Raymond Arthur Klein v. State of Tennessee

10/31/2018
IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs August 28, 2018
RAYMOND ARTHUR KLEIN v. STATE OF TENNESSEE
Appeal from the Circuit Court for Montgomery County
No. 41400576 William R. Goodman III, Judge
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No. M2018-00155-CCA-R3-PC
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Petitioner, Raymond Arthur Klein, appeals the denial of his petition for post-conviction
relief from his conviction for aggravated sexual battery. On appeal, Petitioner argues that
he received ineffective assistance of counsel. After thorough review, we determine that
Petitioner has failed to prove that trial counsel’s performance was deficient and affirm the
judgment of the post-conviction court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
TIMOTHY L. EASTER, J., delivered the opinion of the court, in which THOMAS T.
WOODALL and CAMILLE R. MCMULLEN, JJ., joined.
Gregory D. Smith, Clarksville, Tennessee, for the appellant, Raymond Arthur Klein.
Herbert H. Slatery III, Attorney General and Reporter; Ronald L. Coleman, Assistant
Attorney General; John W. Carney, District Attorney General; and Kimberly Lund,
Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
Petitioner was charged with one count of aggravated sexual battery for luring the
victim into his bedroom and inappropriately touching her. State v. Raymond A. Klein,
No. M2014-02340-CCA-R3-CD, 2016 WL 493248, at *1 (Tenn. Crim. App. Feb. 9,
2016), perm. app. denied (Tenn. June 23, 2016). The victim was a minor child who often
played with Petitioner’s daughter. Id. At trial, the victim testified about Petitioner’s
actions, and Petitioner was convicted as charged by a jury. Id. at *1-2. Petitioner was
sentenced to nine years of incarceration, to be served at 100%. This Court affirmed
Petitioner’s convictions on direct appeal. Id. at *1. Subsequently, Petitioner filed a
petition for post-conviction relief, and the post-conviction court held a hearing on the
matter.
At the post-conviction hearing, Petitioner testified that he met with trial counsel
only one time in preparation for trial. This was a “video visit” that Petitioner described
as lasting only fifteen minutes. He recalled that during the meeting, trial counsel focused
on explaining legal terms and that they did not spend much time talking about the case.
In total, Petitioner said that trial counsel met with him “three or four” times and that each
meeting was less than half an hour. However, Petitioner claimed that they only spoke
about the facts of his case for “about five, ten-minutes.” He said that they talked about
the videotaped interview of the victim, but Petitioner did not get to see the videotape
prior to trial. Petitioner said, “We were supposed to prepare, talk about the discovery
pack more than we did.” Petitioner claimed he only received a portion of his discovery.
“Every time I tried calling [trial counsel,] he never answered,” said Petitioner. He
received two letters from trial counsel, but Petitioner said trial counsel never responded to
the letter that Petitioner wrote to him. Petitioner was incarcerated from the time that he
was taken into custody until trial, approximately two years. According to Petitioner, trial
counsel admitted after trial that “if he wasn’t appointed [to] so many cases the outcome
might have been different; he would have been able to put more time into [Petitioner’s]
case and see [Petitioner] as he should have.”
Petitioner asked trial counsel to “check in” on some character references that had
known the victim and the victim’s mother longer than Petitioner. Petitioner believed that
one of the witnesses would testify that at some point, Petitioner’s ex-wife had hired the
witness to hit her and make it look like Petitioner had assaulted her. Petitioner stated that
his ex-wife was best friends with the victim’s mother. Also, Petitioner asked trial counsel
to contact his former employer. Petitioner proposed that his former employer had been
present for “several arguments” between Petitioner and his ex-wife and that he could
have proven that some of Petitioner’s ex-wife’s allegations of infidelity were untrue. As
far as Petitioner knew, trial counsel never contacted those individuals.
Petitioner also said, “I wasn’t prepared at all to testify and he had me called up.”
However, Petitioner admitted during cross-examination that he chose to testify of his own
free will.
