Judges: DAN MORALES, Attorney General of Texas
Filed Date: 3/12/1998
Status: Precedential
Modified Date: 7/6/2016
Mr. Ray Farabee Vice Chancellor and General Counsel The University of Texas System 201 West Seventh Street Austin, Texas 78701-2981
Re: Whether Education Code section
Dear Mr. Farabee:
You ask about the constitutionality of Education Code section
You also ask whether a determination that section 54.203(a) is unconstitutional will be applied retrospectively. We are ultimately unable to answer this question, although we provide the test we believe a court would use to resolve the issue. Finally, you ask whether a particular student, a resident veteran who was not a citizen of this state at the time he entered the service, is entitled to a refund of the tuition and fees he has paid under protest. Because we cannot determine whether a determination that the subsection is unconstitutional will be applied retrospectively, we cannot answer this question.
We begin by describing the statute at issue. Education Code section
The governing board of each institution of higher education shall exempt the following persons from the payment of all dues, fees, and charges, including fees for correspondence courses but excluding property deposit fees, student services fees, and any fees or charges for lodging, board, or clothing, provided the persons seeking the exemptions were citizens of Texas at the time they entered the services indicated and have resided in Texas for at least the period of 12 months before the date of registration:
(1) all nurses and honorably discharged members of the armed forces of the United States who served during the Spanish-American War or during World War I;
(2) all nurses, members of the Women's Army Auxiliary Corps, members of the Women's Auxiliary Volunteer Emergency Service, and all honorably discharged members of the armed forces of the United States who served during World War II . . .;
(3) all honorably discharged men and women of the armed forces of the United States who served during the . . . Korean War; and
(4) all persons who were honorably discharged from the armed forces of the United States after serving on active military duty . . . for more than 180 days and who served a portion of their active duty during:
(A) the Cold War . . .;
(B) the Vietnam era . . .;
(C) the Grenada and Lebanon era . . .;
(D) the Panama era . . .;
(E) the Persian Gulf War . . .; or
(F) any future national emergency declared in accordance with federal law. [Emphasis added.]
Thus, to receive the exemption under section 54.203(a), an honorably discharged veteran who served during one of the listed conflicts must satisfy two statutory residence requirements. The first, a fixed-point residence requirement, limits the exemption to those veterans who resided in Texas at the time they entered the service. The second, a durational residence requirement, limits the exemption to those veterans who have resided in Texas for at least one year before registering in an institution of higher education. You ask only about the fixed-point residence requirement.2
We note, as a threshold matter, that this country has a long tradition of rewarding those who have served in the armed forces by providing statutory preferences that favor veterans over nonveterans:3 "[T]he various preferences for veterans are grounded in a ``[d]esire to compensate in some measure for the disruption of a way of life . . . and to express gratitude . . . .'"4 We are not considering the constitutionality of a statutory preference favoring veterans, however; rather, we are considering here the constitutionality of a statutory preference favoring one class of honorably discharged, resident veterans — those who satisfy Education Code section
The United States Supreme Court twice has struck as unconstitutional under the
At a minimum,9 the Soto-Lopez court held that the laws at issue did not survive even rational-basis scrutiny. In general, a classification will survive rational-basis scrutiny if the statutory classification rationally furthers a legitimate state purpose.10 The Court found that the New York classification was irrational,11 rejecting the State's four proffered justifications. First, the Court denied that the classification encourages New York residents to enlist during times of war, primarily because no service personnel could be sure, at the time he or she enters the service, that the legislature would amend the preference to include veterans of the conflict during which he or she served.12 Furthermore, according to the Chief Justice, the laws do not distinguish between veterans who enlisted voluntarily and those who were drafted.13 Second, the Court refuted New York's contention that the preference partially compensates residents for service during time of war,14 countering that New York residents who entered the military suffered no more nor less than residents of other states who entered the military.15 Third, the Court disagreed with the State's argument that the preference encourages honorably discharged, past-resident veterans to return to New York to settle.16 While the Chief Justice conceded that the preference might have such an effect, he believed the preference also might discourage other veterans from settling in the state.17 Fourth, the Court denied that the preference targeted a special group of veterans who know local affairs, who have learned valuable skills in the military, and who would, consequently, make exceptional public servants;18 in the Court's view, all resident veterans possess those same attributes, regardless of where they resided when they entered the military.19
