Gagyi, Steven v. Johnson Controls

Fll.-ED
TENNESSEE BUREAU OF WORKERS' COMPENSATION
IN THE COURT OF WORKERS' COMPENSATION CLAIMS 'IN COURI' OF
WORKERS'
AT JACKSON COAfil'EN:SATION
C1L.ri\.Th-IS
STEVEN GAGYI, ) Docket No. 2017-07-0051
8:33.A.M.
Employee, )
v. )
JOHNSON CONTROLS, ) State File No. 29750-2015
Employer, )
And )
UNDERWRITERS SAFETY & CLAIMS, ) Judge Amber E. Luttrell
Carrie~ )
COMPENSATION HEARING ORDER
This matter came before the Court on February 28, 2018, for a Compensation
Hearing. The parties stipulated Mr. Gagyi sustained a compensable work injury to his
right wrist and presented competing impairment opinions from Dr. Michael Dolan, the
authorized treating physician, and Dr. Samuel Chung, Mr. Gagyi's evaluating physician.
The legal issue is whether Mr. Gagyi is entitled to permanent partial disability benefits.
To resolve this issue, the Court must determine whether Mr. Gagyi successfully rebutted
the presumption of correctness afforded Dr. Dolan's zero-percent impairment opinion by
a preponderance of the evidence. For the reasons set forth below, the Court holds he did.
History of Claim
Mr. Gagyi worked for Johnson Controls as a night tooling repairman. On April
15, 2015, Mr. Gagyi changed a "punch" on a press machine. 1 He testified the release
mechanism was broken; therefore, he had to use needle-nose pliers to pull the punch. He
hit the "pinky side" of his right hand and wrist on a metal cradle with significant force.
The parties stipulated Mr. Gagyi timely reported his injury, and Johnson Controls
authorized medical treatment with Dr. Michael Dolan, whom Mr. Gagyi selected from a
panel of orthopedic physicians. Mr. Gagyi later saw Dr. Samuel Chung for an
1
Mr. Gagyi testified a "punch" is located inside a hydraulic press and pierces holes into a pipe that is two
inches in diameter. Eventually, a punch wears out after "so many hits."
"! independent medical evaluation. The parties took the depositions of Dr. Dolan and Dr.
Chung and introduced the following medical proof.
Treatment and Physicians' Testimony
a. Dr. Dolan
Mr. Gagyi first saw Dr. Dolan four months after his work injury. Dr. Dolan took a
history from Mr. Gagyi and noted, "he slammed the ulnar side of his wrist forcefully with
it in full supination which means his palm was facing up. He hit the wrist on the pinkie
side which is where the TFCC is located."2 Dr. Dolan's exam indicated tenderness at the
TFCC location. He could not order an MRI due to Mr. Gagyi's recent placement of a
pacemaker and stent for an unrelated heart condition. Dr. Dolan diagnosed a TFCC tear
and provided conservative treatment consisting of a long-arm cast for one month
followed by a removable fracture brace.
Mr. Gagyi's wrist remained sore at follow-up visits, and his arm muscles began to
atrophy from lack of use due to him protecting his arm. Dr. Dolan testified this indicated
Mr. Gagyi "did want to get better and was doing as instructed." He stated Mr. Gagyi's
wrist was "stiff and weak." He ordered physical therapy; however, Mr. Gagyi's therapy
was limited because the workers' compensation carrier denied it. Dr. Dolan noted in
December 2015,
Well, our therapy got denied again. We have had a long discussion about
options and we are just going to tum it in. There is really nothing else to do.
Unfortunately, I have run the limit of what I can do without therapy; there
is not anything else. There is no surgical option ... On exam, the wrist is
the exact same. He is still hurting in all the same spots. There is just not
anything else I can do about it. We are going to get him rated and we are
going to make him [at] MMI.
Dr. Dolan testified Mr. Gagyi was frustrated that the workers' compensation carrier
declined his therapy. He stated, "[t]here really wasn't anything left for me to do because .
. . he needed therapy." With no other treatment options, Dr. Dolan released Mr. Gagyi at
maximum medical improvement (MMI) on December 10, 2015, and referred him to a
hand therapist at TriVista Rehab for an impairment-rating evaluation. He testified,
I have my certified hand therapists . . . do the initial part of the rating and
get the book out, and they have a computer program they follow, and they
2
Dr. Dolan testified TFCC stands for triangular fibrocartilage complex. He explained the TFCC "holds
the end of the ulna to the end of the radius which allows the radius to spin around the ulna in pronation
and supination at the distal radial ulnar joints. The TFCC also has ligamentous structures which help
stabilize the wrist. It also has a portion that holds a tendon called the extensor carpio ulnaris in place."
