Sakzwedel, Lanie v. CVS

FILED
September 18, 2018
TN COURT OF
WORKERS’ COMPENSATION
CLAIMS
Time: 8:17 AM. EASTERN
TENNESSEE BUREAU OF WORKERS’ COMPENSATION
IN THE COURT OF WORKERS’ COMPENSATION CLAIMS
AT KNOXVILLE
LANIE SALZWEDEL,' ) Docket No. 2016-03-1299
Employee, )
V. )
CVS, ) State File No. 16141-2016
Employer, )
and )
NEW HAMPSHIRE INSURANCE ) Judge Pamela B. Johnson
COMPANY, )
Carrier.’ )
COMPENSATION HEARING ORDER
This matter came before the Court for a Compensation Hearing on August 21, 2018.
The central legal issue is whether Lanie Salzwedel established by a preponderance of the
evidence that she is permanently and totally disabled from her February 18, 2016 work
injury. If not permanently and totally disabled, then the Court must determine the extent of
Ms. Salzwedel’s permanent disability and whether she proved entitlement to an initial
compensation award, increased benefits, or extraordinary relief. For the reasons below, this
Court holds that Ms. Salzwedel established by a preponderance of the evidence entitlement to
extraordinary relief and awards her permanent partial disability benefits for 275 weeks and
future medical care.
' The Petition for Benefit Determination listed the employee’s name as “Lanie Salzwedle.” Later filings
change the spelling of her last name to “Salzwedel.” The medical records introduced also used the latter
spelling of her last name.
* Before the hearing, Ms. Salzwedel filed a Notice of Voluntary Nonsuit and Order of Voluntary Dismissal as
to the Subsequent Injury Fund Only, which the Court entered on August 7, 2018,
History of Claim
Stipulations
The parties’ stipulated facts are summarized as follows: Ms. Salzwedel is fifty-nine
years old and completed the tenth grade. On February 18, 2016, she sustained injuries arising
primarily out of and in the course and scope of her employment with CVS. CVS received
timely notice of her injuries and provided her authorized medical care with Drs. Paul Brady
for her left shoulder and elbow and Patrick Bolt for her cervical spine.
Dr. Brady diagnosed lateral epicondylitis and placed her at maximum medical
improvement (MMI) on August 15. He assigned no permanent medical impairment or
restrictions for the left elbow and shoulder. Dr. Bolt diagnosed a herniated disc at C4-5 and
C5-6; left upper extremity radiculopathy; cervical stenosis at C4-5, C5-6, and C6-7; and neck
pain. He placed her at MMI for her cervical complaints on December 14. The extent of
permanent medical impairment and restrictions remain in dispute.
Ms. Salzwedel had no permanent restrictions before her injury. Her weekly
compensation rate is $274.47.
Hearing Testimony
Injury
Ms. Salzwedel testified she previously worked in a bakery, cleaned homes, and
worked at Dollar General as an assistant manager. She worked at CVS as a shift supervisor.
While her lifting requirements varied at CVS, she lifted heavier items such as cases of drinks,
cartons of milk, and laundry detergent.
On February 18, 2016, Ms. Salzwedel went into the CVS stockroom to retrieve
vitamins for a customer when she tripped over a box and fell onto her left side. When her
shift ended, she went to the emergency room due to pain in her neck, ribs, head, and left arm
and shoulder. She returned to work her next shift and continued working through December
3.
Ms. Salzwedel testified that she suffered prior injuries and/or pre-existing conditions.*
In 1990, she experienced whiplash from a car accident. However, she denied permanent
injury and testified her symptoms resolved after completing physical therapy.
3 Ms. Salzwedel suffered from chronic conditions, which included fibromyalgia, generalized osteoarthritis,
chronic pain syndrome, lower back pain and sciatica, and depression and anxiety. Her primary care physician
treated these conditions. She was also under the care of a pain clinic.
She admitted that she takes ten milligrams of hydrocodone three times daily, but she
denied taking it at work. The hydrocodone was prescribed for fibromyalgia pain. She denied
that her fibromyalgia pain affects her neck, shoulder, or back, stating the pain was mostly
muscular. She indicated she has bursitis in her hips that affected her low back. She had no
permanent restrictions at the time of the CVS accident.
Medical Treatment and Impairment
For her CVS injury, Ms. Salzwedel received authorized medical treatment from Dr.