Ultimately, the Court determined that the State may not discriminate against a bona fide resident veteran solely on the basis of his or her date of arrival in the state:
"The State may not favor established residents over new residents based on the view that the State may take care of ``its own,' if such is defined by prior residence. Newcomers, by establishing bona fide residence in the State, become the State's ``own' and may not be discriminated against solely on the basis of their arrival in the State after [a fixed date]."20
The Soto-Lopez decision echoes the Court's earlier opinion inHooper v. Bernalillo County Assessor.21 In Hooper the Court declared unconstitutional a New Mexico statute that exempted $2,000 of the taxable value of property for any honorably discharged, resident Vietnam veteran who resided in New Mexico before May 8, 1976.22 The Court explained that the statute classified resident Vietnam veterans who resided in the State before May 8, 1976, differently from those resident veterans who arrived after that date.23 Like the subsequent Soto-Lopez opinion, the Hooper Court determined that the statute did not survive even rational-basis scrutiny.24 New Mexico argued that the exemption encourages veterans to settle in the State,25 but the Court opined that the classification actually discourages veterans who had not been New Mexico residents before May 8, 1976, from moving to the State.26 New Mexico also asserted that the classification rewards veterans for their military service,27 but the Court insisted that a state could not do so by making "an invidious [or] irrational distinction among its residents."28 New Mexico's distinction, like New York's in Soto-Lopez, was irrational in part because military service during wartime disrupts the lives of all who serve, not just those who lived in New Mexico before May 8, 1976.29
Soto-Lopez and Hooper provide a framework for analyzing a statutory fixed-point residence requirement that serves to demarcate among honorably discharged, resident veterans. First, these cases indicate that a court reviewing such a fixed-point residence requirement would review the resulting classification using the rationality standard. Second, although a court applying rationality analysis usually defers to the legislature's wisdom and upholds the statute, the Supreme Court in Soto-Lopez andHooper declared irrational every justification the states offered.30 Significantly, the Court declared, in both cases, that a state may not discriminate against a resident solely on the basis of his or her date of arrival.31 Additionally, the Court cited, in both cases, the fact that veterans served this nation, not a particular state, as well as the fact that veterans who entered the service from one state suffered no more, or less, than veterans who entered from another state.32
In our opinion, in Del Monte v. Wilson33 the California Supreme Court correctly applied these Supreme Court precedents to hold unconstitutional a statute markedly similar to Education Code section
We believe your argument that a Texas court would not follow DelMonte must fail. In the first place, federal courts as well as state courts have jurisdiction over federal constitutional questions. Second, you contend that two opinions of the Texas court of appeals, Nunez v. Autry39 and Smith v. Board ofRegents of University of Houston System,40 suggest that a Texas court would approach the question of constitutionality differently than the California court. We disagree. In Nunez the court affirmed the constitutionality of a Texas statute that permitted an insured or third-party liability claimant to collect from the insurance guaranty fund only if the claimant was a Texas resident at the time the claim arose.41 The court likened the statute at issue to one that assures that only residents enjoy services provided for residents.42 Additionally, the court determined that the statute was rationally related to the state's legitimate interest in protecting state residents, as opposed to residents of other states, from insolvent insurers.43
Education Code section
Consequently, we believe a court would conclude that Education Code section
Having concluded that a court probably would decide that Education Code section
We believe a court would conclude that the legislature intended the limitation at issue here to be severable from the remainder of the subsection, and the court accordingly would invalidate only the offending fixed-point residence requirement. The remainder of section 54.203(a) would be left intact, and the court thus would extend the tuition exemption to every honorably discharged veteran who satisfies the statutory durational residence requirement.49 In the 1959 legislation that inserted the fixed-point residence requirement into the statutory predecessor to Education Code section
If any . . . part of this Act is held to be unconstitutional . . ., such decision shall not affect the remaining portions of this Act. The Legislature hereby declares that it would have passed this Act and each . . . part thereof despite the fact that one or more . . . parts . . . be declared unconstitutional . . . .51
