Richard Grant Allen v. State

In The
Court of Appeals
Ninth District of Texas at Beaumont
_________________
NO. 09-17-00064-CR
_________________
RICHARD GRANT ALLEN, Appellant
V.
THE STATE OF TEXAS, Appellee
________________________________________________________________________
On Appeal from the Criminal District Court
Jefferson County, Texas
Trial Cause No. 16-24343
________________________________________________________________________
MEMORANDUM OPINION
The grand jury indicted Richard Grant Allen for the offense of aggravated
assault, a second-degree felony, alleging Allen used his hand as a deadly weapon
and caused serious bodily injury to another. See Tex. Penal Code Ann. § 22.02(a)(1),
(b) (West 2011). Allen pled not guilty. Allen was tried and convicted by a jury. The
jury assessed punishment at five years suspended and probated over a period of five
1
years, and a $5,000.00 fine.1 Allen appeals his conviction. In one issue, Allen
complains the trial court committed reversible error by refusing to charge the jury
on self-defense.
I. Background
A. Testimony of the Complainant
On the night of September 23, 2015, Floyd Williams, the complainant, was at
a bar in Jefferson County, Texas. Williams testified he drove his white Chevrolet
Z71 pickup to the bar around 5 or 6 p.m. He testified he was not intoxicated when
he arrived at the bar and consumed no alcohol before arriving. Williams testified he
only had three beers that evening while at the bar and disputed that he was
intoxicated to the level that the bar refused to serve him any more alcohol. Williams
did not recall tripping and falling and hitting his head.
Williams conveyed that after he finished his last beer, he left through the front
door about 6 or 7 p.m. He walked across the street to the parking lot where somebody
jumped him from behind, grabbed him, and put him in someone else’s truck.
Williams testified he then started “pounding on the guy’s face.” Williams suggested
he blacked out, and the next thing he remembers is waking up in the hospital.
1
The trial court issued a judgment nunc pro tunc to correct the length of
sentence in the initial judgment to reflect accurately the oral pronouncement that
Allen’s sentence be suspended and probated over a five-year period.
2
Williams did not remember anyone telling him to get out of the truck and could not
identify the person who hit him. Williams acknowledged he was having trouble with
his memory since he suffered a head injury in the incident.
B. Testimony of Allen
Allen was at the same bar that evening and had seen Williams earlier. Allen
testified that Williams was intoxicated and had been kicked out of the bar but
returned which required his removal again. Allen got ready to leave the bar about
10:30 p.m. As he approached his truck in the parking lot, he saw his truck door open
with movement inside. He pushed the panic button on his key fob, but the man
remained inside Allen’s truck. When Allen looked inside his truck, he saw that it
had been ransacked. He then ordered the man out of his truck. According to Allen,
the man cursed at him, so Allen grabbed him and pulled him out of the vehicle. Allen
testified he told the man twice to get out, and when he reached in to grab him, the
man swung at him, so Allen “clocked him.” Allen looked for a baton he kept in his
truck, but it was not there. Williams then rolled over on his hands and knees and
started to stand up. Allen did not know where his baton was, and he feared the man
may have had the baton or some other weapon. Because Williams started to stand
up again, Allen hit him in the back of the head behind his ear, and Williams fell back
down.
3
Allen explained he pulled Williams out of the truck because he thought
Williams was trying to steal it or burglarize it. Allen testified he hit Williams the
first time after Williams swung at him. Allen told the jury he hit Williams the second
time because he “was defending [his] property and defending [himself].” Allen
admitted he hit Williams more than once, but he insisted Williams was never
helpless and was in fact, conscious the whole time. Allen testified Williams kept
trying to get up, and Allen hit him repeatedly to make certain he did not get back up.
