Patrick Jay Overman v. State

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-01-00254-CR
Patrick Jay Overman, Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF BASTROP COUNTY, 21ST JUDICIAL DISTRICT
NO. 9193, HONORABLE JOHN L. PLACKE, JUDGE PRESIDING
Patrick Jay Overman appeals his conviction for driving while intoxicated (DWI). See
Tex. Pen. Code Ann. § 49.04(a) (West Supp. 2002). Overman raises issues regarding the sufficiency
of the evidence and the trial court’s enhancement of the offense to felony DWI in light of Overman’s
previous DWI convictions. We will affirm the judgment
FACTUAL AND PROCEDURAL BACKGROUND
Katherine Hanna, a Bastrop county justice of the peace, observed a car swerving in
front of her on Highway 71. She called the Bastrop county sheriff’s department to inform them of
her observations and followed the car until it stopped on the side of county road 178. The front end
of the car came to a stop in a ditch on the side of the road. After the car stopped, Judge Hanna
observed a person get out of the car from the driver’s seat. According to Judge Hanna, the same
person returned to the car a moment later and sat in the driver’s seat. Reserve Deputy Alan Stone
and Deputy Todd Townsend arrived at the scene less than five minutes after the car stopped. When
the officers arrived, Overman was sitting behind the wheel of the car and the engine and lights were
off. The arresting officers noticed the smell of alcohol on Overman’s breath and that he had difficulty
speaking, lacked physical coordination, and had bloodshot eyes. Deputy Stone testified that Overman
had a very unsteady walk and had to be supported by the officers, had slurred speech, seemed unable
to comprehend the deputies’ questions, and failed to respond to their request for his identification.
Overman was arrested and taken to the county jail.
Overman was indicted for felony driving while intoxicated. After a bench trial,
Overman was convicted and sentenced to ten years’ probation, fined $1500, and ordered to attend
alcohol counseling at a DWI intervention program. Overman raises issues concerning the sufficiency
of the evidence regarding the elements of the offense for which he was convicted. He also challenges
the use of two prior DWI convictions to enhance the present conviction to a third-degree felony.
DISCUSSION
Legal Sufficiency of the Evidence: Intoxication
Overman first challenges the legal sufficiency of the evidence regarding his
intoxication. To determine the legal sufficiency of the evidence to support a conviction, we view all
the evidence in the light most favorable to the verdict and ask if any rational trier of fact could have
found the essential elements of the offense beyond a reasonable doubt. See Jackson v. Virginia, 443
U.S. 307, 324 (1979); Johnson v. State, 23 S.W.3d 1, 7 (Tex. Crim. App. 2000). A person commits
the offense of driving while intoxicated “if the person is intoxicated while operating a motor vehicle
in a public place.” Tex. Pen Code Ann. § 49.04(a) (West Supp. 2002). “Intoxicated” is defined as
“(A) not having the normal use of mental or physical faculties by reason of the introduction of
2
alcohol, a controlled substance, a drug, a dangerous drug, a combination of two or more of those
substances, or any other substance into the body; or (B) having an alcohol concentration of 0.08 or
more.” Id. § 49.01(2)(A), (B) (West Supp. 2002).
The indictment alleged that Overman “was intoxicated by not having the normal use
of his mental and physical faculties by reason of the introduction of alcohol, a controlled substance,
a drug, and a dangerous drug into his body.” Overman argues that, given the wording of the statute,
the indictment could only be read to charge Overman with driving while intoxicated by a combination
of intoxicants and that as the State introduced evidence of intoxication by alcohol alone, the evidence
was legally insufficient to support a conviction for driving while intoxicated as alleged. The State
responds that the indictment conjunctively alleged alternative means of intoxication and that the
evidence was sufficient as to one of those means.
The purposes of an indictment are to vest the trial court with jurisdiction over the
felony offense and to notify the defendant that he has been charged with a crime so that he may
prepare a defense. Cook v. State, 902 S.W.2d 471, 475 (Tex. Crim. App. 1995). It is well-settled
that when a statute provides that an offense may be committed by alternative means, the State may
charge those alternatives in the same indictment. Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim.
