Douglas McPherson v. Shea Ear Clinic, P.A.

IN THE COURT OF APPEALS OF TENNESSEE
AT JACKSON
Assigned On Brief February 28, 2005
DOUGLAS McPHERSON v. SHEA EAR CLINIC, P.A.
Direct Appeal from the Circuit Court for Shelby County
No. CT-003839-03 Rita L. Stotts, Judge
No. W2004-00690-COA-R3-CV - Filed May 18, 2005
The trial court granted Defendant’s motion to dismiss for failure to state a claim upon which relief
can be granted. Having reviewed the complaint, we disagree and reverse.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed; and
Remanded
DAVID R. FARMER , J., delivered the opinion of the court, in which W. FRANK CRAWFORD , P.J., W.S.,
and HOLLY M. KIRBY , J., joined.
Douglas McPherson, Pro Se.
Jeffrey A. Land, Memphis, Tennessee, for the appellee, Shea Ear Clinic, P.A.
OPINION
This appeal results from an order of the trial court granting the Defendant’s motion to dismiss
filed pursuant to Rule 12.02 of the Tennessee Rules of Civil Procedure for failure to state a claim
upon which relief can be granted. This matter began in general sessions court when the Plaintiff,
Douglas McPherson (Mr. McPherson or Plaintiff), filed a civil warrant designating the Defendant
as “Shea Ear Clinic, c/o: John J. Shea, Jr., M.D”1 (Shea Clinic or Defendant). Judgment was entered
for the Defendant and Mr. McPherson appealed to circuit court. Mr. McPherson appeared pro se
throughout these proceedings.
A civil action in the general sessions courts is commenced by a civil warrant. Tenn. Code
Ann. § 16-15-722. This statute sets forth the form to be used. The civil warrant in the instant case
states in the area provided for a statement of the cause of action the following: “See attached
complaint dated 5-5-03.” Attached to the civil warrant is a document styled complaint which states,
in pertinent part, as follows:
1
Pleadings filed by the Defendant state the correct name is “Shea Ear Clinic, P.A.”
CAUSE OF ACTION & BASIS OF THIS COMPLAINT
1. Plaintiff suffers hearing loss, tinnitus and related symptoms. On January
13, 2003, Plaintiff was scheduled and expected to receive corrective laser injected
treatment known as “xylocaine perfusion” at Shea Ear Clinic. Plaintiff is not aware
of any other facility where this highly specialized “otolaryngology” treatment is
available. This treatment is professionally classified as “CPT code 69801” services
for billing purposes.
2. Defendant Shea Ear Clinic, c/o: John J. Shea, Jr., M.D., is or was,
obligated under a Private Healthcare Systems (PHCS) understanding with Care
Entree, The Capella Group, Inc., P. O. Box 200368, Arlington, TX 76006. The
Capella Group, Inc. is a corporation parent company of “Care Entree” medical plan
that enrolls members on a monthly fee, providing access to savings for medical
services through a contracted network of medical “Providers.” The Care Entree
medical plan engaged in a multi-state business including doing business in Tennessee
with the Defendant. Pursuant to the Care Entree medical plan contract, Defendant
was obligated to provide “CPT code 69801” services to individuals enrolled in the
medical plan for a “contracted charge” fee, while Care Entree marketed “Provider”
services in a manner that included using internet exposure. Plaintiff was enrolled in
the Care Entree medical plan for PHCS coverage (including “CPT code 69801”
services) pursuant to his Member ID: 900226171, which was in effect at all relevant
times (Exhibit A).
3. Defendant’s “CPT code 69801" Provider services at a “contracted charge”
fee were marketed as being available to Plaintiff on December 09, 2002, when he
made arrangement with Defendant to schedule him the “earliest surgery opening
available.” Plaintiff was advised the earliest date available was January 13, 2003.
