Nelson Carl Thomas v. State

Opinion filed December 22, 2016
In The
Eleventh Court of Appeals
__________
Nos. 11-14-00355-CR & 11-14-00356-CR
__________
NELSON CARL THOMAS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 35th District Court
Brown County, Texas
Trial Court Cause Nos. CR22754 & CR22755
MEMORANDUM OPINION
In Cause No. 11-14-00355-CR, the jury convicted Nelson Carl Thomas of
assault family violence by occlusion and assessed his punishment at confinement for
ten years in the Institutional Division of the Texas Department of Criminal Justice.
See TEX. PENAL CODE ANN. § 22.01(a), (b–1)(3) (West Supp. 2016). In Cause
No. 11-14-00356-CR, the jury convicted Appellant of aggravated assault with a
deadly weapon and assessed his punishment at confinement for twenty years in the
Institutional Division of the Texas Department of Criminal Justice. See id.
§ 22.02(a)(2) (West 2011). The jury also assessed a fine of $10,000 for each
conviction. In three issues on appeal, Appellant contends that (1) the evidence was
insufficient to support a finding that he used or exhibited a deadly weapon, (2) he
received ineffective assistance of counsel, and (3) the trial court erred in denying his
motion for new trial without a hearing. We affirm.
Background Facts
On October 21, 2013, police responded to a call that a person had been shot
at a residence in Early. Officer Michelle Sheedy arrived at the scene and saw
Appellant lying on the sidewalk bleeding from his abdomen. Medical personnel
tended to Appellant, and Officer Sheedy made contact with Appellant’s wife, Mica
Thomas,1 and also with her neighbor, Shelia Schulze. Officer Sheedy testified that
Thomas was in shock and appeared to be in pain, upset, and distraught.
Officer Sheedy stated that Thomas told her that, after she arrived home from work,
Appellant assaulted her and that she shot him to defend herself.
Thomas and Appellant were married and had a child together. They separated
in 2010 when Thomas and their son moved out. Appellant subsequently found
Thomas living in Early, and he began visiting Thomas from time to time to do
laundry and take a shower because his utilities had been cut off. Appellant asked
Thomas if he could spend the weekend prior to the incident at her house, but she
declined his request. Thomas testified that, on the morning of October 21, 2013, she
told Appellant he needed to find a home and get his life in order. Thomas then left
the house to go to work.
She stated that, after arriving home that afternoon from work, she went into
the kitchen where Appellant came up behind her and began assaulting her.
1
We refer to Appellant’s wife as “Thomas” in this opinion.
2
Specifically, Thomas testified: “[Appellant] come up behind me, and I turned
around, and he said, ‘Do you want to play? Now we’re going to play.’ And he hit
me right up under the chin.” Appellant then hit Thomas in the stomach, and then he
took her by the arm forcing her into the living room where he threw her onto a futon
and said, “I’m in control now. We’re going to do what I say.” Thomas testified that
Appellant then retrieved pepper spray from her work uniform and sprayed her in the
face with it. After Thomas washed her face in the kitchen, Appellant sprayed her
again with pepper spray and hit her in the stomach.
Thomas testified that Appellant committed multiple acts of violence against
her. At one point, Appellant told Thomas that she would be seeing her dad that
night. Thomas testified that her dad had been deceased for fifteen years. Thomas
testified that Appellant also hit her in the ribs and in the chest. He also choked her
around the neck with his hands to the point where she was close to passing out.
Thomas made an attempt to escape through the front door of her residence, but
Appellant prevented her from doing so. He attempted to tape her mouth shut with
electrical tape, but he was unable to do so because the pepper spray on her face
prevented the tape from sticking.
Appellant forcibly took Thomas to the bedroom and told her to “get the guns”
because they were going to play “Russian roulette.” Once in the bedroom, Appellant
committed more acts of physical violence against Thomas, including shoving a
vibrator down her throat. Appellant eventually ordered Thomas to give him a bag
with two handguns in it. As Appellant was attempting to load one of the handguns,
Thomas grabbed a shotgun out of the closet and shot Appellant in the abdomen. She
testified, “I had to shoot him or he was going to shoot me.” After shooting Appellant,
Thomas ran out the front door of the house into the yard screaming for someone to
call the police. Thomas then ran across the street to her neighbor’s yard.
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Analysis
In his first issue, Appellant challenges the sufficiency of the evidence to
support the jury’s finding that he used or exhibited a deadly weapon. As the State
points out, this argument only implicates Appellant’s conviction for aggravated
assault with a deadly weapon. Specifically, the indictment in Cause No. 11-14-
00356-CR charged that Appellant “intentionally, knowingly, or recklessly [caused]
bodily injury to [Thomas], by striking or kicking her in the chest, back, or face, and
[Appellant] did then and there use or exhibit a deadly weapon, to-wit: [a] firearm,
during the commission of said assault.” Conversely, the indictment in Cause No. 11-
14-00355-CR made no reference to a firearm.
