State v. Laura Ann Swan

COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 02-14-00416-CR
THE STATE OF TEXAS STATE
V.
LAURA ANN SWAN APPELLEE
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FROM THE 213TH DISTRICT COURT OF TARRANT COUNTY
TRIAL COURT NO. 1273898
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OPINION
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The State of Texas appeals the trial court’s order granting appellee Laura
Ann Swan’s motion to suppress the results of a blood test for alcohol. In three
points, the State contends that the warrantless, nonconsensual blood draw of
appellee that the police conducted under the mandatory language of a Texas
statute was not unconstitutional and that even if the blood draw was
unconstitutional, evidence related to it should not be suppressed because a
police officer believed that he was acting constitutionally under the statute. We
affirm the trial court’s suppression order.
Background Facts
One early morning in February 2012, Hurst police officer Brian Charnock
received information that while traveling on a state highway, a driver was
swerving, was increasing and reducing speed, and was otherwise driving
recklessly. Officer Charnock was too far away from the location of the driver’s
vehicle to follow and observe it, so he drove toward the address associated with
the vehicle. 1 On the way there, Officer Charnock saw the vehicle he was
searching for, which was being driven by appellee. Appellee made a turn without
signaling, and Officer Charnock conducted a traffic stop.
When Officer Charnock approached appellee’s vehicle, he smelled a
strong odor of alcohol. Appellee denied having recently drunk alcohol. Officer
Charnock asked appellee to perform field sobriety tests, and she refused.
Appellee’s refusal to perform the tests made Officer Charnock believe that she
was “hiding something.” Officer Charnock arrested appellee for failing to present
her driver’s license, but he also believed that he had probable cause to arrest her
for driving while intoxicated (DWI).
1
Officer Charnock received a license plate number from a witness who had
seen the vehicle, and Officer Charnock connected that number to an address.
2
Officer Charnock transported appellee to a jail. While there, he noticed
that she had “droopy eyes,” and he could still smell alcohol on her. 2 Officer
Charnock gave appellee certain warnings and asked her to give a sample of her
blood for the testing of alcohol content. She refused. Officer Charnock learned
that appellee had two prior convictions for DWI, and he prepared to conduct a
search and seizure of her blood under section 724.012 of the transportation
code. 3 He took her to an emergency room near the police department, where a
sample of her blood was seized. Officer Charnock did not obtain a warrant
before seizing the blood sample because he “didn’t need the warrant at the time
based on the two prior convictions. And timewise, it wouldn’t have been
expedient.” 4
A Tarrant County grand jury indicted appellee for DWI. The indictment
included a paragraph alleging that she had two prior final convictions for DWI.
2
Officer Charnock testified, however, that appellee’s speech was not
slurred, that she did not have bloodshot or watery eyes, and that she did not
“sway very much” when she walked.
3
See Tex. Transp. Code Ann. § 724.012(b)(3)(B) (West 2011) (requiring a
police officer to take a specimen of a person’s breath or blood if the officer
arrests a suspect for DWI, the suspect refuses to give a specimen voluntarily,
and the suspect has two or more DWI convictions); see also id. § 724.011(a)
(West 2011) (stating that if a person is arrested for DWI, the person is “deemed
to have consented . . . to submit to the taking of one or more specimens of the
person’s breath or blood for analysis to determine the alcohol concentration”).
4
Officer Charnock explained that the process of obtaining a warrant—
which spans “at least an hour”—risks losing evidence of intoxication “based on
time elapsing and dissipation of alcohol in the body.”
3
Appellee filed a motion to suppress the results of the blood test. She
argued that although the State had searched for and seized her blood under the
provisions of section 724.012, the nonconsensual search and seizure were
unconstitutional under the United States Supreme Court’s Missouri v. McNeely 5
decision because they were unsupported by a search warrant or by exigent
circumstances that precluded the police from obtaining a warrant.