Paul Brady and Dr. Timothy Renfree for her left elbow’ and Dr. Patrick Bolt for her neck. At
CVS’s request, she underwent an independent medical evaluation (IME) with Dr. Thomas
Koenig.
Left Elbow
Dr. Brady diagnosed left lateral epicondylitis and offered conservative treatment
including physical therapy, injections, and bracing. Although he assigned no permanent
impairment or restrictions, Dr. Brady noted that Ms. Salzwedel’s conservative treatment
failed to resolve her left elbow pain and sensitivity, and he recommended an open lateral
epicondylar release. Because he did not perform that surgery, Dr. Brady referred Ms.
Salzwedel to his colleague, Dr. Renfree. There is no evidence that Ms. Salzwedel underwent
left elbow surgery.
Neck
Dr. Bolt treated Ms. Salzwedel for her neck with Dr. Bolt. He testified by deposition,
stating, “I believe the fall in February of 2016 has contributed more than 50 percent to the
development of her herniated discs [at C4-5 and C6-7] and resultant neck pain and left upper
extremity radiculopathy.” He referred her for physical therapy and discussed the possibility
of an anterior cervical discectomy and fusion surgery, which she declined. He placed her at
MMI on December 14, 2016, and assigned a permanent impairment rating.
Using Table 17-2 of the 6th edition of the American Medical Associations Guides to
the Evaluation of Permanent Impairment (AMA Guides), Dr. Bolt placed Ms. Salzwedel in
Class 3 for multiple level disc herniations with documented radiculopathy and assigned a
15% permanent medical impairment to the whole person. Dr. Bolt testified the presence of
radiculopathy was a factor in his rating, stating, “This was a verifiable radiculopathy on
multiple physical examinations by me over the course of treatment, and it consistently
presented in a left C7 distribution, which was consistent with her most significant finding on
imaging.”
“ The parties did not introduce Dr. Renfree’s records or testimony.
3
To control her radicular pain caused by the work injury, Dr. Bolt recommended
permanent restrictions: limited overhead work, limited outstretched arm use, no heavy
gripping, no use of vibrating tools, limit push/pull to five pounds, no use of hazardous
machinery, no lifting over five pounds frequently, no lifting over fifteen pounds maximum,
limit stoop/bend/twist to four times per hour, and alternate sitting/standing to pain.
Dr. Bolt further signed a Physician Certification form that stated, “[D]ue to permanent
restrictions on activity [Ms. Salzwedel] has suffered as a result of the injury, [she] no longer
has the ability to perform [her] pre-injury occupation.” Dr. Bolt admitted he did not know
the accommodations made by CVS and agreed he did not believe Ms. Salzwedel could not
return to work in any capacity.
Dr. Bolt indicated Ms. Salzwedel’s need for future medical treatment was unclear. He
stated she could continue to have significant symptoms and decide to have surgery, as further
normal activities could cause her disc herniations to worsen the compressions on the nerves.
However, he also noted her body might heal itself through calcification of the disc
herniations reducing their size. Dr. Bolt last examined Ms. Salzwedel on January 23, 2017.
IME
At CVS’s request, Dr. Koenig conducted an IME and diagnosed left elbow contusion
with epicondylitis, left paracentral disc extrusion at C6-7 and possibly at C4-5, and non-
verifiable left C7 radiculopathy. Dr. Koenig indicated Ms. Salzwedel reached MMI on or
about January 23, 2017, and she sustained a permanent medical impairment. He stated,
“Giving [Ms. Salzwedel] the maximum benefit of the doubt, and there is cause for some
doubt, [she] received a 5 percent whole person impairment rating[.]” He based Ms.
Salzwedel’s impairment on Table 17-2 of the AMA Guides and utilized Class 1 for
intervertebral disc herniation. Dr. Koenig admitted that verified radiculopathy could have
changed his impairment rating but indicated his findings on examination and on review of the
treating physicians’ records did not support a diagnosis of verified radiculopathy.
Dr. Koenig testified, “[Ms. Salzwedel], with a high degree of medical certainty, had
some pre-existing cervical disease that was either underdiagnosed or masked by her previous
diagnosis of fibromyalgia.” He pointed to diagnostic testing demonstrating a cervical bone
spur, which could not have developed on the same day as the injury. He also identified
multiple-level disc involvement typically seen in a global arthritis diagnosis rather than an
acute injury. Dr. Koenig additionally reported Ms. Salzwedel exhibited symptom
magnification based on differences between her statements and the objective findings of the
examination and records. He placed permanent restrictions: no overhead work, no crawling,
no work at heights greater than two feet, and a fifteen-pound lifting/carrying restriction in the
left upper extremity.