We review a challenge to the sufficiency of the evidence, regardless of
whether it is denominated as a legal or factual sufficiency challenge, under the
standard of review set forth in Jackson v. Virginia, 443 U.S. 307 (1979). Brooks v.
State, 323 S.W.3d 893, 912 (Tex. Crim. App. 2010); Polk v. State, 337 S.W.3d 286,
288–89 (Tex. App.—Eastland 2010, pet. ref’d). Under the Jackson standard, we
review all of the evidence in the light most favorable to the verdict and determine
whether any rational trier of fact could have found the elements of the offense
beyond a reasonable doubt. Jackson, 443 U.S. at 319; Isassi v. State, 330 S.W.3d
633, 638 (Tex. Crim. App. 2010). When conducting a sufficiency review, we
consider all the evidence admitted at trial, including pieces of evidence that may
have been improperly admitted. Winfrey v. State, 393 S.W.3d 763, 767 (Tex. Crim.
App. 2013); Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007). We
defer to the factfinder’s role as the sole judge of the witnesses’ credibility and the
weight their testimony is to be afforded. Brooks, 323 S.W.3d at 899. This standard
accounts for the factfinder’s duty to resolve conflicts in the testimony, to weigh the
evidence, and to draw reasonable inferences from basic facts to ultimate facts.
Jackson, 443 U.S. at 319; Clayton, 235 S.W.3d at 778. When the record supports
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conflicting inferences, we presume that the factfinder resolved the conflicts in favor
of the verdict, and we defer to that determination. Jackson, 443 U.S. at 326; Clayton,
235 S.W.3d at 778.
As pertinent to Appellant’s conviction for aggravated assault, a person
commits an assault if he intentionally, knowingly, or recklessly causes bodily injury
to another, including his spouse. PENAL § 22.01(a)(1). A person commits
aggravated assault with a deadly weapon if the person commits an assault, and the
person uses or exhibits a deadly weapon during the commission of the assault. Id.
§ 22.02(a)(2). A firearm is a deadly weapon per se. Polk v. State, 693 S.W.2d 391,
394 (Tex. Crim. App. 1985); see PENAL § 1.07(a)(17)(A).
Appellant argues that the evidence presented at trial was insufficient to
establish that he used or exhibited a deadly weapon. He first contends that there is
no evidence that he used a firearm. He then contends that the “key inquiry here” is
whether the evidence was sufficient to establish that he exhibited the .22 pistol that
Thomas referenced in her testimony. He contends that the .22 pistol was not within
his reach when he was shot. Appellant further contends that the .22 pistol was not
found during the initial search of the crime scene by the police and that it was only
found after Thomas and her family “cleaned” the scene. Appellant contends that the
physical evidence contradicted any inference that he exhibited the .22 pistol. We
disagree with Appellant’s evaluation of the evidence.
Thomas testified that, during the time that Appellant was physically assaulting
her by choking her, he told her: “[W]e [are] going to play a little game called Russian
roulette.” Thomas testified that Appellant initially attempted to remove a revolver
from its holster but that, when he realized that there were not any shells for the
revolver, he told her: “I want one of the other guns. I want one with a clip.” Thomas
told Appellant that the “little silver one” was in the bag that he threw down. Thomas
testified that, when “[Appellant] was trying to put the clip into the gun,” she pulled
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the shotgun from her bedroom closet and shot Appellant with it. Thomas testified
that, “if he ever got that clip in there, he was going to kill me.” Additionally, Danny
Crawford, a Texas Ranger with the Texas Department of Public Safety, testified that
the physical evidence corroborated Thomas’s story.
Thomas detailed an assault committed by Appellant occurring over an
extended period of time in multiple locations throughout her house. She specifically
testified that, during the course of the assault, Appellant told her they were going to
play Russian roulette and then ordered her to give him a bag containing handguns.
She further testified that he had handled two of these guns and that she shot him as
he was attempting to load a clip into the .22 pistol.
Appellant bases his sufficiency challenge on evidence that he contends
contradicts Thomas’s testimony. As previously noted, the jury is the sole judge of
the witnesses’ credibility and the weight to be given their testimony. Brooks, 323
S.W.3d at 899. To the extent that other evidence may have contradicted Thomas’s
version of the events, we presume that the jury resolved the conflicts in favor of the
verdict, and we defer to that determination. Jackson, 443 U.S. at 326; Clayton, 235
S.W.3d at 778. Viewing all of the evidence in the light most favorable to the verdict,
we conclude that a rational trier of fact could have found that Appellant used or
exhibited a deadly weapon during the commission of his assault on Thomas. We
overrule Appellant’s first issue.
