DocketNumber: NO. 14-16-00659-CR
Citation Numbers: 554 S.W.3d 242
Judges: Boyce, Brown, Jamison
Filed Date: 7/17/2018
Status: Precedential
Modified Date: 10/18/2024
Appellant Manuel Asuncion Pena appeals his conviction for aggravated sexual assault of a child, contending in six issues that the trial court (1) abused its discretion in admitting evidence that appellant sexually assaulted the complainant more than once and committed other acts of violence against the complainant because the State failed to give proper notice of its intention to introduce the evidence; (2) abused its discretion in failing to grant a mistrial because the State commented on appellant's Fifth Amendment right to remain silent and because the State "struck at appellant over counsel's shoulders" during closing argument; (3) abused its discretion in admitting extraneous offense evidence during the punishment phase of trial in violation of appellant's Sixth Amendment right to confront his accuser; and (4) erred in submitting a reasonable doubt instruction in the jury charge. We affirm.
Background
Thirteen-year-old R.A. lived with three of her siblings, her mother Maria, and appellant. Maria left home for over a month to visit family in El Salvador. R.A. testified that one evening while her mother was gone, appellant entered R.A.'s bedroom, forcibly carried her to his room, and sexually assaulted her. Throughout that month, appellant sexually assaulted R.A. approximately ten times.
After Maria returned from El Salvador, R.A. found out she was pregnant. She told Maria that someone else was the father. R.A. continued living at home with Maria and appellant until after she had the baby. Maria and appellant eventually ended their relationship.
Approximately 10 years later, R.A. heard appellant "harassing" Maria on the phone. R.A. decided to tell Maria that appellant was the father of the child. R.A. eventually reported the sexual assaults to the police.
Officer Resnick investigated and collected DNA samples from R.A., her child, and appellant. The DNA analyst confirmed that R.A. was the child's mother and appellant could not be excluded as the child's father. According to the analyst, the probability of appellant's paternity was "greater than 99.99 percent."
The jury found appellant guilty of aggravated sexual assault of a child. During the punishment phase of trial, Officer Huff testified about an extraneous offense purportedly committed by appellant. Huff was leaving an apartment complex when someone approached him to report an assault. Huff went to a two story apartment where the assault was in progress. He heard screaming in Spanish and what sounded like an assault. After pounding on the door, Huff kicked it open. Appellant came to the top of the stairs, looked down, said "I have no problem with the police," and walked out of sight. When backup arrived, Huff and another officer entered the apartment, went upstairs, and observed appellant sitting on a bed. After arresting appellant, Huff went into a bathroom and found a woman and a man. The woman *248was crying and had blood on her face. She told Huff she was afraid of appellant and he threatened to kill her if she talked to the police. She said they had gotten into an argument about breaking up and appellant assaulted her. The jury sentenced appellant to thirty years' confinement.
Discussion
I. No Harm from State's Purported Failure to Provide Adequate Notice of Intention to Introduce Evidence of Extraneous Offenses
In two issues, appellant asserts the trial court abused its discretion by admitting evidence of appellant's extraneous offenses against R.A. Appellant argues that the trial court abused its discretion by admitting evidence that appellant sexually assaulted R.A. more than once because the State purportedly did not give appellant adequate notice of its intention to introduce the evidence under Code of Criminal Procedure article 38.37. Appellant further complains that the trial court admitted evidence that appellant committed acts of violence toward R.A. when the State purportedly did not give appellant adequate notice of its intention to introduce such evidence under Rule of Evidence 404(b). We analyze these two related issues together.
We review a trial court's decision to admit or exclude evidence under an abuse of discretion standard. De La Paz v. State ,
Article 38.37 requires the State to give a defendant notice of the State's intention to introduce evidence of certain other offenses committed by the defendant, including sexual assault of a child, not later than the 30th day before trial. Tex. Code Crim. Proc. art. 38.37 §§ 2(1)(D), 3. Under rule 404(b), evidence of a "crime, wrong, or other act" is not admissible to prove a person's character. Tex. R. Evid. 404(b)(1). But such evidence may be admissible for another purpose "such as proving motive, opportunity, intent, preparation, plan, knowledge, identity, absence of mistake, or lack of accident." Tex. R. Evid. 404(b)(2). The State is required to provide reasonable notice of its intent to introduce such evidence "[o]n timely request by a defendant in a criminal case."
