gave the officers an oral statement after he arrived at the police station. The statement
was given on April 17, 1989, at 7:27 p.m. The statement concluded at 8:50 p.m. The
officers described it as an "alibi statement." The appellant stated that he had not seen the
victim since April 12, 1989. He told the officers where he had been, the people he saw,
and how he was able to travel from one location to another. In short, he accounted for his
activities during the time period the victim may have been murdered. He acknowledged
4
that he had given the victim a bad check, but denied that the victim had either written or
given him a note regarding the bad check. He also told the officers: "I had no
disagreements with Felix. He was like a father to me. We never argued."
The appellant was asked if he would give the officers "a typewritten statement
relative to the criminal homicide of your ex room mate, Felix Leroy Clanton, Jr." The
appellant stated that he would give such a statement. The appellant was again given the
Miranda warnings, and he acknowledged that he understood these warnings. The officer
subsequently asked: "Having these rights in mind, do you wish to make a statement?"
The appellant responded: "I want an Attorney now."
The officers removed the appellant from the secretary's office. While en route to
the officer's office, the appellant stated: "Wait a minute now. I want to give [a] statement.
Just don't stop -- I want to tell you about this thing. I want to give a statement." Since he
had invoked the right to counsel, the officers refused to take a statement from him. They
told the appellant that he would have to hire an attorney or have an attorney appointed to
represent him. The officers prepared the necessary "paper work" and took the appellant
to the jail.
It is the policy of the Memphis Police Department to advise a suspect in person that
he or she is being charged with a serious felony. On April 20, 1989, at 3:30 p.m., Sergeant
Bobby G. Garner took the appellant from the jail to his office in the Homicide Bureau. The
following colloquy occurred between Sergeant Garner and the appellant:
Q. Phillip, it is my duty as a police officer to advise you that I
am going to charge you with First Degree Murder.
A. Sgt. Garner, I didn't kill Felix. I went over there and got my
clothes. I'm not going to jail for somebody else. I'll tell you
who killed Felix but I want my lawyer with me when I tell you.
Q. Do you have a lawyer?
A. No, but I'm gonna call my mother and get her to get me one.
Sergeant Garner permitted the appellant to call his mother. He was then taken back to the
jail.
The appellant's mother hired an attorney to represent him. The lawyer met privately
with the appellant in the Homicide Bureau. The appellant advised the lawyer that he and
5
Lawrence Woods went to the victim's apartment to obtain his clothing and personal effects.
According to the appellant, Woods began stabbing the victim while the appellant was in
another room. The appellant attempted to get Woods to stop. He stated that he did not
participate in the murder or procure Woods to kill the victim. The lawyer advised the
officers that Lawrence Woods was the person who killed the victim, not the appellant. This
conversation took place in front of the appellant. He did not complain or otherwise
remonstrate when the attorney related this information.
When the officers had difficulty locating a Lawrence Woods, they asked the
appellant's attorney if he would see if the appellant had additional information regarding
Woods. It appears that Woods's first name was Larz, not Lawrence, and the appellant
gave the attorney a physical description of Woods as well as additional information. The
lawyer relayed this information to the officers. They discovered that Woods had a juvenile
record. Information obtained from the juvenile court authorities led to the arrest of Larz
Woods.
A.
In the landmark case of Miranda v. Arizona,11 the United States Supreme Court,
noting the "inherent pressures of the interrogation atmosphere,"12 formulated warnings that
must be given to a suspect before the commencement of custodial interrogation. Miranda
requires law enforcement officers to warn a suspect "in clear and unequivocal terms" that
(a) "he has the right to remain silent,"13 (b) "anything said can and will be used against
[him] in court,"14 (c) he has "the right to consult with a lawyer and to have the lawyer with
him during interrogation,"15 and (d) if "indigent a lawyer will be appointed to represent
11
384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
12
Miranda, 384 U.S. at 468, 86 S.Ct. at 1624, 16 L.Ed.2d at 720.
