Juan David Garza, Jr. v. State

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-13-00180-CR
Juan David Garza, Jr., Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF HAYS COUNTY, 22ND JUDICIAL DISTRICT
NO. CR-08-846, HONORABLE GARY L. STEEL, JUDGE PRESIDING
MEMORANDUM OPINION
A jury convicted appellant Juan David Garza, Jr. of the offense of indecency with
a child by contact and assessed punishment at nine years’ imprisonment and a $5,000 fine.1 The
district court rendered judgment on the verdict and, on the jury’s recommendation, suspended
imposition of the sentence and placed Garza on community supervision for ten years. In a single
issue on appeal, Garza asserts that he received ineffective assistance of counsel during trial. We will
affirm the judgment of conviction.
BACKGROUND
Garza was charged with engaging in sexual contact with his stepdaughter, A.N., by
touching her genitals. During trial, A.N., who was by then nineteen years old, testified that when
1
See Tex. Penal Code § 21.11(a)(1).
she was eight years old, Garza had entered her bedroom at night, “cuddled with her,” and then
“pick[ed] [her] up and put [her] on top of him, with [her] legs around the sides of him; and he took
his hands under [her] shorts, under [her] underwear, and touching [her] butt towards—[her] vagina
in a stroking-type motion.” Several days later, A.N. further recounted, she had reported this incident
to her mother, Stephanie Jones, and also informed her that Garza had engaged in similar behavior
on two or three other occasions. Jones also testified at trial and described A.N.’s account in a
manner consistent with A.N.’s testimony. Jones added that she had also confronted Garza with
A.N.’s allegations. In response, Jones indicated, Garza had not denied the allegation and had instead
become “upset, very apologetic, emotional, crying, saying he was sorry, it was an accident.” A.N.
similarly testified that Garza had cried and apologized to her “for making [her] feel uncomfortable.”
After confronting Garza, Jones had taken no further action in response to her
daughter’s allegations. Approximately five years later, however, A.N. made an outcry to her aunt,
Carrie Jones. Carrie2 testified that she had discussed the matter with her husband, who had notified
CPS. Melissa Rodriguez, the program director of the children’s advocacy center in Hays County,
subsequently conducted an interview with A.N. in which A.N. told her that Garza had touched her
“butt” and her “privates.” A video recording of the interview was admitted into evidence. Other
evidence considered by the jury, which we discuss in more detail below as it becomes relevant to
Moore’s issue on appeal, included the testimony of the investigating law enforcement officer,
Lieutenant Jeri Skrocki of the Hays County Sheriff’s Office; Garza’s biological daughter, S.G., who
2
We use her first name to distinguish her from Stephanie Jones.
2
was permitted to testify that Garza had engaged in similar sexual contact with her; and Garza, who
denied that he had ever contacted A.N. or S.G. in a sexual manner.
The jury found Garza guilty as charged and assessed punishment as indicated above.
After the district court rendered judgment on the jury’s verdict and suspended imposition of the
sentence, Garza filed a motion for new trial, which was denied by operation of law. This appeal
followed.
JURISDICTION
Before turning to the merits of Garza’s appeal, the State argues that we lack
jurisdiction because Garza failed to timely file his notice of appeal.3 As a general rule, a defendant
must file his notice of appeal “within 30 days after the day sentence is imposed or suspended in
open court.”4 However, a defendant may extend the appellate deadline to 90 days if he “timely files
a motion for new trial.”5 A motion for new trial is timely if filed no later than 30 days after the date
the trial court imposes or suspends sentence in open court.6 Garza’s sentence was suspended in open
court on February 1, 2013. On February 6, he timely filed a motion for new trial, thereby extending
the deadline to file his notice of appeal to 90 days. Garza filed his notice of appeal on March 12,
2013, within the 90-day deadline.
3
See Perez v. State, 424 S.W.3d 81, 85 (Tex. Crim. App. 2014) (“‘A timely notice of appeal
is necessary to invoke a court of appeals’ jurisdiction.’” (quoting Olivo v. State, 918 S.W.2d 519,
522 (Tex. Crim. App. (1996))).
4
Tex. R. App. P. 26.2(a)(1).
5
Id. R. 26.2(a)(2).
6
Id. R. 21.4(a).
