Javier Gonzalez v. State

COURT OF APPEALS
EIGHTH DISTRICT OF TEXAS
EL PASO, TEXAS
JAVIER GONZALEZ, § No. 08-19-00062-CR
Appellant, § Appeal from the
v. § 34th Judicial District Court
THE STATE OF TEXAS, § of El Paso County, Texas
Appellee. § (TC# 20170D04716)
OPINION
A jury convicted Appellant Javier Gonzalez of one count of “Engaging in Organized
Criminal Activity-Murder” and three counts of “Engaging in Organized Criminal Activity-
Aggravated Assault,” and sentenced him to 56 years’ in prison. Appellant raises three issues on
appeal, contending that there was insufficient evidence of his intent to commit murder, that the
jury had no rational basis for rejecting his claims of self-defense or the defense of others, and that
he was denied the effective assistance of counsel at trial. Finding no reversible error, we affirm
the trial court’s judgment.
I. BACKGROUND
On the evening of July 30, 2017, a deadly confrontation occurred at an El Paso nightclub
between two rival motorcycle gangs in which Appellant, the El Paso chapter vice-president of the
“Kinfolk” gang, admittedly shot and killed Juan Martinez, the chapter president of the “Bandidos”
gang. Appellant also seriously wounded two other Bandidos members, Ballardo Salcido and
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David Villalobos, as well as Juan Vega-Rivera, a member of a Bandidos “support club.”
Appellant initially fled the scene, and he was subsequently apprehended. He admitted to the
shooting in a recorded police interview, but he claimed both during the interview and through his
testimony at trial that he lacked any intent to kill or cause serious bodily injury to any of his victims.
Rather, he claimed that he acted in self-defense or in defense of others at the time of the shooting.
According to Appellant, he had been at another bar prior to the shooting with four other
Kinfolk members, including Manny Gallegos and Derek Mercado. Appellant claimed that he had
been unaware that Mercado and Gallegos had left the bar until he received a frantic phone call
from Mercado saying that he and Gallegos needed help, as they were either being attacked or were
about to be attacked at a nearby club known as “Mulligan’s Chopped Hog.” As Mulligan’s was
known to be frequented by Bandidos members, Appellant assumed that the Bandidos were
responsible for the attack. Appellant recalled telling two other Kinfolk members who were at
Jake’s with him that he was leaving on an “emergency,” and the two members followed him on
their motorcycles to Mulligan’s. According to Appellant, he went to Mulligan’s with the intent
to “defuse” the situation after receiving Mercado’s phone call claiming to be under attack.
The jury had the benefit not only of Appellant’s testimony, but also several video cameras
that recorded what happened at Mulligan’s. One camera captured the bar area, another the
entryway from the inside, and a third the outer entrance. Based on those videos and on phone
records, it was apparent that Mercado made the phone call to Appellant as Mercado and Gallegos
were walking into Mulligan’s, and well before any confrontation had taken place. The footage
further demonstrated that after Gallegos and Mercado entered the club and ordered a drink, the
Club’s manager approached them and appeared to be asking them to leave, while several Bandidos
members began forming a circle around the two men. Although it is unclear what, if anything,
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may have provoked him--none of the videos have audio--Gallegos punched Martinez and a fight
immediately broke out, with as many as eight Bandidos members encircling Gallegos, punching
him, and pushing him into a corner of the bar. The fight ended shortly thereafter, and the video
footage shows Mercado attempting to help Gallegos off the ground, as the various Bandidos
members involved in the fight began dispersing and walking away.
Just at that time, Appellant, along with two other Kinfolk, are seen on the video footage
entering the club. Appellant is wearing a helmet with a plastic visor. As he is entering the
building, and before he has a view of what is going on inside, he appears to be pulling a gun out
and holding it with both hands in a ready position. Although Appellant admitted at trial that the
video footage revealed that the fight was over when he entered the club, he testified that he
nevertheless took his gun from his pocket when entering the club out of fear for his own safety
and that of Gallegos and Mercado.1 Appellant further claimed in both his interview and at trial
that when he entered the club, he saw Gallegos and Mercado on the ground in a corner of the bar,
pinned down and being beaten on by the Bandidos members, and believed they were already dead
or in grave danger. But the video belies that he could have seen them in the corner given his
vantage point at the entryway of the bar.
Appellant also testified that he believed the Bandidos members had knives and were about
to stab Gallegos and Mercado. Appellant claimed that almost instantaneously, several of the
Bandidos members approached him in a threatening manner, yelling that they were going to kill
all of them. He further recalled that one of the approaching Bandidos members had a knife in his
hand and another appeared to be reaching for a knife in his vest pocket. According to Appellant,
he warned them to stop, but they lunged at him with their knives, screaming and making “death
1
Appellant admitted that he purchased the gun two months before the shooting, and that he lied on the required ATF
form when purchasing the gun, stating that he had not been dishonorably discharged from the armed forces.
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signs,” and he claimed that he therefore fired his gun in order to protect himself and his fellow
Kinfolk members. The video footage appears to show one bandito member throwing a punch and
lunging toward a Kinfolk, but no knife is visible on the video.2 At that time, Appellant began
firing his handgun at the Bandidos.