In response, the State argued that the search and seizure of appellee’s
blood were reasonable and valid. Specifically, the State contended that section
724.012 mandated the search and seizure of appellee’s blood, that the police
relied on this statute when seizing the blood, and that the decision in McNeely
did not invalidate the requirements of the statute. The State asserted in part,
The concept relied upon in vehicular-intoxication enactments
across the country—implied-consent—is a statutory term of art that
incorporates Fourth Amendment principles. Pursuant to the Texas
implied-consent statutory framework, a defendant’s implied consent
is valid as a constitutionally sufficient alternative to the warrant
preference. Driving on a roadway (and obtaining a license, if
applicable) is a privilege, not a right; by doing so, a defendant
impliedly consents to providing a sample when suspected of
intoxication-related crimes. . . . This statutory framework was
promulgated to protect the strong state interest in eradicating drunk
driving. It involves a type of consent that can be actual, not simply
implied. And it requires a quantum of evidence equal to the
constitutional level for seizing a person, a scenario that results in
limiting a person’s expectation of privacy. When the statute’s
predicates are fulfilled, the search is narrowly limited, excludes
5
See 133 S. Ct. 1552, 1568 (2013) (“We hold that in drunk-driving
investigations, the natural dissipation of alcohol in the bloodstream does not
constitute an exigency in every case sufficient to justify conducting a blood test
without a warrant.”).
4
significant officer discretion, and seeks a very specific type of
evidence that has a direct nexus to the offense committed, similar to
a search incident to arrest. For these combined reasons, implied-
consent draws are reasonable under the Fourth Amendment; they
involve a compilation of factors weighed throughout years of
jurisprudence that support warrantless searches and seizures.
....
McNeely did not alter application of the Texas implied-consent
provisions—statutes which incorporate constitutional protections.
When an officer follows the mandate [of the implied-consent
provisions], the officer acts within the bounds of constitutional
reasonableness.
In its lengthy written response in the trial court, the State also explained
that at that time, the Texas Court of Criminal Appeals had not yet “weigh[ed] in”
on whether the decision in McNeely impacted section 724.012. Finally, the State
argued that even if the mandatory blood-draw under section 724.012 was
unreasonable, evidence flowing from the blood-draw should not be excluded
because the police seized appellee’s blood while believing that the statute’s
requirements were valid and constitutional.
After holding a hearing, 6 the trial court granted appellee’s motion to
suppress the results of her blood alcohol test. The court found that appellee’s
detention and arrest were lawful but that the search and seizure of her blood
6
At the hearing, the State represented, “[W]e are not claiming an exigency
exist[s] in this situation at all. We are relying on [section 724.012].”
5
were unlawful because they occurred without a warrant, without her consent, and
without exigent circumstances. The State brought this interlocutory appeal. 7
The Trial Court’s Suppression Decision
On appeal, as in the trial court, the State relies on section 724.012 to
support the constitutionality of the search and seizure of appellee’s blood; the
State contends that this appeal “involves the application of Fourth Amendment
principles to warrantless, non-consensual, statutorily-mandated blood draws.”
The State alternatively contends that if section 724.012’s mandatory blood-draw
provisions did not provide a constitutional basis for the search and seizure of
appellee’s blood, Officer Charnock’s belief in the constitutional application of that
provision at the time of the search and seizure precludes suppression of
appellee’s blood test results. Based on precedential and persuasive authority,
we cannot agree with either proposition.
We review a trial court’s ruling on a motion to suppress evidence under a
bifurcated standard of review. Amador v. State, 221 S.W.3d 666, 673 (Tex.
Crim. App. 2007); Guzman v. State, 955 S.W.2d 85, 89 (Tex. Crim. App. 1997).
We give almost total deference to a trial court’s rulings on questions of historical
fact and application-of-law-to-fact questions that turn on an evaluation of
credibility and demeanor, but we review de novo application-of-law-to-fact
questions that do not turn on credibility and demeanor. Amador, 221 S.W.3d at
7
See Tex. Code Crim. Proc. Ann. art. 44.01(a)(5) (West Supp. 2015).
