DocketNumber: NO. WR-68,051-03
Filed Date: 10/3/2018
Status: Precedential
Modified Date: 10/19/2024
[T]he sheriff has a right to determine the safety of the community in the courtroom based on his experience with what this man has done. Because he's been charged with that-and the State believes it did happen-the ankle bracelets are a very minor thing to keep him in control. But he is charged with that assault, Your Honor, and attempted jail escape.
Defense counsel stated that it was his understanding that Applicant was wearing a "shock belt," but the bailiff and the prosecutor responded that Applicant was not in fact wearing a shock belt because they "decided not to do it."
The trial judge then said, "Get a board, put it on this side of the lawyers' table, so they can't see his feet. That's what we've done in some other places. During the lunch hour, get a board." In response to the prosecutor interjecting, "Can we put it across the bar there?" the trial judge stated, "He is saying during the jury trial. I'm saying during the jury trial we'll have a board here on this side of the table where they can't see his legs. What's wrong with that?" Another prosecutor responded, "Not a thing, Judge." The trial judge then *194asked defense counsel, "Isn't that what-will that satisfy you?" One of the defense attorneys replied, "That's fine. We don't want-," to which the trial judge then responded, "Just get a big board and put it on this side of the table."
B. Trial
The jury convicted Applicant of burglary of a habitation. After hearing about Applicant's numerous extraneous offenses, the jury assessed a sixty-year sentence. The jury was polled, and each individual juror affirmed that the verdict was his or her own.
C. Habeas Application
In December 2016, Applicant filed a habeas application raising three grounds. In ground one, he alleged that his "right to due process and a fair trial was violated when he was shackled during trial." He alleged that he was in handcuffs and shackles, that jurors saw him in handcuffs and shackles, and that jurors felt that he was a danger and could not be trusted. He claimed that this resulted in the jury assessing a greater sentence. In his memorandum of support for his application, he faulted the trial judge for failing "to state on the record or hold a hearing regarding shackling" and for failing to "state on the record sufficient reasons for shackling." He further argued that the shackling was unconstitutional because "no essential state policy was served by compelling Applicant to be shackled." He claimed that the shackling was inherently prejudicial and "a new trial should be ordered since the record fails to reflect conduct by the Applicant justifying the shackling."
In ground two, Applicant claimed that trial counsel was ineffective. He alleged that trial counsel objected to him being shackled in view of the jury but that the trial judge did not rule on this objection and did not hold a hearing to determine whether he should be shackled or a lesser form of restraint used. Applicant contends that counsel was ineffective for failing to object to the trial judge's failure to rule or to hold a hearing.
In ground three, Applicant claimed that appellate counsel was ineffective for failing to file a motion for new trial on the shackling issue and failing to raise the issue on appeal.
The affidavits of two jurors were submitted in support of the application. Juror Javier Acevedo's affidavit stated that Applicant was wearing leg irons and handcuffs during the trial and that the juror now felt that the sentence was too long because no one was hurt and the victim got all of her belongings back. The affidavit also stated that seeing Applicant in leg irons and handcuffs made Acevedo "feel like [he] was in danger." Juror Lilia Virgen's affidavit stated that she observed Applicant wearing leg irons during trial and felt that "he was not being trusted" to sit in court and listen to the case. Her affidavit also stated that she felt that the sentence of sixty years was too long and said, "We could have given him forty years instead of sixty to rehabilitate him to become a better person when he came out."
D. Habeas Hearing
1. Stipulations
A hearing on the habeas application was held in June of 2017. The parties agreed that Applicant's legs had been shackled at trial, that "an objection was made to him being shackled," and that there was no adverse ruling on the objection. It was also noted that the trial judge in this case had died.
2. Juror Virgen
Juror Virgen testified that she did not see Applicant enter the courtroom in *195shackles, nor did she ever hear the shackles. She further testified that there was a board around the defense table that kept her from seeing Applicant's legs during the guilt stage of trial. She stated, however, that she saw Applicant's legs in shackles at the defense table during the punishment stage of trial. She explained that the difference between the two stages was her vantage point: one side of the table was not blocked off, and she sat in a different seat in the jury box (seat seven) during the punishment stage than at the guilt stage. So, while she could not see Applicant's legs from her vantage point during the guilt stage of trial, she could see his legs from her vantage point during the punishment stage. She further testified that if the side of the table that she saw Applicant's legs through had been blocked off, she probably would not have seen the shackles. Juror Virgen and the other jurors did not talk about shackles.
Juror Virgen indicated that she was not denying that Applicant was guilty. When asked whether seeing Applicant in shackles at the punishment stage made her think "that he might be a danger and that's why he was chained up like that," she responded, "No, sir." When asked whether she was "worried about him security-wise in the courtroom" and that was why he was in shackles, she responded, "I wasn't." When asked what she meant by the statement in her affidavit that Applicant "was not being trusted," she said, "I felt he wasn't getting a fair trial with the shackles on." When asked for further clarification regarding who did not trust Applicant-whether it was the Sheriff's Office, the prosecutor, the judge, or all three-she responded that she was "thinking more the Sheriff's Office."
