DocketNumber: 10-99-028-CV
Judges: Davis, Vance, Gray
Filed Date: 3/22/2000
Status: Precedential
Modified Date: 10/19/2024
Tommy Jenkins (Jenkins) sued Guardian Industries Corp. (Guardian), his former employer, and Charles Hicks (Hicks), his former supervisor, for -wrongful termination. Summary Judgment was granted in favor of both Guardian and Hicks. Jenkins appeals, asserting that genuine issues of material fact exist as to (1) whether he was terminated in retaliation for filing a workers’ compensation claim and (2) whether his termination was in violation of the Texas Commission on Human Rights Act (TCHRA). See Tex. Lab.Code Ann. §§ 21.001-506, 451.001-.008 (Vernon 1996 & Supp.1999). We will affirm the summary judgment as to Hicks, reverse it on the retaliation and discrimination claims against Guardian, sever the claims against Guardian, and remand the latter for a trial on the merits.
FACTS
Jenkins was employed by Guardian in 1984 at its glass manufacturing plant in Corsicana. On January 25, 1993, Jenkins injured his knee while working and filed a workers’ compensation claim. Jenkins continued on “light duty” through March of 1993, when he had surgery. From March of 1993 until June of 1994, Jenkins did not work at all and received medical and indemnity benefits from Guardian’s workers’ compensation carrier. His workers’ compensation benefits ceased after sixteen months and, because the long-term disability insurance carrier determined that Jenkins was not totally disabled from working in all occupations, his long-term disability benefits also ceased on August 30, 1994.
In a letter dated August 10, Guardian notified Jenkins that his benefits would cease on August 30 and also informed him that he could continue his health insurance coverage at his own expense for an additional 18 months. On August 18, Jenkins’ doctor signed a release stating that he could “return to full duties.” Jenkins returned to Guardian on August 30 with the release and stated that he was ready to return to work, although he could not bend his knee and, therefore, his abilities were limited. He admitted that his doctor did not really believe he was ready to return to work, but signed the release because he asked for it. Guardian conditionally offered Jenkins a position on the “raw glass production line,” as this was the “only job available.” Jenkins attempted to perform a “return-to-work physical” which tested whether Jenkins could perform the position offered, but he could not pass it. Jenkins indicated that he believed he could perform one of the jobs “in the warehouse,” but he was not offered any position other than the one on the production line. On September 30, Guardian notified Jenkins in writing that their employment relationship was terminated.
STANDARD OF REVIEW
The summary judgment movant bears the burden to prove that no genuine issue of material fact exists and that it is entitled to summary judgment as a matter of law. Tex.R. Civ. P. 166a(c); Nixon v. Mr. Property Management Co., 690 S.W.2d 546, 548 (Tex.1985); Delta Air Lines, Inc. v. Norris, 949 S.W.2d 422, 425 (Tex.App.— Waco 1997, writ denied). A defendant-movant must conclusively negate at least one of the elements of the non-movant’s cause of action or conclusively establish every element of an affirmative defense. U.S. Fire Ins. Co. v. Williams, 955 S.W.2d 267, 268 (Tex.1997).
When determining whether a material fact issue exists, we must accept as true all evidence favorable to the non-movant. Nixon, 690 S.W.2d at 548-49; Delta Air Lines, Inc., 949 S.W.2d at 425. We must also resolve all doubts and indulge every reasonable inference in favor of the non-movant. Nixon, 690 S.W.2d at 549; Delta Air Lines, Inc., 949 S.W.2d at 425.
Although some jurisdictions place a burden on the non-movant to pres
As we will see, because a trial of claims such as these involves shifting burdens of production of evidence, analysis of such claims in the summary judgment context becomes a more complex matter.
