Brenda Pickens v. Thomas Leytham, M.D.

Fourth Court of Appeals
San Antonio, Texas
OPINION
No. 04-13-00800-CV
Brenda PICKENS,
Appellant
v.
Thomas LEYTHAM, M.D.,
Appellee
From the 407th Judicial District Court, Bexar County, Texas
Trial Court No. 2013-CI-00666
Honorable David A. Canales, Judge Presiding 1
Opinion by: Patricia O. Alvarez, Justice
Sitting: Karen Angelini, Justice
Marialyn Barnard, Justice
Patricia O. Alvarez, Justice
Delivered and Filed: February 26, 2014
AFFIRMED
After being admitted to Northeast Baptist Hospital for persistent cellulitis, Mr. Thomas
Pickens’s health deteriorated to a point of severe respiratory failure, requiring invasive mechanical
ventilation. Thomas and Brenda Pickens filed a medical malpractice lawsuit against Dr. Thomas
Leytham, and others, based on negligent care. The Pickenses offered both an initial
1
The proceeding in Cause No. 04–13–00800–CV arises out of Cause No. 2013–CI–00666, styled Thomas Pickens
and Brenda Pickens v. John Choe, M.D., Thomas J. Leytham, M.D., VHS San Antonio Partners, LLC d/b/a Northeast
Baptist Hospital, Baptist Hospital System, and Northeast Baptist Hospital, pending in the 407th Judicial District Court,
Bexar County, Texas, the Honorable Karen Pozza presiding. However, the orders complained of were signed by the
Honorable David A. Canales, presiding judge of the 73rd Judicial District Court, Bexar County, Texas.
04-13-00800-CV
and supplemental expert report of Dr. Monroe Karetzky. On October 15, 2013, the trial court
sustained Dr. Leytham’s objections to Dr. Karetzky’s expert report and granted his motion to
dismiss. Appellant’s sole complaint on appeal is that the trial court erred in dismissing her lawsuit
based on the insufficiency of her section 74.351 expert report. TEX. CIV. PRAC. & REM. CODE
ANN. § 74. 351 (West Supp. 2013). We overrule Appellant’s complaint and affirm the trial court’s
order.
FACTUAL BACKGROUND
Seventy-two year old Thomas Pickens was admitted to Northeast Baptist Hospital on July
28, 2011, under the care of Dr. John Choe, for treatment of persistent cellulitis. Based on other
ailments, Mr. Pickens took a daily regimen of medications, including Klonopin and Desyrel. Dr.
Choe’s admission orders provided for Mr. Pickens to receive vancomycin (an antibiotic), a venous
Doppler ultrasound, oxygen by nasal cannula, and Vicodin (an opiate pain reliever). The new
medications were given in addition to Mr. Pickens’s daily medication regimen.
On July 19, 2011, Mr. Pickens’s medical records indicated his oxygen saturation, even with
the increased oxygen concentration, was ninety-three to ninety-four percent.
On July 20, 2011, at both 8:17 a.m. and 11:36 a.m., the nurses reported Mr. Pickens was
lethargic and asleep. On the day in question, Dr. Leytham was the on-call physician covering Dr.
Choe’s patients. Sometime around noon, the medical records substantiate Dr. Leytham was
notified that Mr. Pickens was “unable to [be] arouse[d] except by noxious stimulation [and his]
only response [was a] moan.” Dr. Leytham did not order treatment or visit Mr. Pickens.
Shortly after noon, instead of personally examining Mr. Pickens, Dr. Leytham ordered
several tests, including an arterial blood gas test. At 2:00 p.m., Mr. Pickens was drowsy and
lethargic, and the blood gas sample revealed that Mr. Pickens was in severe respiratory failure and
was not responding to non-invasive therapy. Following the blood gas test results, and over two
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hours after the nurses’ second report to Dr. Leytham, another physician at the hospital conducted
an emergency intubation of Mr. Pickens. Mr. Pickens was ultimately transferred to the ICU for
initiation of invasive mechanical ventilation. His x-rays showed signs consistent with either a left
pleural effusion or consolidation. Mr. Pickens had a prolonged hospital stay and sustained
additional complications including atrial fibrillation and a decubitus ulcer.
PROCEDURAL HISTORY
On January 15, 2013, the Pickenses filed a health care liability suit against Dr. Leytham,
Dr. Choe, and Northeast Baptist Hospital and timely filed expert reports and a supplemental report
on causation. TEX. CIV. PRAC. & REM. CODE ANN. § 74.351. On August 7, 2013, Dr. Leytham
filed a motion to dismiss based on failure to prove causation in Dr. Karetzky’s expert report. On
August 23, 2013, Plaintiffs’ Second Amended Petition changed party designation from Thomas
and Brenda Pickens to Brenda Pickens, individually and as a representative of the estate of Thomas
Pickens. On October 15, 2013, the trial court sustained Dr. Leytham’s objections and granted his
motion to dismiss. Brenda Pickens filed this appeal.
On appeal, Pickens complains that Dr. Karetzky’s expert reports linked Dr. Leytham’s
omission to a two-hour delay in treatment, more invasive treatment, and more extensive course of
treatment and, therefore, met the requirements of the Texas Civil Practice and Remedies Code
chapter 74.
STANDARD OF REVIEW
We review a trial court’s grant or denial of a motion to dismiss under section 74.351 for an
abuse of discretion. Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 875
(Tex. 2001); Jones v. King, 255 S.W.3d 156, 158 (Tex. App.—San Antonio 2008, pet. denied)
(mem. op.). “A trial court abuses its discretion if it acts in an arbitrary or unreasonable manner
without reference to any guiding rules or principles.” Bowie Mem’l Hosp. v. Wright, 79 S.W.3d
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48, 52 (Tex. 2002) (per curiam); accord Peterson Reg’l Med. Ctr. v. O’Connell, 387 S.W.3d 889,
892 (Tex. App.—San Antonio 2012, pet. denied).
REQUIREMENTS UNDER SECTION 74.351
Chapter 74 requires a claimant asserting a health care liability claim serve one or more
expert reports addressing the conduct of each physician or health care provider against whom a
health care liability claim has been asserted. TEX. CIV. PRAC. & REM. CODE ANN. § 74.351(a). 2
Section 74.351(l) requires a trial court dismiss a plaintiff’s claims for failure to file a sufficient
expert report “only if . . . the report does not represent an objective good faith effort to comply
with [the statutory requirements].” TEX. CIV. PRAC. & REM. CODE ANN. § 74.351(l) (emphasis
added); see also Certified EMS, Inc. v. Potts, 392 S.W.3d 625, 630 (Tex. 2013); Loaisiga v. Cerda,
379 S.W.3d 248, 260 (Tex. 2012). The expert report must provide a fair summary of the expert’s
opinions, at the time the report is made, with regard to (1) the applicable standards of care, (2)
breaches of those standards of care, and (3) the causal relationship between the breaches of those
standards of care and the injury, harm, or damages alleged. TEX. CIV. PRAC. & REM. CODE ANN.
§ 74.351(r)(6); Potts, 392 S.W.3d at 630; Scoresby v. Santillan, 346 S.W.3d 546, 555–56 (Tex.
2011). “A report that satisfies these requirements, even if as to one theory only, entitles the
claimant to proceed with a suit against the physician or health care provider.” Potts, 392 S.W.3d
at 630.
A. Arguments of the Parties
Pickens contends that Dr. Leytham’s complaint “cherry-picks” a single sentence from the
report and, thus, mischaracterizes the content of Dr. Karetzky’s original and supplemental reports
2
The current version of the statute applies to suits filed on or after September 1, 2013. Act of May 22, 2013, 83d
Leg., R.S., ch. 870, § 3(b), sec. 74.351(a), Tex. Sess. Law. Serv. 2220, 2220 (West). Because this suit was filed before
September 1, 2013, the former version of the statute applies to the instant appeal. See id. Accordingly, all citations
to section 74.351 in this opinion are to the former version.
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as to causation. Dr. Leytham counters that Dr. Karetzky’s reports failed to explain the basis for
his causation opinions and did not explain how his alleged breaches in the standard of care caused
Mr. Pickens’s injuries. We agree with Dr. Leytham.
Because Dr. Leytham does not challenge Dr. Karetzky’s qualifications, the standard of care
and the breach of that standard, our analysis focuses on his opinion on causation as set forth in his
report.