13
384 U.S. at 468, 86 S.Ct. at 1624, 16 L.Ed.2d at 720.
14
Miranda, 384 U.S. at 469, 86 S.Ct. at 1625, 16 L.Ed.2d at 720-21.
15
Miranda, 384 U.S. at 471, 86 S.Ct. at 1626, 16 L.Ed.2d at 723.
6
him."16
The purpose of the Miranda warnings is clear. First, the suspect is informed of the
privilege against self-incrimination. Second, the suspect is informed of the consequences
of waiving his privilege against self-incrimination. Third, the suspect is informed that he
has a right to consult with a lawyer before being interrogated, and, if desired, to have the
lawyer present during the interrogation.
The holding in Miranda is limited to "custodial interrogations."17 The Court defined
the phrase "custodial interrogation" as "questioning initiated by law enforcement officers
after a person has been taken into custody or otherwise deprived of his freedom of action
in any significant way."18 A person is "in custody" within the meaning of Miranda if there
has been "a 'formal arrest or restraint on freedom of movement' of the degree associated
with a formal arrest."19 The Court has refused to extend Miranda to non-custodial
interrogations.20
There is "no talismanic incantation . . . required to satisfy [Miranda's] strictures."21
However, the actual warnings given to the suspect must be a "fully effective equivalent" of
the Miranda warnings.22
16
Miranda, 384 U.S. at 473, 86 S.Ct. at 1627, 16 L.Ed.2d at 723.
17
See Stansbury v. California, 511 U.S. _____, 114 S. Ct. 1526, 128 L. Ed. 2d 293(1994); Minnesota v. Murphy, 465 U.S. 420, 104 S. Ct. 1136, 79 L. Ed. 2d 409 (1984);
California v. Beheler, 463 U.S. 1121, 103 S. Ct. 3517, 77 L. Ed. 2d 1275 (1983); Oregon v.
Mathiason, 429 U.S. 492, 97 S. Ct. 711, 50 L. Ed. 2d 714 (1977); Beckwith v. United States,
425 U.S. 341, 96 S. Ct. 1612, 48 L. Ed. 2d 1 (1976); State v. Smith, 868 S.W.2d 561 (Tenn.
1993); State v. Brown, 836 S.W.2d 530 (Tenn. 1992); State v. House, 743 S.W.2d 141(Tenn. 1937), cert. denied, 498 U.S. 912, 111 S. Ct. 284, 112 L. Ed. 2d 239 (1990); State
v. Davis, 735 S.W.2d 854 (Tenn. Crim. App.), per. app. denied (Tenn. 1987); State v.
Stapleton, 638 S.W.2d 850 (Tenn. Crim. App.), per. app. denied (Tenn. 1982).
18
Miranda, 384 U.S. at 444, 86 S.Ct. at 1612, 16 L.Ed.2d at 706.
19
Beheler, 463 U.S. at 1125, 103 S.Ct. at 3520, 77 L.Ed.2d at 1279 (quoting
Mathiason, 429 U.S. at 495, 97 S.Ct. at 714, 50 L.Ed.2d at 719).
20
See Beckwith, 425 U.S. 341, 96 S. Ct. 1612, 48 L. Ed. 2d 1 (1976) (an accused was
not entitled to the Miranda warnings when special agents of the Internal Revenue Service
questioned Beckwith in the dining room of his home).
21
California v. Prysock, 453 U.S. 355, 359, 101 S. Ct. 2806, 2809, 69 L. Ed. 2d 696,
701 (1981).
22
Prysock, 453 U.S. at 359-60, 101 S.Ct. at 2809, 69 L.Ed.2d at 701; see also
Duckworth v. Eagan, 492 U.S. 195, 202, 109 S. Ct. 2875, 2880, 106 L. Ed. 2d 166, 176
(1989).
7
B.
