Hugo Fluellen v. State

In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
No. 06-13-00232-CR
HUGO FLUELLEN, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 115th District Court
Upshur County, Texas
Trial Court No. 16,405
Before Morriss, C.J., Carter and Moseley, JJ.
Opinion by Justice Carter
OPINION
I. Background
In Upshur County, Texas, Hugo Fluellen was charged by indictment with six counts:1
two counts of indecency with a child, three counts of sexual assault of a child, and a single count
of aggravated sexual assault of a child. After the jury was selected, Fluellen entered open pleas
of “guilty” to all charges, and the trial court accepted his pleas. Even after his pleas of guilty, a
jury trial on guilt/innocence occurred, and the jury found him guilty on all counts. After the jury
was excused, the enhancement allegation was read, and Fluellen pled “true” to the allegation that
he had been convicted of felony sexual assault in 1987. Before entering the plea of true, the
State explained that, if the enhancement allegation was found true, Fluellen would receive an
automatic life sentence for each of the six counts for which he was convicted. The trial court
sentenced Fluellen to six consecutive life sentences.
On appeal, Fluellen contends that the trial court erred in accepting his pleas because he
was not properly admonished and his plea was not entered knowingly and voluntarily.
We affirm the trial court’s judgment.
II. Fluellen’s Plea
The trial court must give a series of admonishments to defendants who plead guilty. In
his sole point of error, Fluellen argues 2 that the trial court erred in accepting his pleas because
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Fluellen was also indicted on and pled guilty to a seventh charge. However, due to a defect in the indictment, the
trial court dismissed the indictment containing the seventh charge.
2
“[A] court’s failure to properly admonish a defendant cannot be forfeited and may be raised for the first time on
appeal unless it is expressly waived.” Bessey v. State, 239 S.W.3d 809, 812 (Tex. Crim. App. 2007). The record
contains no express waiver.
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the trial court failed to (1) determine whether he was competent, (2) inform him of the enhanced
penalties during the guilt/innocence phase of the trial, (3) inquire as to his citizenship or
admonish him regarding immigration consequences, and (4) admonish him regarding the sex-
offender registration requirements. He contends that the “cumulative effect of these errors
resulted in unknowing and involuntary pleas.”
In determining whether a plea was knowing and voluntary, we consider the totality of the
circumstances viewed in light of the entire record. Griffin v. State, 703 S.W.2d 193, 196–97
(Tex. Crim. App. 1986); Ybarra v. State, 93 S.W.3d 922, 925 (Tex. App.—Corpus Christi 2002,
no pet.); see Martinez v. State, 981 S.W.2d 195, 197 (Tex. Crim. App. 1998) (per curiam).
Article 26.13 of the Texas Code of Criminal Procedure states,
(a) Prior to accepting a plea of guilty . . . , the court shall admonish the
defendant of:
(1) the range of punishment attached to the offense;
....
(4) the fact that if the defendant is not a citizen of the United States of
America, a plea of guilty or nolo contendere for the offense charged may result in
deportation, the exclusion from admission to this country, or the denial of
naturalization under federal law; and
(5) the fact that the defendant will be required to meet the registration
requirements of Chapter 62, if the defendant is convicted of or placed on deferred
adjudication for an offense for which a person is subject to registration under that
chapter.
(b) No plea of guilty or plea of nolo contendere shall be accepted by
the court unless it appears that the defendant is mentally competent and the plea is
free and voluntary.
....
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(h) The court must substantially comply with Subsection (a)(5). The
failure of the court to comply with Subsection (a)(5) is not a ground for the
defendant to set aside the conviction, sentence, or plea.
TEX. CODE CRIM. PROC. ANN. art. 26.13 (West Supp. 2014). “In admonishing the defendant . . . ,
substantial compliance by the court is sufficient, unless the defendant affirmatively shows that he
was not aware of the consequences of his plea and that he was misled or harmed by the
admonishment of the court.” TEX. CODE CRIM. PROC. ANN. art. 26.13(c); VanNortrick v. State,
227 S.W.3d 706, 708 (Tex. Crim. App. 2007); Seagraves v. State, 342 S.W.3d 176, 183 (Tex.
App.—Texarkana 2011, no pet.). The failure to admonish in accordance with Article 26.13 is a
statutory error rather than a constitutional error. Burnett v. State, 88 S.W.3d 633, 637 (Tex.
Crim. App. 2002). As such, an appellate court will disregard the error unless it affected the
substantial rights of the defendant. TEX. R. APP. P. 44.2(b). We review the entire record to
determine whether the defendant was aware of the consequences of his plea or whether he was
misled or harmed by the trial court’s failure to admonish. Burnett, 88 S.W.3d at 638.