Vocational Disability
Ms. Salzwedel worked at CVS following her work injury for ten months. She did not
miss work except for doctor’s appointments and earned the same wages as before her injury.
She testified the store manager accommodated her restrictions and assigned her modified
work, which included moving stock to the front of the shelf, sweeping the parking lot, and
processing damaged stock. However, she reported she had to stoop to lift items from the
floor and twist and bend to empty the dustpan. She agreed the store manager worked with
her and asked her coworkers to assist her with lifting. The store manager also allowed her to
work at waist height, but she indicated her coworkers did not want to assist. She admitted
CVS knew of her restrictions and responded to any concerns she voiced regarding her job
duties. She also admitted she drove herself to/from work after her injury.
Ms. Salzwedel however also testified she believed CVS assigned her duties outside
her restrictions. On November 23, 2016, with her son’s assistance, she emailed the CVS
district manager to report that she was unable to do the assigned work and it exceeded her
restrictions. She asked for other jobs within her restrictions. She testified that, in response,
she was terminated. She stated CVS did not offer her any other jobs and told her to return
after she underwent neck surgery. She last worked on December 3.
Ms. Salzwedel testified she continues to have problems in her neck, left arm, and left
shoulder. She described pain in her neck, left elbow, and left shoulder and difficulty
grasping with her left hand. She also indicated she cannot turn her head and experiences pain
with swallowing. She reported she cannot sit or stand for eight hours, and she cannot
alternate sitting and standing without pain. She testified she cannot do yardwork or major
housework, nor can she play with her grandchildren. She can drive to her nearby church but
cannot turn her neck to drive to town. She stated she is not aware of any work she can do.
She admitted she did not elect to have neck surgery due to her fears and claustrophobia. She
believed the surgery was elective without a guarantee of improvement of her symptoms. She
further admitted she declined injections and did not complete physical therapy due to
increased pain.
Concerning her vocational disability, Ms. Salzwedel hired Craig Colvin, Ed.D. His
methodology involved conducting a situational assessment interview, reviewing medical
records to identify medical restrictions, and considering the local labor market to determine
the jobs unavailable to the injured employee. Dr. Colvin testified when he considered Dr.
Bolt’s and Dr. Koenig’s similar restrictions, he determined Ms. Salzwedel sustained an 85-
90% vocational disability. When he considered her permanent restrictions plus her pain
adjustments, he concluded she was not realistically employable. He also indicated her
restrictions prevented her from returning to her prior jobs on a sustained basis. CVS did not
introduce countervailing testimony.
Findings of Fact and Conclusions of Law
Ms. Salzwedel has the burden of proof on all essential elements of his claim. Scott v.
Integrity Staffing Solutions, 2015 TN Wrk. Comp. App. Bd. LEXIS 24, at *6 (Aug. 18,
2015). “[A]t a compensation hearing where the injured employee has arrived at a trial on the
merits, the employee must establish by a preponderance of the evidence that he or she is, in
fact, entitled to the requested benefits.” Willis v. All Staff, 2015 TN Wrk. Comp. App. Bd.
LEXIS 42, at *18 (Nov. 9, 2015); see also Tenn. Code Ann. § 50-6-239(c)(6) (2017).
Permanent Medical Impairment and Permanent Restrictions
The parties stipulated that Ms. Salzwedel sustained a work-related injury with CVS
and received authorized medical treatment with Dr. Bolt. As the authorized treating
physician, his opinion is presumed correct. To overcome the presumption, Dr. Koenig’s
opinion must rebut Dr. Bolt’s opinion by a preponderance of the evidence. See Tenn. Code
Ann. § 50-6-204(k)(7).
It is within the trial court’s discretion to conclude that the opinion of one expert
should be accepted over that of another expert as the more probable explanation. Ledford v.
Mid Georgia Courier, Inc., 2018 TN Wrk. Comp. App. Bd. LEXIS 28, at *7-8 (Jun. 4, 2018)
(internal citations omitted). In evaluating expert medical opinions, the trial court may
consider, among other things, the qualifications of the experts, the circumstances of their
evaluation, the information available to them, and the evaluation of the importance of that
information by other experts. Jd.
