in Re: Transit Mix Concrete & Materials Company

NO. 12-13-00364-CV
IN THE COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT
TYLER, TEXAS
IN RE: TRANSIT MIX CONCRETE §
& MATERIALS COMPANY, § ORIGINAL PROCEEDING
RELATOR §
MEMORANDUM OPINION
By petition for writ of mandamus, Transit Mix Concrete & Materials Company
challenges the trial court’s order striking its designation of JMI Maintenance, Inc., Knife River
Corporation, and MSA Safety Works as responsible third parties.1 We deny the petition.
BACKGROUND
Jason Glen Young, the real party in interest, was injured while working at a bridge
construction work site. A Transit Mix employee delivered a load of concrete to the site and was
moving his truck with the discharge chute still attached to the truck. The chute swung out to the
side and struck Young. Young’s hard hat absorbed most of the force from the chute, and was
cracked by the impact.
Young sued Transit Mix. He alleged that Transit Mix was negligent because its
employee failed to properly secure the concrete delivery chute, failed to keep a proper lookout
for the safety of workers in the area, and failed to operate the concrete mixer truck in a manner
that would avoid an accident.
Transit Mix denied Young’s allegations and asserted various affirmative defenses,
including that Young’s injuries were caused by his own negligence or by the conduct of third
1
The respondent is the Honorable Dwight L. Phifer, Judge of the 2nd Judicial District Court, Cherokee
County, Texas.
parties. Transit Mix filed a motion for leave to designate responsible third parties, including (1)
JMI Maintenance, Inc., Young’s employer; (2) Knife River Corporation, the general contractor
for the construction project; and (3) MSA Safety Works, the manufacturer of Young’s hard hat.
The trial court granted Transit Mix’s motion and designated the entities named in the motion as
responsible third parties.
Young filed a motion to strike the designation of responsible third parties. He alleged
that there was no evidence that any of the designated entities were responsible for any portion of
his injuries or damages. In its response to Young’s motion, Transit Mix contended that (1) JMI
had a duty to properly train Young and provide proper and adequate safety equipment, (2) Knife
River, as the general contractor, was responsible for Young’s safety, and (3) MSA was
responsible for the hard hat that was ―cracked‖ and ―faulty.‖ Transit Mix attached Young’s
deposition to its response. The trial court granted Young’s motion to strike.
Transit Mix filed a motion to reconsider contending that it had raised a genuine fact issue
by presenting some evidence as to the responsibility of the third parties for Young’s injuries and
damages. The trial court denied the motion. Transit Mix then filed a petition for writ of
mandamus in this court asserting that the trial court abused its discretion in striking the
designation of Knife River, JMI, and MSA as responsible third parties.
PREREQUISITES TO MANDAMUS
Ordinarily, mandamus will issue to correct a clear abuse of discretion where there is no
adequate remedy by appeal. In re Olshan Found. Repair Co., 328 S.W.3d 883, 887 (Tex. 2010)
(orig. proceeding); Walker v. Packer, 827 S.W.2d 833, 839-40 (Tex. 1992) (orig. proceeding).
The relator has the burden of showing both prerequisites to mandamus. See In re E. Tex. Med.
Ctr. Athens, 154 S.W.3d 933, 935 (Tex. App.—Tyler 2005, orig. proceeding).
In determining whether the trial court abused its discretion in resolving factual matters or
matters committed to the trial court's discretion, we may not substitute our judgment for that of
the trial court and may not disturb the trial court’s decision unless it is shown to be arbitrary and
unreasonable. Walker, 827 S.W.2d at 839-40. Therefore, to show an abuse of discretion in
those matters, the relator must establish that the trial court could reasonably have reached only
one decision. Id. at 840. A trial court also abuses its discretion if it clearly fails to analyze or
apply the law correctly. Id.
2
The Texas Supreme Court has adopted a balancing test to determine whether a relator has
an adequate remedy by appeal. See In re Prudential Ins. Co., 148 S.W.3d 124, 136 (Tex. 2004)
(orig. proceeding); In re AIU Ins. Co., 148 S.W.3d 109, 115 (Tex. 2004) (orig. proceeding).
Under this balancing test, an appellate remedy is ―adequate‖ when the detriments of mandamus
review outweigh the benefits. In re Prudential, 148 S.W.3d at 136.
EVIDENTIARY BURDEN–OVERCOMING A MOTION TO STRIKE
Transit Mix first contends that the trial court abused its discretion by imposing the wrong
burden for overcoming Young’s motion to strike the designation of responsible third parties.
Specifically, Transit Mix complains that the trial court misapplied the law by requiring it to
present evidence of an ―actionable act or omission‖ to ―establish liability‖ for the designated
parties instead of evidence supporting only an allegation of ―responsibility.‖ Therefore, we must
first determine what evidentiary burden Transit Mix must satisfy to defeat Young’s motion.
Principles of Statutory Construction
In construing a statute, our primary objective is to determine and give effect to the
legislature's intent in enacting it. McIntyre v. Ramirez, 109 S.W.3d 741, 745 (Tex. 2003). In
determining legislative intent, we examine the entire act, not just isolated portions of it. City of
San Antonio v. City of Boerne, 111 S.W.3d 22, 25 (Tex. 2003). We start with the plain and
common meaning of the statute's words. McIntyre, 109 S.W.3d at 745. Unless the statute is
ambiguous, we determine the legislature's intent from the language of the statute itself.
Continental Cas. Co. v. Downs, 81 S.W.3d 803, 805 (Tex. 2002). We must presume that every
word of the statute has been used for a purpose and that every word excluded from the statute has
been excluded for a purpose. Laidlaw Waste Sys. (Dallas), Inc. v. City of Wilmer, 904 S.W.2d
656, 659 (Tex. 1995). We should not insert words into the statute except to give effect to clear
legislative intent. Id. We presume that the legislature enacted the statute with complete
knowledge of existing law and with reference to it. Acker v. Tex. Water Comm'n, 790 S.W.2d
299, 301 (Tex. 1990).
Proportionate Responsibility of Third Parties
Chapter 33 of the Texas Civil Practice and Remedies Code is entitled ―Proportionate
Responsibility.‖ See TEX. CIV. PRAC. & REM. CODE ANN. §§ 33.001–.017 (West 2008 & Supp.
2013). We apply Chapter 33 to negligence claims. See id. § 33.002(a)(1) (West 2008). And we
3
use it to determine the percentage of responsibility of defendants, settling persons, responsible
third parties, and the claimant for the harm for which relief is sought. Id. §§ 33.002(a)(1),
33.003(a) (West 2008).
A defendant may designate persons or entities as responsible third parties. Id.
§ 33.004(a) (West Supp. 2013).2 After adequate time for discovery, a claimant may move to
strike the designation of a responsible third party. Id. § 33.004(l) (West Supp. 2013).3 When
confronted with a motion to strike, a defendant must produce ―sufficient evidence to raise a
genuine issue of fact regarding the designated person’s responsibility for the claimant’s injury or
damage.‖ Id. Responsibility can be ―by negligent act or omission, by any defective or
unreasonably dangerous product, by other conduct or activity that violates an applicable legal
standard, or by any combination of these[.]‖ Id. § 33.003(a) (West 2008). A trial court may not
submit a question to the jury regarding the conduct of ―any person‖ without sufficient evidence
to support the submission. Id. § 33.003(b) (West 2008).
A party has produced sufficient evidence to support submission of a question to the jury
when it provides more than a scintilla of evidence. See, e.g., Elbaor v. Smith, 845 S.W.2d 240,
243 (Tex. 1992) (citing Roy v. Howard-Glendale Funeral Home, 820 S.W.2d 844, 846 (Tex.
App.–Houston [1st Dist.] 1991, writ denied)); Cleveland Reg’l Med. Ctr., L.P. v. Celtic Props.,
L.C., 323 S.W.3d 322, 344 (Tex. App.–Beaumont 2010, pet. denied). This occurs when the
evidence ―rises to a level that would enable reasonable and fair-minded people to differ in their
conclusions.‖ See King Ranch, Inc. v. Chapman, 118 S.W.3d 752, 751 (Tex. 2003) (quoting
Merrell Dow Pharms., Inc. v. Havner, 953 S.W.2d 706, 711 (Tex. 1997)). A party has
produced less than a scintilla of evidence when the evidence is ―so weak as to do no more than
create a mere surmise or suspicion‖ of a fact. See id. (quoting Kindred v. Con/Chem, Inc., 650
2
The legislature amended section 33.004 in 2011. Because the amendments have no effect on the issues in
this proceeding, we cite to the current version for ease of reference.
3
In the trial court, Transit Mix claimed that a motion to strike the designation of a responsible third party is
essentially a motion for summary judgment based on no evidence. Although the two motions are similar, their
requirements are not identical. Compare TEX. CIV. PRAC. & REM. CODE ANN. § 33.004(l) with TEX. R. CIV. P.
166a(i). In a motion to strike the designation of a responsible third party, a claimant must allege that there is no
evidence that the designated person is responsible for any portion of the claimant’s alleged injury or damage. TEX.
CIV. PRAC. & REM. CODE ANN. § 33.004(l). In a motion for summary judgment based on no evidence, a movant
must state the elements of a claim or defense on which the adverse party would have the burden of proof at trial and
for which there is no evidence. TEX. R. CIV. P. 166a(i). Young’s motion to strike met the requirements of
subsection 33.004(l).
4
S.W.2d 61, 63 (Tex. 1983)). For instance, under the equal inference rule, evidence of
circumstances equally consistent with two facts does not rise above a scintilla of proof of either
fact, and is thus no evidence of either. See City of Keller v. Wilson, 168 S.W.3d 802, 813 (Tex.
2005).
Application
The legislature has mandated that, to overcome a motion to strike the designation of a
responsible third party, a defendant must present sufficient evidence to raise a genuine issue of
fact concerning the designated party’s responsibility for the claimant’s injury or damage. See
TEX. CIV. PRAC. & REM. CODE ANN. § 33.004(l). We conclude that, under this subsection, a
defendant has the burden to produce sufficient evidence (more than a scintilla) for a reasonable
jury to hold the third party responsible for a portion of the claimant’s injury or damage. The
legislature has also specified how responsibility may arise. See id. § 33.003(a). Therefore, we
further conclude that the evidence must be sufficient (more than a scintilla) to support a finding
that the responsible third party was negligent, provided a defective or unreasonably dangerous
product, violated an applicable legal standard, or any combination of these. See id. With this
burden in mind, we now examine the evidence presented to the trial court.
THE EVIDENCE
Transit Mix contends the evidence produced to the trial court showed that (1) JMI had
provided no safety training to Young, (2) Knife River was fully responsible for the safety of the
work site but failed to supervise or control decisions and actions leading up to the accident, and
(3) MSA manufactured a hard hat that cracked on impact rather than deflecting the chute’s
impact to Young’s head. We examine each of these arguments in turn.
Applicable Law
To support a finding that a third party was responsible based on negligence, a defendant
must produce evidence of a legal duty owed to the claimant by the third party, a breach of that
duty, and damages to the claimant proximately caused by the breach of the duty. See Lucas v.
Tex. Indus., Inc., 696 S.W.2d 372, 376-77 (Tex. 1984). Proximate cause comprises both cause
in fact and foreseeability. Excel Corp. v. Apodaca, 81 S.W.3d 817, 820 (Tex. 2002). Cause in
fact requires the act or omission to be a substantial factor in causing the injury ―without which
the harm would not have occurred.‖ Doe v. Boys Clubs of Greater Dallas, Inc., 907 S.W.2d
5
472, 477 (Tex. 1995). Foreseeability requires that the negligent actor, as a person of ordinary
intelligence, anticipated, or should have anticipated, the danger his or her negligence created for
others. See Nixon v. Mr. Prop. Mgmt. Co., 690 S.W.2d 546, 549-50 (Tex. 1985).
To support a finding that a third party was responsible based on a design defect, a
defendant must produce evidence regarding a third party’s product that (1) a safer alternative
design existed and (2) the design defect was a producing cause of the personal injury for which
the claimant seeks recovery. See TEX. CIV. PRAC. & REM. CODE ANN. § 82.005(a) (West 2011).
―Safer alternative design‖ means a product design other than the one actually used that in
reasonable probability (1) would have prevented or significantly reduced the risk of the
claimant's personal injury without substantially impairing the product's utility, and (2) was
economically and technologically feasible at the time the product left the control of the
manufacturer or seller by the application of existing or reasonably achievable scientific
knowledge. Id. § 82.005(b) (West 2011). Generally, these requirements necessitate competent
expert testimony and objective proof that a defect caused the injury. Nissan Motor Co. v.
Armstrong, 145 S.W.3d 131, 137 (Tex. 2004).
To support a finding that a third party was responsible based on a manufacturing defect, a
defendant must produce evidence regarding a third party’s product that it ―deviates, in its
construction or quality, from the specifications or planned output in a manner that renders it
unreasonably dangerous.‖ Cooper Tire & Rubber Co. v. Mendez, 204 S.W.3d 797, 800 (Tex.
2006) (quoting Ford Motor Co. v. Ridgway, 135 S.W.3d 598, 600 (Tex. 2004)). The
manufacturing defect must also be a producing cause of the injury. BIC Pen Corp. v. Carter,
346 S.W.3d 533, 541 (Tex. 2011). Generally, expert testimony is required to prove that the
manufacturing defect was a producing cause of the injury. Id. at 542.
When presenting evidence to a court to defeat a motion, a party must specifically identify
the supporting proof on file that it seeks to have considered by the trial court. See Arredondo v.
Rodriguez, 198 S.W.3d 236, 238 (Tex. App–San Antonio 2006, no pet.). Referencing attached
documents only generally does not relieve a party of directing the trial court to where in those
documents the issues set forth in the response are raised. See id. at 238-39. Neither this court
nor the trial court is required to wade through a voluminous record to marshal a party’s proof.
Id. at 238.
6
Application
In its response to Young’s motion to strike the designation of responsible third parties,
Transit Mix directed the trial court’s attention to the following evidence from Young’s
deposition testimony:
(1) Young was employed by and working under the direction of JMI;
(2) Young filed a worker’s compensation claim against JMI in which he alleged that his
injuries occurred while he was in JMI’s employment;
(3) Knife River was the general contractor on the project;
(4) Knife River was responsible for the safety of contractors and subcontractors;
(5) Young was wearing a hard hat purchased from Hartmann Building Specialties;
(6) The hard hat was faulty safety equipment; and
(7) Young discarded the hard hat after the accident.
Young’s deposition was attached as an exhibit to the response. Transit Mix then contended that
JMI, as Young’s employer, had a duty to properly train Young in safety operations and provide
proper safety equipment.
In Young’s deposition, Transit Mix asked Young, ―Other than that safety training out
there at the mine site, have you had any other kind of training?‖ Young answered, ―No, sir.‖
Transit Mix seems to rely on this testimony as evidence that JMI provided no safety training to
Young. More particularly, Transit Mix contends this evidence demonstrates that Young received
no training on whether and how to manually lock the chute attached to a concrete truck. But
Transit Mix never specifically called this testimony to the trial court’s attention. See id. (―[T]he
trial court is [not] required to wade through a voluminous record to marshal [a party’s] proof.‖).
And even had it done so, there is no evidence that JMI’s failure to provide a training course on
whether and how to manually lock the chute attached to a concrete truck is a breach of the
standard of care owed to Young or a cause of Young’s accident. In fact, Young testified in his
deposition that he learned safety aspects from some training books and self-study, but that he
received no formal training other than at the mine site.
7
As for the allegation that JMI failed to provide proper safety equipment, Young’s
testimony is at best ambiguous.4 In Young’s deposition, Transit Mix asked Young for the
location of his hard hat. Young testified that he and another man had thrown away the hard hat.
When asked to explain, Young testified as follows:
It was faulty safety equipment. You know, next day we were looking at it. You know, that was a
hell of an impact, you know. And Keith says, you know you got to get rid of it. Knife River and
all OSHA jobs, you can’t keep damaged safety equipment. So we [threw] it in a dumpster, and I
grabbed another one.
Young also related that the impact caused a two inch crack in the hard hat and that he showed the
hard hat to his coworkers so they would see why hard hats were worn at the work site.
A fair reading of Young’s testimony is that the hard hat was faulty after it had absorbed
the impact with the chute attached to the concrete truck. Thus, it is not clear from Young’s
testimony that Young blamed the hard hat for any portion of his injuries. See City of Keller, 168
S.W.3d at 813 (―When the circumstances are equally consistent with either of two facts, neither
fact may be inferred.‖).
Next, Transit Mix contended that Knife River was the general contractor for the
construction project and was in charge of safety operations. When Transit Mix asked Young if
Knife River had any responsibility over the general safety of the work site, Young testified that
Knife River had full responsibility. Transit Mix followed up with ―[Knife River] were the ones
fully responsible?‖, and Young answered, ―They enforce it.‖ In addition to Young’s testimony,
Transit Mix attached an accident report from Knife River pertaining to Young’s injury.
Transit Mix thus produced evidence that Knife River was the general contractor and was
in charge of safety at the work site. However, Transit Mix wholly failed to produce evidence
that Knife River breached its duty or that any such breach contributed to the harm for which
Young seeks recovery.
Finally, Transit Mix contended that MSA manufactured the hard hat that Young testified
―cracked‖ and was ―faulty.‖ As stated above, this is no evidence that the hard hat was cracked or
faulty before the impact with the chute attached to the concrete truck. Further, Transit Mix failed
4
In its initial response to Young’s motion, Transit Mix did not specifically allege that JMI provided the
hard hat to Young. But in its motion to reconsider, Transit Mix cited the portion of Young’s deposition where he
testified that JMI furnished the hard hat.
8
to present any expert testimony regarding a design or manufacturing defect or that such a defect
contributed to Young’s injuries in any way.
Transit Mix relies heavily on In re Brokers Logistics, Ltd., 320 S.W.3d 402 (Tex.
App.—El Paso 2010, orig. proceeding). In that case, however, the defendant produced two
expert reports that outlined (1) the doctor’s care of the claimant, (2) the duties the doctor owed to
the claimant, (3) in what ways the doctor’s care fell below the applicable standard of care, and
(4) the injuries to the claimant that naturally flowed from the doctor’s substandard treatment. Id.
at 407-08. Thus, the El Paso court concluded that the defendant produced sufficient evidence to
defeat a motion to strike the designation of a medical doctor as a responsible third party. Id. at
408. In this case, we have no similar evidence. Instead, we have only ambiguous statements
from the claimant and an accident report from Knife River.
Based on the evidence presented to the trial court, we cannot agree that the trial court
clearly abused its discretion in granting Young’s motion to strike the designation of responsible
third parties. Transit Mix did not produce sufficient evidence for a reasonable jury to hold JMI,
Knife River, or MSA responsible for a portion of the harm incurred by Young. Stated another
way, Transit Mix did not produce sufficient evidence to support a finding that JMI, Knife River,
or MSA was negligent, provided a defective or unreasonably dangerous product, or violated
some other applicable legal standard.
DISPOSITION
Because Transit Mix has not shown an abuse of discretion, we deny its petition for writ
of mandamus.5
BRIAN HOYLE
Justice
Opinion delivered May 14, 2014.
Panel consisted of Worthen, C.J., Griffith, J., and Hoyle, J.
(PUBLISH)
5
Because Transit Mix has failed to satisfy the first prerequisite to mandamus, we need not address the
adequacy of appeal as a remedy. See TEX. R. APP. P. 47.1.
9
COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT OF TEXAS
JUDGMENT
MAY 14, 2014
NO. 12-13-00364-CV
TRANSIT MIX CONCRETE & MATERIALS COMPANY,
Relator
v.
HON. DWIGHT L. PHIFER,
Respondent
ORIGINAL PROCEEDING
ON THIS DAY came to be heard the petition for writ of mandamus filed
by TRANSIT MIX CONCRETE & MATERIALS COMPANY, who is the defendant in
Cause No. 2010-11-0730, pending on the docket of the 2nd Judicial District Court of Cherokee
County, Texas. Said petition for writ of mandamus having been filed herein on November 26,
2013, and the same having been duly considered, because it is the opinion of this Court that a
writ of mandamus should not issue, it is therefore CONSIDERED, ADJUDGED and ORDERED
that the said petition for writ of mandamus be, and the same is, hereby DENIED.
Brian Hoyle, Justice.
Panel consisted of Worthen, C.J., Griffith, J., and Hoyle, J.