Although Appellant could not recall how many times he fired his weapon, a subsequent
autopsy revealed that Martinez, who died from his gunshot wounds, had been shot seven times.
As well, the record revealed that Appellant also shot and seriously wounded three other victims.
Immediately after the shooting, Appellant ran from the club, but was tackled outside by
two Bandidos members. Appellant was able to break free, and fled the scene, first going to
Gallegos’ house, and later driving his truck to Arizona. Upon his return, Appellant was arrested
and later indicted on one count of “Engaging in Organized Criminal Activity-Murder,” and three
counts of “Engaging in Organized Criminal Activity-Aggravated Assault.”
At trial, Appellant repeatedly stated that he had no intent to murder the victims when he
walked into the club, and that he only fired his weapon in order to protect his own life and the lives
of his fellow Kinfolk members. The State, however, posited a different theory of the case, arguing
that the shooting was part of a calculated plan to kill Martinez, in which Gallegos and Mercado
went to Mulligans to provoke a fight so that Appellant could then claim that he came to the club
to defend them or to otherwise set up a claim of self-defense as a pretext for the shooting.
At the close of trial, the jury was instructed on the law of self-defense and the defense of
others, but the jury apparently rejected those defensive theories and found Appellant guilty of all
four counts in the indictment, sentencing him to 56 years’ incarceration in prison, and a $10,000.00
fine.
2
A knife was found on the floor of the bar, and in the vest of one of the victims.
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II. ISSUES ON APPEAL
Appellant raises three issues on appeal. In his first two issues, which we address together,
Appellant contends that the evidence was legally insufficient to support a finding that he acted
with the intent to murder Martinez, and that no rational jury could have rejected his claim of self-
defense or the defense of others. In his third issue, Appellant argues that he received ineffective
assistance of counsel at trial, as his trial counsel did not request any instructions on the lesser
included offenses of manslaughter and “deadly conduct,” and further failed to request a “multiple
assailants” instruction.
III. SUFFICIENCY OF THE EVIDENCE
A. Standard of Review
The constitutional guarantee of due process requires that every conviction must be
supported by legally sufficient evidence. See Jackson v. Virginia, 443 U.S. 307 (1979); Brooks
v. State, 323 S.W.3d 893, 912 (Tex.Crim.App. 2010). In a legal sufficiency challenge, we focus
solely on whether the evidence, when viewed in the light most favorable to the verdict, would
permit any rational jury to find the essential elements of the offense beyond a reasonable doubt.
Jackson, 443 U.S. at 318-19; Brooks, 323 S.W.3d at 912 (establishing legal insufficiency under
Jackson v. Virginia as the only standard for review of the evidence).
Applying that standard, we recognize that our system designates the jury as the sole arbiter
of the credibility and the weight attached to the testimony of each witness. Metcalf v. State, 597
S.W.3d 847, 855 (Tex.Crim.App. 2020); Dobbs v. State, 434 S.W.3d 166, 170 (Tex.Crim.App.
2014). Only the jury acts “to resolve conflicts in the testimony, to weigh the evidence, and to
draw reasonable inferences from basic facts to ultimate facts.” Clayton v. State, 235 S.W.3d 772,
778 (Tex.Crim.App. 2007), quoting Jackson, 443 U.S. at 319. In doing so, the jury may choose
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to believe or disbelieve that testimony. Lancon v. State, 253 S.W.3d 699, 707 (Tex.Crim.App.
2008). The jury remains at liberty to believe “all, some, or none of a witness’s testimony.”
Metcalf, 597 S.W.3d at 855. When the record supports conflicting inferences, we presume that
the jury resolved the conflicts in favor of the verdict, and we defer to that determination. Dobbs,
434 S.W.3d at 170; see also Jackson, 443 U.S. at 319.
In conducting our review, we also keep in mind that circumstantial evidence is just as
probative as direct evidence in establishing guilt, and that circumstantial evidence alone may be
sufficient to sustain a conviction. Dobbs, 434 S.W.3d at 170. Each fact need not point directly
and independently to the guilt of the defendant, so long as the cumulative force of all the
incriminating circumstances is sufficient to support the conviction. Dobbs, 434 S.W.3d at
170; Hooper v. State, 214 S.W.3d 9, 13 (Tex.Crim.App. 2007).
We remain mindful that “[t]here is no higher burden of proof in any trial, criminal or civil,
and there is no higher standard of appellate review than the standard mandated by Jackson.”
Brooks, 323 S.W.3d at 917 (Cochran, J., concurring). However, “[w]e are not to sit as a thirteenth
juror reweighing the evidence or deciding whether we believe the evidence established the element
in contention beyond a reasonable doubt[.]” Blankenship v. State, 780 S.W.2d 198, 207
(Tex.Crim.App. 1988) (en banc). Instead, “we test the evidence to see if it is at least conclusive
enough for a reasonable factfinder to believe based on the evidence that the element is established
beyond a reasonable doubt.” Id., citing Jackson, 443 U.S. at 318.
B. The Charged Offense
A person commits the offense of engaging in organized criminal activity if, with the intent
to establish, maintain, or participate as a member of a criminal street gang, he commits or conspires
to commit one of several enumerated offenses, including murder. TEX.PENAL CODE ANN.