We need not decide whether the trial court erred in admitting the extraneous offense evidence because we conclude any error was harmless. Error in admitting evidence in violation of the notice provisions of article 38.37 and rule 404(b) is non-constitutional error. Lara v. State ,
Article 38.37 Notice . Appellant concedes that the State gave him notice under article 38.37 that it intended to present evidence of additional instances of sexual assault committed by appellant against R.A. The notice was filed by the State in the trial court more than thirty days before trial and provided that the State intended to present evidence under article 38.37 that, among other things, "on or about 7/31/2004 and on other, multiple occasions, pursuant to a continuing course of conduct, the Defendant did intentionally and knowingly" engage in at least twelve specific instances of sexual assault against R.A. Appellant contends that the State was required and failed to provide specific dates, specific locations, and unique identifying information for each purported sexual assault.
Not only does the State's article 38.37 notice list twelve extraneous instances of sexual assault committed by appellant against R.A., but the State's complaint also references numerous sexual assaults during 2004. In the complaint, Officer Resnick attested that she had reason to believe that appellant committed aggravated sexual assault of R.A. "on or about July 31, 2004" at the home of appellant and R.A. in Houston, Texas. Resnick also attested that R.A. recounted numerous sexual assaults that "occurred for about a month" in appellant's bedroom while R.A.'s mother was in El Salvador. The State filed its complaint six months before trial. Appellant thus had been provided with allegations in the complaint and the article 38.37 notice well in advance of trial. Appellant's counsel told the trial court that he was aware of the alleged extraneous offenses.
Because appellant was aware of the State's allegation that appellant sexually assaulted R.A. in appellant's bedroom numerous times during a limited timeframe-one month in 2004 while Maria was away-we cannot conclude on this record that appellant was harmed by the State's failure to include more specific information in its article 38.37 notice. See Lara ,
Rule 404(b) Notice . Appellant also concedes that the State provided notice under rule 404(b) that it intended to present evidence that appellant "assaulted [R.A.] multiple times during the time and course of being members of the same household." Appellant contends that the notice was overly broad "[i]n light of the immense timeframe and numerous houses, apartments, and different states in which [a]ppellant and R.A. were members of the same household" for over a decade. However, the only pertinent evidence cited by appellant that was presented to the jury during the guilt-innocence phase of trial was Maria's testimony that after she returned from El Salvador "there was a lot of violence between [appellant] and [R.A.]."
Maria then testified that after she returned from El Salvador, R.A. became very angry. She would become especially angry when Maria asked her about the father of the baby. Maria further testified that R.A. left home several times and eventually left and did not return.
We conclude that this evidence does not support an inference that Maria observed appellant attacking R.A. Therefore, Maria's testimony in this context does not implicate an extraneous offense committed by appellant. See Manning v. State ,
Conclusion . Based on this record, we cannot conclude that appellant was harmed by the State's alleged failure to provide adequate notice under article 38.37 and rule 404(b). See Hernandez ,
II. No Abuse of Discretion in Denying Requests for Mistrial
In two additional issues, appellant complains of the trial court's failure to grant a mistrial. First, appellant contends that the State, in asking a witness whether appellant made a post-arrest statement to the police, improperly commented on his right to remain silent under the Fifth Amendment. Although the trial court sustained appellant's objection to the question and instructed the jury to disregard it, appellant asserts that the trial court abused its discretion in refusing to grant a mistrial. Second, appellant complains about the prosecutor's statement in closing argument that "the [d]efense has only got so much to work with." The trial court sustained appellant's objection on the basis that the statement improperly criticized defense counsel and instructed the jury to disregard the statement, but denied appellant's request for a mistrial.
A mistrial is appropriate only in "extreme circumstances" for a narrow class of prejudicial and incurable errors. Ocon v. State ,
*251Thrift v. State ,
We review a trial court's denial of a mistrial for an abuse of discretion.
Question Regarding Appellant's Post-Arrest Silence . Appellant contends that the State's question to Resnick asking "to your knowledge, was a statement ever able to be gotten from the defendant in this case?" was an improper comment on appellant's right to remain silent under the Fifth Amendment and the trial court should have granted a mistrial.