A. Competency
Fluellen argues that the trial court erred in accepting his guilty pleas because it failed to
determine or make inquiry into whether he was competent. The court may not accept a plea of
guilty “unless it appears that the defendant is mentally competent and the plea is free and
voluntary.” TEX. CODE CRIM. PROC. ANN. art. 26.13(b); Boykin v. Alabama, 395 U.S. 238
(1969); see Kniatt v. State, 206 S.W.3d 657, 664 (Tex. Crim. App. 2006). However, “[u]nless an
issue is made of an accused’s present insanity or mental competency at the time of the plea[,] the
court need not make inquiry or hear evidence on such issue,” and it is not error to accept the
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guilty plea. Kuyava v. State, 538 S.W.2d 627, 628 (Tex. Crim. App. 1976); Ducker v. State, 45
S.W.3d 791, 796 (Tex. App.—Dallas 2001, no pet.).
Article 46B.003 of the Texas Code of Criminal Procedure states,
(a) A person is incompetent to stand trial if the person does not have:
(1) sufficient present ability to consult with the person’s lawyer with a
reasonable degree of rational understanding; or
(2) a rational as well as factual understanding of the proceedings
against the person.
(b) A defendant is presumed competent to stand trial and shall be
found competent to stand trial unless proved incompetent by a preponderance of
the evidence.
TEX. CODE CRIM. PROC. ANN. art. 46B.003(a)(1)–(2), (b) (West 2006).
Fluellen does not directly argue that he could not consult intelligently with his lawyer or
that he misunderstood the proceedings against him, but instead argues that the issue of
competency was raised by his actions during the course of the proceedings. At the pretrial
hearing, Fluellen refused to plead guilty and would not accept the State’s offer of life
imprisonment, but at trial, he pled guilty despite the State’s notice of enhancement that made it
“clear that [he] would receive . . . automatic life sentences if convicted.” He contends that
“[t]here is no[] reason to infer that he suddenly found a life sentence—or several of them—
acceptable.”
We review a trial court’s decision not to conduct an informal competency inquiry under
an abuse-of-discretion standard. Moore v. State, 999 S.W.2d 385, 393 (Tex. Crim. App. 1999);
Lawrence v. State, 169 S.W.3d 319, 322 (Tex. App.—Fort Worth 2005, pet. ref’d). Upon
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suggestion that a defendant may be incompetent to stand trial, a trial court should determine by
informal inquiry whether there is some evidence that would support an incompetency finding.
TEX. CODE CRIM. PROC. ANN. art. 46B.004(c) (West Supp. 2014). Under the present statute, “[a]
suggestion of incompetency is the threshold requirement for an informal inquiry” regarding
competency. TEX. CODE CRIM. PROC. ANN. art. 46B.004(c-1) (West Supp. 2014); see Turner v.
State, 422 S.W.3d 676, 692 (Tex. Crim. App. 2013).
Changing his mind about whether a life sentence was acceptable is insufficient to suggest
that Fluellen might be incompetent. This is particularly true here because the trial court had
multiple opportunities to observe Fluellen “in open court, hear him speak, observe his
demeanor[,] and engage him in colloquy as to the voluntariness of his plea.” Kuyava, 538
S.W.2d at 628. It appears that Fluellen was fully engaged in the legal process, and nothing was
presented to suggest that an incompetency issue was raised. During one of several pretrial
hearings, Fluellen indicated that he had consulted with his attorney and that that he had elected
not to accept the State’s offer of life imprisonment. Later during that same hearing, Fluellen
complained about his attorney and wanted another attorney. We conclude that there is no
evidence in the record to suggest Fluellen lacked either (1) “sufficient present ability to consult
with [his] lawyer with a reasonable degree of rational understanding” or (2) “a rational as well as
factual understanding of the proceedings against [him].” See TEX. CODE CRIM. PROC. ANN. art.
46B.003(a). In the absence of any suggestion of incompetency, Fluellen was presumptively
competent, and the trial court did not err in failing to make further inquiry.
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B. Enhanced Punishment Range
Fluellen contends that “the Court failed to inform [him] that he would receive automatic
life and could receive consecutive sentences if convicted and enhanced.”
To warrant a reversal on direct appeal on the basis of a trial court’s failure to admonish
the defendant regarding the range of punishment, the record must support an inference that the
defendant did not know the consequences of his plea. Burnett v. State, 88 S.W.3d 633, 638 (Tex.
Crim. App. 2002). When determining if an appellant understood the ramifications of his plea,
we examine the entire record. Id.