RETALIATION CLAIMS
Sections 451.001-.003 of the Texas Labor Code regulate what constitutes a wrongful termination and what must be proven to establish that the termination was in violation of the Workers’ Compensation Act. Tex. Lab.Code Ann. §§ 451.001-.003. They provide:
§ 451.001. Discrimination Against Employees Prohibited
A person may not discharge or in any other manner discriminate against an employee because the employee has:
(1)filed a workers’ compensation claim in good faith;
(2) hired a lawyer to represent the employee in a claim;
(3) instituted or caused to be instituted in good faith a proceeding under Subtitle A; or
(4) testified or is about to testify in a proceeding under Subtitle A.
§ 451.002. Remedies; Burden of Proof
(a) A person who violates Section 451.001 is liable for reasonable damages incurred by the employee as a result of the violation.
(b) An employee discharged in violation of Section 451.001 is entitled to reinstatement in the former position of employment.
(c) The burden of proof in a proceeding under this section is on the employee.
§ 451.003. Injunction
A district court may restrain, for cause shown, a violation of Section 451.001.
Id.
Section 451.001 is a statutory exception to the Texas common-law doctrine of employment-at-will. Terry v. Southern Floral Co., 927 S.W.2d 254, 256 (Tex. App. — Houston [1st Dist.] 1996, no writ). The statute is designed to protect employees who are entitled to workers’ compensation benefits from being discharged because they take steps to collect those benefits. Id.
At a trial to recover for damages arising from retaliatory discharge, an employee must prove that “but for” his filing of a workers’ compensation claim, the discharge would not have occurred when it did. Trico Technologies Corp. v. Montiel, 949 S.W.2d 308, 312 (Tex.1997); Continental Coffee Products. Co. v. Cazarez, 937 S.W.2d 444, 450-51 (Tex.1996). The Supreme Court has recognized factors which, if proven by the plaintiff, are considered circumstantial evidence of this causal link. Continental Coffee, 937 S.W.2d at 450-51. These include: (1) knowledge of the compensation claim by those making the deci
Once a link between filing the claim and the discharge is established, it is the employer’s burden to rebut the alleged retaliation by showing there was a legitimate reason for the discharge. Terry, 927 S.W.2d at 257. Thereafter, the burden shifts back to the employee to produce controverting evidence of a retaliative motive. See id. The causal conneetion-retal-iative motive may be established by either direct or circumstantial evidence. Texas Division-Tranter, Inc. v. Carrozza, 876 S.W.2d 312, 314 (Tex.1994) (per curiam) (motive); Terry, 927 S.W.2d at 257 (causal connection). The employee’s subjective beliefs are, however, no more than conclusions. Texas Division-Tranter, 876 S.W.2d at 314.
DISCRIMINATION CLAIMS
The Texas Commission on Human Rights Act (TCHRA) is codified in chapter 21 of the Labor Code. Tex. Lab.Code Ann. §§ 21.001-405. The TCHRA prohibits an employer from discriminating against an individual with respect to compensation, or the terms, conditions, or privileges of employment because of race, color, disability, religion, sex, national origin, or age. Id. § 21.051. One of the purposes of the TCHRA is the correlation of federal and state law in the area of employment discrimination. See Gold v. Exxon Corp., 960 S.W.2d 378, 380-81 (Tex.App. — Houston [14th Dist.] 1998, no pet.); Rios v. Texas Commerce Bancshares, Inc., 930 S.W.2d 809, 818-19 (Tex.App. — Corpus Christi 1996, writ denied); Farrington v. Sysco Food Servs., Inc., 865 S.W.2d 247, 251 (Tex.App. — Houston [1st Dist.] 1993, writ denied). The Texas Supreme Court has directed Texas courts to seek guidance from federal interpretations of Title VII of the Civil Rights Act of 1964 when construing the TCHRA. See Speer v. Presbyterian Children’s Home & Serv. Agency, 847 S.W.2d 227, 232 (Tex.1993). Accordingly, we may look to federal case law interpret
The burdens have been described as:
In order to show a prima facie case of employment discrimination, the plaintiff must show 1) that he was a member of a protected class, 2) that he suffered an adverse employment action, and 3) that non-protected class employees were not treated similarly. Once the plaintiff has established a prima facie case, the burden of production shifts to the employer to articulate legitimate, nondiscriminatory reasons for any allegedly unequal treatment. If legitimate nondiscriminatory reasons are established by the employer, the burden then shifts back to the plaintiff to prove that the employer’s articulated reasons are a pretext for unlawful discrimination. Even though the burden of production shifts, the burden of persuasion remains continuously with the plaintiff.