2
make a very detailed and notated recommendation which has every part
listed in the Guides based on what they measure objectively. I then take that
form and do a formal impairment rating.
Dr. Dolan reviewed the therapist's recommendation and the AMA Guides and concluded,
"[Mr. Gagyi] had no impairment . . . .He had limited amount of pain. Although it was
limiting what he could do at work, his Dash score was not tremendously high and his
range of motion was normal. " 3
Dr. Dolan referred to the therapist's impairment rating recommendation form
concerning how he calculated the zero-percent impairment under the Sixth Edition of the
AMA Guides. The therapist's report indicated she evaluated Mr. Gagyi using both the
diagnosis-based impairment method and the range-of-motion method. For the diagnosis-
based method, the therapist used Table 15-3, page 395, for a diagnosis of wrist pain and
used Class 1, which requires a finding of residual symptoms without consistent objective
findings. After applying the grade modifiers, the result was a Class 1, Grade B, zero-
percent impairment. Dr. Dolan did not assign any permanent restrictions.
Following MMI, Mr. Gagyi returned to Dr. Dolan on four more occasions for
complaints of continued right wrist pain, weakness, and tenderness. Dr. Dolan testified,
"it was essentially the same initial exam he had." He stated Mr. Gagyi also complained of
decreased grip strength, but he did not measure his grip strength. Since Mr. Gagyi could
not undergo an MRI, Dr. Dolan ordered a CT scan, which indicated a widened
scapholunate ligament tear. Dr. Dolan concluded the ligament tear pre-existed the injury
based on earlier scans and was unrelated to Mr. Gagyi's area of pain and symptoms. Dr.
Dolan maintained his diagnosis of a TFCC tear and discussed with Mr. Gagyi his options
of casting, bracing, or surgery. Mr. Gagyi considered surgery but declined because he
was working for a new employer and could not take off work to recover following the
surgery. Dr. Dolan provided Mr. Gagyi a cortisone injection, which provided minimal
relief.
Dr. Dolan testified on direct exam that his additional treatment of Mr. Gagyi did
not alter his opinions regarding the MMI date or impairment. On cross-examination, Dr.
Dolan testified he wanted to send Mr. Gagyi for another impairment rating evaluation due
to his additional treatment, but he stated, "that did not happen." He testified, "I think we
asked about it and I think it got rejected if memory serves me because everything we
ordered for him, the work comp insurance carrier rejected."
Although he assigned a zero-percent rating, Dr. Dolan testified Mr. Gagyi
sustained a permanent injury. He stated, "TFCCs are one of these things that they hurt
3
Both Dr. Dolan and Dr. Chung testified their medical opinions were within a reasonable degree of
medical certainty.
3
and they come back and go away and they hurt and come back ... So they never really
go away, they just kind of go into remission." When not in remission, Dr. Dolan testified
he expected Mr. Gagyi to have symptoms of "pain, weakness in grip, pain with palm up
or supination, just the sides of the wrist hurts ... Their wrist hurts when they use it."
Concerning ratings for TFCC injuries in the AMA Guides, Dr. Dolan commented,
TFCC tears are difficult to rate, and they are so subjective that the ratings
are often very low ... when they are as debilitating as things that are more
objective like tendon injuries, carpal tunnel syndrome, things that are rated
much more commonly ... it is not uncommon at all for someone to have a
fingertip injury that has a higher rating than someone with a TFCC injury.
He concluded, ''I think the ratings are not very good to be quite honest with you. I don't
think the AMA Guides does a good job at all in hand injuries." Dr. Dolan testified that he
also treated Mr. Gagyi for a previous, unrelated injury and knew him extensively as a
patient. He stated Mr. Gagyi was not a symptom-magnifier or malingerer. He believed
Mr. Gagyi "presented 100% validly" in his treatment.
b. Dr. Chung
Mr. Gagyi saw Dr. Chung for an independent medical evaluation on two
occasions. At his first evaluation, he gave a history of his injury and treatment to date and
complained of continued pain and weakness with gripping and twisting of his wrist. On
exam, Dr. Chung found his range of motion was "essentially within normal limits." He
found a slight deficit in his ulnar deviation of ten degrees. On grip-strength testing, Dr.