6
673; Estrada v. State, 154 S.W.3d 604, 607 (Tex. Crim. App. 2005); Johnson v.
State, 68 S.W.3d 644, 652–53 (Tex. Crim. App. 2002).
The Fourth Amendment protects against unreasonable searches and
seizures by government officials. U.S. Const. amend. IV; Wiede v. State, 214
S.W.3d 17, 24 (Tex. Crim. App. 2007). To suppress evidence because of an
alleged Fourth Amendment violation, the defendant bears the initial burden of
producing evidence that rebuts the presumption of proper police conduct.
Amador, 221 S.W.3d at 672; see Young v. State, 283 S.W.3d 854, 872 (Tex.
Crim. App.), cert. denied, 558 U.S. 1093 (2009). A defendant satisfies this
burden by establishing that a search or seizure occurred without a warrant.
Amador, 221 S.W.3d at 672. Once the defendant has made this showing, the
burden of proof shifts to the State, which is then required to establish that the
search or seizure was conducted pursuant to a warrant or was reasonable. Id. at
672–73; Torres v. State, 182 S.W.3d 899, 902 (Tex. Crim. App. 2005); Ford v.
State, 158 S.W.3d 488, 492 (Tex. Crim. App. 2005).
Whether a search is reasonable is a question of law that we review
de novo. Kothe v. State, 152 S.W.3d 54, 62 (Tex. Crim. App. 2004).
Reasonableness is measured by examining the totality of the circumstances. Id.
at 63. It requires a balancing of the public interest and the individual’s right to be
free from arbitrary detentions and intrusions. Id. A search conducted without a
warrant is per se unreasonable unless it falls within one of the “specifically
defined and well-established” exceptions to the warrant requirement. McGee v.
7
State, 105 S.W.3d 609, 615 (Tex. Crim. App.), cert. denied, 540 U.S. 1004
(2003).
The principal issue raised in this appeal, as discussed by the State in its
first and second points, is whether a warrantless, nonconsensual blood draw
conducted only under the basis of section 724.012’s mandatory provisions (in
other words, without exigent circumstances or another established exception to
the general requirement of obtaining a search warrant) 8 violates the Fourth
Amendment. As the State concedes, both the Texas Court of Criminal Appeals
and this court have addressed the merits of this Fourth Amendment issue.
Section 724.012 requires the taking of a specimen of a suspect’s breath or
blood if the suspect is arrested for DWI, the suspect refuses to give a specimen
voluntarily, and the suspect has been twice convicted of DWI. Tex. Transp.
Code Ann. § 724.012(b)(3)(B). While section 724.012 requires the taking of a
specimen in those circumstances, the section does not expressly authorize the
taking to occur without a warrant. See id.; State v. Anderson, 445 S.W.3d 895,
907 (Tex. App.—Beaumont 2014, no pet.).
In State v. Villarreal, the court of criminal appeals held that section 724.012
does not, by itself, form a constitutionally valid alternative to the general Fourth
Amendment warrant requirement. No. PD-0306-14, 2014 WL 6734178, at *1,
8
The State concedes that the police must generally obtain a warrant before
conducting a search or seizure.
8
*21 (Tex. Crim. App. Nov. 26, 2014). 9 The facts from Villarreal are strikingly
similar to the facts at issue: the defendant was stopped for a traffic violation and
showed signs of intoxication, the defendant refused to perform field sobriety tests
or to voluntarily give a blood specimen, the police learned that the defendant had
been previously convicted of DWI on several occasions, and the police obtained
a blood specimen at a hospital without a warrant while relying on section
724.012. Id. at *1–2. The court of criminal appeals, relying in part on principles
articulated by the Supreme Court in McNeely, held that this blood draw violated
the Fourth Amendment. Id. The court stated in part,
In general, to comply with the Fourth Amendment, a search of
a person pursuant to a criminal investigation (1) requires a search
warrant or a recognized exception to the warrant requirement, and
(2) must be reasonable under the totality of the circumstances.