In his second issue, Appellant contends that he received ineffective assistance
of counsel at trial. Appellant primarily asserts that trial counsel was ineffective by
not presenting exculpatory and mitigating evidence. He additionally contends that
trial counsel failed to object to leading questions asked by the prosecutor at trial.
In order to establish that trial counsel rendered ineffective assistance at trial,
Appellant must show that counsel’s representation fell below an objective standard
of reasonableness and that there is a reasonable probability that the result would have
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been different but for counsel’s errors. Strickland v. Washington, 466 U.S. 668
(1984); Andrews v. State, 159 S.W.3d 98 (Tex. Crim. App. 2005); Thompson v.
State, 9 S.W.3d 808 (Tex. Crim. App. 1999). Courts must indulge a strong
presumption that counsel’s conduct fell within the wide range of reasonable
professional assistance, and Appellant must overcome the presumption that, under
the circumstances, the challenged action might be considered sound trial strategy.
Strickland, 466 U.S. at 689; Tong v. State, 25 S.W.3d 707, 712 (Tex. Crim. App.
2000). “[C]ounsel is strongly presumed to have rendered adequate assistance and
made all significant decisions in the exercise of reasonable professional judgment.”
Strickland, 466 U.S. at 690.
“[A]ny allegation of ineffectiveness must be firmly founded in the record, and
the record must affirmatively demonstrate the alleged ineffectiveness.” Thompson,
9 S.W.3d at 814 (quoting McFarland v. State, 928 S.W.2d 482, 500 (Tex. Crim.
App. 1996)). Under normal circumstances, the record on direct appeal is generally
undeveloped and rarely sufficient to overcome the presumption that trial counsel
rendered effective assistance. Bone v. State, 77 S.W.3d 828, 833 (Tex. Crim. App.
2002). The Court of Criminal Appeals has said that “trial counsel should ordinarily
be afforded an opportunity to explain his actions before being denounced as
ineffective.” Rylander v. State, 101 S.W.3d 107, 111 (Tex. Crim. App. 2003). If
trial counsel did not have an opportunity to explain his actions, we will not find
deficient performance unless the challenged conduct was “so outrageous that no
competent attorney would have engaged in it.” Garcia v. State, 57 S.W.3d 436, 440
(Tex. Crim. App. 2001). We note that, although Appellant filed a motion for new
trial alleging ineffective assistance of counsel, the trial court did not hold a hearing
on the motion during which trial counsel testified. Accordingly, the appellate record
does not contain an explanation from trial counsel concerning his actions.
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Appellant initially asserts that trial counsel failed to object to the prosecutor
leading its witnesses. Appellant has not identified specific instances in the record
where this conduct purportedly occurred. Instead, he generally alleges that “the
record is replete with a failure of the defense counsel to lodge objections to the
State’s leading its witnesses.” A defendant alleging ineffective assistance of counsel
had the burden to prove his claim under both Strickland prongs. Thompson, 9
S.W.3d at 813. By not identifying specific instances when trial counsel allegedly
failed to object to leading questions, Appellant has not met his burden to establish
either deficient performance or sufficient prejudice. A defendant’s failure to make
either of the required showings defeats the claim of ineffective assistance. Rylander,
101 S.W.3d at 110; see also Williams v. State, 301 S.W.3d 675, 687 (Tex. Crim.
App. 2009) (“An appellant’s failure to satisfy one prong of the Strickland test
negates a court’s need to consider the other prong.”). Furthermore, “[d]espite the
general rule disfavoring the use of leading questions on direct examination, ‘it is
sound trial strategy for opposing counsel to choose not to object to leading questions
when the evidence will come in anyway.’” Wheeler v. State, 433 S.W.3d 650, 655
(Tex. App.—Houston [1st Dist.] 2014, pet. ref’d) (quoting Young v. State, 10 S.W.3d
705, 713 (Tex. App.—Texarkana 1999, pet. ref’d)). When the record is silent
concerning why defense counsel failed to object to the State’s use of leading
questions, a defendant fails to rebut the presumption that this conduct constitutes
reasonable trial strategy. Id.
Additionally, Appellant contends that trial counsel had knowledge of and
failed to call two available witnesses who would have provided material,
exculpatory, and mitigating evidence. A defendant who complains about trial
counsel’s failure to call witnesses must show that the witnesses were available and
that the defendant would have benefited from their testimony. King v. State, 649
S.W.2d 42, 44 (Tex. Crim. App. 1983); Perez v. State, 403 S.W.3d 246, 252 (Tex.
8
App.—Houston [14th Dist.] 2008), aff’d 310 S.W.3d 890, 897 (Tex. Crim. App.