Chung found four-plus over five strength, which he testified revealed Mr. Gagyi's right
grip was slightly weaker than his left hand.
Dr. Chung used Table 15-3, page 396 of the AMA Guides, Sixth Edition, to
calculate Mr. Gagyi's permanent impairment rating. Dr. Chung selected the diagnosis of
TFCC tear and used Class 1 because of Mr. Gagyi's residual findings. He applied a
functional history grade modifier of one, secondary to Mr. Gagyi's wrist pain with
gripping and ulnar deviation with work activities. He applied a physical exam grade
modifier of two, secondary to his finding of moderate tenderness in the right ulnar aspect
of the wrist to palpation in the area of the extensor carpi ulnaris muscle. Lastly, Dr.
Chung did not apply the clinical study grade modifier because no MRl was performed.
He calculated an overall net adjustment of plus one, resulting in a Class 1, GradeD rating
of nine percent to the right upper extremity, which converted to a five-percent anatomic
rating to the body as a whole. 4
4
Dr. Chung noted that Mr. Gagyi's impairment rating would be the same under the Guides even if he had
not applied the grade modifier, since the default rating for Class 1 is five percent to the body.
4
Following additional treatment with Dr. Dolan, Mr. Gagyi returned to Dr. Chung
for a second evaluation. Mr. Gagyi demonstrated slightly weaker grip strength and ten
degrees less ulnar deviation on range-of-motion testing. Because of the evaluation and
Mr. Gagyi's additional functional difficulties, Dr. Chung adjusted the functional history
grade modifier, which increased Mr. Gagyi's impairment rating to a six-percent anatomic
rating to the body as a whole.
Dr. Chung disagreed with the basis for Dr. Dolan's zero-percent impairment
opinion. He stated that the therapist who calculated Mr. Gagyi's impairment rating did
not use Dr. Dolan's TFCC diagnosis when assigning the diagnosis-based impairment
rating under Table 15-3, page 396. Instead, the report indicated the therapist calculated a
rating using the diagnosis of "wrist pain" on page 395. Dr. Chung stated, "If you do not
use that particular section, then ... you are going to completely mislead the diagnosis
section of class as well as the overall impairment rating base."
Hearing Testimony
Mr. Gagyi continues to experience pain and symptoms when he "articulates his
hand or wrist" or he feels any pressure on his wrist. He performs hand-intensive work and
is not allowed to wear a brace around machinery. Mr. Gagyi testified he cannot "tighten
up on a lay" or "crank a handle" without hand and wrist symptoms. He continues to
experience hand weakness and uses his left hand more now. He modified his current job
duties, so that he can use both hands. He does not attempt any activity requiring one-
handed pulling because of his grip. He also testified to difficulties performing his outdoor
hobbies of hunting and fishing. He further stated he cannot throw a ball overhead to his
sons. He cannot work on cars anymore because of his grip.
Johnson Controls laid Mr. Gagyi off the day after his injury. Since his layoff, he
worked briefly for another employer until the contract expired and he was laid off. He
drew unemployment benefits for twenty-seven weeks and then accepted employment at
Butcher Boy Machines, where he works as a machine operator.
The parties stipulated that, should the Court find Mr. Gagyi sustained permanent
impairment and is entitled to permanent partial disability benefits, he qualifies for an
increased award using the multipliers of 1.35 for no return to work, 1.2 for his age, and
1.3 based on the unemployment rate in his county of employment.
Findings of Fact and Conclusions of Law
"At a compensation hearing where the injured employee has arrived at a trial on
the merits, the employee must establish by a preponderance of the evidence that he or she
is, in fact, entitled to the requested benefits." Willis v. All Staff, 20 15 TN Wrk. Comp.
App. Bd. LEXIS 42, at *18 (Nov. 9, 2015); see also Tenn. Code Ann. § 50-6-239(c)(6)
5
(2016).
Compensability and Medical Benefits
The parties stipulated that Mr. Gagyi's injury arose primarily out of and in the
course and scope of his employment. Therefore, the only issue the Court must address is
whether Mr. Gagyi sustained any permanent impairment, which would entitle him to
permanent partial disability benefits. Further, as this is a compensable claim, the Court
holds Mr. Gagyi is entitled to reasonably necessary future medical treatment
recommended by his authorized treating physician, Dr. Dolan, under Tennessee Code
Annotated section 50-6-204.