When a suspect clearly articulates23 during custodial interrogation that he wishes
to invoke the privilege against self-incrimination24 or the right to counsel,25 the officers
conducting the interrogation must stop questioning the suspect.26 As the United States
Supreme Court said in Miranda:
If . . . [the suspect] indicates in any manner and at any stage
of the process that he wishes to consult with an attorney
before speaking there can be no questioning. Likewise, if the
individual is alone and indicates in any manner that he does
not wish to be interrogated, the police may not question him.
The mere fact that he may have answered some questions or
volunteered some statements on his own does not deprive him
of the right to refrain from answering any further inquiries until
he has consulted with an attorney and thereafter consents to
be questioned.27
In this case, the appellant invoked the right to consult with counsel or have counsel
present before being interrogated. The officers honored this right by ceasing the
interrogation. When the appellant attempted to talk to the officers after invoking this right,
the officers refused to talk with him until he was represented by counsel. The officers did
not attempt to interrogate the appellant thereafter. When counsel was retained by the
appellant's family to represent him, the officers directed all of their inquiries to counsel, not
the appellant. The appellant did not complain or remonstrate when he heard the lawyer
relaying the information to the officers.
C.
23
Davis v. United States, 512 U.S. _____, 114 S. Ct. 2350, 2355, 129 L. Ed. 2d 362,
371-72 (1994).
24
See Edwards v. Arizona, 451 U.S. 477, 101 S. Ct. 1880, 68 L. Ed. 2d 378 (1981).
25
See Minnick v. Mississippi, 498 U.S. 146, 111 S. Ct. 486, 491, 112 L. Ed. 2d 489,
497-98 (1990); Edwards, supra; State v. Tidwell, 775 S.W.2d 379, 386-87 (Tenn. Crim.
App.), per. app. denied (Tenn. 1989).
26
Miranda, 384 U.S. at 444-45, 86 S.Ct. at 1612, 16 L.Ed.2d at 707.
27
384 U.S. at 444-45, 86 S.Ct. at 1612, 16 L.Ed.2d at 707.
8
If a suspect initiates contact with a law enforcement officer after invoking the right
to confer with and have counsel present, the law enforcement officer may converse with
the suspect.28 What the suspect tells the officer is admissible as evidence if it is
established at the suppression hearing that (a) the accused initiated the contact with the
officer and (b) the waiver is knowingly and intelligently made.29
Volunteered, spontaneous statements made by a suspect are also admissible as
evidence if not the product of interrogation.30 In Miranda v. Arizona, the United States
Supreme Court said that "[v]olunteered statements of any kind are not barred by the Fifth
Amendment and their admissibility is not affected by our holding today."31
The statements introduced into evidence were clearly spontaneous, volunteered
statements. They were not the product of interrogation as the appellant contends.
Moreover, Sergeant Garner testified that he had no intention of questioning the appellant
on April 20th. He continued to honor the appellant's invocation of the right to confer with
counsel and have counsel present. Moreover, no information was obtained from the
28
Oregon v. Bradshaw, 462 U.S. 1039, 1044, 103 S. Ct. 2830, 2834, 77 L. Ed. 2d 405,
411-12 (1983); State v. Claybrook, 736 S.W.2d 95, 103 (Tenn. 1987); see Smith v. Illinois,
469 U.S. 91, 95, 105 S. Ct. 490, 492, 83 L. Ed. 2d 488, 493-94 (1984); Edwards, 451 U.S.
at 485, 101 S.Ct. at 1885, 68 L.Ed.2d at 386; Tidwell, 775 S.W.2d at 386-87.
29
Bradshaw, 462 U.S. at 1044, 103 S.Ct. at 2834, 77 L.Ed.2d at 411-12; Tidwell, 775
S.W.2d at 386.