Furthermore, of particular relevance to DWI cases, the Supreme
Court has recognized that the Fourth Amendment is implicated in
that (3) the collection of a suspect’s blood invades a substantial
privacy interest, and (4) the exigent circumstances exception to the
9
When the State filed its brief in this appeal, the court of criminal appeals
had granted rehearing in Villarreal. The State recognized in its brief that the
holding in Villarreal was contrary to its position in its first and second points,
contended that the reasoning supporting the holding was “mistaken,” and
emphasized that rehearing had been granted. After the submission of this
appeal, the court of criminal appeals concluded that its decision to grant
rehearing was improvident and denied the motion for rehearing. Although the
State argues against the rationale and holding in Villarreal at length, we are
bound to follow the precedent of the court of criminal appeals. See White v.
State, 395 S.W.3d 828, 833 (Tex. App.—Fort Worth 2013, no pet.). Thus, we
decline to analyze the State’s several explicit and implicit challenges to the
rationale of Villarreal and its ultimate holding that a nonconsensual and
warrantless search of a DWI suspect’s blood conducted only pursuant to the
mandatory-blood-draw and implied-consent provisions in the transportation code
violates the Fourth Amendment. 2014 WL 6734178, at *21.
9
search-warrant requirement is not established merely by the natural
dissipation of alcohol. . . .
....
The State suggests that a search conducted pursuant to the
mandatory-blood-draw provisions—specifically, in this case, the
provision applicable to repeat DWI offenders—should be upheld as
categorically reasonable under (1) the consent exception, applicable
in the form of a prior waiver through implied consent, (2) the
automobile exception, (3) the special-needs exception, (4) the
search-incident-to-arrest exception, or, alternatively, (5) by treating a
blood draw as a seizure instead of a search. . . . [W]e hold that
none of these established exceptions to the warrant requirement
categorically applies to except the warrantless, nonconsensual
testing of a suspect’s blood pursuant to the provisions in the
Transportation Code. . . .
....
. . . [W]e conclude that the warrantless, nonconsensual
testing of a DWI suspect’s blood cannot be justified as a reasonable
intrusion under any of the State’s proffered exceptions to the warrant
requirement.
....
. . . [T]he Supreme Court’s holding in McNeely makes clear
that drawing the blood of an individual suspected of DWI falls under
the category of cases holding that “a warrantless search of the
person is reasonable only if it falls within a recognized exception” to
the warrant requirement. . . .
We hold that the provisions in the Transportation Code do not,
taken by themselves, form a constitutionally valid alternative to the
Fourth Amendment warrant requirement. We thus reject the State’s
assertion that a warrantless, nonconsensual blood draw conducted
pursuant to those provisions can fall under one of the established
exceptions to the warrant requirement described above, and we
further reject the State’s suggestion that such a search may be
upheld under a general Fourth Amendment balancing test.
Id. at *8, *10, *16, *20.
10
Courts of appeals, including this court, have repeatedly applied the holding
from Villarreal to likewise conclude that a warrantless search and seizure of a
defendant’s blood purported to be justified only by section 724.012’s
requirements is unconstitutional. See, e.g., Burks v. State, 454 S.W.3d 705, 709
(Tex. App.—Fort Worth 2015, pet. filed) (“Officer Croft relied exclusively on the
‘mandatory provisions’ of transportation code section 724.012(b)(3)(B) for the
warrantless blood draw. Following Villarreal, we hold that this warrantless,
nonconsensual blood draw . . . violated the Fourth Amendment.” (citation
omitted)); see also State v. Palanza, No. 13-13-00528-CR, 2015 WL 5920257, at
*2 (Tex. App.—Corpus Christi Oct. 8, 2015, pet. filed) (mem. op., not designated
for publication); State v. Taylor, No. 02-14-00456-CR, 2015 WL 4504806, at *3
(Tex. App.—Fort Worth July 23, 2015, pet. filed) (mem. op., not designated for
publication) (“[W]e hold again that this warrantless, nonconsensual blood draw
conducted pursuant to the mandatory-blood-draw and implied-consent provisions
of the Texas Transportation Code violated the Fourth Amendment.”); Perez v.
