State v. Haney

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE FILED
MAY 1997 SESSION
September 10, 1997
Cecil Crowson, Jr.
Appellate C ourt Clerk
STATE OF TENNESSEE, )
)
APPELLEE, )
) No. 03-C-01-9612-CC-00449
)
) Cocke County
v. )
) Rex Henry Ogle, Judge
)
) (Sale of Cocaine and Simple
) Possession of Marijuana)
LATHANIEL HANEY, )
)
APPELLANT. )
FOR THE APPELLANT: FOR THE APPELLEE:
Susanna L. Thomas John Knox Walkup
Assistant Public Defender Attorney General & Reporter
102 Mims Avenue 500 Charlotte Avenue
Newport, TN 37821-3614 Nashville, TN 37243-0497
OF COUNSEL: Marvin E. Clements, Jr.
Assistant Attorney General
Edwin C. Miller 450 James Robertson Parkway
District Public Defender Nashville, TN 37243-0493
P.O. Box 416
Dandridge, TN 37725 Alfred C. Schmutzer, Jr.
District Attorney General
125 Court Avenue, Suite 301E
Sevierville, TN 37862
Charles E. Atchley, Jr.
Assistant District Attorney General
125 Court Avenue, Suite 301E
Sevierville, TN 37862
OPINION FILED:_____________________________
AFFIRMED
Joe B. Jones, Presiding Judge
OPINION
The appellant, Lathaniel Haney (defendant), was convicted of five (5) counts of
selling cocaine, a Class B felony, two counts of selling cocaine, a Class C felony, and
simple possession of marijuana, a Class A misdemeanor, by a jury of his peers. The trial
court found the defendant was a multiple offender and imposed the following Range II
sentences: cases 6124, 6125, 6128, 6129, and 6130, sale of cocaine, confinement for
eighteen (18) years in the Department of Correction in each case; and cases 6126 and
6127, sale of cocaine less than one-half gram, confinement for eight (8) years in the
Department of Correction in each case. In case 6123, simple possession of marijuana, the
trial court sentenced the defendant to serve eleven months and twenty-nine days in the
Cocke County Jail. The trial court ordered that the sentences in cases 6124 and 6125 are
to be served concurrently to each other and consecutively to the remaining cases for an
effective sentence of thirty-six (36) years. Two issues are presented for review. The
defendant contends the evidence is insufficient, as a matter of law, to support his
convictions; and the trial court abused its discretion by requiring him to serve two of the
sentences consecutively. After a thorough review of the record, the briefs submitted by the
parties, and the law governing the issues presented for review, it is the opinion of this Court
that the judgments of the trial court should be affirmed.
The Drug Task Force for the Fourth Judicial District commenced an investigation
into the defendant’s sale of illicit narcotics. The investigation began in December of 1993
and ended in February of 1994. The officers conducting the investigation enlisted the
assistance of Vance Hodge, who had previously been convicted in the federal district court
for his involvement with illicit narcotics.
On December 14, 1993, Hodge was en route to the defendant’s home when he saw
the defendant in Newport. They stopped and chatted. The defendant told Hodge he was
going to the store. He asked Hodge to meet him at his home later in the day. Hodge
purchased .5 grams of crack cocaine from the defendant for $200 on this date. This
transaction, like the other transactions, took place at the defendant’s residence.
Hodge made the following additional purchases of crack cocaine from the defendant
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at his residence:
1) December 30, 1993, .7 grams of crack cocaine for $200;
2) January 5, 1994, .8 grams of crack cocaine for $200;
3) January 12, 1994, .3 grams of crack cocaine (dollar amount unknown);
4) January 19, 1994, 1.8 grams of crack cocaine for $600;
5) January 24, 1994, .6 grams of crack cocaine for $400; and
6) February 12, 1994, .4 grams of crack cocaine for $200.