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§ 71.02(a)(1). In turn, a “criminal street gang” is defined as “three or more persons having a
common identifying sign or symbol or an identifiable leadership who continuously or regularly
associate in the commission of criminal activities.” TEX.PENAL CODE ANN. § 71.01(d).
Appellant does not challenge the finding that he committed the murder with the intent to participate
as a member of a criminal street gang, as alleged in the indictment. And at trial, the evidence
established that both the Bandidos and the Kinfolk gangs met the criteria set forth by statute for
being criminal street gangs, as defined by Chapter 71 of the Texas Penal Code. Appellant further
admitted that he was a member of the Kinfolk gang.
However, Appellant does dispute that he had the requisite mental state necessary to support
a finding that he committed murder. By statute, a person commits murder either by (1)
“intentionally or knowingly” causing a death, or (2) intending to cause “serious bodily injury”
through an act “clearly dangerous to human life that causes the death of an individual.”
TEX.PENAL CODE ANN. § 19.02(b)(1), (2). A person acts “intentionally” with respect to a result
of his conduct when it is his conscious objective or desire to cause the result. See TEX.PENAL
CODE ANN. § 6.03(a). A person acts “knowingly” with respect to a result of his conduct when he
is aware that his conduct is reasonably certain to cause the result. Id. § 6.03(b).
Self-defense and the defense of others, are legal justifications for what is otherwise an
intentional killing. Section 9.31 of the Texas Penal Code provides that a person is justified in
using force against another when and to the degree that person reasonably believes the force is
immediately necessary to protect himself against another person’s use or attempted use of unlawful
force. Gamino v. State, 537 S.W.3d 507, 510 (Tex.Crim.App. 2017); see also Alonzo v. State,
353 S.W.3d 778, 782 (Tex.Crim.App. 2011) (discussing self-defense as a justification for both
murder and manslaughter). But subsection (b) provides in part that the use of force against
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another is not justified “if the actor provoked the other’s use or attempted use of unlawful force,
unless: (A) the actor abandons the encounter, or clearly communicates to the other his intent to do
so reasonably believing he cannot safely abandon the encounter; and (B) the other nevertheless
continues or attempts to use unlawful force against the actor . . . .” TEX.PENAL CODE ANN.
§ 9.31(b)(4). Section 9.32 provides that an actor may use deadly force, “if the actor would be
justified in using force against the other under Section 9.31; and when and to the degree the actor
reasonably believes the deadly force is immediately necessary to protect the actor against the
other’s use or attempted use of unlawful deadly force.” Alonzo, 353 S.W.3d at 782, quoting
TEX.PENAL CODE ANN. § 9.32(a)(1), (2)(A). Similarly, Section 9.33 of the Penal Code provides
that a “person is justified in using force or deadly force against another to protect a third person if:
(1) under the circumstances as the actor reasonably believes them to be, the actor would be justified
under Section 9.31 or 9.32 in using force or deadly force to protect himself against the unlawful
force or unlawful deadly force he reasonably believes to be threatening the third person he seeks
to protect; and (2) the actor reasonably believes that his intervention is immediately necessary to
protect the third person.” TEX.PENAL CODE ANN. § 9.33. In effect, a person defending on the
grounds of defense of a third person stands in the “shoes of the third person.” Hughes v. State,
719 S.W.2d 560, 564 (Tex.Crim.App. 1986). And finally, Section 1.07 of the Penal Code defines
the term, “reasonable belief,” to mean a “belief that would be held by an ordinary and prudent man
in the same circumstances as the actor.” TEX.PENAL CODE ANN. § 1.07 (42).
The defendant bears the initial burden to produce evidence supporting a claim of self-
defense or defense of third persons; if that burden is met, the burden then shifts to the State to
disprove the defense. See Braughton v. State, 569 S.W.3d 592, 608 (Tex.Crim.App. 2018). The
defendant’s burden of production requires him to adduce some evidence that would support a
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rational finding in his favor on the defensive issue. Id. By contrast, the State’s burden of
persuasion “is not one that requires the production of evidence; rather it requires only that the State
prove its case beyond a reasonable doubt.” Id. at 608-609, quoting Zuliani v. State, 97 S.W.3d
589, 594 (Tex.Crim.App. 2003). Thus, “[i]n resolving the sufficiency of the evidence issue, we
look not to whether the State presented evidence which refuted appellant’s self-defense testimony,
but rather we determine whether after viewing all the evidence in the light most favorable to the
prosecution, any rational trier of fact would have found the essential elements of [the offense]
beyond a reasonable doubt and also would have found against appellant on the self-defense issue
beyond a reasonable doubt.” Id. at 609, quoting Saxton v. State, 804 S.W.2d 910, 914
(Tex.Crim.App. 1991). A guilty verdict by a jury is an implied rejection of a defendant’s self-
defense claim. See Braughton, 569 S.W.3d at 609. We review the legal sufficiency of the
evidence to support a jury’s rejection of a self-defense claim under the same Jackson v. Virginia
standard set forth above. Id. at 608-09; see also Smith v. State, 355 S.W.3d 138, 144 (Tex.App.-
-Houston [1st Dist.] 2011, pet. ref’d) (applying Jackson v. Virginia standard to jury’s rejection of
self-defense claim).