C. Testimony of First Eyewitness
Two witnesses who lived near the bar observed the altercation. The first
eyewitness who testified was Wesley Walker. He testified that an alarm going off
around 10 p.m. caught his attention. He heard voices, looked out his window, and
saw two men having a confrontation. That said, Walker later testified that what
caught his attention was Williams urinating at the back of a truck. He then observed
Williams slide up the side of the truck, “drunk-like,” open the door, and that is when
the alarm went off. Walker identified Allen as one of the men involved in the
confrontation. Walker testified he heard Allen tell the other man to get out of his
truck and saw the other man put his hands up. Walker testified Allen hit the man,
and the man stumbled backwards. Walker insisted that after Allen hit Williams the
first time, Williams went down and was not fighting back, yet Allen continued to hit
4
him with his hand. Walker testified he did not observe Williams punch Allen, and
Williams never got up from the ground. By the time Walker went outside, he
suggested his neighbor, another eyewitness, had already told Allen to get off
Williams. Walker testified that Allen went too far, and it did not appear to him that
Allen was defending himself or his property.
D. Testimony of Second Eyewitness
The second eyewitness was John Kosik, who lived four houses down from the
bar and who was outside working on his vehicle the night of the incident. Kosik said
he could see the parking lot of the bar from his driveway. He observed a man getting
into a white Chevrolet truck, and about thirty minutes later, he heard yelling and a
disturbance at the driver’s door of the truck. Kosik testified it began as an argument,
and he saw a man climb out of the vehicle. Then, a man, whom Kosik identified as
Allen, asked the first man why he was in Allen’s truck, and they started pushing each
other. Kosik testified that the first man tried to apologize “or something,” then Allen
hit him, and he fell to the ground. At first, Kosik testified when the man exited the
truck, there was a pushing match, but he did not see both men swinging at each other.
He just remembered the pushing and one hit. But Kosik admitted later in his
testimony that on the 911 call, he stated that “they started swinging at each other”
and witnessed “blows being thrown[.]” When Kosik arrived at the scene, it appeared
5
there was a man unconscious, not moving or fighting back. Kosik noticed a puddle
of blood by the man’s head. Kosik testified the other man was picking the man on
the ground up with one hand and hitting him with his other. Kosik confronted Allen
because he thought the other man may have been dead or that Allen was about to
kill him if he did not stop. According to Kosik, Allen started a confrontation with
him at that point and told him to mind his own business. Allen told Kosik the man
got in his truck and was going through his stuff. Kosik confirmed the truck had been
trashed on the inside. Kosik testified the drunk man had been in the vehicle thirty
minutes before the confrontation began. Kosik said it looked like Allen was going
to try to drive off, so Kosik told him to call the cops to get someone to help the guy
on the ground.
E. Testimony of Third Eyewitness
Robert Aimes was in the bar with his wife the night of the incident. At one
point earlier in the evening, they left the bar and noticed a man in a pickup truck.
The same man was in the pickup when they returned to the bar. Later in the evening,
someone told Aimes to see what was going on outside in the back. He saw Allen
screaming with the man they saw in the truck earlier. When Allen went to pull the
man out of the truck, the man swung at him. Somebody else broke up the fight.
Aimes instructed Allen to stand at the front of the truck, and Allen complied. Aimes
6
testified that Williams was never unconscious. Aimes stood and talked to Allen at
the front of the truck while they waited for police, and Williams started to run away,
but he fell and hit his head on the back bumper of the truck. Aimes said Williams
fell and hit his head again against the concrete when officers tried to place him in
handcuffs, but police video did not show this.
F. Testimony of Other Witnesses
Other witnesses saw Williams drunk in the bar on the night of the incident.
Witnesses also observed Williams fall and hit his head repeatedly through the course
of the evening. Several witnesses from the bar viewed Williams in Allen’s pickup,
but they did not see the actual fight. These witnesses suggested Williams was
conscious the entire time they observed him.
Officers testified at trial and police video revealed Williams appeared
intoxicated. Officers testified it appeared the man entered the wrong vehicle, as he
had a similar model white Chevrolet Z71 pickup parked a few parking spaces away.
When the officers arrived, Williams was sitting on the ground and conscious. One
of the officers testified it did not appear as if Allen and Williams were in a mutual
fight, but Williams looked as if he had received the worst end of the fight. Officers
confirmed Allen’s vehicle was “trashed,” and his belongings were scattered over the
parking lot. Officers located the keys to Allen’s deer camp in Williams’s pockets.