Article 26.13 does not require that the trial court admonish a defendant that consecutive
sentences are a possible result, and the failure to do so does not render a guilty plea involuntary.
See, e.g., Simmons v. State, 457 S.W.2d 281, 283 (Tex. Crim. App. 1970); McGrew v. State, 286
S.W.3d 387, 391 (Tex. App.—Corpus Christi 2008, no pet.) (“We agree that the imposition of
consecutive sentences is not a direct consequence of a guilty plea, and a plea is not rendered
involuntary by the trial court’s failure to warn of such a possibility.”). Fluellen makes no
argument to the contrary. There is ample evidence in the record that Fluellen was aware he
could receive one or more life sentences if he pled guilty to the charges and true to the
enhancement allegations.
During a pretrial hearing, Fluellen rejected a proposed negotiated plea agreement under
which he would have pled guilty to one count and received a life sentence with the possibility of
parole and pled guilty to a second degree felony count with the sentences running concurrently.
The State remarked in Fluellen’s presence that “the new indictment that just came down is life
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without parole and certainly that would be the one for punishment purposes we would want to go
with for jury trial . . . .” 3 His counsel explained to him that under the proposed plea agreement,
the two sentences were “concurrent, not stacked.” A few weeks before trial, based on Fluellen’s
1987 felony conviction for sexual assault, the State filed a notice of its intention to seek
“Enhancement of the Range of Punishment—Automatic Life Sentence.” The notice stated that,
if the jury found the enhancement allegation true, “the range of punishment for the offense in this
cause would be confinement for [l]ife.” On appeal, Fluellen notes that the State’s notice made it
“clear that [he] would receive . . . automatic life sentences if convicted.” Just before the jury was
selected, Fluellen’s counsel announced that he would “either plead no contest, nolo contendere,
or guilty once he is arraigned . . . outside the presence of the selected jury and then in the
presence of the selected jury.” Fluellen did not waive a jury trial. During his appearances, both
outside and in the jury’s presence, the trial court admonished him that life imprisonment was the
maximum punishment for some of the charges against him.
After the jury found Fluellen guilty and the trial court excused them, the State read the
enhancement charge. The notice stated that the range of punishment would be confinement for
life. Immediately after the reading of the enhancement paragraph into the record, Fluellen pled
true to the enhancing allegation. After his true plea, the State, defense counsel, and the court
discussed and clarified the enhancement’s effect on Fluellen’s convictions. The court made clear
that, if the enhancement allegation was true, “each count [for which Fluellen was convicted] then
3
Ultimately, the charge of continuous sexual assault carrying the life without parole penalty was dismissed. Fluellen
was sentenced to life imprisonment, not life without parole.
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[became] an automatic life” sentence. 4 Fluellen did not seek to withdraw his plea. The State
offered Exhibit 12 into evidence, the “pen packet” regarding Fluellen’s 1987 conviction, and
Fluellen raised no objection. After the State and the defense rested, the court noted that, due to
the enhancement, each sentence would be life, and “all six of them will be stacked.”
As noted above, there are multiple instances in the record where the State and the trial
court mentioned the life sentences Fluellen faced. During a pretrial hearing, Fluellen was
notified that the State was seeking a sentence of life without parole. The State’s notice and the
parties’ discussion during the punishment phase made clear that, if the enhancement allegation
was found true, Fluellen would receive an automatic life sentence for each conviction. With no
evidence in the record to support an inference that Fluellen was unaware of the consequences of
his plea and with a great deal of evidence to show that Fluellen knew the range of punishment
and automatic life sentences he faced, we cannot find that the trial court’s failure to admonish
him regarding the range of punishment misled or harmed Fluellen. 5
C. Citizenship and Immigration Status
Fluellen also argues that his plea was involuntary because the trial court failed to inquire
about his citizenship and admonish him regarding possible negative effects on his immigration
4
Defense counsel clarified that the enhanced sentences would be life, rather than life without parole.
5
We note an unorthodox feature of this trial. Fluellen pled guilty to the underlying charge, but did not waive a jury
trial. After a guilty plea is entered, there is no necessity for a bifurcated trial. Carroll v. State, 975 S.W.2d 630,
631–32 (Tex. Crim. App. 1998); Frame v. State, 615 S.W.2d 766, 767 n.1 (Tex. Crim. App. [Panel Op.] 1981).