1. Evidence of appellant’s intent
Appellant contends that the record contains no direct or circumstantial evidence that he had
a “conscious objective” to kill Martinez on the night in question, arguing that he went to Mulligan’s
in response to Mercado’s phone call with the intent to diffuse the situation, and only fired his
weapon when confronted with what he believed to be a situation in which both his life and his
fellow Kinfolk were at stake. Appellant points out that he was the only witness to testify to what
occurred at Mulligan’s that evening, and that given his undisputed testimony that he had no intent
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to kill Martinez when he first entered the club, no rational jury could have found that he had a
“conscious objective or desire” to commit murder. We disagree for several reasons.
First, the requisite mental state for murder is almost always proven circumstantially, and
may be “inferred from the circumstances under which a prohibited act or omission occurs.” See
Hernandez v. State, 819 S.W.2d 806, 810 (Tex.Crim.App. 1991); Hart v. State, 89 S.W.3d 61, 64
(Tex.Crim.App. 2002). Accordingly, in determining a defendant’s mental state, the jury may
consider evidence of the circumstances surrounding the crime, including the events occurring
before, during, or after the offense. See In re I.L., 389 S.W.3d 445, 456 (Tex.App.--El Paso 2012,
no pet.), citing Beltran v. State, 593 S.W.2d 688, 689 (Tex.Crim.App. 1980); see also Hooper v.
State, 214 S.W.3d 9, 13 (Tex.Crim.App. 2007) (“In reviewing the sufficiency of the evidence, we
should look at events occurring before, during and after the commission of the offense and may
rely on actions of the defendant which show an understanding and common design to do the
prohibited act.”) (internal quotation marks omitted). In addition, the jury may infer a defendant’s
intent from the method of committing the crime and from the nature of wounds the defendant
inflicted on the victims. See Hart, 89 S.W.3d at 64; see also Guevara v. State, 152 S.W.3d 45,
50 (Tex.Crim.App. 2004). In particular, when a defendant has used a deadly weapon, such as a
firearm, in the commission of his crime, the jury may infer the specific intent to kill the victim,
and such an inference is almost always considered conclusive.3 See Cavazos v. State, 382 S.W.3d
377, 384 (Tex.Crim.App. 2012); see also Threadgill v. State, 146 S.W.3d 654, 663 (Tex.Crim.App.
2004) (evidence showing appellant fired a deadly weapon at close range at the victim was
3
By statute, a firearm is considered a deadly weapon per se. See TEX.PENAL CODE ANN. § 1.07(17) (a deadly weapon
means a “firearm or anything manifestly designed, made, or adapted for the purpose of inflicting death or serious
bodily injury; or . . . anything that in the manner of its use or intended use is capable of causing death or serious bodily
injury.”); see also Ex parte Carrasco, 750 S.W.2d 222, 224 (Tex.Crim.App. 1988) (recognizing that a pistol is a
deadly weapon per se).
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sufficient to support a rational jury’s finding beyond a reasonable doubt that appellant intentionally
caused the victim’s death); Adanandus v. State, 866 S.W.2d 210, 215 (Tex.Crim.App. 1993)
(recognizing that a jury may infer a defendant’s intent to commit murder from his use of a deadly
weapon in a deadly manner and such inference is almost always conclusive).
In this case, the jury could have reasonably inferred Appellant’s intent to kill or cause
serious bodily injury to Martinez from Appellant’s several actions, including that he entered
Mulligan’s with a loaded firearm before knowing the situation inside the bar. Once inside the
bar, Appellant pointed his gun at Martinez, and then shot him seven times. In addition, the jury
could have considered the fact that Appellant immediately fled the scene, without attempting to
assist Martinez or any of his other victims, and thereafter left the State, as evidence of his guilt.
See Devoe v. State, 354 S.W.3d 457, 470 (Tex.Crim.App. 2011) (recognizing that flight is a
circumstance from which an inference of guilt may be drawn); see also In re J.A.B., 440 S.W.3d
818, 823 (Tex.App.--El Paso 2013, no pet.) (same).
Moreover, when a defendant raises claims of self-defense or defense of others in a murder
case, he admits that he acted intentionally in committing a homicide, but interposes such claims as
a justification for his actions. See Alonzo v. State, 353 S.W.3d 778, 780 n.8 (Tex.Crim.App. 2011)
(a defendant in a murder case who claims self-defense admits that he acted intentionally in
committing the homicide, not merely recklessly); Jordan v. State, 593 S.W.3d 340, 343
(Tex.Crim.App. 2020) (“Self-defense is a confession-and-avoidance defense requiring the
defendant to admit to his otherwise illegal conduct [and] he cannot both invoke self-defense and
flatly deny the charged conduct.”). And this is so even when, as here, the defendant testifies at
trial that he did not harbor a conscious intent to kill his victim, but acknowledges that he
intentionally fired his gun at his victim in order to protect himself or others. See Gamino v. State,
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537 S.W.3d 507, 512 (Tex.Crim.App. 2017) (recognizing that a defendant can “sufficiently admit
to the commission of the offense” of murder while denying an intent to kill), quoting Martinez v.
State, 775 S.W.2d 645, 647 (Tex.Crim.App. 1989). So, having admitted to an intentional act, but
justified it with a claim of self-defense, Appellant put the jury in the posture of deciding the case
based on comparing his version of events to the video evidence of the shooting. As we discuss
next, the jury had objective evidence that challenged Appellant’s version of events.
2. The rejection of Appellant’s claim of self-defense
We conclude that there was legally sufficient evidence from which a rational jury could
have rejected Appellant’s claim that he acted in self-defense or defense or others. First, Appellant
claimed that he went to Mulligan’s based on Mercado’s frantic phone call saying that he and
Gallegos needed help, as they were either being attacked or were about to be attacked. The bar
video, however, shows that the phone call occurred as Mercado entered the bar and before he
encountered any Bandidos gang member. Appellant further claims that when he entered the club,
he saw Gallegos and Mercado on the ground in a corner of the bar, pinned down and being beaten
on by the Bandidos members, and believed they were already dead or in grave danger. But the
video does not support that claim; the fight appeared to be over and Gallegos and Mercado were
being ushered out as Appellant entered the bar.
Appellant had also pulled his gun before he had a clear view of what was transpiring in the
bar. And while Appellant finds it significant that two or three Bandidos members lunged at him
immediately before the shooting, the jury could have concluded, based on its review of the
surveillance footage, that the Bandidos members did so in order to try to protect themselves from
Appellant who was facing them with gun in hand. Or alternatively, the jury could have viewed
the video to show a Bandidos gang member lunging towards another Kinfolk member, but without
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a knife in hand as Appellant claimed. In that event, Appellant answered non-deadly force with
deadly force, which the law does not allow. Stacked on these discrepancies in Appellant’s theory,
the jury also knew that Appellant came into the bar wearing his motorcycle helmet (when no one
else was similarly outfitted), and after the shooting, he fled the scene, and the State.
Accordingly, the jury could have rejected Appellant’s version of the events, and instead
believed the State’s theory that Appellant and his fellow Kinfolk members planned to provoke the
fight with the Bandidos members at the club, so that Appellant would have a pretext for shooting
Martinez under the guise of self-defense or the defense of others. And under such circumstances,
Appellant would have no right to claim that he was justified in killing Martinez. See Smith v.
State, 965 S.W.2d 509, 512 (Tex.Crim.App. 1998) (“The rule of law is that if the defendant
provoked another to make an attack on him, so that the defendant would have a pretext for killing
the other under the guise of self-defense, the defendant forfeits his right of self-defense.”); see also
Torres v. State, 543 S.W.3d 404, 415-16 (Tex.App.--El Paso 2018, pet. ref’d) (recognizing that
“provoking the difficulty is a limitation on a defendant’s right to self-defense).
And finally, we reject Appellant’s argument that simply because he was the only witness
to the shooting who testified at trial that the jury was compelled to believe his version of the events.
A jury is free to disbelieve all or any part of any witness’s testimony and is not required to accept
a witness’s testimony even when it is not contradicted by other witnesses. See Braughton, 522
S.W.3d at 732; see also Lancon v. State, 253 S.W.3d 699, 707 (Tex.Crim.App. 2008) (recognizing
that a jury may choose to believe or disbelieve the testimony of any witness at trial); Smith v. State,
355 S.W.3d 138, 146 (Tex.App.--Houston [1st Dist.] 2011, pet. ref’d) (statement of appellant and
his witnesses did not conclusively prove claim of self-defense in light of other evidence presented
at trial by the State). And, as explained above, the video footage from the surveillance cameras
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told a different story than Appellant did, thereby calling his credibility into question, and the jury
was therefore free to reject Appellant’s version of the events in favor of the State’s theory of guilt.
See Raza v. State, No. 05-17-00066-CR, 2018 WL 1062451, at *3 (Tex.App.--Dallas Feb. 27,
2018, no pet.) (mem. op, not designated for publication) (jury could reject defendant’s claim of
self-defense where video footage demonstrated that victim was not posing any danger to victim or
others at the time defendant shot him); see also Shannon v. State, No. 08-13-00320-CR, 2015 WL
6394922, at *4 (Tex.App.--El Paso Oct. 21, 2015, no pet.) (not designated for publication) (where
contradictory evidence was presented at trial, the jury could have reasonably concluded that the
defendant was not credible, and could have rationally rejected a self-defense claim).
We therefore conclude that the jury acted rationally in finding that Appellant had the
requisite intent to murder Martinez and in rejecting his claim of self-defense. Appellant’s Issues
One and Two are overruled.
IV. INEFFECTIVE ASSISTANCE OF COUNSEL
In Issue Three, Appellant contends that his trial attorney was ineffective for failing to
request instructions on the lesser included offenses of manslaughter and deadly conduct, and by
failing to request a “multiple assailants” jury instruction as to all charges in the indictment. The
State counters that the record is not sufficiently developed to support Appellant’s claim. We agree
with the State.
A. Standard of Review and Applicable Law
Under the Sixth Amendment to the United States Constitution and Section Ten of Article 1
of the Texas Constitution, a criminal defendant is entitled to representation by effective, competent
counsel. Strickland v. Washington, 466 U.S. 668, 687 (1984); Lopez v. State, 343 S.W.3d 137,
142 (Tex.Crim.App. 2011), citing U.S. CONST. amend. VI and Tex. Const. art. 1, § 10. A criminal
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defendant, however, is not entitled to a flawless performance from counsel; “isolated lapses or
mistakes during the trial are not necessarily indicative of ineffectiveness.” Calderon v. State, 950
S.W.2d 121, 128 (Tex.App.--El Paso 1997, no pet.), citing McFarland v. State, 845 S.W.2d 824,
843 (Tex.Crim.App. 1992), cert. denied, 508 U.S. 963 (1993). Rather, the defendant must show
that counsel’s performance was deficient to the extent that counsel failed to function as the
“counsel” guaranteed by the Sixth Amendment. Jackson v. State, 877 S.W.2d 768, 771
(Tex.Crim.App. 1994). To prevail on a claim of ineffective assistance of counsel, Appellant must
establish by a preponderance of evidence that (1) the attorney’s performance was deficient, and
that (2) the deficient performance deprived him of a fair trial. Strickland, 466 U.S. at 687;
Ex parte Chandler, 182 S.W.3d 350, 353 (Tex.Crim.App. 2005). Appellant must satisfy both
Strickland elements, and the failure to show either deficient performance or prejudice will defeat
the claim. Perez v. State, 310 S.W.3d 890, 893 (Tex.Crim.App. 2010); Rylander v. State, 101
S.W.3d 107, 110-11 (Tex.Crim.App. 2003).
Under the first prong of the Strickland test, Appellant must show the attorney’s
performance fell below an objective standard of reasonableness. Thompson v. State, 9 S.W.3d
808, 812 (Tex.Crim.App. 1999). Stated otherwise, he must show that counsel’s actions do not
meet the objective norms for professional conduct of trial counsel. Mitchell v. State, 68 S.W.3d
640, 642 (Tex.Crim.App. 2002). We presume, however, that the attorney’s representation fell
within the wide range of reasonable and professional assistance. Mallett v. State, 65 S.W.3d 59,
63 (Tex.Crim.App. 2001). Ineffective assistance claims must be firmly founded in the record to
overcome this presumption. Thompson, 9 S.W.3d at 813; Coffman v. State, 465 S.W.3d 797, 800
(Tex.App.--Fort Worth 2015, no pet.) (recognizing that an ineffective assistance claim must be
“firmly founded in the record,” and “the record must affirmatively demonstrate the meritorious
15
nature of the claim.”) (internal quotation marks omitted). Consequently, a direct appeal is usually
an inadequate vehicle for raising an ineffective assistance of counsel claim because the record is
generally undeveloped as to why trial counsel did what he or she did. 4 Goodspeed v. State, 187
S.W.3d 390, 392 (Tex.Crim.App. 2005); Thompson, 9 S.W.3d at 814 n.6.
Generally, in the absence of direct evidence of counsel’s reasons for the challenged
conduct, an appellate court will assume a strategic motivation if any can be imagined. Garcia v.
State, 57 S.W.3d 436, 440-41 (Tex.Crim.App. 2001). In more rare circumstances a court may
address an ineffective assistance claim when the challenged conduct was “so outrageous that no
competent attorney would have engaged in it.” Goodspeed, 187 S.W.3d at 392 (internal quotation
marks omitted); see also Rylander, 101 S.W.3d at 111 (noting that “trial counsel should ordinarily
be afforded an opportunity to explain his actions before being denounced as ineffective”). In
deciding whether a case falls into that category, the key question is whether trial “counsel’s
performance [fell] below an objective standard of reasonableness as a matter of law, regardless of
whether the record adequately reflect[s] the trial counsel’s subjective reasons for act[ing] as [he]
did.” (internal quotation marks omitted). See Ex parte Bryant, 448 S.W.3d 29, 39-40
(Tex.Crim.App. 2014). As the Court of Criminal Appeals has noted, however, this poses a
“difficult hurdle to overcome,” and a “reviewing court will rarely be in a position on direct appeal
to fairly evaluate the merits of an ineffective assistance claim.” Lopez, 343 S.W.3d at 143; see
also Salinas, 163 S.W.3d at 740; Thompson, 9 S.W.3d at 813-14.
4
An application for a writ of habeas corpus is typically the more appropriate vehicle to raise a claim of ineffective
assistance of counsel, as such a vehicle allows a defendant to develop the record sufficiently so that his claim can be
properly reviewed. See Rylander, 101 S.W.3d at 110, citing Mitchell v. State, 68 S.W.3d 640, 642 (Tex.Crim.App.
2002). A defendant may develop the record at a hearing on a motion for new trial when appropriate. See Jones v.
State, 133 S.W.3d 307, 312 (Tex.App.--Fort Worth 2004, no pet.). In the present case, however, Appellant did not
file such a motion.
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Under the second Strickland prong, in a case that was actually tried, the defendant must
establish that there is a reasonable probability that but for the attorney’s deficient performance, the
outcome of the case would have been different. See Strickland, 466 U.S. at 694; Thompson, 9
S.W.3d at 812. A “reasonable probability” is that which is “sufficient to undermine confidence
in the outcome.” Strickland, 466 U.S. at 694; Jackson v. State, 973 S.W.2d 954, 956
(Tex.Crim.App. 1998). To prove prejudice, appellant must demonstrate a reasonable probability
that the result of his trial would have been different had counsel not performed deficiently. A
reasonable probability is one sufficient to undermine confidence in the outcome of the proceeding.
Strickland, 466 U.S. at 693; McFarland, 845 S.W.2d at 842-43.
B. Failure to Request Instructions on Lesser Included Offenses
Appellant first claims that trial counsel acted ineffectively by failing to request an
instruction on the lesser included offenses of manslaughter and deadly conduct. Relevant here,
the Code of Criminal Procedure defines one offense to be a lesser-included offense of another if
“(1) it is established by proof of the same or less than all the facts required to establish the
commission of the offense charged;” or “(3) it differs from the offense charged only in the respect
that a less culpable mental state suffices to establish its commission . . . .” TEX.CODE
CRIM.PROC.ANN. art. 37.09.
Manslaughter can be considered a lesser-included offense of murder, as the only distinction
between the statutory elements of the two offenses is the culpable mental state. See Cavazos v.
State, 382 S.W.3d 377, 383-84 (Tex.Crim.App. 2012) (recognizing that manslaughter is a lesser
included offense of murder). Additionally, a defendant may commit the offense of “deadly
conduct” by recklessly engaging “in conduct that places another in imminent danger of serious
bodily injury” or “knowingly discharg[ing] a firearm at or in the direction of . . . one or more
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individuals . . . .” TEX.PENAL CODE ANN. § 22.05(a),(b)(1). Several courts have concluded that
the offense of deadly conduct by discharging a firearm can be considered a lesser included offense
of murder when, as here, a defendant is charged with shooting his victim. See e.g. Braughton v.
State, 522 S.W.3d 714, 738-39 (Tex.App.--Houston [1st Dist.] 2017), aff’d, 569 S.W.3d 592(Tex.Crim.App. 2018); Ortiz v. State, 144 S.W.3d 225, 232-34 (Tex.App.--Houston [14th Dist.]
2004, pet. ref’d).
But even assuming that the evidence in this case would have supported a lesser included
offense charge--an issue we do not decide--Appellant cannot show that the decision to forego the
lesser included offenses was not a conscious strategic choice. Because this case comes to us on
direct appeal without the benefit of a hearing, trial counsel has not yet had the opportunity to
explain his reasons for failing to request any lesser included offense instructions, and we must
therefore presume that his failure resulted from a reasonable trial strategy, unless his conduct was
so outrageous that no reasonable attorney would have adopted such a strategy. See Goodspeed,
187 S.W.3d at 392. And as this Court has previously recognized, the failure to request a lesser-
included instruction may be part of a valid and reasonable trial strategy, as trial counsel may find
it appropriate to utilize an “all or nothing” approach in seeking an acquittal for his client,
particularly when there is some evidence in the record from which a jury could conclude that the
defendant was not guilty. See Jackson v. State, No. 08-05-00135-CR, 2006 WL 1711098, at *4
(Tex.App.--El Paso June 22, 2006, no pet.) (not designated for publication) (recognizing that the
“failure to request an instruction on a lesser-included offense can be a valid and reasonable trial
strategy.”); see also Wood v. State, 4 S.W.3d 85, 88 (Tex.App.--Fort Worth 1999, pet. ref’d)
(where there was some evidence in the record tending to prove that defendant was not guilty of
the charged offense, “it could be reasonable trial strategy to forego a charge on the lesser offense
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and argue for an acquittal on the greater.”). Although an “all-or-nothing” trial strategy of forcing
the jury to choose between the greater offense and acquittal, without the alternative of a lesser-
included offense, may be risky and might not have been the option chosen by another attorney,
this does not make the strategy unreasonable. Ex parte White, 160 S.W.3d 46, 55 (Tex.Crim.App.
2004); see also Williams v. State, No. 08-02-00310-CR, 2004 WL 309265, at *6 (Tex.App.--
El Paso Feb. 19, 2004, pet. ref’d) (mem. op., not designated for publication) (requiring a jury to
opt between murder and acquittal, although risky, is sometimes successful). Accordingly,
because the record is silent as to trial counsel’s reasons for adopting this strategy, we cannot say
on this record that Appellant met his burden of establishing that his trial counsel was ineffective
for failing to request any lesser included offense instructions. See Lynch v. State, No. 08-15-
00180-CR, 2018 WL 3193603, at *4 (Tex.App.--El Paso June 29, 2018, no pet.) (not designated
for publication) (“[w]here the record is silent regarding the reason for counsel’s omitting to request
a charge, it is not possible to decide whether the failure to request the charge is ineffective
assistance of counsel because it could have been part of a reasonable trial strategy.”); see also
Williams v. State, No. 01-07-00632-CR, 2009 WL 350608, at *4 (Tex.App.--Houston [1st Dist.]
Feb. 12, 2009, no pet.) (mem. op., not designated for publication) (where record did not indicate
why trial counsel chose not to request an instruction for a lesser-included offense on the jury
charge, appellant failed to prove that there was no plausible professional reason for his failure, and
therefore did not satisfy the first prong of Strickland).
C. The Failure to Request a Multiple Assailants Instruction
And finally, Appellant contends that his trial counsel was ineffective for failing to request
a “multiple assailants” instruction. A multiple assailants instruction informs the jury that when
there is evidence that the defendant was being attacked by a group of assailants, he has the right to
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use force to defend himself against any member of the group, even if the recipient of the force was
not engaging in conduct that would, by itself, justify the use of force. Jordan v. State, 593 S.W.3d
340, 345 (Tex.Crim.App. 2020). The right to defend oneself against multiple assailants is a
defensive issue for which a defendant is entitled to receive an instruction, and therefore, when the
evidence viewed from the defendant’s standpoint--regardless of how weak the evidence may be--
shows an attack or threatened attack by more than one assailant, the defendant is entitled to a
multiple assailants instruction when requested. Id. at 343; see also, Frank v. State, 688 S.W.2d
863, 868 (Tex.Crim.App. 1985) (recognizing that a “charge which is confined only to the right of
self-defense against the deceased is too restrictive if there is evidence that more than one person
attacked the defendant.”). Moreover, the evidence need not show that “each person defended
against was an aggressor in his own right,” and instead only “requires evidence that the defendant
had a reasonable fear of serious bodily injury from a group of people acting together.” Id. at 344,
citing Sanders v. State, 632 S.W.2d 346 (Tex.Crim.App. 1982).
As Appellant points out, he testified at trial that at least three Bandidos members, one of
whom had a knife drawn, were lunging at him and shouting threats at the time he fired his weapon,
and he therefore contends that he was entitled to a multiple assailants instruction. The State does
not deny that Appellant was entitled to such an instruction, and instead contends that we should
decline to find his trial counsel ineffective for failing to request the instruction, as the record is
silent on the issue of whether trial counsel may have had a reasonable strategy for not requesting
the instruction, and because the failure to request the instruction did not harm Appellant’s case.
We agree with the State on both points.
As explained above, because this matter comes to us on direct appeal, trial counsel has not
been given the benefit of explaining his reasons for failing to request a multiple assailants
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instruction, and we must presume that counsel had a strategic reason for not requesting the
instruction if any can be imagined. See Eyman v. State, No. 13-15-00589-CR, 2017 WL 3634058,
at *5 (Tex.App.--Corpus Christi Aug. 24, 2017, no pet.) (not designated for publication) (“Because
the record is silent regarding trial counsel’s reasons or strategy for not requesting a multiple
assailant self-defense instruction, the presumption of reasonably effective assistance has not been
rebutted.”); Pouncy v. State, No. 14-12-00470-CR, 2013 WL 3580638, at *4 (Tex.App.--Houston
[14th Dist.] July 11, 2013, pet. ref’d) (mem. op., not designated for publication) (trial counsel’s
failure to request a multiple assailants instruction was not so outrageous that the court could
conclude on direct appeal that defendant was deprived of effective assistance of counsel, where
record was silent on counsel’s reasons for failing to request the instruction). And although we
cannot be certain of trial counsel’s reasons for not requesting the instruction, we note that a
reasonable trial attorney may have concluded that such an instruction would have unduly focused
the jury on the fact that Appellant did not identify Martinez as being one of the Bandidos members
who lunged at him, and that Appellant nevertheless shot Martinez seven times despite the fact that
he was not one of the immediate aggressors in the group.
Moreover, we note that trial counsel cannot be considered wholly deficient in his
representation of Appellant by failing to request a multiple assailants instruction, where he
successfully obtained instructions on both self-defense and defense of others in the jury charge
with regard to each of his victims, thereby ensuring that Appellant’s defensive theories were
considered by the jury. See Mahavier v. State, No. 04-10-00414-CR, 2011 WL 2150429, at *2
(Tex.App.--San Antonio June 1, 2011, pet. ref’d) (mem. op., not designated for publication)
(holding that counsel’s performance was not wholly deficient in failing to request multiple
assailants instruction where counsel successfully obtained self-defense instructions on defendant’s
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behalf). And finally, we find little evidence in the record to suggest that Appellant was harmed
by the failure to request the instruction, as the State did not focus on the fact that Martinez was not
one of the aggressors in the group that was allegedly attacking Appellant, and instead focused
almost exclusively on its theory that the shooting was pretextual, and that Appellant therefore had
no right to claim either self-defense or the defense of others. As such, we do not believe that the
outcome of Appellant’s trial would have been any different if a multiple assailants instruction had
been given. See Phillips v. State, No. 05-99-01569-CR, 2001 WL 1256642, at *1 (Tex.App.--
Dallas Oct. 22, 2001, no pet.) (not designated for publication) (where jury was properly instructed
on defendant’s claim of self-defense, which was rejected by the jury, defendant could not
demonstrate that there was a reasonable probability that the outcome of his trial could have been
different if he had received a multiple assailants instruction).
Accordingly, we conclude that Appellant has not met his burden of establishing that he was
denied ineffective assistance of counsel on this record. Appellant’s Issue Three is overruled.
V. CONCLUSION
The trial court’s judgment is affirmed.
JEFF ALLEY, Chief Justice
December 22, 2020
Before Alley, C.J., and Palafox, J., and Massengale, V.J.
Massengale, V.J., sitting by assignment
(Do Not Publish)
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