As discussed, we look to the particular facts of the case and the context to determine whether an instruction to disregard cured any error. See Ovalle ,
State's Comment during Jury Argument . Appellant argues that the trial court abused its discretion in refusing to grant a mistrial after the prosecutor said during closing argument that "the [d]efense has only got so much to work with," purportedly striking at appellant over the shoulders of defense counsel.
Permissible jury argument is limited to four areas: (1) summation of the evidence; (2) reasonable deductions from the evidence; (3) responses to opposing counsel's argument; and (4) pleas for law enforcement. Dinkins ,
When a prosecutor makes uninvited and unsubstantiated accusations of improper conduct directed toward a defense attorney in an attempt to prejudice the jury against the defendant, courts refer to this as striking a defendant over the shoulders of his counsel. Id. at 355. This can be seen, for example, when the prosecutor argues that defense counsel has manufactured evidence, suborned perjury, accepted stolen money, or represented criminals. Id. This type of argument is improper. Dinkins ,
During closing argument, the prosecutor discussed the DNA evidence showing that appellant was the father of appellant's child and stated the following: "When you saw the [DNA] profile up on the screen and [the analyst] went through it all step by step, one by one by one they matched. And they matched, and they matched. Now, the Defense has only got so much to work with." The trial court promptly sustained appellant's objection on the basis that the prosecutor was "criticizing ... defense counsel" and instructed the jury to "disregard the last comment please and consider it for no purpose."
Presuming without deciding that the prosecutor's comment improperly struck appellant over defense counsel's shoulders, we conclude the trial court's instruction to disregard the comment cured any error. The comment was not inflammatory and merely emphasized the strength of the DNA evidence. See Phillips ,
Conclusion . Concluding that the trial court did not abuse its discretion in denying appellant's requests for a mistrial, we overrule appellant's second and fourth issues.
III. No Harm in Admitting Alleged Testimonial Statement from Absent Witness
In his next issue, appellant complains of the trial court's admission of evidence during the punishment phase of trial involving an extraneous offense committed by appellant.
*253Specifically, appellant argues that the trial court's admission of Officer Huff's testimony regarding the statement made by appellant's former girlfriend that appellant assaulted her violated appellant's right to confront his accuser under the Sixth Amendment.
Testimonial Statements . The Sixth Amendment to the United States Constitution affords a criminal defendant with the right "to be confronted with the witnesses against him." U.S. Const. amend. VI. This provision, known as the Confrontation Clause, prohibits the admission of "testimonial" statements by a witness who does not appear at trial, unless the witness was unavailable to testify and the defendant had a previous opportunity to cross-examine her. Wilson v. State ,
In Crawford v. Washington , the Supreme Court explained that generally a statement should be considered "testimonial" if it constitutes a solemn declaration made for the purpose of establishing some fact. Amador v. State,
Nevertheless, not all statements taken by police officers during interrogation are testimonial.
Appellant did not have an opportunity to cross-examine his former girlfriend at trial. Therefore, the admissibility of her statement, as offered through Huff's testimony, turns upon the threshold question of whether the statement was testimonial. See Wilson ,
In deciding whether there was an ongoing emergency when a statement is made, we consider several non-exclusive factors: (1) whether the event was still ongoing; (2) whether the questions sought to determine what was presently happening, as opposed to what had happened in the past; (3) whether the primary purpose of the questioning was to render aid, and not simply memorialize a possible crime; (4) whether the questioning was conducted in an environment that was tranquil and safe; and (5) whether the events were deliberately retold in a step-by-step fashion. See Wilson ,
Here, appellant was already in custody when Huff discovered the girlfriend in the bathroom of the apartment with blood on her face and questioned her. Thus, the event was no longer ongoing. Huff's questions were directed toward the past, albeit the recent past: what had happened and how the girlfriend had been injured. The purpose of the questioning likely was not only to render aid by assessing the extent of the girlfriend's injuries and her need for assistance but also to memorialize the crime. The environment was safe, because appellant was handcuffed in the back of the squad car, but not necessarily tranquil. The girlfriend was crying and shaking while she spoke to Huff. In that connection, we cannot say that the girlfriend provided a deliberate step-by-step statement to Huff. See
Harmless Error Analysis . Presuming without deciding that the statement was erroneously admitted, such a violation of a defendant's right to confrontation is subject to a harmless error analysis. See
We do not simply decide whether the jury verdict enjoyed evidentiary support.
After reviewing these considerations, we are persuaded beyond a reasonable doubt that the punishment assessed by the jury would have been the same even if the trial court had not admitted the girlfriend's statement about appellant assaulting *255her. See
Maria testified that appellant, on numerous occasions, assaulted her, R.A., and R.A.'s 10 year old brother and would threaten to kill Maria. For example, at a party, appellant kicked Maria while they were outdoors, threw her down on concrete, broke a window to follow her into the house when she fled, and continued to kick and slap her. She was required to undergo surgery as a result of her injuries. Appellant also assaulted R.A.'s brother once when he (the brother) tried to stop appellant from attacking R.A. Appellant threw him aside, hit him in the chest, and knocked the wind out of him. Appellant also would "whip" R.A.'s brother on the back with a belt, one time leaving him bruised to the point that he nearly bled. Occasionally, appellant would hit the boy "for no reason when he was drunk."
Second, although the girlfriend's statement was not cumulative of other evidence, there was evidence corroborating the statement. When Huff approached the apartment, he heard yelling and screaming and "what sounded like a physical assault." After Huff forced open the apartment door, he could hear a woman and a man yelling. Appellant came to the top of the stairs and apparently tried to stall Huff by saying "I have no problem with the police." After back-up arrived, officers entered the apartment, and Huff found appellant with blood on his pants, the girlfriend with blood on her face and shirt, and blood in several areas inside and outside the apartment.
Third, the overall strength of the State's case for punishment was strong. The State presented graphic testimony from R.A. about the nature of appellant's repeated and violent sexual assaults on her when she was thirteen years old. More significantly, the State presented DNA evidence establishing that appellant is the father of R.A.'s child. The complainant's statement established "little, if anything, negative about appellant that was not also well established by the properly admitted evidence." See
Finally, the State did not mention the girlfriend's statement during closing argument, thus indicating it was not important to the State's case on punishment. See
After considering all of the above-referenced harmless error factors, we conclude there is no reasonable probability that the trial court's alleged Crawford error *256"moved the jury from a state of non-persuasion to one of persuasion" on the issue of appellant's punishment. See
IV. No Abuse of Discretion in Submitting Jury Charge Instruction
In his final issue, appellant contends the trial court abused its discretion in submitting the following instruction to the jury: "The prosecution does not have to prove an extraneous crime or bad act beyond all possible doubt. The prosecution's proof must exclude all reasonable doubt concerning the extraneous crime or bad act." Appellant contends that this instruction improperly defined reasonable doubt. See Paulson v. State ,
Our first duty in analyzing a jury charge issue is to decide whether error exists.
We conclude that the trial court did not err in submitting the above instruction. We overrule appellant's sixth issue.
Conclusion
Concluding that (1) appellant was not harmed from the State's purported failure to provide adequate notice of its intention to introduce evidence of extraneous offenses; (2) the trial court did not abuse its discretion in denying appellant's requests for a mistrial; (3) appellant was not harmed from the trial court's admission of an alleged testimonial statement from a witness who did not appear at trial; and (4) the trial court did not abuse its discretion in submitting a jury instruction on reasonable doubt, we affirm the judgment of the trial court.
Appellant requested the notice in a timely manner.
The article 38.37 and rule 404(b) notice provisions both deal only with evidence introduced during the guilt-innocence phase of trial. Splawn ,
Under the Fifth Amendment to the United States Constitution, "No person ... shall be compelled in any criminal case to be a witness against himself." U.S. Const. amend. V.
We note that the trial court made findings that the complainant's statement was an excited utterance but did not make a finding as to whether it was testimonial.
There was no evidence presented, similar to the blood on appellant's pants, that implicated the other man in the apartment as the person who assaulted the girlfriend. Huff testified that police officers eventually released the second man.
Then, if we find error, we analyze that error for harm. Ngo v. State ,
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