7
They also found Allen’s baton on the ground. One of the officers took Williams to
the hospital for treatment, given his confusion and head wound. 2 Once he arrived at
the hospital, they performed a CT scan, and Williams was diagnosed with severe
head trauma.
A trauma surgeon who treated Williams after the incident testified Williams
had a blood alcohol level of .167 at around 2:35 the morning after the incident. The
doctor testified it was impossible for Williams to have had only three beers to drink.
The doctor also testified Williams had a large subdural hematoma. The doctor
reported Williams was unconscious when he arrived as a transfer from another local
hospital, in danger of dying, and required an emergency craniotomy. The doctor
could not say whether the subdural hematoma was caused by a trip and fall or
because of some other trauma.
G. Charge Conference and Jury Charge
At the charge conference, Allen objected to the proposed charge because it
failed to provide an instruction on the law of self-defense and attached a proposed
instruction. The State responded that the charge adequately covered the same
language covered in self-defense, and Allen would have the defense of property with
2
Although witnesses observed Williams fall and hit his head several times
during the evening and independent of Allen hitting Williams, the cause of
Williams’s injury is not made an issue in this appeal.
8
the use of force deadly force. The State also argued that it was all tied into defending
his truck. The trial court agreed with the State and overruled the objection, focusing
on the fact that the conduct arose from an incident involving Allen’s truck. The trial
court explained that the instruction for self-defense was not warranted under the facts
and would confuse the jury. The final charge submitted to the jury included
instructions for the use of force and deadly force in defense of property, but the trial
court did not include an instruction on self-defense in the charge.
II. Standard of Review
We employ a two-step process under Almanza when reviewing jury charge
error. See Ngo v. State, 175 S.W.3d 738, 743–44 (Tex. Crim. App. 2005); Almanza
v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985). First, we must determine
whether there was error in the charge. See Ngo, 175 S.W.3d at 743–44. Second, we
examine whether the appellant was harmed by the error. See id. The level of harm
required for reversal depends on whether the appellant preserved the error by
objecting at the trial court level. Id. at 743; Ferreira v. State, 514 S.W.3d 297, 300
(Tex. App.—Houston [14th Dist.] 2016, no pet.). If the appellant objected to the
charge, we will reverse if we find some harm. See Ngo, 175 S.W.3d at 743 (citing
Almanza, 686 S.W.2d at 171). But if the appellant failed to object to the charge, we
9
will not reverse unless egregious harm is established by the record. See id. at 743–
44.
Because Allen properly preserved this issue by a timely objection to the
charge and request for an instruction, we must reverse if the error is “calculated to
injure the rights of [the] defendant[.]” Tex. Code Crim. Proc. Ann. art. 36.19 (West
2006). That means we must determine whether there was some harm. Trevino v.
State, 100 S.W.3d 232, 242 (Tex. Crim. App. 2003) (citing Almanza, 686 S.W.2d at
171). The some harm standard requires us to find “the defendant ‘suffered some
actual, rather than merely theoretical, harm from the error.’” Reeves v. State, 420
S.W.3d 812, 816 (Tex. Crim. App. 2013) (quoting Warner v. State, 245 S.W.3d 458,
462 (Tex. Crim. App. 2008)).
III. Analysis
Article 36.14 of the Texas Code of Criminal Procedure requires the trial court
to provide a jury in a criminal case with “a written charge distinctly setting forth the
law applicable to the case[.]” Tex. Code Crim. Proc. Ann. art. 36.14 (West 2007).
Under the proper circumstances, a trial judge must instruct the jury on any statutory
defense, including justification, raised by the evidence. Walters v. State, 247 S.W.3d
204, 208–209 (Tex. Crim. App. 2007) (citing Tex. Penal Code Ann. §§ 2.03, 2.04
(West 2011)). “Thus, a defendant has the right to an instruction on every defensive
10
issue raised by the evidence, regardless of whether the evidence is strong, feeble,
unimpeached, or contradicted, and even when the trial court thinks that the testimony
raising the defense is not worthy of belief.” Johnson v. State, 271 S.W.3d 359, 362
(Tex. App.—Beaumont 2008, pet. ref’d) (emphasis added) (citing Walters, 247
S.W.3d at 208–09; Granger v. State, 3 S.W.3d 36, 38 (Tex. Crim. App. 1999)). This
rule ensures the jury, not the trial judge, decides the credibility of the evidence.