3
The State contends that Garza’s motion for new trial was ineffective to extend
the appellate deadline because the record does not demonstrate that he presented that motion to
the district court.7 However, Rule 26.2 extends the appellate deadline upon the timely “filing” of
a motion for new trial.8 There is no additional requirement of presentment. In contending otherwise,
the State cites to Carranza v. State, in which the Court of Criminal Appeals held that in order
to preserve error relating to a trial court’s refusal to hold a hearing on a motion for new trial,
an appellant is required to both file the motion and present it to the trial court.9 However, that rule
has no effect on the deadline for filing a notice of appeal. Because Garza timely filed his notice of
appeal within the 90-day deadline triggered by the timely filing of his motion for new trial, we
have jurisdiction over this appeal.10 Accordingly, we overrule the State’s challenge to this Court’s
jurisdiction.
MERITS
In his sole issue on appeal, Garza asserts that his trial counsel rendered ineffective
assistance. Specifically, Garza complains that trial counsel provided ineffective assistance by:
(1) “opening the door” to the admission of extraneous-offense evidence concerning Garza’s alleged
sexual contact with his biological daughter, S.G.; (2) failing to call an expert witness to provide
7
See id. R. 21.6 (“The defendant must present the motion for new trial to the trial court
within 10 days after filing it, unless the trial court in its discretion permits it to be presented and
heard within 75 days from the date when the court imposes or suspends sentence in open court.”).
8
See id. R. 26.2.
9
See 960 S.W.2d 76, 79-80 (Tex. Crim. App. 1998).
10
See Tex. R. App. P. 26.2(a)(2).
4
testimony concerning false allegations of sexual abuse; and (3) conducting himself “inappropriately”
during trial, including being “repeatedly reprimanded” by the district court and ultimately held
in contempt.
“Ineffective-assistance-of-counsel claims are governed by the familiar Strickland
framework: To prevail, the defendant must show that counsel’s performance was deficient and that
this deficient performance prejudiced the defense.”11 “An attorney’s performance is deficient if it
is not within the range of competence demanded of attorneys in criminal cases as reflected by
prevailing professional norms, and courts indulge in a strong presumption that counsel’s conduct was
not deficient.”12 “If trial counsel has not been afforded the opportunity to explain the reasons for his
conduct, we will not find him to be deficient unless the challenged conduct was ‘so outrageous that
no competent attorney would have engaged in it.’”13 In other words, in the absence of a record
explaining the reasons for counsel’s decisions, we will not find counsel’s performance deficient if
any reasonably sound strategic motivation can be imagined.14
Strickland establishes a similarly high bar for establishing prejudice: “A defendant
suffers prejudice if there is a reasonable probability that, absent the deficient performance, the
outcome [of the proceeding] would have been different.”15 “A reasonable probability is a probability
11
Nava v. State, 415 S.W.3d 289, 307 (Tex. Crim. App. 2013) (citing Strickland
v. Washington, 466 U.S. 668, 687 (1984)).
12
Id. (citing Strickland, 466 U.S. at 689).
13
Id. at 308 (quoting Menefield v. State, 363 S.W.3d 591, 593 (Tex. Crim. App. 2012)).
14
See Garcia v. State, 57 S.W.3d 436, 440 (Tex. Crim. App. 2001).
15
Nava, 415 S.W.3d at 308 (citing Strickland, 466 U.S. at 694).
5
sufficient to undermine confidence in the outcome.”16 “It will not suffice for Appellant to show ‘that
the errors had some conceivable effect on the outcome of the proceeding.’”17 “Rather, he must
show that ‘there is a reasonable probability that, absent the errors, the factfinder would have had a
reasonable doubt respecting guilt.’”18
“It is a rare case in which the trial record will by itself be sufficient to demonstrate
an ineffective-assistance claim.”19 As a result, “claims of ineffective assistance of counsel are
generally not successful on direct appeal and are more appropriately urged in a hearing on an
application for a writ of habeas corpus.”20
Extraneous-offense evidence
Garza first asserts that his trial counsel rendered ineffective assistance by “opening
the door” to the admission of extraneous-offense evidence related to Garza’s alleged sexual contact
with S.G. S.G. is the biological daughter of Garza and A.N.’s mother, Stephanie Jones, and is thus
A.N.’s half-sister. A.N. is the older of the two by approximately ten years.