Id. (citations omitted).
GUARDIAN’S MOTION FOR SUMMARY JUDGMENT
Guardian’s motion for summary judgment was supported by three exhibits: (1) Charles Hicks’ affidavit and its attachments; (2) Jenkins’ deposition and its attachments; and (3) business records of Dr. Kal Schwarts. With respect to the issues now on appeal, the motion asserted three grounds: (1) Hicks could not be held individually hable; (2) Guardian was entitled to summary judgment on the retaliation claim; and (3) it was entitled to summary judgment on the discrimination claim.
Individual Liability
The first ground pointed out that Hicks’ affidavit established that he was the “Employee Relations Manager” for Guardian and, as such, is not an “employer” under the TCHRA. Citing Stoker v. Furr’s Inc., 813 S.W.2d 719 (Tex.App. — El Paso 1991, writ denied), Hicks urged that because he was not Jenkins’ employer, neither the retaliation claim nor the discrimination claim could be maintained against him.
Retaliation Claim
Concerning the retaliation claim, Guardian first asserted that Jenkins had “not put forth evidence, circumstantial or direct, of [a] retaliatory motive” and that Jenkins had no evidence of a causal link between his filing of the workers’ compensation claim and his discharge. The motion does not urge that Guardian’s summary judgment evidence conclusively negates the causal link.
Guardian next asserts that its reason for discharging Jenkins was legitimate. In this connection, it urges that an employer has the right to terminate an employee after an on-the-job injury if, due to the nature of that injury, the employee can no longer perform the essential functions of his job. Furthermore, it says that it did not have to create a new position or fire other employees to accommodate Jenkins. The summary judgment evidence which, it says, supports this assertion includes Dr. Schwarts’ records which state that Jenkins “does not meet [the] requirements for [return to work]” and Hicks’ affidavit stating that his decision to terminate Jenkins’ employment was based on “his inability to perform the essential job functions of the c-crew lower line position I conditionally offered to him as he was insisting upon an
Discrimination Claim
Guardian attempts to defeat Jenkins’ discrimination claim by showing that he could not perform the essential functions of the only job open when he wanted to return to work, ie., in the glass production area. It points to Jenkins’ deposition as admitting that he could not perform those functions at the time he wanted to return and to Dr. Schwarts’ medical records as confirming that fact.
It next asserted that Jenkins had produced no evidence that he could perform that job with reasonable accommodation. Finally, it asserted that the decision to terminate his employment was not based solely on his disability.
JENKINS’ RESPONSE
Jenkins’ response to Guardian’s motion urged that the summary judgment evidence created fact issues concerning (a) a retaliatory motive for his discharge and (b) whether Guardian could have “reasonably accommodated” his continued employment. The summary judgment evidence included his own affidavit, letters and statements from various Guardian employees, Hicks’ deposition testimony, Guardian’s answers to requests for admission and interrogatories, and affidavits from his attorney and a former co-worker.
Jenkins pointed out that, on the retaliation claim, he would not have to prove that his discharge resulted solely from his filing the compensation claim and he could establish a “causal connection” using circumstantial evidence and reasonable inferences from the evidence.
GUARDIAN’S REPLY TO JENKINS’ RESPONSE
Guardian’s reply to Jenkins’ response first reurged its position on Hicks’ individual liability. On the retaliation claim, it urged that even if Jenkins’ summary judgment evidence asserted a fact issue on retaliatory motive, there was no proof of causation, ie., that he would not have been terminated “but for” his filing the compensation claim. In essence, it contends that the termination due to his inability to perform the duties of the job eliminates his claim for retaliation.