Trial counsel testified that he had served in two different public defender’s offices
but that he represented Petitioner during a period of his career when he was in private
practice. He recalled meeting with Petitioner “somewhere between six and [a] dozen
times” over the course of his two-year representation. He recalled the length of the
meetings varying from ten minutes to forty-five minutes, depending on the nature of the
meeting. Trial counsel remembered that Petitioner told his side of the story to him during
their discussions, and they developed a case theory. Trial counsel also communicated a
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plea offer from the State to Petitioner, but Petitioner rejected the offer. Trial counsel
recalled the majority of his meetings with Petitioner were face-to-face. Trial counsel
gave Petitioner the complete copy of the discovery packet except for the discs that
contained the video because Petitioner would have no way of playing them. When it
came to playing the video for Petitioner, trial counsel said, “I believe we would have, but
I don’t have a distinctive memory of showing him that.”
Trial counsel recalled a discussion about Petitioner’s ex-wife setting him up, but
trial counsel did not recall a discussion about a witness who had been paid to hit
Petitioner’s ex-wife. Trial counsel also did not remember a discussion about Petitioner’s
former employer being called as a witness. Trial counsel did not recall telling Petitioner
he wished he could have had more time to prepare for the case.
After the hearing, the post-conviction court denied relief in a written order and
found that trial counsel’s representation was not deficient.
Analysis
Petitioner claims that trial counsel rendered ineffective assistance of counsel
because he failed to adequately meet with Petitioner and prepare for trial.1 The State
disagrees and argues that Petitioner has failed to show that trial counsel was ineffective in
his investigation or preparation. We agree with the State.
Post-conviction relief is available for any conviction or sentence that is “void or
voidable because of the abridgment of any right guaranteed by the Constitution of
Tennessee or the Constitution of the United States.” T.C.A. § 40-30-103. In order to
prevail in a claim for post-conviction relief, a petitioner must prove his or her factual
allegations by clear and convincing evidence. T.C.A. § 40-30-110(f); Momon v. State, 18
S.W.3d 152, 156 (Tenn. 1999). “Evidence is clear and convincing when there is no
serious or substantial doubt about the correctness of the conclusions drawn from the
evidence.” Hicks v. State, 983 S.W.2d 240, 245 (Tenn. Crim. App. 1998). On appeal, a
post-conviction court’s findings of fact are conclusive unless the evidence preponderates
otherwise. Vaughn v. State, 202 S.W.3d 106, 115 (Tenn. 2006). Accordingly, questions
concerning witness credibility, the weight and value to be given to testimony, and the
factual issues raised by the evidence are to be resolved by the post-conviction court, and
an appellate court may not substitute its own inferences for those drawn by the post-
conviction court. State v. Honeycutt, 54 S.W.3d 762, 766-67 (Tenn. 2001). However,
the post-conviction court’s conclusions of law and application of the law to the facts are
1
Petitioner alleged other deficiencies at the post-conviction hearing, but because those alleged
deficiencies were not brought up on appeal, they are waived. See Tenn. R. Ct. Crim. App. 10(b) (stating
“Issues which are not supported by argument, citation to authorities, or appropriate references to the
record will be treated as waived by this court.”); State v. Thomas, 158 S.W.3d 361, 393 (Tenn. 2005).
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reviewed under a purely de novo standard, with no presumption of correctness. Fields v.
State, 40 S.W.3d 450, 458 (Tenn. 2001).
Both the Sixth Amendment to the Constitution of the United States and article I,
section 9 of the Tennessee Constitution guarantee the right of an accused to the effective
assistance of counsel. See Davidson v. State, 453 S.W.3d 386, 392–93 (Tenn. 2014). In
order to sustain a claim of ineffective assistance of counsel, a petitioner must demonstrate
that counsel’s representation fell below the range of competence demanded of attorneys
in criminal cases. Baxter v. Rose, 523 S.W.2d 930, 936 (Tenn. 1975). Under the two
prong test established by Strickland v. Washington, 466 U.S. 668, 687 (1984), a petitioner
must prove that counsel’s performance was deficient and that the deficiency prejudiced
the defense. See State v. Taylor, 968 S.W.2d 900, 905 (Tenn. Crim. App. 1997) (noting
that the same standard for determining ineffective assistance of counsel applied in federal
cases also applies in Tennessee). Because a petitioner must establish both elements in
order to prevail on a claim of ineffective assistance of counsel, “failure to prove either
deficient performance or resulting prejudice provides a sufficient basis to deny relief on
the claim.” Henley v. State, 960 S.W.2d 572, 580 (Tenn. 1997). “Indeed, a court need
not address the components in any particular order or even address both if the [petitioner]
makes an insufficient showing of one component.” Goad v. State, 938 S.W.2d 363, 370
(Tenn. 1996) (citing Strickland, 466 U.S. at 697). Whether a petitioner has been denied
the effective assistance of counsel presents a mixed question of law and fact. State v.