16
Id.
17
Perez v. State, 310 S.W.3d 890, 894 (Tex. Crim. App. 2010) (quoting Strickland, 466 U.S.
at 693).
18
Id. (quoting Strickland, 466 U.S. at 695).
19
Nava, 415 S.W.3d at 308 (citing Lopez v. State, 343 S.W.3d 137, 143 (Tex. Crim.
App. 2011)).
20
Lopez, 343 S.W.3d at 143 (citing Bone v. State, 77 S.W.3d 828, 833 n.13 (Tex. Crim.
App. 2002); Ex parte Nailor, 149 S.W.3d 125, 131 (Tex. Crim. App. 2004); Mitchell v. State,
68 S.W.3d 640, 642 (Tex. Crim. App. 2002)).
6
In 2011 or 2012, after charges had been filed against Garza in this case, S.G. told
A.N. that Garza had touched her genitals, too. At trial, the State initially attempted to elicit evidence
of S.G.’s outcry during its direct examination of Stephanie Jones. The district court excluded the
evidence at that juncture, sustaining objections by Garza’s counsel that the testimony sought to be
elicited was inadmissible hearsay and would have an unfairly prejudicial effect substantially
outweighing its probative value.21 However, the district court ultimately permitted the State to
explore the subject after Garza’s trial counsel extensively cross-examined Jones regarding past
statements in which she had purportedly characterized Garza favorably to police investigators as a
“great guy” and the “backbone of the family.” Concluding that Garza’s counsel had “kicked the door
wide open on just about any subject inside this family by your cross-examination,” the district court
permitted the State to elicit testimony from Jones on redirect regarding S.G.’s outcry and later
allowed S.G. herself to testify to the underlying alleged conduct.
As support for his assertion that opening the door to extraneous-offense evidence
constitutes deficient performance, Garza relies primarily on Garcia v. State.22 During the
defendant’s testimony in that case, trial counsel asked the defendant if he had “ever sexually
assaulted anybody” or had “ever been accused of sexually assaulting anybody,” and the defendant
answered both questions in the negative.23 The State then proceeded, during its cross-examination
of the defendant and later during its case in rebuttal, to present evidence tending to show that the
21
See Tex. R. Evid. 403, 801.
22
308 S.W.3d 62 (Tex. App.—San Antonio 2009, no pet.).
23
Id. at 66.
7
defendant had been accused of sexual assault in the past.24 Although trial counsel objected to the
admission of this evidence on multiple grounds, the trial court overruled the objections, concluding
that trial counsel had opened the door to the extraneous-offense evidence “by inquiring about prior
sexual assaults as well as by offering evidence of the defendant’s good character.”25 The reviewing
court concluded that counsel’s conduct constituted deficient performance:
Here, by eliciting testimony from Garcia on direct examination broadly disclaiming
that he had ever sexually assaulted someone, defense counsel opened the door for
the State to cross-examine Garcia, and to present rebuttal evidence of an extraneous
offense of the same character as the charged aggravated sexual assault. Similarly,
by eliciting testimony that Garcia was a “law abiding” citizen, defense counsel
opened the door for the State to cross-examine Garcia concerning other “bad acts”
to correct any false impression created by his direct testimony and to impeach
his credibility. . . . Given the inherently prejudicial nature of extraneous offense
evidence, the fact that the evidence would not have been otherwise admissible by the
State during guilt/innocence, and the fact that Garcia’s defense rested almost entirely
on his credibility, there could have been no reasonable trial strategy for Garcia’s
counsel to elicit and open the door to the similar extraneous offense and the
numerous instances of “bad acts.”[26]
We conclude that Garcia is distinguishable from this case. Unlike Garcia, trial
counsel here did not attempt to “broadly disclaim” that Garza had engaged in other sexual
misconduct or suggest that Garza was a “law-abiding” citizen. Instead, the focus of counsel’s cross-
examination was to emphasize that Jones, while claiming to have heard outcries of child molestation
by Garza, had quite incongruously termed him a “great guy” and the “backbone of the family” to
24
Id.
25
Id. at 66-67.
26
Id. at 68 (internal citations omitted).