On the discrimination claim, the reply asserts: “It is undisputed that Plaintiff could not perform the essential function of any job at the Corsicana facility.” It then asserts that Jenkins did not produce summary judgment evidence that would create a fact issue concerning reasonable accommodation because none of the accommodations that he suggested were reasonable as a matter of law.
Having stated the summary judgment motions and responses, we begin our consideration of the issues. After disposing of the question of Hick’s personal liability, we will consider Jenkins’ issues in reverse order because the disposition of the discrimination claim has a bearing on the outcome of the retaliation claim.
Jenkins sued Charles Hicks, Guardian’s Employee Relations Manager, in his individual capacity. However, supervisors and managers are not liable in their individual capacities for alleged acts of discrimination under the TCHRA. DeMoranville v. Specialty Retailers, Inc., 909 S.W.2d 90 (Tex.App. — Houston [14th Dist.] 1995), rev’d on other grounds, 933 S.W.2d 490 (Tex.1996); Benavides v. Moore, 848 S.W.2d 190 (Tex.App. — Corpus Christi 1993, writ denied). Nor can a claim under the Workers’ Compensation Act be brought against one who is not an “employer.” Stoker, 813 S.W.2d at 721-24. Guardian employed both Hicks and Jenkins. Hicks is not an employer. Thus, summary judgment in favor of Hicks was proper on all grounds and will be affirmed.
JENKINS’ DISCRIMINATION CLAIM
Jenkins’ second issue contends that there are genuine issues of material fact concerning his claim of discrimination under the TCHRA. Specifically, he asserts that Guardian ignored its obligation to make a “reasonable accommodation” so that he could perform some job.
The initial question is how to apply the shifting burdens in the summary judgment context. Elements one and two — whether the plaintiff is a member of a protected class and whether he suffered an adverse employment action — are straightforward fact determinations that will be determined to be genuine fact issues or not depending on the summary judgment evidence. The third element — whether non-protected employees were treated differently — is where we consider the burden-shifting approach to be applicable in the context of an employer seeking a summary judgment on the plaintiff-employee’s discrimination claim.
The employer-movant may attempt to show that non-protected employees were treated similarly. If so, the issue may be joined when the employee produces summary judgment evidence that raises a fact issue about how various employees were treated. The employermovant may, however, with or without conceding that the plaintiff was treated differently, advance legitimate, nondiseriminatory reasons for the allegedly unequal treatment. If such a reason is advanced, then the employee may be called upon to produce summary judgment evidence that raises a fact issue about whether the employer’s articulated reasons are a pretext for unlawful discrimination. In either event, we must bear in mind that under our summary judgment practice, the burden of proof never shifts to the non-movant unless and until the movant has established its entitlement to a summary judgment on the issues expressly presented to the trial court. Durham, 860 S.W.2d at 68. With this in mind, we turn to the summary judgment motion and evidence.
When Guardian filed its motion for summary judgment Jenkins had not been called upon to adduce any evidence.
Jenkins filed an affidavit in an attempt to show that Guardian’s stated reason for termination is false. He states that, after his injury, he could do jobs “such as [his] old job in the warehouse,” but Guardian would not place him in those positions. Guardian offered him only a position which he could not perform and refused to “accommodate” him in a “light duty” position. He also offered evidence that Guardian had made the decision to terminate him prior to conducting a physical examination to see if he was able to perform the job.
Jenkins asserts that he is able to reasonably perform a job if Guardian will fulfill its obligation to make “reasonable accommodation.” The types of reasonable accommodation which he suggests include: 1) assigning him to light duty work; 2) assigning him to a position occupied by a temporary worker; or 3) allowing him to take vacation time or unpaid leave until a job that he could perform becomes available. In response, Guardian says that the summary judgment evidence shows that Jenkins could not perform any job at the plant, available or not, and that it had no duty to create a position which Jenkins could perform.