State, 464 S.W.3d 34, 47 (Tex. App.—Houston [1st Dist.] 2015, pet. filed) (op. on
reh’g).
Villarreal and these other decisions foreclose the State’s argument in its
first two points that the nonconsensual and warrantless search and seizure of
appellee’s blood, which Officer Charnock conducted under section 724.012 and
without facts supporting an independent exception to the warrant requirement,
did not violate appellee’s rights under the Fourth Amendment. See 2014 WL
11
6734178, at *21; Burks, 454 S.W.3d at 709; see also Taylor, 2015 WL 4504806,
at *3. We overrule the State’s first two points.
In its third point, the State contends,
When the ink dries on Villarreal and future McNeely decisions and if
those cases are adverse to the State on the merits, the rules
requiring evidence exclusion should not apply to mandatory blood-
draw scenarios that occurred prior to the Supreme Court’s April 2012
pronouncement (if not some even later McNeely progeny).
In other words, the State argues that Officer Charnock’s good faith in applying
what he believed the law to be at the time of the search precludes suppression of
the blood test results even if the search and seizure violated appellee’s
constitutional rights as determined by later decisions. 10
But as the State recognizes, we have considered and rejected this
argument. Burks, 454 S.W.3d at 709; see also Lewis v. State, No. 02-13-00416-
CR, 2015 WL 1119966, at *2 (Tex. App.—Fort Worth Mar. 12, 2015, pet. filed)
(mem. op., not designated for publication) (“[An officer’s] good-faith belief that the
statute authorized the warrantless search does not overcome the exclusionary
rule.”). Other courts have also rejected the contention. Greer v. State, No. 01-
14-00033-CR, 2015 WL 6366737, at *3 (Tex. App.—Houston [1st Dist.] Oct. 22,
10
The State cites, in part, article 38.23 of the code of criminal procedure.
See Tex. Code Crim. Proc. Ann. art. 38.23(a) (West 2005) (“No evidence
obtained by an officer or other person in violation of any provisions of the
Constitution or laws of the State of Texas, or of the Constitution or laws of the
United States of America, shall be admitted in evidence against the accused on
the trial of any criminal case.”). The State contends that Officer Charnock did not
execute the search and seizure in violation of any law as the law was understood
at that time.
12
2015, pet. filed) (mem. op., not designated for publication); Moore v. State, No.
11-13-00347-CR, 2015 WL 5192175, at *4 (Tex. App.—Eastland Aug. 21, 2015,
pet. filed) (mem. op., not designated for publication) (“The State’s final argument
is that . . . the Texas exclusionary rule does not apply because Officer Miller
followed an existing statute that had not been held unconstitutional when he
arranged for the warrantless blood draw. We disagree with the State’s
contention.”).
Based on our precedent and the persuasive authority cited above, and for
the reasons expressed within those decisions, we reject the State’s argument
that the Texas exclusionary rule does not apply in this case. We overrule the
State’s third point.
Conclusion
Having overruled all of the State’s points, we affirm the trial court’s order
granting appellee’s motion to suppress the results of her blood alcohol test.
/s/ Terrie Livingston
TERRIE LIVINGSTON
CHIEF JUSTICE
PANEL: LIVINGSTON, C.J.; DAUPHINOT and SUDDERTH, JJ.
PUBLISH
DELIVERED: January 21, 2016
13