30
Miranda, 384 U.S. at 478, 86 S.Ct. at 1630, 16 L.Ed.2d at 726; State v. Hurley,
876 S.W.2d 57, 65-6 (Tenn. 1993), cert. denied ____ U.S. ____, 115 S. Ct. 328, 130
L. Ed. 2d 287 (1994); State v. McNish, 727 S.W.2d 490, 496 (Tenn), cert. denied, 484 U.S.
873, 108 S. Ct. 210, 98 L. Ed. 2d 161 (1987); State v. Luellen, 867 S.W.2d 736, 739 (Tenn.
Crim. App. 1992); State v. Brown, 664 S.W.2d 318, 321 (Tenn. Crim. App. 1983), per. app.
denied (Tenn. 1984); State v. Chavis, 617 S.W.2d 903, 905-06 (Tenn. Crim. App., 1980),
per. app. denied (Tenn. 1981); State v. James Rines, Cocke County No. 03-C-01-9204-
CR-00115 (Tenn. Crim. App., Knoxville, January 13, 1993), per. app. denied (Tenn. 1993);
State v. Harrison Dale Harville, Hamblen County No. 03-C-01-9110-CR-00337 (Tenn. Crim.
App, Knoxville, March 31, 1992), per. app. denied (Tenn. 1992); State v. Larry Fields,
Fayette County No. 11 (Tenn. Crim. App., Jackson, March 20, 1991) per. app. denied
(Tenn. 1991); State v. Simon Nelson, Madison County No. 2 (Tenn. Crim. App., Jackson,
April 25, 1990), per. app. denied (Tenn. 1990); State v. David Jerome Williams, Knox
County No. 1146 (Tenn. Crim. App., Knoxville, January 25, 1988); State v. B. R. Russell
and David Russell, Loudon No. 62, 63 (Tenn. Crim. App., Knoxville, September 15, 1987),
per. app. denied (Tenn. 1987); State v. Roscoe Leonard Perry, Hamilton County No. 987
(Tenn. Crim. App., Knoxville, April 14, 1987), per. app. denied (Tenn. 1987); State v.
Charles Blankenship, Sullivan County No. 727 (Tenn. Crim. App., Knoxville, March 23,
1987); State v. James Eddie Sherrill, Loudon County No. 59 (Tenn. Crim. App., Knoxville,
December 15, 1986). See Oregon v. Bradshaw, 462 U.S. 1039, 103 S. Ct. 2830, 77
L. Ed. 2d 405 (1983).
31
384 U.S. at 478, 86 S.Ct. at 1630, 16 L.Ed.2d at 726.
9
appellant between the time he invoked the right to counsel and counsel conferred with him.
On each occasion that the officers desired information, the inquiries were directed to
appellant's counsel, not the appellant, and the information was relayed through counsel.
D.
The appellant is not entitled to relief on this ground. He has failed to establish that
his lawyers rendered ineffective assistance of counsel or that he was prejudiced by their
representation. The appellant told his attorneys that he freely and voluntarily made the
statements attributed to him. The appellant did not refute this fact at the evidentiary
hearing. His testimony was marked with such answers as "I don't know," "I can't recall,"
and "I'm relying on my lawyer."
The defense attorneys stated that they did not move to suppress the statements for
two reasons. First, there was no basis in fact or law to have the statements suppressed.
Second, the attorneys wanted the statements to come into evidence because the
statements supported the appellant's theory that Woods killed the victim. The alibi
statement was not introduced into evidence.
The trial court could reasonably conclude that the appellant made the statements
in question in an effort to clothe himself in innocence while casting the blame for the
murder on his friend, Woods. This formed the core of his defense. He testified against the
advice of counsel. He related to the jury that he was in another room when he apparently
heard Woods kill the victim. He went into the bedroom, saw Woods cutting the victim's
throat and stabbing the victim's chest, and he made a concerted effort to pull Woods away
from the victim. In the end, the appellant's scheme to cast the blame on Woods backfired.
Woods, a co-defendant, testified as a prosecution witness.
This issue is without merit.
III.
10
The appellant poses the second issue in terms of ineffective assistance of counsel.