3. Juror Acevedo
Juror Acevedo testified that he sat in seat number two in the jury box during the entire trial. He said that he saw Applicant in both handcuffs and leg irons. He said that Applicant's hands were on the table and that he saw the handcuffs there. When asked whether anything obstructed his view of the leg irons, Acevedo responded, "No, sir."
Juror Acevedo further testified that he thought that the jury gave Applicant too many years. When asked if the judge asked him by name if the sixty-year sentence was his verdict, Acevedo answered, "No." When asked if he said in his affidavit that the leg irons on Applicant made him feel like he was in danger, Acevedo, replied, "No." When asked for further clarification, Acevedo stated, "The investigator asked me if that made me feel in danger, and I said no." When confronted with the inconsistency between his hearing testimony and his affidavit, Juror Acevedo stated that he did say that he felt he was in danger. When he was then asked, "It's fair to say you felt in danger because of his restraints," Acevedo responded, "Actually I felt unsafe."
When asked whether he knew Applicant, Juror Acevedo responded, "Just by person, but not by name or anything." Acevedo further stated that he knew "[j]ust who he was. That's it, but never talked to him before." When asked whether he knew any of Applicant's extended family-cousins, uncles, brothers-Acevedo responded, "Some of his family, but I don't talk to them." When asked, "Have any of them talked to you about this?" Acevedo responded, "No."
4. Other Jurors
Keith Butler, the foreman of the jury in this case, testified that he did not see Applicant's feet during trial because the defense table was enclosed by a barrier of wood or cardboard. He further testified *196that even the side of the table was enclosed. Butler stated that he never saw shackles on Applicant and that Applicant "was seated when we came in, and was seated when we left." He further testified that he did not see Applicant's hands and did not recall seeing any type of handcuffs.
Joshua Onderek, another member of Applicant's jury, testified that he did not see Applicant in handcuffs or ankle shackles during the trial. He further testified that there was a cardboard barrier around the front and side of the table that blocked him from seeing Applicant's feet.
5. Bailiff
Jody Harris, the bailiff at Applicant's trial,
6. Defense Attorneys
Applicant's defense attorneys at trial were Orlando DeHoyos and Tom Williams. During trial, Applicant sat between his attorneys. DeHoyos testified that Applicant was wearing leg irons prior to jury selection and that the jury panel went through a number of questions before an objection was made. DeHoyos testified that he thought some of the venire panel could see the leg irons.
DeHoyos indicated that he objected to Applicant wearing shackles. He first claimed that the trial judge "denied" his objection, then stated that there was a "compromise," and then testified that the judge did not make a direct ruling on the objection. When asked whether he was ineffective for failing to obtain a ruling, DeHoyos stated "looking back, maybe-perhaps we should have gotten a ruling" but "we thought that in effect we did get a ruling" that "would keep the leg irons away from the visibility of the jury." DeHoyos also stated that there was no strategy for not objecting to the trial judge's failure to put on the record his justification for the shackling. When asked if he knew the justification for shackling, DeHoyos said he did not know for a fact but had a suspicion that it was because of a charge against Applicant for assaulting a deputy during the same year as the trial.
DeHoyos stated that a cardboard barrier was placed against the table "to make sure that none of the jurors were able to-to make note of the shackles or leg irons being worn by [Applicant]." He stated that the barrier was on the side of the table facing the jury. He did not remember whether there was a barrier on the front but there might have been. When asked whether the rustling of chains could be heard, DeHoyos stated that he could not "recollect that being any kind of an issue with me." He also stated that the jury *197never saw Applicant enter the courtroom with leg irons on.
DeHoyos testified that the defense team had an investigator but that he did not recall instructing the investigator to talk to any jurors after trial. He did recall that, shortly afterwards, another attorney substituted to handle Applicant's appeal. DeHoyos did not recall the trial defense team telling the appellate attorney about the shackling issue that had arisen during trial.
Williams testified that he had originally expected Applicant to be in a "shock belt" that would be underneath his clothing, but a prosecutor had indicated that the shock belt was being used "in some other matter." Williams further recounted that the prosecutor had expressed concern about Applicant's potential to escape since he had recently been charged with felony escape from a jail and assaulting an officer.
Williams explained that he had objected that Applicant could not get a fair trial if the jury saw him in shackles. He thought it was "probably correct" that he did not obtain a ruling from the judge on the record. However, he recalled the trial judge instructing the bailiff to construct a barrier across the defense table to prevent the jury from seeing the shackles. Williams stated that the barrier was on both the front and side of the table and reached from the floor to the bottom of the table. He remembered looking at the setup from where the bailiff was sitting "to see if I could see the shackles, and I couldn't see the shackles."
When questioned about whether any prospective jurors saw Applicant in shackles during jury selection, Williams indicated that they had not. He stated that it would "surprise" him to hear that prospective jurors saw Applicant shackled in voir dire and further stated, "I'm certainly-I don't recall the jury-the jury member sitting in that box there seeing [Applicant] in shackles and in cuffs." After reviewing the portion of the court reporter's record containing the discussion about shackles, Williams explained that none of the members of the venire were sitting in the jury box during jury selection, and consequently, "no jury panel was selected and sitting there with [Applicant] in chains without that cardboard covering." Williams was not exactly sure where Applicant was during jury selection, but, to his best recollection, the defense "would have turned the chairs around."
When asked whether his representation constituted ineffective assistance of counsel, Williams replied, "No." