DocketNumber: No. 04-16-00328-CV
Judges: Alvarez, Chapa, Martinez
Filed Date: 3/22/2017
Status: Precedential
Modified Date: 11/14/2024
OPINION
Opinion by:
Reyes Mares appeals the trial court’s judgment finding him to be a “sexually violent predator” and ordering him to be civilly committed pursuant to Texas Health
Sexually Violent Predator Act
The Sexually Violent Predator Act (“SVP Act”) was added as Chapter 841 of the Texas Health and Safety Code in 1999. Tex. Health & Safety Code Ann. §§ 841.001-.151 (West 2010 & Supp. 2016). Until the Act was amended in 2015, the district court in Montgomery County, Texas had exclusive jurisdiction over all petitions filed under the SVP Act, with appeals heard by the Beaumont Court of Appeals and the Texas Supreme Court.
In enacting the SVP Act, the Texas legislature made specific findings that public safety and treatment are the primary statutory goals for the “small but extremely dangerous group of sexually violent predators ... [who] have a behavioral abnormality that is not amenable to traditional mental illness treatment modalities and that makes [them] likely to engage in repeated predatory acts of sexual violence.” Id. § 841.001 (West 2010). The Texas Supreme Court has determined that commitment under the SVP Act is not punitive or criminal in nature, and that a SVP commitment proceeding is a civil matter to which the constitutional safeguards attendant to a criminal prosecution do not apply. In re Commitment of Fisher, 164 S.W.3d 637, 645-53 (Tex. 2005); see also In re Commitment of May, 500 S.W.3d 515, 518, 524 (Tex. App.—Beaumont 2016, pet. filed) (holding the 2015 amendments retroactively establishing a tiered inpatient treatment program are not so punitive as to render the statute criminal, instead of civil). The Act provides that, except as otherwise stated, the rules of procedure and appeal for civil cases apply to a civil commitment proceeding. Tex. Health & Safety Code Ann. § 841.146(b) (West Supp. 2016).
To warrant Mares’s civil commitment as a sexually violent predator, the State was required to prove two prongs beyond a reasonable doubt: (1) that Mares is a “repeat sexually violent offender” and (2) that Mares suffers from a “behavioral abnormality that makes [him] likely to engage in a predatory act of sexual violence.” Id. §§ 841.003(a), 841.062(a) (West Supp. 2016 & 2010). The statute defines a “repeat sexually violent offender” as a person who has been convicted of more than one sexually violent offense and has been sentenced for at least one of the offenses. Id. § 841.003(b). Here, the admission into evidence of Mares’s pen packet containing the indictments and judgments for the underlying sexual offenses sufficiently estab
As to the second element, the statute defines a “behavioral abnormality” as “a congenital or acquired condition that, by affecting a person’s emotional or volitional capacity, predisposes the person to commit a sexually violent offense, to the extent that the person becomes a menace to the health and safety of another person.” Id. § 841.002(2) (West Supp. 2016). The United States Supreme Court has held that due process requires “proof of serious difficulty in controlling behavior” before a person can be civilly committed as a sexually -violent predator. Kansas v. Crane, 534 U.S. 407, 413, 122 S.Ct. 867, 151 L.Ed.2d 856 (2002) (the difficulty, considering the nature of the psychiatric diagnosis and the severity of the mental abnormality itself, must be sufficient to distinguish the committed person from the “dangerous but typical [criminal] recidivist.”). Courts applying the Texas SVP Act have held that a specific, independent finding on lack-of-control is not required, and that a broad-form jury charge submission based on the statutory definition of a “behavioral abnormality” encompasses the lack-of-control determination required by Crane. See In re Commitment of Browning, 113 S.W.3d 851, 863 (Tex. App.—Austin 2003, pet. denied); In re Commitment of Mullens, 92 S.W.3d 881, 887 (Tex. App.—Beaumont 2002, pet. denied) (evidence relating to behavioral abnormality as defined in the Texas SVP Act was legally sufficient to prove “serious difficulty in controlling behavior”). All of Mares’s issues on appeal pertain to this second prong requiring proof that he suffers from a “behavioral abnormality,” as defined by the Act.
If the jury returns a unanimous verdict making an affirmative finding that the person is a “sexually violent predator,” as defined by the two prongs, the judge must commit the person for treatment and supervision to begin on the date of release from prison and to continue “until the person’s behavioral abnormality has changed to the extent that the person is no longer likely to engage in a predatory act of sexual violence.” Tex Health & Safety Code Ann. § 841.081(a) (West Supp. 2016). In the commitment order, the judge must impose “requirements necessary to ensure the person’s compliance with treatment and supervision and to protect the community;” such requirements include residing where instructed by the Texas Civil Commitment Office, no contact with the victims, participation in and compliance with the sex offender treatment program, submission to tracking, and not leaving the state without prior authorization. Id. § 841.082(a) (West Supp. 2016); see also id. § 841.0831 (West Supp. 2016) (establishing a tiered treatment program that transitions from “a total confinement facility to less restrictive housing and supervision and eventually to release from civil commitment, based on the person’s behavior and progress”). A person who is civilly committed under the Texas SVP Act receives a statutory biennial review of his status, and has the right to file either an authorized or unauthorized petition for release at any time. See id. §§ 841.101-.103, 841.121-.124 (West Supp. 2016).
Background
The following facts are based on the testimony presented at the jury trial and the pen packet introduced by the State into evidence.
Mares stated he began using alcohol at nine years old and began using and selling drugs at ten years old; he progressed to using and selling methamphetamines and heroin by age twenty. He stated the intravenous drugs would sometimes “heighten
1st sexual assault offense - In 1993, Mares pled guilty to aggravated sexual assault of a child (A.G., 7 years old) committed on November 2, 1992, and was sentenced to 25 years in -prison in accordance with his plea bargain. Count I, Paragraph A of the Indictment alleged penetration of AG.’s female sexual organ by Mares’s sexual- organ; Paragraph B alleged penetration of A.G.’s anus by Mares’s sexual organ.
2nd sexual assault offense - In 1999, Mares pled guilty to aggravated sexual assault of a child (A.R., 7 years old) committed on June 1, 1992, and was sentenced to seven years in prison in accordance with his plea bargain, Mares was not indicted on this offense until 1998 (when he was in prison), but the offense occurred prior to his first sexual assault offense. Count I, Paragraph A of the Indictment alleged penetration of A.R.’s female sexual organ by Mares’s sexual organ; Paragraph B alleged contact between the two sexual organs.
Mares stated that he committed the sexual assaults because he was high on drugs and alcohol. He stated he could not recall many of the details of the sexual assaults, but did admit anal penetration in the first sexual assault and recalled the child crying and bleeding from the anus. Mares completed a nine-month sex offender treatment program while in prison as a precondition to parole. Mares testified that, in 1997 while in prison, he “quit everything,” meaning he stopped doing drugs and has no need for substance abuse treatment. Mares stated that, at his current age of 56 years old, he has “absolutely no sex drive” and “no sexual issues” that need to be addressed in treatment.
In addition to Mares’s testimony, the jury heard expert testimony by Dr. Michael R, Arambula, the State’s expert and a licensed medical doctor and forensic psychiatrist, and by Dr. Marisa Mauro, the defense expert and a licensed psychologist and sex offender treatment provider. Both Dr. Arambula and Dr. Mauro testified they were retained to evaluate Mares and to form an opinion as to whether he had a “behavioral abnormality” as defined in the SVP Act. Both experts had extensive experience with SVP evaluations and applied the standard methodology for forensic psychiatric evaluations under the SVP Act, which consists of a face-to-face evaluation of the defendant and review of the historical records, including the details of the sexual offenses, past criminal history, past mental health evaluations, etc. In sum, Dr. Arambula diagnosed Mares with anti-social personality disorder and “paraphilia (i.e., sexual deviance) with features of sexual sadism and pedophilia,” and stressed Mares’s high degree of denial in concluding that Mares has a “behavioral. abnormality” that makes him likely to engage in a predatory act of sexual violence in the future. Dr. Arambula testified he diagnosed only “features” of sadism and pedophilia because the records did not establish that Mares had exhibited such conditions for a period of six months or longer, as required for a clinical diagnosis of sadism or pedophilia. Dr. Arambula testified that the two major risk factors for sexually reoffending are sexual deviance and antisocial personality disorder.
Analysis
On appeal, Mares raises four issues: (1) the trial court erred in permitting Dr. Arambula to testify about the details of Mares’s two sexual assault offenses based on his review of the records because it was “unreliable hearsay that was more prejudicial than probative;” (2) the evidence is insufficient to support commitment because Dr. Arambula’s diagnosis that Mares suffers from unspecified paraphilia (i.e., sexual deviance) with “features” of sadism and pedophilia was not probative evidence; (3) the evidence is insufficient because Dr. Arambula failed to make a causal connection between Mares’s diagnosis/condition and the likelihood he will sexually .reof-fend; and (4) the trial court erred by rejecting Mares’s request to read to the jury the State’s responses to his requests, for admissions.
Dr. Arambula’s Testimony: Details of Mares ’s Two Sexual Assault Offenses
Mares argues the trial court erred in allowing Dr. Arambula to testify about the.factual details of Mares’s past sexual assaults based on his review of the records. Specifically, Mares challenges Dr. Arambula’s testimony that during Mares’s first sexual assault offense the 7-year old girl “bled and cried” while he penetrated her anally, but that Mares did not stop and continued penetrating her until he ejaculated. Dr. Arambula also testified the victim made a statement that Mares slapped her, and the medical exam showed bruising consistent with being slapped. With respect to the second sexual assault, Dr. Arambula testified there was evidence -that Mares offered the victim “candy apples,” i.e., engaged in grooming, conduct, prior to the offense. On appeal, Mares asserts these “unreliable hearsay details of his offenses were more prejudicial than probative” and were thus inadmissible under Rules 403 and 705(d). See Tex. R. Evid. 403 (providing for the exclusion of relevant evidence when its probative value is substantially outweighed by the danger of unfair prejudice); id. 705(d) (providing that if the underlying facts or data of an expert’s opinion are otherwise in'admissible, the proponent of the opinion may not disclose them to the jury if their probative value is outweighed by their prejudicial effect).
We review a trial court’s ruling admitting or excluding evidence in a civil commitment proceeding for an abuse of discretion. In re Commitment of Brooming, 113 S.W.3d at 866. A trial court abuses its discretion when it acts without regard for any guiding rules or principles. Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241-42 (Tex. 1985).
At trial, Mares objected to Dr. Arambu-la’s testimony about the details of his sexual assault offenses as “unreliable hearsay” and as “more prejudicial than probative” under Rule 403 and Rule 705(d). Tex. R. Evid. 802, 403, 705(d). When the trial court overruled his objections, he requested a running objection. Dr. Arambula was permitted to testify that his review of the records revealed that the first young girl “bled and cried” while Mares was anally penetrating her and that Mares did not stop but continued with the act until the point of completion, i.e., ejaculation. During his interview with Dr. Arambula, Mares admitted anally penetrating the child, A.G. Mares also corroborated that she was crying and that he did not stop, but “finished” the sexual assault. Dr. Ar-ambula viewed the bleeding as confirmation of a physical injury to the child, one of the components of sadism, which he defined as sexual arousal with the infliction of pain or humiliation. In addition, Dr. Arambula testified that he read in the records regarding the second sexual assault that Mares had given the child victim “candy apples” beforehand.
The State asserts that jury trials under the SVP Act routinely focus on the details of the defendant’s sexual offense history as part of the State’s proof that the defendant suffers from a “behavioral abnormality.” Our review of the SVP cases from our sister courts confirms that assertion. Indeed, the Beaumont court of appeals has addressed and rejected a similar claim that the hearsay details of the purported predator’s sexual assault offenses were more prejudicial than probative. See In re Commitment of Day, 342 S.W.3d 193, 197-99 (Tex. App.—Beaumont 2011, pet. denied). In Day, the court held the experts were entitled to consider and testify to the factual details of past offenses contained in the records as part of their “behavioral
As to the hearsay nature of the testimony, the jury was instructed that, “[cjertain hearsay information contained in records reviewed by the experts was admitted before you through expert testimony. Such hearsay was admitted only for the purpose of showing the basis of the experts’ opinion and cannot be considered as evidence to prove the truth of the matter asserted.” We must presume the jury followed the instruction; therefore, any potential harm arising from Dr. Arambula’s testimony concerning the factual details of the sexual assaults was cured by the limiting instruction. See Day, 342 S.W.3d at 199.
We conclude the trial court did not abuse its discretion in permitting Dr. Ar-ambula to testify about the factual details of Mares’s past sexual assaults contained in the records he reviewed in relation to the second prong of the SVP evaluation.
Sufficiency of the Evidence
Mares does not generally challenge the legal and factual sufficiency of the evidence to support the jury’s verdict that he is a sexually violent predator. Rather, Mares makes two specific arguments that the evidence is legally and factually insufficient to support the second prong of a “sexually violent predator,” i.e., that he suffers from a behavioral abnormality that makes him likely to sexually reoffend—(i) that, to be probative, Dr. Arambula’s diagnosis had to be listed in the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (“DSM-V”), and (ii) that evidence of a “causal connection” between the diagnosis or condition and the likelihood of reoffending was necessary.
Because the SVP statute requires the State to prove “beyond a reasonable doubt” that the person is a sexually violent predator, as defined in the statute, we apply the legal sufficiency
Dr. Arambula’s Diagnosis
Mares asserts the evidence is legally and factually insufficient to establish that he has a behavioral abnormality that makes him likely to sexually reoffend because the DSM-V does not list Dr. Aram-bula’s diagnosis. Specifically, Mares contends that Dr. Arambula’s diagnosis of Mares as having “unspecified or specified paraphilia with features of sexual sadism and features of pedophilia” lacks probative value because “features” of sadism and pedophilia are not referred to in the DSM-V. In support, Mares cites to his expert’s testimony that “for mental health reasons, a diagnosis typically is made from the DSM,” and the DSM-V does not refer to “features.” Mares also cites Dr. Mauro’s testimony that she had never heard of the term “features of sexual sadism or pedophilia” until it was used in another recent SVP case.
The State correctly replies that the SVP Act does not require a medical or mental health diagnosis before civil commitment. The Texas Supreme Court stated in Bohannan that the Act does not require the expert conducting the SVP evaluation to be licensed as a medical doctor or psychologist as long as the expert is otherwise qualified to perform the evaluation. In re Commitment of Bohannan, 388 S.W.3d 296, 306 (Tex. 2012), cert. denied, — U.S. -, 133 S.Ct. 2746, 186 L.Ed.2d 202 (2013). The court noted the legislature’s expression of its view that medical and psychiatric testimony is unnecessary in SVP proceedings. Id. at 303-04; see Tex. Health & Safety Code Ann. § 841.1461 (added in response to a court of appeals opinion stating to the contrary). In support of its holding, the court explained, “[a] medical diagposis of a person’s mental health may certainly inform an assessment of whether he has an SVP’s behavioral abnormality, but the principal issue in a commitment proceeding is not a person’s mental health but whether he is predisposed to sexually violent conduct.” Bohannan, 388 S.W.3d at 306.
Mares acknowledges that a mental health diagnosis is not required, but contends that if the State’s expert chooses to give a mental health diagnosis, then the diagnosis must be listed in the DSM-V to be considered probative evidence. However, Mares cites no authority to support this assertion. As the State points out, in Day, Dr. Arambula gave the same diagnosis of
Here, Dr. Arambula presented substantially the same explanation in support of his diagnosis to Mares’s jury as he did in Day. Dr. Arambula testified that he referred to the criteria listed in the DSM-V and applied those criteria to the facts he discovered about Mares from his interview and the records in formulating a diagnosis. Dr. Arambula explained to the jury that “features” means the person has a history of the condition, but it does not meet the specific criteria for a clinical diagnosis set forth in the DSM-V; in Mares’s case, the records did not show the conditions of sadism and pedophilia were continuously present for six months. Cf. id. at 204-05. In addition, Dr. Arambula testified about the risk factors and actuarial data he considered in formulating his opinion that Mares suffers from a behavioral abnormality that makes him likely to commit a future act of sexual violence.