Burns, 6 S.W.3d 453, 461 (Tenn. 1999). This Court will review the post-conviction
court’s findings of fact “under a de novo standard, accompanied with a presumption that
those findings are correct unless the preponderance of the evidence is otherwise.” Fields
v. State, 40 S.W.3d 450, 458 (Tenn. 2001) (citing Tenn. R. App. P. 13(d); Henley, 960
S.W.2d at 578).
The test for deficient performance is whether counsel’s acts or omissions fell
below an objective standard of reasonableness under prevailing professional norms.
Strickland, 466 U.S. at 688; Henley, 960 S.W.2d at 579. This Court must evaluate the
questionable conduct from the attorney’s perspective at the time, Hellard v. State, 629
S.W.2d 4, 9 (Tenn. 1982), and “should indulge a strong presumption that counsel’s
conduct falls within the wide range of reasonable professional assistance.” Burns, 6
S.W.3d at 462. This Court will not use hindsight to second-guess a reasonable trial
strategy, even if a different procedure or strategy might have produced a different result.
See Adkins v. State, 911 S.W.2d 334, 347 (Tenn. Crim. App. 1994); Williams v. State,
599 S.W.2d 276, 279-80 (Tenn. Crim. App. 1980). However, this deference to the
tactical decisions of trial counsel is dependent upon a showing that the decisions were
made after adequate preparation. Cooper v. State, 847 S.W.2d 521, 528 (Tenn. Crim.
App. 1992).
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Even if a petitioner shows that counsel’s representation was deficient, the
petitioner must also satisfy the prejudice prong of the Strickland test in order to obtain
relief. The question is “whether counsel’s deficient performance renders the result of the
trial unreliable or the proceeding fundamentally unfair.” Lockhart v. Fretwell, 506 U.S.
364, 372 (1993). A petitioner must show that there is a reasonable probability “sufficient
to undermine confidence in the outcome” that, “but for counsel’s unprofessional errors,
the result of the proceeding would have been different.” Burns, 6 S.W.3d at 463 (quoting
Strickland, 466 U.S. at 694). “An error by counsel, even if professionally unreasonable,
does not warrant setting aside the judgment of a criminal proceeding if the error had no
effect on the judgment.” Id. (quoting Strickland, 466 U.S. at 691).
Petitioner’s entire argument on appeal is centered on one statement that Petitioner
attributes to trial counsel. Petitioner claims trial counsel said that “if he wasn’t appointed
[to] so many cases the outcome might have been different; he would have been able to
put more time into [Petitioner’s] case and see [Petitioner] as he should have.” Petitioner
wrongly claims that this statement was not disputed. When he was asked if he had made
a statement along those lines, trial counsel said that he could not recall making any such
statement.
The post-conviction court’s finding that there was no deficient performance
implicitly accredits trial counsel’s recollection of meeting with Petitioner six to twelve
times during his representation. Trial counsel also recalled developing a case theory
while speaking with Petitioner and providing Petitioner with the entire discovery packet
with the exception of discs that Petitioner would have been unable to play while
incarcerated. Petitioner testified that he wanted more communication from trial counsel,
but Petitioner’s desire for more communication does not mean that trial counsel was
deficient. Petitioner was unable to point to any part of the trial proceeding that illustrated
that trial counsel was unprepared. Petitioner also said that he was not prepared to testify
but admitted that he did so willingly. He points to no specific part of his testimony
showing a lack of preparation for his testifying. Without more, we must hold that
Petitioner has failed to prove that trial counsel was deficient. In light of our
determination that trial counsel was not deficient, we need not conduct further analysis.
See Goad, 938 S.W.2d at 370 (citing Strickland, 466 U.S. at 697).
Conclusion
For the aforementioned reasons, the judgment of the post-conviction court is
affirmed.
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TIMOTHY L. EASTER, JUDGE
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