Here, both physicians are board-certified orthopedic surgeons. Both had similar
information available to them, similarly evaluated this information, and used the same table
in the AMA Guides. The differences exist in the circumstances of their evaluation and the
classification assigned under the Guides.
Dr. Bolt saw Ms. Salzwedel over the course of seven months and placed her in a
higher impairment class based on his diagnosis of verified radiculopathy. He testified, “This
was a Verifiable radiculopathy on multiple physical examinations by me over the course of
treatment, and it consistently present in a left C7 distribution, which was consistent with her
most significant finding on imaging.” In contrast, Dr. Koenig saw Ms. Salzwedel once and
placed her in a lower class based on a finding of non-verifiable radiculopathy. Dr. Koenig
testified his findings on examination and on review of the treating physicians’ records did not
support a diagnosis of verified radiculopathy.
The Court holds by a preponderance of the evidence that Dr. Koenig’s opinion failed
to rebut the presumption of correctness afforded Dr. Bolt. Accordingly, the Court concludes
Ms. Salzwedel sustained a 15% permanent medical impairment.
6
Permanent Vocational Disability
Under the Workers’ Compensation Law, there are four circumstances when permanent
disability benefits are available to an injured employee who suffers an injury arising
primarily out of and in the course and scope of employment. The first three circumstances
involve awards of permanent partial disability benefits. The fourth circumstance involves an
award of permanent total disability benefits.
In the first circumstance, an injured employee may recover the “original award,”
which is calculated by multiplying the permanent medical impairment rating by 450 weeks
and then multiplying the result by the employee’s weekly compensation rate. This is the
employee’s initial period of compensation; the period is determined by multiplying the rating
by 450 weeks. See Batey v. Deliver This, Inc.,2018 TN Wrk. Comp. App. Bd. LEXIS 2, *7-
8 (Feb. 6, 2018); see also Tenn. Code Ann. § 50-6-207(A).
In the second circumstance, the employee qualifies for an increased benefit equal to
1.35 times the original award when the initial compensation period ends and the injured
employee has not returned to work for any employer earning at least the same rate of pay as
before the injury. This is known as the “resulting award.” The trial court can further
increase this award if: (1) the employee lacks a high school diploma or general equivalency
diploma (1.45 factor); (2) the employee is over forty years old when the initial compensation
period ends (1.2 factor); or (3) the unemployment rate in the employee’s Tennessee county of
employment was at least two percentage points higher than the state’s unemployment rate at
the time the initial period of compensation ends (1.3 factor). These additional benefits are
generally called “increased benefits,” and the employer is entitled to a credit for the original
award. Id. at *8-9; see also Tenn. Code Ann. § 50-6-207(3)(B).
In the third circumstance, the employee may receive benefits up to 275 weeks at the
employee’s weekly compensation rate ifthe employee qualifies for increased benefits, but the
trial court finds the employee’s case to be “extraordinary.” These benefits are known as
“extraordinary relief.” To award extraordinary relief, the trial court must determine by clear
and convincing evidence that limiting the employee’s recovery to increased benefits would
be inequitable in light of the totality of the circumstances and make specific, documented
findings that: (1) the employee’s medical impairment rating is at least 10%; (2) the
authorized treating physician certified on a Bureau form that the employee no longer has the
ability to perform the employee’s pre-injury occupation due to permanent restrictions on
activity caused by the work injury; and (3) the employee is earning less than 70% of the pre-
injury average weekly wage or salary. J/d.; see also Tenn. Code Ann. § 50-6-242(a).
Finally, an injured employee may be entitled to permanent total disability benefits if
the trial court finds that the injury “totally incapacitates the employee from working at an
ai
occupation that brings the employee an income.” Permanent total disability benefits are paid
at the employee’s weekly compensation rate from the date of MMI until the date the
employee qualifies for “full benefits in the Old Age Insurance Benefit Program under the
Social Security Act.” /d. at *9-10; see also Tenn. Code Ann. § 50-6-207(4).
Here, Ms. Salzwedel alleged she is entitled to permanent total disability benefits, or
alternatively, she is entitled to extraordinary relief. CVS disagreed and argued Ms.
Salzwedel is limited to her original award plus increased benefits.