We conclude that Dr. Arambula’s opinion that Mares suffers from unspecified paraphilia with features of sadism and anti-social personality disorder constitutes probative evidence on the issue of whether Mares suffers from a behavioral abnormality as defined in the SVP Act. See id. at 206. It was the jury’s role as factfinder to evaluate the experts’ credibility and weigh their conflicting opinions about whether Mares has a behavioral abnormality that predisposes him to sexually reoffend; the evidence is legally sufficient to support the jury’s verdict based on Dr. Arambula’s opinion. See Mullens, 92 S.W.3d at 887 (in legal sufficiency review, court defers to jury’s assessment of credibility). We further conclude that Dr. Arambula’s testimony and Opinion were not “so weak that it was unreasonable for the jury to consider it” in reaching' its verdict; therefore, the evidence is factually sufficient to support the jury’s verdict. See Day, 342 S.W.3d at 217.
“Causal Connection”
Mares argues the evidence is legally and factually insufficient to support his commitment because Dr. Arambula failed to testify to a “causal,connection” between Mares’s condition/diagnosis and the likelihood he would sexually reoffend. He stresses that Dr. Mauro did testify that she found no condition in Mares that .has a “causal link” to causing him to engage in sexually violent acts. The State replies that the statutory language does not require any such causal connection. Rather, under the statute, it is the existence of the “behavioral abnormality” that creates the likelihood of sexually predatory acts in the future.
The statutory language and caselaw do not support Mares’s position. The SVP Act defines the legal term “behavioral abnormality” -as a “condition that .,. pre
Boiling it down, a behavioral abnormality is ‘a ... condition that ... predisposes’ sexually violent conduct. The modifier, ‘predisposes,’ qualifies and describes ‘condition.’ The required condition is the predisposition. The condition has no other qualities, other than that it can be congenital or acquired. The condition and predisposition are one and the same ... The condition and predisposition cannot be separate things....
Id. at 302-03. The court further stated that “the import of predisposition and likelihood is exactly the same: increased risk.” Id. at 303.
Mares acknowledges that in Bohannan, the Texas Supreme Court “held that the required condition and the predisposition [to reoffend] are one in the same,” but, without citing authority on point, still asserts a causal link between the condition and the likelihood of reoffending must be separately established. We reject Mares’s contention. Under Bohannan, it is clear that the behavioral abnormality, i.e., the condition, “is” the predisposition to reof-fend, and the statutory language does not require independent evidence of a “causal link” between the condition and the predisposition to reoffend. It is a single issue, not two separate elements. Id. at 302-03.
Exclusion of State’s Responses to Requests for Admission
In his last issue, Mares argues the trial court abused its discretion by refusing to allow him to read to the jury the State’s responses to his requests for admission, over the State’s objection. The State replies that Mares’s requests for admission were improper because they asked the State to admit it had “no evidence” of certain matters, e.g., that Mares received any discipline reports for sexual misconduct in prison, that Mares engaged in sexual misconduct prior to 1992 or during the 24 years preceding the commitment proceeding.
Even assuming it was error to exclude the State’s responses, Mares has not shown how he was harmed. At the time of his request to read the responses, the State had completed its case-in-chief and the jury was able to determine whether the State had presented any evidence of sexual misconduct while in prison, before 1992, or during the preceding 24 years. In addition, Mares had already testified on those matters and denied any sexual misconduct during those time frames. Reading the responses to the requests for admission would have been merely cumulative; therefore, any error was harmless. Tex. R. App. P. 44.1.
Conclusion
Based on the foregoing reasons, we overrule all of Mares’s issues on appeal
. There are a handful of opinions from other intermediate courts of appeals due to transfers of cases. In addition, for a short period, appeals were filed in the appellate court of the county where the defendant would reside. See, e.g., In re Commitment of Browning, 113 S.W.3d 851, 854 n.1 (Tex. App.—Austin 2003, pet. denied).