However, the appellant also challenges the sufficiency of the evidence and the sufficiency
of the instruction given by the trial court on the issues of premeditation and deliberation.
He argues that this Court should determine whether the evidence was sufficient to support
his conviction of murder in the first degree, grant him relief on the basis of the instruction
given by the trial court, and find that counsel rendered ineffective assistance of counsel
because they did not challenge the instruction or offer a special request.
A.
There are two reasons why the appellant is not entitled to relief based on the
sufficiency of the evidence in this case. First, the appellant raised this issue on direct
appeal and this Court ruled upon the merits of the issue. Therefore, this issue has been
previously determined within the meaning of Tenn. Code Ann. §§ 40-30-111 and -112.
Second, as a general rule, a petitioner is not entitled to relitigate the sufficiency of the
evidence in a post-conviction proceeding.32
This subissue is clearly without merit.
32
Long v. State, 510 S.W.2d 83, 86 (Tenn. Crim. App.), cert. denied (Tenn. 1974);
Gant v. State, 507 S.W.2d 133, 137 (Tenn. Crim. App.), cert. denied (Tenn. 1974); Ray v.
State, 489 S.W.2d 849, 851 (Tenn. Crim. App.), cert. denied (Tenn. 1972); Parton v. State,
483 S.W.2d 753, 755 (Tenn. Crim. App.), cert. denied (Tenn. 1972).
11
B.
There are also two reasons why the appellant is not entitled to relief based on the
Supreme Court's decision in State v. Brown.33 Brown did not create a constitutional right
and it is not to be applied retroactively.
First, the appellant was not entitled to litigate this issue based upon the facts of this
case. Tenn. Code Ann. § 40-30-105 states:
Relief under this chapter shall be granted when the conviction
or sentence is void or voidable because of the abridgement in
any way of any right guaranteed by the constitution of this state
or the Constitution of the United States, including a right that
was not recognized as existing at the time of trial if either
constitution requires retrospective application of that right.
Brown did not create a new constitutional right.34 In John Wayne Slate v. State, a panel
of this Court, addressing the same issue now before this Court, stated: "[T]he mere fact
that such an instruction has been abandoned as confusing does not necessarily mean that
its previous use equated with a due process violation rendering a first degree murder
conviction void. That is, trial errors may occur which could result in a reversal on direct
appeal but which do not implicate the fundamental rights which are of concern in a post-
conviction proceeding."35
In the recent case of Overton v. State,36 the petitioner contended that he was denied
his constitutional right to the effective assistance of counsel because counsel failed to
object to an erroneous instruction given by the trial court in an aggravated rape
prosecution. The trial court instructed the jury on the offense of aggravated rape as it then
existed, rather than the offense that existed when the crime was committed. There was
a difference in the elements of the two offenses. In holding that the petitioner was not
33
836 S.W.2d 530 (Tenn. 1992).
34
John Wayne Slate v. State, Sevier County No. 03-C-01-9201-CR-00014 (Tenn.
Crim. App., Knoxville, April 27, 1994), app. denied, concurring in results only (Tenn. 1994).
35
John Wayne Slate v. State, Sevier County No. 03-C-01-9201-CR-00014, slip op.
at 8. Slate was followed in Stephen Michael Bell v. State, Davidson County No. 01-C-01-
9304-CR-00130 (Tenn. Crim. App., Nashville, August 4, 1994), slip op. at 5-6.
36
874 S.W.2d 6 (Tenn. 1994).
12
entitled to post-conviction relief based on this error, the Supreme Court said:
Although this instruction may well have constituted reversible
error in this case, we agree with the Court of Criminal Appeals
that it is not a cognizable ground for relief in a post-conviction
petition. Relief may be granted on a post-conviction petition
only when the sentence or conviction is void or voidable
because it contravenes a state or federal constitutional right of
the defendant. Tenn. Code Ann. § 40-30-105; State v. Neal,
810 S.W.2d 131 (Tenn. 1991). Moreover, to allow every error
committed by the trial court to be recast in a post-conviction
petition as an ineffective assistance of counsel allegation
would be to subvert the limited purposes of the post-conviction
procedure.37
In summary, this Court holds that the jury instruction given in this case, although
condemned in Brown, did not per se raise a constitutional issue in the context of this case.