In assessing whether Ms. Salzwedel is entitled to permanent total disability benefits,
the Court may consider a number of factors to ascertain a complete picture of her ability to
return to gainful employment. See Duignan v. Stowers Mach. Corp., 2018 TN Wrk. Comp.
App. Bd. LEXIS 25, at *10-11 (May 29, 2018) (internal citations omitted). These factors
include her skills, education, age, training, and available job opportunities in her disabled
condition. Jd. The Court may consider Ms. Salzwedel’s assessment of her overall physical
condition, including her ability to return to gainful employment. Id.
Considering these factors, the Court finds it important that Ms. Salzwedel worked for
ten months following her injury and drove herself to/from work, without missing work
except for doctor’s appointments. She admitted the store manager responded to any concerns
she voiced regarding her job duties. While Ms. Salzwedel testified that she does not know of
any job she could do, Dr. Bolt testified Ms. Salzwedel was not restricted completely from
working. Vocational expert Dr. Colvin testified when he considered Dr. Bolt’s and Dr.
Koenig’s similar restrictions, he determined Ms. Salzwedel sustained an 85-90% vocational
disability. He testified she was realistically unemployable only when he considered her
permanent restrictions plus her pain adjustments. For these reasons, the Court holds the
evidence preponderates against an award of permanent total disability benefits.
Having denied an award of “permanent total disability” benefits, the Court must next
determine the extent of Ms. Salzwedel’s permanent partial disability. The Court holds she is
entitled to an original award based upon a 15% permanent medical impairment rating. Her
original award equates to 67.5 weeks from her date of MMI (December 14, 2016) at her
workers’ compensation rate of $274.47, or $18,526.73.
When her initial compensation period expired on April 3, 2018, Ms. Salzwedel had
not return to work for any employer earning at least the same rate of pay as she earned before
her injury. Her testimony is uncontroverted that CVS terminated her. The Court holds Ms.
Salzwedel is entitled to increased benefits based on her inability to return to work (1.35), her
education (1.45), and her age (1.2), which equates to 35.23% permanent partial disability or
$43,519.29 less the original award, for an additional increased benefit of $24,992.56.
Since Ms. Salzwedel is entitled to increased benefits, the Court then must determine
8
whether she demonstrated by clear and convincing evidence that limiting her recovery to
increased benefits would be inequitable in light of the totality of the circumstances. The
Court finds at expiration of her initial compensation period: (1) she had a 15% permanent
medical impairment, (2) her authorized treating physician certified on the Bureau’s form that
she no longer has the ability to perform her pre-injury occupation due to permanent
restrictions caused by the work injury; and (3) she earned less than 70% of her pre-injury
average weekly wage.
While Ms. Salzwedel did return to her pre-injury employment following her injury,
she did so only in an accommodated position before reaching MMI. Her uncontroverted
testimony showed it became difficult for her to continue working in the accommodated job,
and she asked the district manager for other options, which CVS did not offer and instead
terminated her. The Court finds a return to employment in an accommodated position before
MMI does not equal an ability to perform the pre-injury occupation due to permanent
restrictions. (Emphasis added).
Additionally, Dr. Colvin testified that when he considered Dr. Bolt’s and Dr. Koenig’s
restrictions, he determined Ms. Salzwedel sustained an 85-90% vocational disability, and he
indicated her restrictions prevent her from returning to her prior jobs on a sustained basis. In
comparison, an award of extraordinary relief entitles an injured employee to up to 275 weeks
of permanent partial disability benefits, which calculates to 61.11% permanent partial
disability. This is significantly less than Dr. Colvin’s assessment based on Ms. Salzwedel’s
permanent restrictions.
For these reasons, the Court holds the clear and convincing evidence demonstrates that
limiting Ms. Salzwedel’s recovery to increased benefits would be inequitable in light of the
totality of the circumstances. Accordingly, the Court awards Ms. Salzwedel extraordinary
relief” in the total amount of 275 weeks, or $75,479.25, plus lifetime medical benefits.
Attorney Fees
Finally, Ms. Salzwedel’s counsel requested a 20% fee. Before the Court can award an
attorney fee in excess of $10,000.00, Tennessee Code Annotated section 50-6-226(a)(2)(C)
requires specific findings of the factors in Tennessee Supreme Court Rule 8, Rule of
Professional Conduct 1.5, which include:
1. The time and labor required, the novelty and difficulty of the questions
involved, and the skill requisite to perform the legal service properly.