B. Requirements of a Section 74.351 Expert Report
An expert report serves two purposes: (1) it informs the defendant of the specific conduct
being questioned, and (2) it provides a basis for the trial court to conclude whether the claim has
merit. Scoresby, 346 S.W.3d at 556; Leland v. Brandal, 257 S.W.3d 204, 206–07 (Tex. 2008);
Palacios, 46 S.W.3d at 879. Although the four corners of the report need not “marshal all the
plaintiff’s proof” or meet summary judgment proof, the report must do more than merely state the
expert’s conclusions about the standard of care, breach, and causation. Bowie Mem’l, 79 S.W.3d
at 52; Cook v. Spears, 275 S.W.3d 577, 585 (Tex. App.—Dallas 2008, no pet.); Hutchinson v.
Montemayor, 144 S.W.3d 614, 617 (Tex. App.—San Antonio 2004, no pet.).
B. Challenges to Dr. Monroe Karetzky’s Expert Report
On appeal, Dr. Leytham challenged the adequacy of Dr. Karetzky’s opinion on causation
contained within his expert report. For a more complete analysis on causation, a brief
understanding of the alleged standard of care and breach is necessary.
1. Standard of Care
Identifying the standard of care is essential because whether a defendant breached his duty
“cannot be determined absent specific information about what the defendant should have done
differently.” Palacios, 46 S.W.3d at 880. The expert report need only provide “‘something less
than a full statement of the applicable standard of care and how it was breached.’”
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Fagadau v. Wenkstern, 311 S.W.3d 132, 139 (Tex. App.—Dallas 2010, no pet.) (quoting Palacios,
46 S.W.3d at 880). Section 74.351(r)(6) requires the report to inform the defendant of the
applicable standard of care and how such standard was not met. Bowie Mem’l, 79 S.W.3d at 53.
Here, Dr. Karetzky’s report provides as follows:
With regard to Dr. Leytham, the standard of care called for him to act more quickly
in referring Mr. Pickens to the ICU for treatment of his respiratory depression.
Upon being notified of Mr. Pickens’s respiratory depression, rather than ordering
the lab tests that he did, Dr. Leytham should have ordered Mr. Pickens immediately
sent to the ICU for administration of opiate antagonists and other necessary
treatment determined by ICU physicians.
....
Dr. Thomas Leytham, the on-call physician, also breached the standard of care by
failing to physically evaluate Mr. Pickens—instead giving only telephone orders
for tests that delayed his transfer to the ICU, where he needed to be receiving
treatment—and transferring him to the ICU in a timely fashion.
Dr. Karetzky’s report clearly sets forth what care was expected from Dr. Leytham and how
he failed to provide such care. Palacios, 46 S.W.3d at 880. Dr. Karetzky opines Dr. Leytham
should have sent Mr. Pickens to the ICU; and, instead, Dr. Leytham breached that standard by
ordering, via phone, additional tests further delaying treatment. Dr. Karetzky further states Dr.
Leytham’s failure to physically evaluate Mr. Pickens also fell below the applicable standard of
care and caused further delay in Mr. Pickens receiving the needed treatment. Bowie, 79 S.W.3d
at 52–53; Palacios, 46 S.W.3d at 880; Cook, 275 S.W.3d at 585.
Given the standard of care element is adequately described by Dr. Karetzky and that breach
is not an issue, we turn to whether the report sufficiently ties a breach of the standard of care with
the alleged injuries to prove causation.
2. Causation
There are no “magic words” required to establish causation. Bowie Mem’l, 79 S.W.3d at
52–53; Hutchinson, 144 S.W.3d at 617–18. An expert report, however, must provide a fair
summary of the expert’s opinions on the causal relationship of a breach from a standard of care to
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the harm claimed with enough specificity to allow the trial court to conclude that the plaintiff’s
claims have merit. Palacios, 46 S.W.3d at 878; see also TEX. CIV. PRAC. & REM. CODE ANN.
§ 74.351(r)(6). To qualify as a good faith effort in describing that causal relationship, the report
must do more than merely state conclusions. It must explain the basis for the expert’s causation
opinions by linking the expert’s conclusions to the facts. Bowie Mem’l, 79 S.W.3d at 52; Peterson
Reg’l, 387 S.W.3d at 893. More specifically, this court explained that a report is inadequate if “it
fail[s] to explain how the breach caused the injury alleged.” Jones, 255 S.W.3d at 160.