Indeed, we believe this conclusion is absolutely consistent with the legislature's purposes in creating the tuition exemption. Prior to 1959, the statutory predecessor to section 54.203(a) sought to compensate all honorably discharged veterans who were citizens of Texas for their service to the nation and for the disruption service in the military caused. For example, when the legislature first adopted the tuition exemption in 1923, it expressed its wish to benefit honorably discharged, resident veterans who "served the Nation" in World War I and who must avail themselves of getting a college education "without long delays."52 In 1943 the legislature included honorably discharged, resident World War II veterans,53 citing the supreme sacrifices these service men and women had made and their disrupted lives:
The fact that there are a great many of the members of the United States Armed Forces who have already been killed in action and a great many who have been discharged from active service because of injuries received in action, or who have been discharged because of sickness or illness while in active service and now desire to attend state educational institutions of higher learning and continue in the educational pursuits in which they were engaged at the time of entering into active service, and the further fact that [tuition exemptions presently are not provided them necessitates this amendment.]54
Similarly, in 1953 the legislature included all honorably discharged, resident Korean war veterans55 because "a great many persons who have served in the [Korean War] have been discharged from such service and now desire to . . . continue in the educational pursuits in which they were engaged at the time of entering into active service . . . ."56
You next question whether our conclusion, that a court would find that section 54.203(a) unconstitutionally excludes from the tuition exemption honorably discharged, resident veterans who were not Texas citizens at the time they entered the service, applies prospectively only or retrospectively as well as prospectively. Ultimately, we are unable to resolve this question. We believe, however, that a court would resolve the question by applying the test the Texas Supreme Court articulated in Wessely Energy Corp. v. Jennings:57
To determine whether, and to what extent, a judicially modified rule will apply retroactively, a court should determine (1) whether the holding decided an issue of first impression not clearly foreshadowed by prior decisions; (2) whether retroactive operation will further or retard the holding in question; and (3) whether a retroactive application could produce substantial inequitable results.58
Under this test, judicial modifications to a statute may apply prospectively only or retrospectively as well as prospectively; furthermore, the judicial modifications may apply retrospectively to the extent the court deems retrospective application just. Here, for example, a court may determine that section 54.203(a), modified to delete the fixed-point residence requirement, should apply retrospectively to 1959, the date the fixed-point residence requirement was adopted; to 1985, the year of the Hooper decision; to 1986, the year of the Soto-Lopez decision; or to some other date. Weighing the justice of a particular date of retrospective application is the province of a court, not this office. Moreover, each of the three prongs of the Wessely test involves the consideration of fact questions, which this office is not equipped to resolve.59
Because we cannot determine whether a conclusion that section 54.203(a) is unconstitutional will be applied retrospectively, we cannot determine whether an honorably discharged veteran who meets section 54.203(a)'s durational residence requirement is entitled to a refund of tuition he paid under protest.60 We therefore are unable to answer your last question.
A court probably would evaluate the extent to which section 54.203(a), judicially modified to delete the unconstitutional fixed-point residence requirement, should be applied retrospectively using a three-part test. First, the court would examine whether the holding decided an issue of first impression not clearly foreshadowed by prior decisions. Second, the court would consider whether retrospective operation will further or retard the holding in question. Third, the court would determine whether a retrospective application could produce substantial inequitable results. A court would decide whether an honorably discharged veteran who meets section 54.203(a)'s durational residence requirement is entitled to a refund of tuition paid under protest after the court had established the extent to which the judicial modification of section 54.203(a) would apply retrospectively.
Yours very truly,
DAN MORALES Attorney General of Texas
JORGE VEGA First Assistant Attorney General
SARAH J. SHIRLEY Chair, Opinion Committee
Prepared by Kymberly K. Oltrogge Assistant Attorney General
1. The statutory distinctions created a financial incentive for individuals to establish and maintain residence in Alaska.
2. The statutory distinctions furthered prudent management of the state's dividend fund.
3. The statutory distinctions recognized that the longer a resident had lived within the state, the more he or she had contributed, tangibly and intangibly, to the state.
See id. at 61-64.
Chevron Oil Co. v. Huson , 92 S. Ct. 349 ( 1971 )
William K. Bunyan v. Luis M. Camacho, Don C. Warner, Bertha ... , 770 F.2d 773 ( 1985 )
ignatius-russell-v-virgil-hodges-as-director-of-the-mt-morris-community , 470 F.2d 212 ( 1972 )
Smith v. Board of Regents of the University of Houston ... , 874 S.W.2d 706 ( 1994 )
Zobel v. Williams , 102 S. Ct. 2309 ( 1982 )
Del Monte v. Wilson , 1 Cal. 4th 1009 ( 1992 )
Marks v. United States , 97 S. Ct. 990 ( 1977 )
Segrest v. Segrest , 26 Tex. Sup. Ct. J. 333 ( 1983 )
Nunez v. Autry , 1994 Tex. App. LEXIS 2202 ( 1994 )
Wessely Energy Corp. v. Jennings , 30 Tex. Sup. Ct. J. 530 ( 1987 )