Each of these transactions was recorded. The audio recordings were introduced
into evidence and played for the benefit of the jury. The money used to purchase the
drugs was provided by the Drug Task Force.
On February 14, 1994, the officers executed a search warrant at the defendant’s
home. They found one-fourth of a pound of marijuana in the refrigerator.
I.
The defendant contends the evidence is insufficient, as a matter of law, to support
his convictions beyond a reasonable doubt. He argues the evidence establishes the
defense of justification, and, as a result, the convictions must be set aside and dismissed.
A.
When the accused challenges the sufficiency of the convicting evidence, this Court
must review the record to determine if the evidence adduced during the trial was sufficient
“to support the finding by the trier of fact of guilt beyond a reasonable doubt.” Tenn. R.
App. P. 13(e). This rule is applicable to findings of guilt based upon direct evidence,
circumstantial evidence, or a combination of direct and circumstantial evidence. State v.
Dykes, 803 S.W.2d 250, 253 (Tenn. Crim. App.), per. app. denied (Tenn. 1990).
In determining the sufficiency of the convicting evidence, this Court does not
reweigh or reevaluate the evidence. State v. Matthews, 805 S.W.2d 776, 779 (Tenn. Crim.
App.), per. app. denied (Tenn. 1990). Nor may this Court substitute its inferences for those
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drawn by the trier of fact from circumstantial evidence. Liakas v. State, 199 Tenn. 298,
305, 286 S.W.2d 856, 859, cert. denied, 352 U.S. 845, 77 S. Ct. 39, 1 L. Ed. 2d 49 (1956).
To the contrary, this Court is required to afford the State of Tennessee the strongest
legitimate view of the evidence contained in the record as well as all reasonable and
legitimate inferences which may be drawn from the evidence. State v. Cabbage, 571
S.W.2d 832, 835 (Tenn. 1978).
Questions concerning the credibility of the witnesses, the weight and value to be
given the evidence, as well as all factual issues raised by the evidence are resolved by the
trier of fact, not this Court. Cabbage, 571 S.W.2d at 835. In State v. Grace, 493 S.W.2d
474, 476 (Tenn. 1973), our Supreme Court said: “A guilty verdict by the jury, approved by
the trial judge, accredits the testimony of the witnesses for the State and resolves all
conflicts in favor of the theory of the State.”
Since a verdict of guilt removes the presumption of innocence and replaces it with
a presumption of guilt, the accused, as the appellant, has the burden in this Court of
illustrating why the evidence is insufficient to support the verdicts returned by the trier of
fact. State v. Tuggle, 639 S.W.2d 913, 914 (Tenn. 1982). This Court will not disturb a
verdict of guilt due to the sufficiency of the evidence unless the facts contained in the
record are insufficient, as a matter of law, for a rational trier of fact to find that the accused
is guilty beyond a reasonable doubt. Tuggle, 639 S.W.2d at 914.
The evidence contained in the record is more than sufficient to support a finding by
a rational trier of fact that the defendant was guilty of each offense beyond a reasonable
doubt. Tenn. R. App. P. 13(e); Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 2781, 61
L. Ed. 2d 560 (1979). The question this Court must now resolve is whether the evidence
supports a defense of justification.
B.
The defendant contends he was justified in committing the crimes in question. He
argues he was an informant for a Federal Bureau of Investigation agent, and this justified
his conduct. The State of Tennessee contends the evidence contained in the record does
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not support a defense of justification.
The defendant relies heavily upon a stipulation to support his defense. The
stipulation simply states: “The parties to this cause stipulate as follows: Lathaniel Haney
has worked as a confidential informant for the Federal Bureau of Investigation. The details
of his work are unavailable.” It appears the defense wanted this stipulation rather than call
members of the Federal Bureau of Investigation. Defense counsel told the trial judge these
individuals, agents of the Federal Bureau of Investigation, had been contacted. Part of the
testimony given by the agents would be helpful, but part of their testimony would be
damaging to the defendant.