Applying this standard, an expert report is insufficient when it contains only a series of
repetitious or conclusory statements regarding causation. See Bowie Mem’l, 79 S.W.3d at 53;
Jones, 255 S.W.3d at 160 (quoting Bowie Mem’l, 79 S.W.2d at 52) (adding that an expert must
“‘explain the basis of his statements to link the conclusions to the facts’”).
Here, Dr. Karetzky’s initial report provides as follows:
Dr. Leytham’s failing to examine Mr. Pickens and ordering tests over the phone
instead of ordering Mr. Pickens to the ICU caused another approximately two-hour
delay in his receiving effective treatment. In reasonable probability, this
significantly contributed to the need for invasive mechanical ventilation.
Additionally, his supplemental report opined as follows:
As noted by my initial report, Dr. Leytham failed to examine Mr. Pickens,
instead simply ordering multiple tests over the telephone. One of those tests—for
arterial blood gases—revealed his highly elevated pCO2 that was indicative of
severe respiratory depression. But an in-person examination and review of Mr.
Pickens’s medications, including Vicodin, would likely have revealed his
respiratory depression and its cause much earlier; in fact, two hours earlier. Dr.
Leytham could have then prescribed opiate antagonists or ordered Mr. Pickens to
the ICU. Again, a reasonable physician, if notified of respiratory depression in a
patient receiving opiate medication and synergistic drugs would prescribe opiate
antagonists to alleviate this respiratory depression.
Again, in instances of respiratory failure, restoring breathing as quickly as
possible is essential to avoid or ameliorate permanent damage. Oxygen starvation
will quickly turn deadly, as tissues die for want of sufficient oxygen. As noted in
my initial report, by the time Mr. Pickens was sent to the ICU, he was in fulminating
respiratory failure. His breathing needed to be restored and restored quickly in
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order to save his life. As a result, invasive mechanical ventilation—forcing oxygen
into the lungs—was the only sure option. Again, opiate antagonists would not be
guaranteed to restore adequate respiration immediately, and, given his critical
stage, there was not time to see if they would work. As a result, invasive
mechanical ventilation—forcing oxygen into the lungs and carbon dioxide out—
was the only option left to restore his breathing. Dr. Leytham’s failure to examine
Mr. Pickens and thus discover his condition earlier prevented anything short of
mechanical ventilation from being effective.
Dr. Karetzky sets forth his opinion that an in-person examination—as opposed to a telephonic
inquiry—coupled with Dr. Leytham’s review of Mr. Pickens’s medications, would likely have
revealed Mr. Pickens’s respiratory depression. Dr. Karetzky also concluded that Dr. Leytham’s
actions led to a two-hour delay and exacerbated Mr. Pickens’s respiratory depression. He further
concluded that it was Dr. Leytham’s failure to act sooner that prevented Mr. Pickens from
receiving opiate medication and synergistic drugs.
Although Dr. Karetzky opined that the two-hour delay prevented anything short of
“mechanical ventilation,” he does not conclude that an earlier use of the medications would have
negated the need for invasive mechanical ventilation. To the contrary, Dr. Karetzky specifically
states that “opiate antagonists would not be guaranteed to restore adequate respiration.” By this
statement, Dr. Karetzky admits he cannot conclude that if Dr. Leytham had not breached the
standard of care, the outcome would have been any different. See Jones, 255 S.W.3d at 160. For
purposes of causation, section 74.351(r)(6) requires Dr. Karetzky to affirmatively link Dr.
Leytham’s alleged breach to Mr. Pickens’s need for mechanical ventilation. Dr. Karetzky
admittedly cannot do so.
C. Conclusion
Dr. Karetzky’s only affirmative link between the alleged negligence—failing to physically
examine Mr. Pickens—with the need for invasive mechanical ventilation is that one came before
the other. He does not reach the threshold determination that Mr. Pickens’s injuries would not
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have occurred absent Dr. Leytham’s failures. We, therefore, conclude the trial court did not abuse
its discretion in granting the motion to dismiss and the trial court’s order is affirmed.
Patricia O. Alvarez, Justice
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