Permanent Impairment
The issue before the Court is whether Mr. Gagyi sustained any permanent
impairment, which would entitle him to permanent partial disability benefits. To resolve
this issue, the Court considers the physicians' testimony regarding the competing
impairment opinions, as well as the lay proof, to analyze whether Mr. Gagyi successfully
rebutted the statutory presumption afforded Dr. Dolan's zero-percent rating by a
preponderance of the evidence. For the following reasons, the Court finds he did.
The Court first notes Drs. Dolan and Chung both assessed Mr. Gagyi's impairment
rating based on the diagnosis-based method using Table 15-3 in the AMA Guides.
However, the physicians selected different diagnoses for purposes of determining the
impairment rating. Dr. Dolan, ·with the assistance of his therapist who prepared the
impairment evaluation, selected the diagnosis of "wrist pain" on page 395 of the Guides.
Dr. Chung, relying on Dr. Dolan's treatment diagnosis of TFCC tear, selected the
diagnosis of TFCC tear on page 396 to calculate Mr. Gagyi's impairment. Significantly,
both Dr. Dolan and Dr. Chung assigned Class 1 impairment based on Mr. Gagyi's
residual findings. Thus, the differing diagnoses account for the difference in ratings.
Unlike Class 1 for a diagnosis of wrist pain, Class 1 under TFCC tear does not provide a
possible zero-percent impairment. Thus, had Dr. Dolan used his treatment diagnosis of
TFCC tear for the diagnosis for calculating impairment in Table 15-3 Class 1, Mr. Gagyi
would have qualified for an impairment rating.
In his deposition, Dr. Dolan testified that his rating complied with the directives of
the AMA Guides, but he did not explain why he used the diagnosis of wrist pain instead
of TFCC tear to calculate Mr. Gagyi's impairment. He testified Mr. Gagyi sustained a
permanent injury that is as debilitating as conditions that carry higher ratings, but he
assigned no impairment. Dr. Chung, on the other hand, testified he calculated his rating
hased on Dr. Dolan's TFCC diagnosis under the Guides' directives. He explained his
disagreement with Dr. Dolan's methodology by stating, "If you do not use that particular
section, then ... you are going to completely mislead the diagnosis section of class as
well as the overall impairment rating base."
6
Further, Dr. Dolan's testimony that he requested to send Mr. Gagyi for a second
impairment-rating evaluation following his additional treatment, which Johnson Controls
denied, supports the Court's finding. The fact that Dr. Dolan requested a second
impairment-rating evaluation, combined with his testimony that Mr. Gagyi sustained a
permanent injury, seems inconsistent with his reliance on his initial impairment
calculation.
In support of its argument that Mr. Gagyi sustained no impairment, Johnson
Controls argued Dr. Chung based his rating solely on pain. The Court disagrees. Dr.
Chung testified he calculated his rating based on Mr. Gagyi's clinical diagnosis of a
TFCC injury with residual findings, his functional history of difficulty gripping and ulnar
deviation with work activities, and his physical-exam findings at the ulnar aspect of the
wrist. The Court finds Dr. Chung's findings were similar to Dr. Dolan's own exam
findings throughout his treatment and Mr. Gagyi's symptoms of weakness with grip.
Significantly, the Court finds Mr. Gagyi was a straightforward, credible witness at
trial. He appeared calm, at ease, self-assured, steady, confident, forthcoming, reasonable,
and honest. These characteristics, according to the Tennessee Supreme Court, are indicia
of reliability. See Kelly v. Kelly, 445 S.W.3d 685, 694-695 (Tenn. 2014). Drs. Dolan and
Chung also found Mr. Gagyi credible in his report of symptoms. He credibly testified he
experiences difficulty when he "articulates his hand or wrist" or he feels any pressure on
his wrist. Mr. Gagyi testified he cannot "tighten up on a lay" or "crank a handle" without
hand and wrist symptoms. He continues to experience hand weakness and uses his left
hand more now. He modified his current job duties, so that he can use both hands. He
does not attempt any activity requiring one-handed pulling because of his grip.