Newport Police Officer Maurice Shults testified as a prosecution witness. He worked
with Hodge when most of the transactions in question took place. The following colloquy
took place during cross-examination:
Q. Were you aware of any association that Mr. Haney
had with the FBI?
A. I am aware of some former association, yes, ma’am.
Q. And would that be specifically with Agent Joe Mann,
who’s now retired?
A. That would be to the best of my knowledge, yes.
Q. Did you contact Agent Mann after Mr. Hodge began
working on Mr. Haney’s case?
A. I notified the FBI that we were working an
undercover operation on crack cocaine, and that Mr.
Haney was one of those person[s] who we were
buying from.
Q. And was that because of his past association?
A. I wanted them to know what we were working, and
that, I guess, out of courtesy, I wanted them to know
that someone that worked for them before was on
the other side of the list.
(emphasis added).
Tennessee Bureau of Investigation Agent Mike Finley took a statement from the
defendant on the date the search warrant was executed. He testified on direct examination
that the defendant made no mention he was a confidential informant for the Federal
Bureau of Investigation, nor did he state the sales of cocaine to Hodge were part of his
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employment as a confidential informant for the bureau.
If the evidence established the sales made by the defendant were part of his duties
as a confidential informant with the Federal Bureau of Investigation or any other law
enforcement agency, the State of Tennessee could not prosecute the defendant. The
conduct would have been justified, and such evidence would have established the defense
of justification. Tenn. Code Ann. §§ 39-11-601 and -610 (c)(2).
In this case, the record is devoid of evidence that the defendant was acting as a
confidential informant with the Federal Bureau of Investigation and his conduct in the sale
of these drugs was pursuant to the direction of an agent or other governmental official.
The record establishes the defendant formerly worked with an agent of the Federal Bureau
of Investigation, but the agent had retired. Moreover, the agents of the Federal Bureau of
Investigation were advised of the task force’s investigation of the defendant. Apparently,
no agent remonstrated or advised state authorities Haney was still working as a
confidential agent for them or his actions were a part of his duties as a confidential agent.
The jury heard the evidence as hereinabove set forth. The trial court instructed the
jury on the defense of justification. The jury by its verdicts rejected the defendant’s theory
of defense.
This issue is without merit.
II.
The defendant contends the trial court abused its discretion by ordering two of the
sentences to be served consecutively to the others. He argues the trial court used the
same grounds to determine the range, enhance the sentences within the appropriate
range, and order the sentences be served consecutively. The defendant concludes “this
Court should give greater weight to the mitigation offered by the defendant, in light of the
valuable contributions to F.B.I. prosecutions.”
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A.
When an accused challenges the length and manner of service of a sentence, it is
the duty of this Court to conduct a de novo review on the record with a presumption that
"the determinations made by the court from which the appeal is taken are correct." Tenn.
Code Ann. § 40-35-401(d). This presumption is "conditioned upon the affirmative showing
in the record that the trial court considered the sentencing principles and all relevant facts
and circumstances." State v. Ashby, 823 S.W.2d 166, 169 (Tenn. 1991). The presumption
does not apply to the legal conclusions reached by the trial court in sentencing the accused
or to the determinations made by the trial court which are predicated upon uncontroverted
facts. State v. Butler, 900 S.W.2d 305, 311 (Tenn. Crim. App. 1994); State v. Smith, 891
S.W.2d 922, 929 (Tenn. Crim. App.), per. app. denied (Tenn. 1994); State v. Bonestel,
871 S.W.2d 163, 166 (Tenn. Crim. App. 1993). However, this Court is required to give
great weight to the trial court's determination of controverted facts as the trial court's
determination of these facts is predicated upon the witnesses' demeanor and appearance
when testifying.