2. The likelihood, if apparent to the client, that the acceptance of the
particular employment will preclude other employment by the lawyer.
The fee customarily charged in the locality for similar legal services.
4, The amount involved and the results obtained.
Go
9
5. The time limitations imposed by the client or by the circumstances.
The nature and length of the professional relationship with the client.
7. The experience, reputation, and ability of the lawyer or lawyers performing
the services.
8. Whether the fee is fixed or contingent.
9. Prior advertisements or statements by the lawyer with respect to the fees
the lawyer charges; and
10. Whether the fee agreement is in writing.
a
The Court finds that this case required significant time and expertise by Ms.
Salzwedel’s counsel. A 20% fee is statutorily authorized and customary in cases brought
before this Court. Further, the amount is appropriate, as this case was complicated, spanned
more than a year of litigation, and required multiple experts. All the applicable factors,
including the experience and ability of Ms. Salzwedel’s attorney, support an award of the
requested fee. Therefore, under Tennessee Code Annotated sections 50-6-207(4)(A)(ii)(a)
and 50-6-207(4)(A)(iii), the Court commutes 20% of the permanent partial disability benefits
for Ms. Salzwedel’s attorney’s fee in the amount of $15,095.85.
IT IS, THEREFORE, ORDERED as follows:
Il.
ENTERED September 18, 2018.
CVS and/or its carrier shall provide Ms. Salzwedel with medical treatment for her
work injuries under Tennessee Code Annotated section 50-6-204. Dr. Bolt remains
the authorized treating physician.
CVS and/or its carrier shall pay Ms. Salzwedel a permanent partial disability award of
275 weeks, or $75,479.25. Out of this award, Ms. Salzwedel’s counsel shall be paid a
20% attorney fee, or $15,095.85, in a lump sum.
CVS shall prepare and file a statistical data form within ten business days of the date
of this order.
The filing fee for this this case is taxed to CVS under Rule 0800-02-21-.07 of the
Tennessee Compilation Rules and Regulations.
Absent an appeal of this order by either party, the order shall become final thirty days
after issuance.
Lo. Be
PAMELA B. JOHNSON, JUDGE
Court of Workers’ Compensation Claims
10
APPENDIX
Technical Record:
l.
CR NIAKAAWHY
1].
12.
13.
14.
3,
16.
17.
18.
19.
20.
21.
22.
23.
24.
25.
26.
27.
28.
29.
30.
31.
Petition for Benefit Determination
Dispute Certification Notice
Request for Scheduling Hearing
Order, September 1, 2017
Order, September 11, 2017
Agreed Scheduling Order
Notice of Employee’s Medical Experts
Employer’s Notice of Medical Experts
Motion to Enforce Settlement Agreement or in the Alternative a Judgment
Based upon the Pleadings
Subsequent Injury Fund’s Response to Motion to Enforce Settlement
Agreement or in the Alternative a Judgment Based upon the Pleadings
Employer’s Response to Motion to Enforce Settlement Agreement or in the
Alternative a Judgment Based upon the Pleadings.
Employee’s Reply to Subsequent Injury Fund’s Response to Motion to Enforce
Settlement Agreement or in the Alternative a Judgment Based upon the
Pleadings
Order Denying Motion to Enforce Settlement or in the Alternative a Judgment
Based upon the Pleadings.
Agreed Order to Modify Agreed Scheduling Order
Notice of Compliance with Scheduling Order
Notice of Deposition
Notice of Rescheduled Deposition
Motion for Relief from Scheduling Order
Affidavit of Timothy Roberto
Employer’s Response to Employee’s Motion for Relief from Scheduling Order
Order Granting Relief from Scheduling Order
Notice of Deposition of Dr. Patrick Bolt
Notice of Supplemental Deposition of Employee
Amended Agreed Scheduling Hearing Order, April 30, 2018
Amended Agreed Scheduling Hearing Order, May 16, 2018
Agreed Order to Exceed Page Limitations
Compensation Hearing Stipulations
Employee’s Notice of Filing of Exhibits for August 21, 2018 Compensation
Hearing
Joint Pre-Hearing Statement
Employer’s Compensation Hearing Brief
Notice of Voluntary Non-Suit and Order of Voluntary Non-Suit as to
Defendant Subsequent Injury Fund Only
11
32.