App. 1991); Rogers v. State, 774 S.W.2d 247, 251 (Tex. Crim. App. 1989). Moreover, while those
means may be alleged in the conjunctive, a conviction on any one of the alleged means will be upheld
if it is supported by the evidence. Rogers, 774 S.W.2d at 251) (noting that “it is not objectionable
for the State to plead alternative theories of culpability conjunctively, while authorizing conviction
if any one or more of such theories is sufficiently proven at trial”); see also Kitchens, 823 S.W.2d at
258.
3
The indictment alleged that Overman was intoxicated “by reason of the introduction
of alcohol, a controlled substance, a drug, and a dangerous drug into his body.” This is nothing more
than conjunctive allegation of four of the six statutory means of intoxication within the terms of
section 49.01(2)(A). Overman argues that the indictment alleged, in essence, a combination of
intoxicants, which is a separate type of intoxicant under the statutory definition of “intoxicated.” See
Tex. Pen. Code Ann. § 49.01(2)(A) (West Supp. 2002). The indictment, however, does not include
the term “combination”; rather, the indictment tracks the statutory language as to the first four
alternative methods of intoxication and effectively charged four separate means by which Overman
may allegedly have been intoxicated. Thus, to uphold Overman’s conviction, there need only be
legally sufficient evidence to support one of the means. The record contains legally sufficient
evidence to support intoxication by alcohol.
The arresting officers, Deputies Stone and Townsend, both testified that they noted
the smell of alcohol on Overman’s breath when they arrested him and that he lacked physical
coordination, had trouble speaking, and that his eyes were bloodshot. A third witness, Peter Stone,
who is a deputy sheriff but on the night of the offense was riding with his son Deputy Stone as a
civilian rider, testified that Overman appeared intoxicated. Peter Stone specifically testified that
Overman was unable to stand up without aid and that his speech was “incoherent.” Deputy Stone
testified on cross-examination that Overman refused to perform a field sobriety test at the scene. A
fourth witness, Sergeant Joel Wade of the Bastrop county sheriff’s department, testified that he
observed Overman at the jail. According to Sergeant Wade, Overman emitted a strong odor of
alcohol and was unable to maintain his balance. Sergeant Wade testified that he requested that
4
Overman sit in a chair because he was concerned with the possibility of Overman falling and injuring
himself. When questioned on cross-examination as to why the officers failed to administer field
sobriety tests to Overman at the jail, Sergeant Wade testified that he decided against such tests
because Overman’s physical condition posed too great of a risk of injury in attempting to perform
them. Based on all of this evidence, a rational trier of fact could have found that Overman was
intoxicated beyond a reasonable doubt. Therefore, we overrule Overman’s first issue on appeal.
Factual Sufficiency of the Evidence: Intoxication
Overman raises the same argument regarding the factual sufficiency of the evidence
of intoxication as he did under his legal sufficiency argument. As a court of appeals, we are
constitutionally empowered to review the judgments of the trial court to determine the factual
sufficiency of the evidence used to establish the elements of an offense. Johnson, 23 S.W.3d at 6.
A factual sufficiency review of the elements of a criminal offense asks whether a neutral review of all
the evidence, both for and against the finding, demonstrates that the proof of guilt is so obviously
weak as to undermine confidence in the jury’s determination, or the proof of guilt, although adequate
if taken alone, is greatly outweighed by contrary proof. Id. at 11. We may find the evidence factually
insufficient only when the record clearly indicates that the judgment is against the great weight of the
evidence presented at trial so as to be clearly wrong and unjust. Clewis v. State, 922 S.W.2d 126,
135 (Tex. Crim. App. 1996). An appellate court may not reverse a judgment simply because it
disagrees with the result. Id.
As discussed in detail above, there is evidence in the record that Overman was
intoxicated by reason of alcohol; Overman fails to identify any controverting evidence. Overman has
5
failed to meet his burden of demonstrating that the judgment was clearly wrong and manifestly unjust.
We hold that the evidence of intoxication is factually sufficient and accordingly overrule Overman’s
second issue.
Legal Sufficiency of the Evidence: Operation of a Motor Vehicle
Overman next challenges the sufficiency of the evidence to support the court’s finding
that he was operating his car while intoxicated.1 Overman argues that being found sitting in the
driver’s seat of his car with the engine and lights turned off while the car was stopped on the side of
the road, combined with the fact that Judge Hanna was unable to positively identify Overman as the
driver of the swerving car she had observed, establishes the legal insufficiency of the evidence to
support the finding that he was operating a motor vehicle. We disagree.