Thus, the appellant is not entitled to relief based on this violation.
Second, the rule announced in Brown is to be applied prospectively -- not
retrospectively as the appellant contends. This Court has held in numerous direct appeals
of conviction, as well as post-conviction appeals, that Brown is to be applied
prospectively.38 The Supreme Court has denied the petitioner's application for permission
to appeal in practically every case. The appellant acknowledges that this is the rule.
However, he has made an effort to convince this Court that the rule should be otherwise.
The doctrine of stare decisis requires that this Court follow the unwavering prior precedent.
This subissue is without merit.
37
874 S.W.2d at 11-12.
38
See, for example, Richard Caldwell v. State, Madison County No. 02-C-01-9405-
CC-00099 (Tenn. Crim. App., Jackson, December 28, 1994); Rodney Bernard Bibbs v.
State, Shelby County No. 02-C-01-9303-CR-00037 (Tenn. Crim. App., Jackson, August
31, 1994), per. app. denied (Tenn. 1994); Stephen Michael Bell, Davidson County No. 01-
C-01-9304-CR-00130 (Tenn. Crim. App., Nashville, August 4, 1994); State v. Joe Nathan
Person, Madison County No. 02-C-01-9205-CC-00106 (Tenn. Crim. App., Jackson,
September 29, 1993), per. app. denied (Tenn. 1994); State v. William Paul Roberson,
Putnam County No. 01-C-01-9206-CC-00200 (Tenn. Crim. App., Nashville, February 25,
1993), per. app. denied (Tenn.1993); State v. David Lee Richards, Hamilton County No.
03-C-01-9207-CR-00230 (Tenn. Crim. App., Knoxville, March 23, 1993), per. app. denied
(Tenn. 1993); State v. Clonte J. Thomas, Shelby County No. 02-C-01-9112-CR-00262
(Tenn. Crim. App., Jackson, January 27, 1993), per. app. denied, concurring in results only
(Tenn. 1993); State v. Willie Bacon, Jr., Hamilton County No. 1164 (Tenn. Crim. App.,
Knoxville, August 4, 1992), per. app. denied (Tenn. 1992).
13
C.
Finally, the appellant claims that he was denied his constitutional right to the
effective assistance of counsel because counsel failed to object to the trial court's
instruction regarding premeditation and deliberation. He predicates this argument on the
holding in Brown. There are three reasons why the appellant cannot prevail on this issue.
First, counsel were not ineffective for failing to object to the instruction given by the
trial court. The instruction had been given in first degree murder cases for years. It was
part of the Tennessee Jury Pattern Instructions on first degree murder. The trial court
would have given the instruction even if there had been an objection to the instruction.
Furthermore, trial counsel were not visionaries. It was impossible for them to foresee that
approximately three years later the Tennessee Supreme Court would hold that the "split
second" instruction was improper.
Second, the Supreme Court's decision in Overton v. State39 is applicable to this
case. While it is possible that either this Court or the Supreme Court may have reached
the same conclusion as Brown and reversed his conviction, the failure to object to the
instruction does not equate to a valid ineffective assistance claim.
Third, the appellant contended that he was not guilty for the reason hereinabove set
forth. In other words, he gambled that the jury would believe him. An argument that he
might be guilty of a lesser included offense would have weakened or undermined his
argument of innocence. The instruction did not impact upon this defense.
This subissue is also without merit.
_____________________________________
JOE B. JONES, JUDGE
CONCUR:
39
874 S.W.2d 6 (Tenn. 1994).
14
_______________________________________
JOSEPH M. TIPTON, JUDGE
________________________________________
JOHN K. BYERS, SENIOR JUDGE
15