"When faced with conflicting medical testimony, the Court must use its discretion
in accepting one expert opinion over another and, in so doing, may consider which
opinion contains the more probable explanation." Sanker v. Nacarato Trucks, Inc., 2016
TN Wrk. Comp. App. Bd. LEXIS 27, at *12 (July 6, 2016). Further, and of particular
importance here, Tennessee law has long held that medical proof is not to be "read and
evaluated in a vacuum" but, instead "must be considered in conjunction with the lay
testimony of the employee as to how the injury occurred and the employee's subsequent
condition." Thomas v. Aetna Life and Cas. Co., 812 S.W.2d 278, 283 (Tenn. 1991). Here,
based on Mr. Gagyi's credible testimony combined with the medical proof, the Court
finds Dr. Chung offered the more probable and persuasive explanation and holds Mr.
Gagyi sustained permanent impairment for his TFCC injury.
Accordingly, upon thorough consideration of the preponderance of the evidence,
the Court holds Mr. Gagyi rebutted the presumption of correctness of Dr. Dolan's
impairment opinion and sets the anatomic rating at six percent to the whole person. The
Workers' Compensation Law provides that permanent partial disability is paid at sixty-
six and two-thirds percent of the injured employee's average weekly wage for the period
7
of compensation as determined by multiplying the employee's impairment rating by 450
weeks. Tenn. Code Ann. § 50-6-207(3)(A). Mr. Gagyi's original award is six percent to
the body as a whole or twenty-seven weeks of benefits. At his stipulated compensation
rate of $687.50, his original award is $18,562.50. The parties stipulated that Mr. Gagyi
qualifies for increased benefits under section 50-6-207(3)(B); thus, the parties agreed that
Mr. Gagyi's award shall be increased by multiplying the original award by factors of
1.35, 1.2 and 1.3. After applying these multiplier factors, the Court finds Mr. Gagyi
sustained permanent partial disability of 12.636% percent to the body or a period of
56.862 weeks. At his compensation rate, the Court concludes Ms. Gagyi is entitled to
permanent partial disability benefits totaling $39,092.63.
The Court further holds Mr. Gagyi's attorney is entitled to a reasonable attorney's
fee. The statute provides attorney's fees shall be deemed reasonable if the fee ''does not
exceed twenty percent (20%) of the award to the injury worker." Thus, the Court holds
counsel for Mr. Gagyi is entitled to a twenty-percent fee.
IT IS, THEREFORE, ORDERED as follows:
1. Mr. Gagyi shall recover permanent partial disability benefits totaling $39,092.63.
2. Mr. Gagyi shall receive future medical benefits under the statute.
3. Mr. Gagyi's attorney is awarded a twenty-percent attorney's fee to be paid from
his award.
4. Costs of $150.00 are assessed against Johnson Controls under Tennessee
Compilation Rules and Regulations 0800-02-21-.07 (2016), to be paid within five
days of entry of this order. It shall also file Form SD-1 within that time frame.
5. Absent an appeal of this order, it shall become final thirty days after issuance.
ENTERED this the 28th day of March, 2018.
J"ifDGE AMBER E. LUTTRELL
Court of Workers' Compensation Claims
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APPENDIX
Exhibits:
1. Dr. Chung's deposition
2. Dr. Dolan's deposition
3. Medical Records (collective)
4. First Report of Injury
5. Panel
Technical record:
1. Petition for Benefit Determination (PBD)
2. Dispute Certification Notice (DCN)
3. Request for Initial Hearing
4. Scheduling Order
5. Post-Discovery PBD
6. Post-Discovery DCN
7. Employee's Motion to Continue Compensation Hearing
8. Order Continuing Compensation Hearing
9. Amended Scheduling Order
10. Employer's Witness and Exhibit List
11. Employee's Witness and Exhibit List
12. Employee's Motion to Continue Compensation Hearing
13. Second Order Continuing Compensation Hearing
14. Pre-Compensation Hearing Statement
CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the Compensation Hearing Order
was sent to the following recipients by the following methods of service on March 28,
2018.
Name Via Email Service sent to:
Spencer R. Barnes, Esq., X spence@morrisonandbames.com
Employee's Counsel mbwcparalegal@2morrisonandbames.com
Michael L. Mansfield, Esq., X mmansfield@raineykizer.com
Employ_er's Counsel
'i) ))uUk--- /
P~rum, Clerk of Court
Cou:~ ~{workers' Compensation Claims
WC.CourtClerk@tn.gov
9