Considered in the light most favorable to Jenkins, the record shows that Guardian considered only whether Jenkins could perform the “lower-line” raw glass production position which was available at the time Jenkins wanted to return to work. It is undisputed that this is a hard-labor job. Guardian did not consider whether Jenkins could perform any of the jobs that were being filled by temporary workers. The evidence shows that temporary workers are paid considerably less than full-time Guardian employees and receive no benefits. Guardian said it did not consider placing Jenkins in one of those positions because it would not be “cost-effective.”
The evidence shows that jobs exist in the warehouse at Guardian which are considered “light duty.” In the past, Jenkins and other employees worked on these “light duty” jobs after injuries. Jenkins was not offered a light duty position in the warehouse, but Guardian contends that no such job was available at the time Jenkins wanted to return to work. Furthermore, Guardian asserts that the regular practice is to rotate employees through the warehouse jobs in an effort to minimize the monotony of the job and thereby reduce the risk of injury. Thus, it says, putting Jenkins in one position when he could not perform all the others would have placed a burden on the rotation schedule. However, there is also some evidence that employees were allowed from time to time to refrain from rotating until they were able to perform some of the other jobs. This option was not provided to Jenkins.
The evidence also shows that other injured employees were put on leave to retain their employee status and not lose their accrued benefits until a job which they could perform became available. This option was not given to Jenkins.
Guardian also asserts the “undue hardship” defense provided by section 21.260 of the TCHRA. Id. § 21.260. At a trial, it would bear the burden of proof on its defense. Austin State Hosp., 903 S.W.2d at 91. In the summary judgment context, it bears the burden of conclusively establishing every element of this affirma
Giving Jenkins the benefit of all inferences and construing the evidence in the light most favorable to him, we find that genuine issues of material fact exist about whether, with reasonable accommodation, Jenkins could have reasonably performed the essential functions of an available job at Guardian. Thus, we find fact issues about whether Jenkins was fired in violation of the TCHRA. We sustain issue two.
JENKINS’ RETALIATION CLAIM
Jenkins’ first issue asserts that a genuine issue of material fact exists on his claim that he was terminated in retaliation for filing a workers’ compensation claim. Again, our initial inquiry in this issue is how to apply the shifting burdens in the summary judgment context. When Guardian filed its motion for summary judgment, Jenkins had not been called upon to produce any evidence concerning Guardian’s motive. Only after Guardian’s summary judgment evidence established a legitimate, non-discriminatory reason for the discharge would Jenkins be required to come forward with summary judgment evidence of a retaliatory motive. See Texas Division-Tranter, 876 S.W.2d at 313-14; Terry, 927 S.W.2d at 256.
Guardian asserts that Jenkins was fired because he cannot perform the only job which was available at the time he wanted to return to work. Thus, it says Jenkins cannot show that his termination would not have occurred but for the filing of a workers’ compensation claim. Its position is essentially that the legitimate reason it gave negates the causal connection between the filing of the claim and the discharge. Because Jenkins had not been called upon to produce evidence at that point, we will begin by assuming that pri-ma facie evidence of a causal link.exists. See Terry, 927 S.W.2d at 257. Thus, we address whether Guardian’s summary-judgment evidence successfully established that it had a legitimate reason to discharge Jenkins.
An employer is permitted to terminate an employee who sustains an on-the-job injury if that employee can no longer perform the essential functions of his job. Trevino v. Kent County, Texas, 936 S.W.2d 488, 493 (Tex.App. — Amarillo 1996, writ denied). It is undisputed that Jenkins could not pass a retum-to-work physical designed to test whether he could perform the essential functions of the particular job offered to him. Furthermore, more than eighteen months passed between Jenkins’ filing of the claim and his discharge. Although he had a release to work, Jenkins told Hicks and others at Guardian that his doctor really did not want him released to work. Jenkins’ treating physician stated that he did not believe Jenkins could perform activities consistent with his former job duties. For purposes of our review, we will assume that Jenkins was required to produce evidence to rebut Guardian’s reason for the discharge.