33.
34.
35.
36.
37.
Employee’s Pre-Compensation Hearing Brief
Employer Exhibit List
Notice of Filing Proof Deposition Transcript of Dr. Patrick Bolt for August 21,
2018 Compensation Hearing
Notice of Filing Deposition Transcript of Dr. Thomas Koenig
Notice of Filing Medical Records
Post ADR Dispute Certification Notice
The Court did not consider attachments to Technical Record filings unless admitted
into evidence during the Compensation Hearing. The Court considered factual statements in
these filings or any attachments to them as allegations unless established by the evidence.
Exhibits:
SNAARWNS
Preliminary Report of Dr. Craig Colvin, February 17, 2018
Curriculum Vitae of Dr. Craig Colvin
Correspondence to Dr. Craig Colvin, March 8, 2018
Addendum Response of Dr. Craig Colvin, March 12, 2018
Ms. Salzwedel’s email to CVS regarding work within restrictions
Deposition of Dr. Patrick Bolt
Deposition of Dr. Thomas Koenig
Medical Records Table of Contents
a. Dr. David Cox, Summit Medical Group
b. Dr. Paul Brady, Tennessee Orthopaedic Clinic
c. Dr. Patrick Bolt, Tennessee Orthopaedic Clinic
CERTIFICATE OF SERVICE
I certify that a true and correct copy of the Compensation Hearing Order was sent
to the following recipients by the following methods of service on September 18, 2018.
Name Certified | Fax | Email | Service sent to:
Mail
Timothy Roberto, x troberto@brownandroberto.com
Employee’s Attorney .
Ryan C. Edens x rcedens@mijs.com
Employer’s Attorney
YS \
ol Bieiin, NS besun J NV Otynedd 204,
PENNY SHRUM, COURT CLERK Padi
we.courtclerk@tn.gov
12
Filed Date Stamp Here COMPENSATION HEARING NOTICE OF APPEAL pocket #:
LB-1103
Tennessee Division of Workers’ Compensation
www, tn gov/labor-wid/weomp.shtml State File #/YR:
wc.courtclerk@tn.gov
1-800-332-2667 RFA#:
Date of Injury:
SSN:
Employee
Employer and Carrier
Notice
Notice is given that
[List name(s) of all appealing party(ies) on separate sheet if necessary]
appeals the order(s) of the Court of Workers’ Compensation Claims at
to the Workers’ Compensation Appeals Board.
[List the date(s) the order(s) was filed in the court clerk’s office]
Judge
Statement of the Issues
Provide a short and plain statement of the issues on appeal or basis for relief on appeal:
List of Parties
Appellant (Requesting Party): At Hearing:|_JEmployerL_lEmployee
Address:
Party’s Phone: Email:
Attorney’s Name: BPR#:
Attorney’s Address: Phone:
Attorney's City, State & Zip code:
Attorney’s Email:
* Attach an additional sheet for each additional Appellant *
rev. 4/15 Page 1 of 2 RDA 11082
Employee Name: SF#: _ DOI: ee
Appellee(s)
Appellee (Opposing Party):__ At Hea ring:L_lEm ployerL_lEmployee
Appellee’s Address:
Appellee’s Phone: Email:
Attorney’s Name: BPR#:
Attorney’s Address: Phone:
Attorney’s City, State & Zip code:
Attorney’s Email:
* Attach an additional sheet for each additional Appellee *
CERTIFICATE OF SERVICE
I, , certify that | have forwarded a true and exact copy of this
Compensation Hearing Notice of Appeal by First Class, United States Mail, postage prepaid, to all parties
and/or their attorneys in this case in accordance with Rule 0800-02-22.01(2) of the Tennessee Rules of
Board of Workers’ Compensation Appeals on this the day of ,20__
{Signature of appellant or attorney for appellant]
Attention: This form should only be used when filing an appeal to the Workers’ Compensation Appeals
Board. If you wish to appeal a case to the Tennessee Supreme Court, please utilize the form provided by
the Court which can be found on their website at the following address:
http://www.tneourts.gov/sites/default/files/docs/notice of appeal - civil or criminal.pdf
LB-1103 rev. 4/15 Page 2 of 2 RDA 11082
Compensation Hearing Order Right to Appeal:
If you disagree with this Compensation Hearing Order, you may appeal to the Workers’
Compensation Appeals Board or the Tennessee Supreme Court. To appeal to the Workers’
Compensation Appeals Board, you must:
1. Complete the enclosed form entitled: “Compensation Hearing Notice of Appeal,” and file
the form with the Clerk of the Court of Workers’ Compensation Claims within thirty
calendar days of the date the compensation hearing order was filed. When filing the
Notice of Appeal, you must serve a copy upon the opposing party (or attorney, if
represented).