In the instant case, there is evidence upon which a rational trier of fact could find
beyond a reasonable doubt that Overman operated a motor vehicle while intoxicated. Judge Hanna
observed Overman’s car swerve and come to a stop on the side of the road. She then observed the
driver, who was the sole occupant of the car, get out of the car from the driver’s seat; a moment later,
1
Overman does not specify whether he is challenging the legal or factual sufficiency of the
evidence regarding this element. He does not mention the factual sufficiency standard of review nor
does he cite any factual sufficiency cases regarding this point on appeal. In his prayer for relief,
Overman asks only for a reversal and judgment of acquittal, which is the relief sought under a legal
sufficiency issue. Furthermore, by making a global sufficiency of the evidence challenge, only a legal
sufficiency point has been raised on appeal. Chaloupka v. State, 20 S.W.3d 172, 173 (Tex.
App.—Texarkana 2000, pet. ref’d); accord Markey v. State, 996 S.W.2d 226, 229 (Tex.
App.—Houston [14th Dist.] 1999, no pet.); Davila v. State, 930 S.W.2d 641, 648 (Tex. App.—El
Paso 1996, pet. ref’d); Martinets v. State, 884 S.W.2d 185, 188-89 (Tex. App.—Austin 1994, no
pet.). However, in the interest of justice, we will evaluate the evidence under both standards. See
King v. State, 961 S.W.2d 691, 693 (Tex. App.—Austin 1998, pet. ref’d).
6
she watched the same person return to the driver’s seat of the car. There were no other people or
buildings in the vicinity. No one else entered or exited the car prior to the arrival of the arresting
officer a few minutes later. Judge Hanna testified that the person sitting in the driver’s seat of
Overman’s car when the arresting officer arrived was the same person she saw operate the car. The
arresting officer identified Overman as the person he found sitting in the driver’s seat of the car,
which was registered in Overman’s name.
The fact that Judge Hanna could not specifically identify Overman as the driver does
not make the evidence insufficient. The Twelfth Court of Appeals has rejected an argument quite
similar to that made by Overman in the instant case. See Wright v. State, 932 S.W.2d 572, 575 (Tex.
App.—Tyler 1995, no pet.). In Wright, the witness observed a vehicle moving recklessly down a
road but did not identify the defendant as the driver of the car at trial. Id. at 573-74. The witness
did testify that there was only one person in the car and only one person got out of the car. Id. at
574. The arresting officer did not observe the defendant operate the car but did identify the defendant
as the person who got out of the car. Id. at 574. The court stated that “although [the eyewitness]
did not specifically identify [the defendant] as the person whom he had seen driving through his
neighborhood, we hold that any rational trier of fact could have found beyond a reasonable doubt that
[the defendant] drove or operated the motor vehicle.” Id. at 575. We find the court’s reasoning
persuasive in the instant case.
The fact that Overman was sitting in the driver’s seat of the car, which was registered
in his name, lends further support to the conclusion that the evidence is legally sufficient to support
Overman’s conviction. See Pope v. State, 802 S.W.2d 418, 420 (Tex. App.—Austin 1991, no pet.)
7
(noting that combination of facts, including that defendant was found in driver’s seat of car and that
car was registered in defendant’s name, supported conclusion of legal sufficiency). Therefore, a
reasonable trier of fact could find that Overman operated a motor vehicle while intoxicated beyond
a reasonable doubt. See Johnson, 23 S.W.3d at 7.
The Hanson case cited by Overman does not support a finding of legal insufficiency
in the instant case. See Hanson v. State, 781 S.W.2d 445 (Tex. App.—Fort Worth 1989), pet.
granted and appeal abated, 790 S.W.2d 646 (Tex. Crim. App. 1990) (abating appeal due to death
of appellant). In Hanson, the only evidence establishing that the defendant operated a motor vehicle
while intoxicated, other than an uncorroborated extra-judicial confession, was that the defendant was
found intoxicated and standing next to an unidentified wrecked vehicle near a city street. Id. at 446.
The State failed to introduce any evidence that the defendant drove or even owned the car. Id. at
447. The court in Hanson held the evidence insufficient to support the defendant’s conviction. Id.
The evidence in the instant case establishing that Overman drove a motor vehicle while intoxicated
is significantly greater than the evidence in Hanson. See Turner v. State, 877 S.W.2d 513, 516 (Tex.