Plaintiff’s understanding with Defendant (Exhibit B) was that “CPT code 69801"
services were to be paid for by Plaintiff on January 13, 2003 at the “contracted
charge” fee pursuant to the Care Entree PHCS medical plan, in which Defendant
participated as a “Provider” under a specialty heading of “Otolaryngology” (Exhibit
C). Before December 09, 2002, there had been previous correspondence,
communication and contact between Defendant and Plaintiff since early that year.
Just a couple of days prior to the January 13, 2003 scheduled surgery, Plaintiff re-
confirmed by phone, his upcoming appointment with a Shea Ear Clinic appointment
Secretary (910/761-9720) who did not advise of any change in the charges or any
problem in pre-certification and registration process. Plaintiff was also assured by
Care Entree”Member Services” (888/411-3888) and Internet marketing
(CareEntree.com), that Defendant is a participating “Provider” in the Care Entree
medical plan network under the specialty heading of “Otolaryngology.”
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4. Defendant harmfully failed to notify Plaintiff prior to the afternoon of
January 13, 2003, and only after pre-surgery testing had been done, that “CPT code
69801" services were no longer available at the agreed upon “contracted charge” fee
because of a change in Defendant’s arrangement as a participating Provider in the
Care Entree PHCS medical plan. This change caused Plaintiff to be denied the much
needed medical attention, which he could not afford due to the unscheduled
increase[] in cost. After Plaintiff had undergone pre-surgery testing, Defendant
refused to perform the scheduled afternoon surgery for the pre-arranged fee that since
December 09, 2002, had been quoted and budgeted for, and Plaintiff was prepared
to pay after the anticipated services had been completed. Before Defendant would
commence the scheduled afternoon surgery, an additional $3,031 was [] added to the
costs, in addition to the pre-arranged fee Plaintiff was expecting to pay. Plaintiff
could not afford this unscheduled additional cost of $3,031, and was thus unable to
receive the highly anticipated surgery.
Our standard of review is set forth in Dobbs v. Guenther, 846 S.W.2d 270 (Tenn. Ct. App.
1992), as follows:
The sole purpose of a Tenn. R. Civ. P. 12.02(6) motion to dismiss is to test
the legal sufficiency of the complaint. Sanders v. Vinson, 558 S.W.2d 838, 840
(Tenn. 1977); Holloway v. Putnum County, 534 S.W.2d 292, 296 (Tenn. 1976).
These motions are not favored, see Moore v. Bell, 187 Tenn. 366, 369, 215 S.W.2d
787, 789 (1`948), and are now rarely granted in light of the liberal pleading standards
in the Tennessee Rules of Civil Procedure. See Barish v. Metropolitan Gov’t, 627
S.W.2d 953, 954 (Tenn. Ct. App. 1981); 5A Charles A. Wright & Arthur R. Miller,
Federal Practice & Procedure §§ 1356 & 1357 (2d ed. 1990) (“Wright & Miller”).
Tenn. R. Civ. P. 12.02(6) motions are not designed to correct inartfully
worded pleadings. Wright & Miller § 1356, at 296. And so a complaint should not
be dismissed, no matter how poorly drafted, if it states a cause of action. Paschall’s,
Inc. v. Dozier, 219 Tenn. 45, 50-51, 407 S.W.2d 150, 152 (1966); Collier v. Slayden
Bros. Ltd. Partnership, 712 S.W.2d 106, 108 (Tenn. Ct. App 1985). Dismissal under
Tenn. R. Civ. P. 12.02(6) is warranted only when no set of facts will entitle the
plaintiff to relief, Pemberton v. American Distilled Spirits Co., 664 S.W.2d 690, 691
(Tenn. 1984), or when the complaint if totally lacking in clarity and specificity.
Smith v. Lincoln Brass Works, Inc., 712 S.W.2d 470, 471 (Tenn. 1986).
While it is not our role to create claims where none exist, Donaldson v.
Donaldson, 557 S.W.2d 60, 62 (Tenn. 1977), we must always look to the substance
of a pleading rather than to its form. Usrey v. Lewis, 553 S.W.2d 612, 614 (Tenn. Ct.