8
police investigators thereafter. In short, counsel’s questions were in the nature of impeachment of
Jones with prior inconsistent statements, seeking to discredit her prior testimony recounting the
alleged outcries and her truthfulness generally.27 Counsel likewise divulged on the record that his
examination of Jones also sought to elicit evidence “about motive on these people’s parts to come
up with this tale and to back it up every way they can.”
We cannot conclude on this record that this constitutes deficient performance. Jones
was the State’s designated outcry witness during trial.28 Her credibility was thus a critical issue
in the case. It would not fall below an objective standard of reasonableness for trial counsel, as
part of his defensive strategy, to aggressively and thoroughly attack Jones’s credibility on cross-
examination, including on matters relating to her past favorable observations, opinions, and
statements concerning Garza, even if in doing so counsel might have inadvertently opened the
door to evidence related to S.G.’s outcry.29 On this record, we cannot conclude that trial counsel’s
27
In fact, as the district court observed during a bench conference, Garza’s counsel
mounted “an attack on [Jones’s] character for about three of the four hours of cross-examination.”
Throughout this cross-examination of Jones and other witnesses for the State, counsel repeatedly
attempted to attack their credibility and implied that they were lying about various aspects of either
the incident or the investigation.
28
See Tex. Code Crim. Proc. art. 38.072.
29
See, e.g., Williams v. State, 301 S.W.3d 675, 687 (Tex. Crim. App. 2009) (finding no
deficient performance when trial counsel opened door to evidence of extraneous murders allegedly
committed by defendant during testimony of State’s witness when trial counsel did so in order to
show that witness had “a bias as to why she’s testifying”); Johnson v. State, 432 S.W.3d 552, 558-60
(Tex. App.—Texarkana 2014, pet. ref’d) (finding no deficient performance when trial counsel
inadvertently opened door to extraneous offenses when “there is nothing in the record here to suggest
that defense counsel purposely elicited extraneous-offense evidence from his client or otherwise
intentionally opened the door to such evidence”); Josey v. State, 97 S.W.3d 687, 695-96
(Tex. App.—Texarkana 2003, no pet.) (finding no deficient performance when trial counsel opened
door to evidence of extraneous sex offense during cross-examination of State’s outcry witness;
9
cross-examination of Jones was outside “the range of competence demanded of attorneys in
criminal cases.”30
Expert testimony
Garza next complains of trial counsel’s failure to present expert testimony
“regarding a child’s motives for making false allegations of sexual misconduct against a parent.”
Such testimony was necessary, Garza contends, to rebut testimony from the State’s experts,
specifically Jeri Skrocki and Melissa Rodriguez.”31
Assuming without deciding that the failure to call an expert witness in this case would
constitute deficient performance, we cannot conclude on this record that Garza was prejudiced by
any such deficiency. To prove prejudice from the failure to call expert witnesses, the record must
show that such witnesses were available to testify and that appellant would have benefitted from
their testimony.32 Here, the record contains no such showing. Prior to trial, two individuals were
concluding that “[c]ounsel’s inquiry represents an attempt to undermine the credibility of . . . [the
outcry witness] . . . . We cannot say attempting to discredit one . . . of the State’s primary witnesses
is improper trial strategy or otherwise falls below the level of an objectively reasonable standard of
conduct”). Cf. Robertson v. State, 187 S.W.3d 475, 484-86 (Tex. Crim. App. 2006) (finding trial
counsel’s performance deficient when counsel intentionally elicited testimony from defendant related
to defendant’s prior convictions, as part of trial strategy to prove that defendant was being truthful).
30
See Nava, 415 S.W.3d at 307.
31
Skrocki provided testimony relating to the concept of “delayed outcries” and the process
of “grooming,” whereby an abuser will attempt to “desensitize” a potential victim to make them
“feel more comfortable with sexual activity.” Rodriguez provided similar testimony relating to the
“grooming” process and also provided testimony relating to the fabrication of outcries.
32
See Perez, 310 S.W.3d at 894 (citing King v. State, 649 S.W.2d 42, 44 (Tex. Crim.