App.—Fort Worth 1994, no pet.) (emphasizing insufficiency of evidence in Hanson).
Factual Sufficiency of the Evidence: Operation of a Motor Vehicle
As discussed above, there is evidence in the record supporting the finding that
Overman operated a vehicle. Overman fails to identify any evidence contrary to the judgment.
Overman has failed to meet his burden of demonstrating that the judgment was clearly wrong and
manifestly unjust. See Johnson, 23 S.W.3d at 11. We, therefore, hold that the evidence is factually
8
sufficient to establish that Overman was operating a vehicle. Having held the evidence both legally
and factually sufficient, we overrule his fourth issue.
Motion for New Trial
Overman also challenges the use of his prior DWI convictions to enhance the instant
conviction to a third-degree felony. See Tex. Pen. Code Ann. §§ 49.04(b), 49.09(b)(2) (West Supp.
2002). Overman argues that a 1989 conviction used to enhance the instant conviction is
constitutionally infirm and thus void. He further argues that a 1996 conviction is void because it
relies on the supposedly void 1989 conviction. As his argument regarding the 1996 conviction is
predicated on the allegedly infirm 1989 conviction, we will discuss the earlier conviction first.
To collaterally attack a prior conviction, the burden is on the party making the charge
to show its invalidity in the record and to preserve the issue for appeal. Alvear v. State, 25 S.W.3d
241, 244 (Tex. App.—San Antonio 2000, no pet.). To meet this burden, the defendant must prove
the invalidity of the conviction by a preponderance of the evidence. Id. At trial, Overman did not
object to the submission of evidence regarding his two prior DWI convictions; in fact, he stipulated
to them. After trial, he raised the issue for the first time in a motion for new trial. The failure to
object at trial to the introduction of proof of an allegedly infirm prior conviction precludes a
defendant from thereafter attacking a conviction that utilized the prior conviction. See Hill v. State,
633 S.W.2d 520, 525 (Tex. Crim. App. 1981); see also Ex parte Reed, 610 S.W.2d 495, 497 (Tex.
Crim. App. 1981) (holding that where there was no objection to the introduction of prior convictions,
the petitioner waived any right to collaterally attack conviction); James v. State, 997 S.W.2d 898, 901
9
(Tex. App.—Beaumont 1999, no pet.) (holding that where counsel failed to object to admission of
two prior DWI convictions, error was not preserved for appellate review).2
The policy reasons for requiring a defendant to raise such objections at trial are clear.
To allow a collateral attack on a conviction based on a defect in a prior conviction when an objection
could have been raised at trial serves “not justice, but mere perseverance.” Hill, 633 S.W.2d at 524-
25. We find Hill controlling here, as Overman not only failed to object but also stipulated to the 1989
conviction when it was introduced at trial. To allow Overman to stipulate to the admission of his
prior conviction at trial and then seek a new trial based on its alleged infirmity would permit
defendants to engage in the very “sandbagging” which concerned the court of criminal appeals in Hill.
See id. at 525. If a defendant were able to preserve error by raising the issue in a motion for new
trial, he would have no incentive to raise issues regarding prior convictions before the trial court prior
to judgment. Instead, a defendant could allow the convictions to be introduced and then, if convicted,
seek a new trial. Id. We hold that Overman failed to preserve error regarding the validity of the 1989
conviction.3
2
However, a different case is presented where the charging instrument used in the prior
conviction is defective. Ex Parte White, 659 S.W.2d 434, 435 (Tex. Crim. App. 1983) (holding that
where the indictment used in the enhancement conviction was void, the trial court never acquired
jurisdiction and therefore the defendant could attack the prior conviction for the first time on appeal).
We are not presented with such a situation here.
3
The State did not raise Overman’s failure to preserve error in its brief. The State’s failure
to do so does not prevent this court from raising the issue sua sponte. Hughes v. State, 878 S.W.2d
142, 151 (Tex. Crim. App. 1992) (noting that preservation of error is a “systemic requirement” that
appellate courts have an obligation to observe); Webb v. State, 899 S.W.2d 814, 817 (Tex.
App.—Waco 1995, pet. ref’d) (holding that a point on appeal was not preserved for review despite
State’s failure to raise preservation issue); White v. State, 784 S.W.2d 453, 454-55 (Tex.