App. 1977). Thus, when a complaint is tested by a Tenn. R. Civ. P. 12.02(6) motion
to dismiss, we must take all the well-pleaded, material factual allegations as true, and
we must construe the complaint liberally in the plaintiff’s favor. Lewis v. Allen, 698
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S.W.2d 58, 59 (Tenn. 1985); Holloway v. Putnam County, 534 S.W.2d at 296, Lilly
v. Smith, 790 S.W.2d 539, 540 (Tenn. Ct. App. 1990).
Id. at 273-274.
Circuit courts should not dismiss cases appealed from general sessions court because of “any
informality whatever, but shall be tried on its merits; . . .” Tenn. Code Ann. § 16-15-729 (Supp.
2004). While the Tennessee Rules of Civil Procedure apply to cases appealed from general sessions
court to circuit court, the parties are not required to file formal pleadings. They may, however, file
pleadings, engage in discovery and take advantage of the procedural tools provided in said rules.
See Ware v. Meharry Med. College, 898 S.W.2d 181, 185 (Tenn. 1995).
As this Court stated in Irvin v. City of Clarksville, 767 S.W.2d 649, 652 (Tenn Ct. App.
1988), “[p]ro se litigants are entitled to the same liberality of construction with regard to their
pleadings that Tenn. R. Civ. P. 1, 8.05 & 8.06 afford any other litigant.”
As we construe the complaint, it alleges that Mr. McPherson was enrolled in the Care Entree
medical plan for Private Healthcare Systems (PHCS) coverage. Members are enrolled on a monthly
fee, providing access to savings for medical services through a contracted network of medical
“providers.” It is further alleged the Defendant participated as a provider. The Defendant was
obligated under this plan to provide “CPT Code 69801” services to individuals enrolled in the plan
for a contracted fee. It is alleged that the Plaintiff suffers hearing loss, tinnitus and related symptoms
and was scheduled to receive corrective laser injected treatment known as “xylocaine perfusion” at
Shea Clinic. The Plaintiff contacted the clinic and his surgery was scheduled. He was assured by
Care Entree that Defendant was a participating provider. After undergoing pre-surgery testing, it is
alleged that the Defendant refused to perform the scheduled surgery for the pre-arranged fee that
Plaintiff had been quoted. Plaintiff alleges that he could not afford to pay the increased fee, an
additional $3,031.
The brief filed in behalf of the Appellee states general principles concerning a motion to
dismiss but does not articulate why the complaint in this cause fails to state a cause of action.
Appellee’s brief does refer to an affidavit of Dr. John J. Shea, Jr. However, the brief makes no
reference to the record and we do not find such affidavit in the record before us.
Construing this complaint liberally in the Plaintiff’s favor, as we are compelled to do, we are
unable to say that the pleading filed in this cause fails to state a complaint upon which relief may be
granted.
The Appellant further contends that the trial court failed to grant him accommodations
required by the Americans with Disabilities Act. The record reflects that Mr. McPherson, on more
than one occasion, notified the trial court, by pleadings and correspondence to the trial court clerk,
that he suffered from hearing loss and required reasonable accommodations and facilities. We are
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unable to determine from the record before us whether this was addressed by the trial court.
However, upon remand, the trial court shall address this issue.2
The Appellant further contends that the trial judge should have recused herself. We find no
motion for recusal in this record and thus find this issue to be without merit.
In view of our opinion reversing the order of the trial court dismissing this cause, the
remaining issues presented by the Appellant are pretermitted. It results that the order of the trial
court granting the Defendant’s motion to dismiss is reversed and this cause is remanded to the trial
court for further proceedings consistent with this opinion. Costs of this appeal are taxed to the
appellee, Shea Ear Clinic, P.A.
___________________________________
DAVID R. FARMER, JUDGE
2
By order of March 21, 2005, the T ennessee Supreme Court approved for implementation the “Tennessee
Judicial Branch Americans with Disabilities Act Policy Regarding Access to Judicial Programs” established by the
Administrative Director of the Courts. This policy is set out in Appendix A to that order. Included in the policy is a form
titled “Request for Modification.”
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