Here, the trial was conducted as if the defendant had pled not guilty—the evidence on guilt/innocence was
presented, and the jury charge was one used for normal guilt/innocence proceedings giving the jury an option to find
the defendant not guilty. Fluellen does not present this as a issue, but opines that, since the proceeding should have
been a unitary one, the failure to admonish of the full range of punishment was clearly trial error and a denial of due
process. The State concedes that the failure to admonish was erroneous, but argues that the error was harmless. We
have, therefore, treated this as a trial error and, consequently, will not delve into any differences in the required
admonishments, if any, when the proceeding is unitary rather than bifurcated.
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status. Article 26.13(a)(4) required that the trial court admonish Fluellen “that if [he] is not a
citizen of the United States of America,” a plea may negatively affect his immigration status and
abilities. State’s Exhibit 12, the certified pen packet regarding Fluellen’s 1987 conviction,
indicates that, at that time, Fluellen’s nationality was American. Because there is nothing in the
record demonstrating that Fluellen’s nationality was incorrectly noted in the pen packet or
indicating that Fluellen renounced his American citizenship or became a citizen of a foreign
country prior to trial, any error in failing to inquire as to his citizenship or to admonish on
potential immigration consequences was harmless.
D. Sex-Offender Registration
Fluellen also contends that the trial court committed reversible error, in part, because it
failed to admonish him regarding the Chapter 62 sex-offender registration requirements as
mandated by Article 26.13(a)(5). However, effective in 2005, the Legislature amended Article
26.13(h) to include a provision stating, “The failure of the court to comply with Subsection (a)(5)
is not a ground for the defendant to set aside the conviction, sentence, or plea.” Act of May 26,
2005, 79th Leg., R.S., ch. 1008, § 1.03, 2005 Tex. Gen. Laws 3385, 3419 (current version at
TEX. CODE CRIM. PROC. ANN. art. 26.13(h) (West Supp. 2014)). The plain language of the
statute renders Fluellen’s argument invalid. Morin v. State, 340 S.W.3d 816, 818 (Tex. App.—
San Antonio 2011, pet. ref’d); James v. State, 258 S.W.3d 315, 318 (Tex. App.—Austin 2008,
pet. dism’d, untimely filed) (by amending Article 26.13(h), Legislature foreclosed relief sought
by defendant).
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III. Due Process
Fluellen also argues that the failure to properly admonish him caused him to enter a plea
of guilty in violation of his due process rights. Due process requires that each defendant who
pleads guilty do so with a full understanding of the charges against him and the consequences of
the plea. “[T]he defendant must have an actual awareness of the nature and gravity of the
charges against him and of the constitutional rights and privileges that he necessarily
relinquishes—in short ‘a full understanding of what the plea connotes and of its consequence.’”
Davison v. State, 405 S.W.3d 682, 686–87 (Tex. Crim. App. 2013) (quoting Boykin, 395 U.S. at
244). If the record “affirmatively discloses that the defendant’s guilty plea was adequately
informed, due process is satisfied.” Id. at 687. The Texas Court of Criminal Appeals has held
that the Boykin requirements of due process relating to guilty pleas does not necessarily require
the equivalent of Article 26.13 admonishments or admonishments as to the range of punishment.
Id. (citing Aguirre-Matta v. State, 125 S.W.3d 473, 475–76 (Tex. Crim. App. 2003)).
The record supports a conclusion that Fluellen understood the charges against him and
the consequences of pleading guilty. The State’s notice of intent to seek enhancement clearly
stated that, upon a determination that Fluellen previously had been convicted as alleged, the
punishment was confinement for life in the Texas prison system. Further, Fluellen had earlier
rejected a negotiated plea agreement under which he would be sentenced to life imprisonment,
stating he would not accept the life sentence. After Fluellen rejected that offer, the State clearly
communicated that no further negotiated plea agreement would be offered. A few weeks later,
just before the jury was impaneled, Fluellen changed his mind and decided to plead guilty
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without any negotiated plea agreement. We believe the record discloses that Fluellen’s decision
to plead guilty was adequately informed, rendering the plea voluntary and intelligent. Davison,
405 S.W.3d at 687 (“For the appellant to prevail on his constitutional claim, therefore, it is not
enough that the record is unrevealing with respect to whether he was admonished by the trial
court; the record must also be silent with respect to whether he was otherwise provided, or
nevertheless aware of, the requisite information to render his guilty plea voluntary and
intelligent.”).
In conclusion, whether the trial court’s alleged failures to inquire and/or admonish are
viewed separately or collectively, the record shows that Fluellen was aware of the consequences
of his plea and that he was neither misled nor harmed by the admonishments given by the court.
Accordingly, we overrule his points of error.
We affirm the trial court’s judgment.
Jack Carter
Justice
Date Submitted: August 6, 2014
Date Decided: August 15, 2014
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