In conducting a de novo review of a sentence, this Court must consider (a) any
evidence received at the trial and/or sentencing hearing, (b) the presentence report, (c) the
principles of sentencing, (d) the arguments of counsel relative to sentencing alternatives,
(e) the nature and characteristics of the offense, (f) any mitigating or enhancing factors, (g)
any statements made by the accused in his own behalf, and (h) the accused's potential or
lack of potential for rehabilitation or treatment. Tenn. Code Ann. §§ 40-35-103 and -210;
State v. Scott, 735 S.W.2d 825, 829 (Tenn. Crim. App.), per. app. denied (Tenn. 1987).
The party challenging the sentences imposed by the trial court has the burden of
establishing that the sentences are erroneous. Sentencing Commission Comments to
Tenn. Code Ann. § 40-35-401; Ashby, 823 S.W.2d at 169; Butler, 900 S.W.2d at 311.
In this case, the defendant has the burden of illustrating the sentences imposed by the trial
court are erroneous.
B.
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The trial court ordered two sentences to be served consecutively. The effective
sentence imposed was thirty-six (36) years. The trial court ordered consecutive sentencing
on two grounds. First, the defendant is an offender whose record of criminal activity is
extensive. Tenn. Code Ann. § 40-35-115(b)(2). Second, the defendant was being
sentenced for offenses which occurred while he was on probation. Tenn. Code Ann. § 40-
35-115(b)(6). The trial court would have been justified in finding that the defendant was
a professional criminal who had knowingly devoted himself to criminal acts as a major
source of livelihood. Tenn. Code Ann. § 40-35-115(b)(1).
The defendant gave Agent Finley a statement outlining the people who supplied him
with illicit drugs. When the search warrant was executed at the defendant’s residence, the
officers seized several firearms, approximately 141 pounds of marijuana, several grams
of crack cocaine, and $100,283 from a brief case. The officers also seized approximately
$7,000 from five individuals who had come to the defendant’s residence while the officers
were executing the search warrant. The record is devoid of evidence that the defendant
was ever employed. He told the presentence officer he supported himself “by means of
odd jobs.” This evidence supports ground (b)(1), knowingly devoting himself to criminal
activity as a major source of his livelihood.
The defendant challenges (b)(2) and (b)(6) on separate grounds. He first argues
the trial court used (b)(2) to establish the appropriate range, enhance the punishment
within the range, and order consecutive sentencing. Similarly, the defendant argues the
fact the defendant was on probation was used to enhance the sentences within the
appropriate range.
There were enough previous convictions to establish the appropriate range as well
as to enhance the sentences within that range. This Court has previously held prior felony
convictions can be used to support consecutive sentencing notwithstanding the fact the
trial court used the convictions to enhance the sentences within the appropriate range.
See State v. Davis, 825 S.W.2d 109, 113 (Tenn. Crim. App. 1991), per. app. denied (Tenn.
1992); State v. Davis, 757 S.W.2d 11, 13 (Tenn. Crim. App.), per. app. denied (Tenn.
1987).
The same reasoning applies to the use of criminal offenses committed while on
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probation. This enhancement factor may likewise be used to support enhancement within
the appropriate range and consecutive sentencing based on the reasoning of Davis, 825
S.W.2d at 113; Davis, 757 S.W.2d at 13.
The trial court properly ordered consecutive sentencing. Because of the defendant’s
prior convictions, particularly for drug offenses, the enormity of his illicit drug business
evidenced by the quantity of drugs, the money found, and the firearms contained in his
residence, and the fact the defendant has ignored every opportunity to rehabilitate and
conform his conduct, society needs to be protected from the defendant and the illicit drugs
he has made available to the community. If released into society at an early date, there
is every indication the defendant will continue to sell illicit narcotics to any person in the
community who desires such narcotics.
This issue is without merit.
____________________________________________
JOE B. JONES, PRESIDING JUDGE
CONCUR:
______________________________________
JOSEPH M. TIPTON, JUDGE
______________________________________
CURWOOD WITT, JUDGE
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