2010). Appellant bases this claim on two affidavits attached to his motion for new
trial. Karen Withnell stated in her affidavit that she would have testified that Thomas
told her multiple times that she wanted to get rid of Appellant by “planting drugs on
him, shooting him, or having him sent to prison on false charges.” Ernest Thomas,
Appellant’s father, stated in his affidavit that he would have testified that he
personally witnessed Thomas “constantly and consistently instigating and pushing
[Appellant] to extreme states of rage and anger” and baiting Appellant into
arguments. Appellant argues that their testimony would have supported his
defensive theory that Thomas set him up in an attempt to kill him.
The decision to call a witness is generally a matter of trial strategy. Joseph v.
State, 367 S.W.3d 741, 744 (Tex. App.—Houston [14th Dist.] 2012, pet. ref’d); see
Brown v. State, 866 S.W.2d 675, 678 (Tex. App.—Houston [1st Dist.] 1993, pet.
ref’d) (“The decision whether to call a witness is clearly trial strategy and, as such,
is a prerogative of trial counsel.”). With respect to Appellant’s criticism of trial
counsel’s decision not to call these individuals as witnesses at trial, we cannot
determine whether the decision was a matter of trial strategy because the record does
not contain any explanation of trial counsel’s decision. When the record is silent as
to the reasoning behind an alleged deficiency by trial counsel, “we will assume that
counsel had a strategy if any reasonably sound strategic motivation can be
imagined.” Lopez v. State, 343 S.W.3d 137, 143 (Tex. Crim. App. 2011). These
individuals possibly may have known facts that would have been detrimental to
Appellant’s defense if trial counsel had called them as witnesses at trial.
Accordingly, the record does not affirmatively demonstrate that trial counsel’s
decision to not call them as witnesses was so outrageous that no competent attorney
would have engaged in it. See Goodspeed v. State, 187 S.W.3d 390, 392 (Tex. Crim.
App. 2005). We overrule Appellant’s second issue.
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In his third issue, Appellant contends that the trial court erred in denying his
motion for new trial without holding a hearing. A defendant’s right to a hearing on
a motion for new trial is not absolute. Rozell v. State, 176 S.W.3d 228, 230 (Tex.
Crim. App. 2005). Generally, a trial court should hold a hearing if the motion and
attached affidavit raise matters that are not determinable from the record and that
could entitle the accused to relief. Id. “When examining a trial court’s denial of a
hearing on a motion for new trial, we review for an abuse of discretion.” Smith v.
State, 286 S.W.3d 333, 339 (Tex. Crim. App. 2009). In so doing, we reverse only
when the trial court’s decision was so clearly wrong as to lie outside that zone within
which reasonable persons might disagree. Id.
Appellant timely filed his motion for new trial pursuant to TEX. R.
APP. P. 21.4. He attached the two affidavits referenced above in support of the
motion. He referenced the affidavits in a ground claiming that he received
ineffective assistance of counsel. He asserted that, if their testimony had been
presented, there is a reasonable probability the outcome of the proceeding would
have been different. The trial court denied the motion for new trial in a written order,
which provided: “On 11-25, 2014, came on to be considered [Appellant’s] Motion
for New Trial and Motion in Arrest of Judgment, and said motion is hereby:
DENIED.”
Appellant contends on appeal that the trial court abused its discretion in
denying his motion for new trial without a hearing because the affidavits established
a need to develop Withnell’s and Ernest Thomas’s testimony further. We disagree.
The affidavits disclosed the matters that these witnesses would have testified to had
they been called at trial. Thus, their potential testimony was determinable from the
record. TEX. R. APP. P. 21.7 provides that the trial court may receive evidence on a
motion for new trial by affidavit. See Holden v. State, 201 S.W.3d 761, 763 (Tex.
Crim. App. 2006) (A trial court may decide a motion for new trial based on affidavits
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without hearing oral testimony.). Furthermore, Appellant asserted that there was a
reasonable probability the outcome of the proceeding would have been different if
Withnell and Ernest Thomas had testified at trial. This contention obviously
addresses Strickland’s “prejudice” requirement. This is also a matter that the trial
court could have determined from the record before it without receiving additional
testimony, including testimony from trial counsel concerning trial strategy in not
calling these witnesses. Accordingly, the trial court did not abuse its discretion in
denying Appellant’s motion for new trial without a hearing to receive additional
testimony. We overrule Appellant’s third issue.
This Court’s Ruling
We affirm the judgments of the trial court.
JOHN M. BAILEY
JUSTICE
December 22, 2016
Do not publish. See TEX. R. APP. P. 47.2(b).
Panel consists of: Wright, C.J.,
Willson, J., and Bailey, J.
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