Thus we arrive at a consideration of whether Jenkins’ summary judgment evidence was sufficient to raise a fact issue about retaliatory motive. He asserts that there is at least circumstantial evidence sufficient to raise a triable issue as to his retaliation claim. As we have noted, circumstantial evidence may be sufficient to establish motive.
Citing the Continental Coffee factors, Jenkins asserts that the following tend to show a retaliatory motive:
1. His employer’s knowledge that he had filed a compensation claim is undisputed because it was involved in the claims process;
*442 2. Hicks’ comment that Guardian had been “good to [Jenkins]” by paying his workers’ compensation benefits;
3. No hearing prior to his termination;
4. Guardian did not give Jenkins the option to be on leave without pay instead of terminating his employment;
5. Guardian’s mention of his COBRA rights in a letter dated August 10, which he says shows that Guardian’s stated reason for termination (inability to pass the return-to-work physical) is false because the return-to-work physical was given after August 10.
Continental Coffee, 937 S.W.2d at 444. He also points to the evidence that his supervisor, Henry Mayer, told other supervisors that Guardian intended to “get rid” of him.
Each of these facts is supported by summary judgment evidence. They are more than Jenkins’ subjective belief that his employer retaliated against him. The opinion in Continental Coffee focuses on the “causal link” rather than the question of whether the employer’s stated reason for firing the employee was false. The ultimate question is whether the evidence of a causal link is so strong as to justify a finding that the employer had a retaliatory motive. As we have stated, a retaliatory motive may be shown by circumstantial evidence. Texas Division-Tranter, 876 S.W.2d at 314. Thus, resolving all doubts and indulging every reasonable inference in Jenkins’ favor, we find that the summary judgment evidence raises fact issues about whether Guardian had a retaliatory motive and Jenkins was fired for filing the workers’ compensation claim. Our decision is reinforced by our earlier conclusion that genuine issues of material fact exist with respect to the discrimination claim. Thus, we reverse the summary judgment denying his retaliation claim. Issue one is sustained.
CONCLUSION
We affirm the summary judgment in favor of Charles Hicks on both of Jenkins’ claims. We reverse the summary judgment granted in favor of Guardian, sever the retaliation and discrimination claims against Guardian, and remand them for a trial on the merits.
Justice GRAY concurring and dissenting.
. The Texas Supreme Court's Continental Coffee opinion does not specifically approve the use of these factors. Rather, the Court notes that workers’ compensation-retaliatory discharge cases require proof similar to that required in Whistleblower Act cases, and refers to Texas Department of Human Services v. Hinds, 904 S.W.2d 629 (Tex.1995), in both contexts. Continental Coffee Products. Co. v. Cazarez, 937 S.W.2d 444, 450 (Tex. 1996). However, the Court noted that the intermediate court of appeals used these factors and did not disapprove. The opinion ultimately relied on these factors. See id. at 452 (evidence that employer’s explanation of termination was false and that employer had negative attitude toward employee's injured condition sufficient to support retaliatory discharge finding). Furthermore, other courts have applied these factors. See, e.g., Gorges Foodservice, Inc. v. Huerta, 964 S.W.2d 656, 665 (Tex.App. — Corpus Christi 1998, no pet.). Therefore, we will also rely on these factors.
. A fourth assertion, based on the new "no evidence” summary judgment rule, was directed at Jenkins’ claim of intentional infliction of emotion distress. Tex.R. Civ. P. 166a(i). Jenkins dismissed the claim by amending his petition, the summary judgment merely denies all relief, and Jenkins does not assert an issue on appeal concerning this claim.
. Jenkins’ response also cites Continental Coffee Products, which sets forth the employee's burden. 937 S.W.2d at 450.
. Furthermore, Jenkins’ brief only addresses the summary judgment in favor of Guardian.
. Although Jenkins had responded to Guardian’s earlier motion for summary judgment, we must view this amended motion as though it were Guardian’s initial motion for summary judgment.