App. 1983)); Butler v. State, 716 S.W.2d 48, 55 (Tex. Crim. App. 1986); Washington v. State,
417 S.W.3d 713, 725 (Tex. App.—Houston [14th Dist.] 2013, pet. ref’d).
10
designated as possible expert witnesses by the defense—Shelley Graham, a licensed professional
counselor, and Matthew Ferrara, a psychologist. The specific matters to which they would have
testified if called are not disclosed in the record. A third possible expert, identified only as George
Parker, was mentioned by trial counsel during a hearing on counsel’s motion for continuance. At
that hearing, counsel disclosed that Graham “said she doesn’t feel competent to testify about a false
outcry” and that Parker would not be available to testify until several days after the trial was
scheduled to conclude. Additionally, even if Parker had been available to testify, there is nothing
in the record summarizing what his testimony would have been. Thus, on this record, there is no
way for this Court to determine whether Garza would have benefitted from the testimony of any of
the possible experts for the defense. Accordingly, we cannot conclude that there is a reasonable
probability that, absent trial counsel’s failure to call an expert witness, the outcome of the proceeding
would have been different.33
Counsel’s behavior during trial
Finally, Garza asserts that trial counsel was ineffective in the manner in which
he conducted himself during trial. Specifically, Garza refers to several occasions in which the
district court, outside the presence of the jury, admonished trial counsel for not following the court’s
instructions and repeatedly disagreeing with the court’s evidentiary rulings, including its ruling that
33
See, e.g., Ex parte Flores, 387 S.W.3d 626, 638 (Tex. Crim. App. 2012); Perez,
310 S.W.3d at 894-95; Ex parte Ramirez, 280 S.W.3d 848, 853 (Tex. Crim. App. 2007). Cf.
Ex parte Overton, 444 S.W.3d 632, 640-41 (Tex. Crim. App. 2014) (finding prejudice prong
satisfied when record included summary of expert’s qualifications and specific matters to which
expert would have testified; concluding that expert’s “credibility combined with his testimony would
have had a strong impact on the jury and sufficiently undermine[d] the outcome of the trial”).
11
counsel had “opened the door” to S.G.’s outcry. Additionally, on the first day of trial, outside the
presence of the jury, the district court held trial counsel in contempt after he had asked a witness a
question that the court had instructed him not to ask.34
Assuming without deciding that counsel’s conduct during trial fell below an objective
standard of reasonableness, there is nothing in the record to suggest that trial counsel’s conduct
influenced the jury’s verdict in any manner or that the jury would have reached a different
verdict absent counsel’s conduct. Moreover, the district court’s admonishments and sanctions
of trial counsel took place outside the presence of the jury. On this record, Garza has failed to
demonstrate that there is a reasonable probability that, absent counsel’s unprofessional conduct, the
result of the proceeding would have been different.35
We overrule Garza’s sole issue on appeal.
34
During a bench conference, trial counsel had explained to the district court that he
intended to question A.N.’s mother regarding an alleged incident in which A.N. had “demanded”
that her maternal grandfather assist her in procuring the “day-after abortion pill.” The district court
responded to the request as follows: “I can’t imagine that’s relevant. If you want a hearing on that
at the end of the day, I’ll give it to you, but, no.” Almost immediately thereafter, trial counsel
proceeded to question the witness regarding the alleged incident, prompting the district court’s
contempt ruling. Trial counsel insisted that he had not intended to disobey the court, but had merely
misunderstood the court’s ruling.
35
See White v. State, 190 S.W.3d 226, 230 (Tex. App.—Houston [1st Dist.] 2006, no pet.);
Devis v. State, 18 S.W.3d 777, 785-87 (Tex. App.—San Antonio 2000, no pet.); see also Hansley
v. State, No. 01-12-01023-CR, 2014 Tex. App. LEXIS 80, at *6-7 (Tex. App.—Houston [1st Dist.]
Jan. 7, 2014, pet. ref’d) (mem. op., not designated for publication) (“While trial counsel’s behavior
and the sanctions meted out by the trial judge suggest a want of professionalism, the alleged
events are not sufficient to establish ineffective assistance under Strickland.”); Samuels v. State,
No. 05-03-00683-CR, 2004 Tex. App. LEXIS 4575, at *3-4 (Tex. App.—Dallas May 20, 2004,
pet. ref’d) (not designated for publication) (counsel being held in contempt does not “invariably”
lead to conclusion that counsel provided ineffective assistance).
12
CONCLUSION
We affirm the judgment of the district court.
__________________________________________
Bob Pemberton, Justice
Before Chief Justice Rose, Justices Pemberton and Bourland
Affirmed
Filed: April 9, 2015
Do Not Publish
13