2. You must pay, via check, money order, or credit card, a $75.00 filing fee within ten
calendar days after filing of the Notice of Appeal. Payments can be made in-person at
any Bureau office or by U.S. mail, hand-delivery, or other delivery service. In the
alternative, you may file an Affidavit of Indigency (form available on the Bureau’s
website or any Bureau office) seeking a waiver of the filing fee. You must file the fully-
completed Affidavit of Indigency within ten calendar days of filing the Notice of
Appeal. Failure to timely pay the filing fee or file the Affidavit of Indigency will
result in dismissal of your appeal.
3. You bear the responsibility of ensuring a complete record on appeal. You may request
from the court clerk the audio recording of the hearing for a $25.00 fee. A licensed court
reporter must prepare a transcript and file it with the court clerk within fifteen calendar
days of the filing the Notice of Appeal. Alternatively, you may file a statement of the
evidence prepared jointly by both parties within fifteen calendar days of the filing of the
Notice of Appeal. The statement of the evidence must convey a complete and accurate
account of the hearing. The Workers’ Compensation Judge must approve the statement
of the evidence before the record is submitted to the Appeals Board. If the Appeals
Board is called upon to review testimony or other proof concerning factual matters, the
absence of a transcript or statement of the evidence can be a significant obstacle to
meaningful appellate review.
4. After the Workers’ Compensation Judge approves the record and the court clerk transmits
it to the Appeals Board, a docketing notice will be sent to the parties. The appealing
party has fifteen calendar days after the date of that notice to submit a brief to the
Appeals Board. See the Practices and Procedures of the Workers’ Compensation
Appeals Board.
To appeal your case directly to the Tennessee Supreme Court, the Compensation Hearing
Order must be final and you must comply with the Tennessee Rules of Appellate
Procedure. If neither party timely files an appeal with the Appeals Board, the trial court’s
Order will become final by operation of law thirty calendar days after entry. See Tenn.
Code Ann. § 50-6-239(c)(7).
For self-represented litigants: Help from an Ombudsman is available at 800-332-2667.
Tennessee Bureau of Workers’ Compensation
220 French Landing Drive, !-B
Nashville, TN 37243-1002
800-332-2667
AFFIDAVIT OF INDIGENCY
I, , having been duly sworn according to law, make oath that
because of my poverty, | am unable to bear the costs of this appeal and request that the filing fee to appeal be
waived. The following facts support my poverty.
1. Full Name: 2. Address:
3. Telephone Number: 4, Date of Birth:
5. Names and Ages of All Dependents:
Relationship:
Relationship:
Relationship:
Relationship:
6. | am employed by:
My employer’s address is:
My employer’s phone number is:
7. My present monthly household income, after federal income and social security taxes are deducted, is:
$
8. | receive or expect to receive money from the following sources:
AFDC $ per month beginning
ssl $ per month beginning
Retirement $ per month beginning
Disability $ per month beginning
Unemployment $ per month beginning
Worker’s Comp.$ per month beginning
Other $ per month beginning
LB-1108 (REV 11/15) RDA 11082
9. My expenses are:
Rent/House Payment $ permonth Medical/Dental $ per month
Groceries $ per month Telephone $ per month
Electricity $ per month School Supplies $ per month
Water $ per month Clothing $ per month
Gas $ per month Child Care $ per month
Transportation $ per month Child Support $ per month
Car $ per month
Other $ per month (describe: }
10. Assets:
Automobile $ (FMV)
Checking/Savings Acct. $
House $ _ (FMV)
Other $ Describe:
11. My debts are:
Amount Owed To Whom
| hereby declare under the penalty of perjury that the foregoing answers are true, correct, and complete
and that | am financially unable to pay the costs of this appeal.
APPELLANT
Sworn and subscribed before me, a notary public, this
day of , 20
NOTARY PUBLIC
My Commission Expires:
LB-1108 (REV 11/15) RDA 11082