Granger, 3 S.W.3d at 38.
The applicable law of self-defense is
(a) Except as provided in Subsection (b), a person is justified in using
force against another when and to the degree the actor reasonably
believes the force is immediately necessary to protect the actor against
the other’s use or attempted use of unlawful force. The actor’s belief
that the force was immediately necessary as described by this
subsection is presumed to be reasonable if the actor:
(1) knew or had reason to believe that the person against whom
the force was used:
(A) unlawfully and with force entered, or was attempting
to enter unlawfully and with force, the actor’s occupied
habitation, vehicle, or place of business or employment;
(B) unlawfully and with force removed, or was attempting
to remove unlawfully and with force, the actor from the
actor’s habitation, vehicle, or place of business or
employment; or
(C) was committing or attempting to commit aggravated
kidnapping, murder, sexual assault, aggravated sexual
assault, robbery, or aggravated robbery;
11
(2) did not provoke the person against whom the force was used;
and
(3) was not otherwise engaged in criminal activity, other than a
Class C misdemeanor that is a violation of a law or ordinance
regulating traffic at the time the force was used.
Tex. Penal Code Ann. § 9.31(a) (West 2011).
The law regarding the use of deadly force states:
(a) A person is justified in using deadly force against another:
(1) if the actor would be justified in using force against the other
under Section 9.31; and
(2) when and to the degree the actor reasonably believes the
deadly force is immediately necessary:
(A) to protect the actor against the other’s use or attempted
use of unlawful deadly force; or
(B) to prevent the other’s imminent commission of
aggravated kidnapping, murder, sexual assault, aggravated
sexual assault, robbery, or aggravated robbery.
(b) The actor’s belief under Subsection (a)(2) that the deadly force was
immediately necessary as described by that subdivision is presumed to
be reasonable if the actor:
(1) knew or had reason to believe that the person against whom
the deadly force was used:
(A) unlawfully and with force entered, or was attempting
to enter unlawfully and with force, the actor’s occupied
habitation, vehicle, or place of business or employment;
(B) unlawfully and with force removed, or was attempting
to remove unlawfully and with force, the actor from the
actor’s habitation, vehicle, or place of business or
employment; or
(C) was committing or attempting to commit an offense
described by Subsection (a)(2)(B);
12
(2) did not provoke the person against whom the force was used;
and
(3) was not otherwise engaged in criminal activity, other than a
Class C misdemeanor that is a violation of a law or ordinance
regulating traffic at the time the force was used.
(c) A person who has a right to be present at the location where the
deadly force is used, who has not provoked the person against whom
the deadly force is used, and who is not engaged in criminal activity at
the time the deadly force is used is not required to retreat before using
deadly force as described by this section.
(d) For purposes of Subsection (a)(2), in determining whether an actor
described by Subsection (c) reasonably believed that the use of deadly
force was necessary, a finder of fact may not consider whether the actor
failed to retreat.
Tex. Penal Code Ann. § 9.32. (West 2011).
During the charge conference, the State focused on the fact that the charge
included an instruction on the use of force and deadly force to defend property, and
argued the incident was all “tied into defending his truck and it was all one
continuous action” and the trial court agreed. But a defendant is entitled to an
instruction on every defensive issue raised by the evidence, no matter if the evidence
is weak or contradicted. Walters, 247 S.W.3d at 209 (emphasis added); Johnson, 271
S.W.3d at 362. An instruction on defense of property does not guide or direct the
jury on self-defense. See Tex. Penal Code Ann. §§ 9.41, 9.42 (West 2011). At trial,
there was conflicting testimony and evidence. There is evidence that after Allen
physically removed Williams from his vehicle, he hit Williams once and Williams
13
was subdued. That eyewitness also testified Allen continued to hit Williams after
Williams was unconscious. In contrast, two witnesses, Allen and Aimes both
testified Williams was never unconscious, and Williams swung at Allen when Allen
pulled him out of the truck and before Allen struck Williams. Allen testified
Williams kept trying to get up, and he was concerned Williams may have had his
missing baton, a gun, or a knife. Indeed, although one eyewitness testified he
believed Allen went too far, another confirmed he saw Williams and Allen swinging
at each other and “blows being thrown.”