App.—Tyler 1989, pet. ref’d) (stating that the court can hold error unpreserved even where
preservation not raised by the State because the “court has an inherent right to address and resolve
10
However, even if the motion for new trial preserved error, the trial court’s decision
to allow the motion to be overruled by operation of law was not error. The standard of review for
the denial of a motion for new trial is abuse of discretion. Lewis v. State, 911 S.W.2d 1, 7 (Tex.
Crim. App. 1995). Overman’s motion for new trial collaterally attacked the prior convictions used
for enhancement purposes in the instant case but failed to assert any grounds under article 40.001 of
the Code of Criminal Procedure or Rule of Appellate Procedure 21.3 upon which the court could
have granted a new trial. See Tex. Code Crim. Proc. Ann. art. 40.001 (West Supp. 2002) (providing
for a new trial based on newly discovered evidence); Tex. R. App. P. 21.3 (providing mandatory
grounds on which a motion for new trial must be granted).
Moreover, Overman failed to provide evidence regarding the alleged infirmity of the
conviction. Overman attacks the conviction on the grounds that he was indigent, unrepresented by
counsel, and did not knowingly waive his right to counsel. The judgment of conviction, however,
contradicts these assertions, and states that Overman, “after being warned, knowingly and intelligently
waived his right to counsel.” “[T]he formal judgment of the trial court carries with it a presumption
of regularity and truthfulness, and such is never to be lightly set aside.” Breazeale v. State, 683
S.W.2d 446, 450-51 (Tex. Crim. App. 1984). The only evidence supporting Overman’s alleged
indigency and unknowing waiver of counsel is Overman’s own affidavit, which contains conclusory
statements as to his assertions. Overman’s naked testimony regarding the waiver is insufficient to
overcome the presumption of regularity of the records before the court. Disheroon v. State, 687
a point of error by resorting to any principle of law or rationale applicable under the facts and
circumstances of the case”); see also 43A George E. Dix & Robert O. Dawson, Texas Practice:
Criminal Practice & Procedure § 42.24 (2d ed. 2001).
11
S.W.2d 332, 334 (Tex. Crim. App. 1985) (requiring an appellant to show that he was without counsel
by some evidentiary vehicle other than simply his own testimony); Swanson v. State, 722 S.W.2d 158,
164 (Tex. App.—Houston [14th Dist.] 1986, pet. ref’d) (noting that “[b]ald assertions by a defendant
that he was without . . . counsel at his prior convictions are not sufficient to overcome the
presumption of regularity”).
Overman’s reliance on Ex parte Burt is misplaced as it is readily distinguishable. See
499 S.W.2d 109 (Tex. Crim. App. 1973). In Burt, both the state and the petitioner made an agreed
stipulation stating that Burt was indigent and unrepresented by counsel, and that he had not waived
his right to counsel in the proceedings leading to conviction. Id. at 110. There is no indication in the
court’s opinion that there was any contrary evidence in the record, such as the judgment of
conviction, which forms part of the record in the instant case. Moreover, here there was no agreed
stipulation as in Burt. Therefore, Burt is inapplicable to the facts of this case.
Overman also challenges the prior conviction on the ground that he was not
admonished as to the future consequences of his guilty plea. The failure to admonish Overman as to
the consequences of his guilty plea, even if true, does not provide any basis for invalidating the 1989
DWI conviction. The admonishment requirement of article 26.13 of the Code of Criminal Procedure
applies only to felony pleas of guilty or nolo contendere. State v. Jimenez, 987 S.W.2d 886, 889
(Tex. Crim. App. 1999); Alvear, 25 S.W.3d at 246. Because Overman pleaded guilty to a
misdemeanor charge, the failure to admonish him does not invalidate his conviction. For all of the
above reasons, we hold that Overman has not shown that the trial court abused its discretion in
overruling the motion for new trial. Therefore, we overrule Overman’s third issue on appeal.
12
CONCLUSION
The evidence in this case is sufficient to support Overman’s conviction. Furthermore,
we hold that Overman’s collateral attack on his prior DWI conviction was not preserved, and in any
event, fails for lack of evidentiary support. We also hold that the trial court did not abuse its
discretion in overruling the motion for new trial. Having overruled all of Overman’s issues, we affirm
the trial court’s judgment.
Bea Ann Smith, Justice
Before Chief Justice Aboussie, Justices B. A. Smith and Puryear
Affirmed
Filed: March 14, 2002
Do Not Publish
13