While the trial judge properly instructed the jury on defense of property, it
failed to instruct the jury on self-defense even though it had been raised by evidence.
By refusing to instruct the jury on self-defense in addition to defense of property,
the trial court commented on the weight of the evidence. See Granger, 3 S.W.3d at
38 (quoting Woodfox v. State, 742 S.W.2d 408, 410 (Tex. Crim. App. 1987) (“When
a judge refuses to give an instruction on a defensive issue because the evidence
supporting it is weak or unbelievable, he effectively substitutes his judgment on the
weight of the evidence for that of the jury.”)). Under a scenario such as this one, the
jury could determine that Allen had neutralized Williams as a threat to his property
by removing him from the vehicle, but Williams was a continued threat, or Allen
reasonably believed Williams to be a threat, to his person. The jury did not have the
14
option of considering self-defense in addition to defense of property, although the
law is clear Allen was entitled to an instruction on every defensive issue raised. See
Walters, 247 S.W.3d at 208–09; Johnson, 271 S.W.3d at 362. Based on the evidence
admitted in Allen’s trial, Allen was entitled to have the trial court instruct the jury
on whether he acted in self-defense of his person. The trial court erred when it
refused Allen’s requested instruction.
Having found error in the trial court’s refusal to include a self-defense
instruction in the charge, we must now determine if Allen suffered some harm. See
Tex. Code Crim. Proc. Ann. art. 36.19; see Ngo, 175 S.W.3d at 743 (citing Almanza,
686 S.W.2d at 171); Trevino, 100 S.W.3d at 242. In analyzing whether there was
some harm, we consider “‘the entire jury charge, the state of the evidence, including
the contested issues and weight of probative evidence, the argument of counsel[,]
and any other relevant information revealed by the record of the trial as a whole.’”
Barron v. State, 353 S.W.3d 879, 883 (Tex. Crim. App. 2011) (quoting Almanza,
686 S.W.2d at 171).
Here, the State addressed self-defense in voir dire by providing the definition
of self-defense to the panel. The State also questioned the panel extensively during
voir dire about defending themselves, the reasonableness of the defense, and the
context of the situation determining what was reasonable. There were certain
15
uncontroverted facts at trial--the incident occurred at night, the complainant was
intoxicated, the complainant entered Allen’s vehicle without his permission and
ransacked the truck, and an altercation ensued. Although controverted, there was
also evidence Allen feared for his safety after Williams swung at Allen before Allen
struck Williams; Allen was unsure if Williams had a weapon, and not only was he
defending his property, he was defending himself. In his closing statement, Allen
focused on his right to defend himself and the fact that Williams began fighting while
he was being pulled from Allen’s truck. Without the requested self-defense
instruction, counsel could not argue Allen’s legal entitlement to an acquittal if the
jury agreed. Although self-defense was presented repeatedly during arguments and
voir dire, the jury was not allowed to consider it as justification for Allen’s use of
force during the incident. After reviewing the record in its entirety and the requested
instruction in the light most favorable to the defense, we conclude Allen was entitled
to a self-defense instruction and suffered some harm from the court’s refusal to
include it in the charge. See Ngo, 175 S.W.3d at 743; Almanza, 686 S.W.2d at 171.
IV. Conclusion
The evidence presented at trial, though conflicting, raised the issue of self-
defense. The trial court thus erred when it failed to include an instruction on self-
defense in the jury charge. Allen preserved this issue by timely objecting to the
16
charge, and we have determined he suffered some harm as a result of the error. For
these reasons, we reverse the judgment of the trial court and remand for a new trial
on the merits.
REVERSED AND REMANDED.
________________________________
CHARLES KREGER
Justice
Submitted on June 5, 2018
Opinion Delivered August 29, 2018
Do Not Publish
Before Kreger, Horton, and Johnson, JJ.
17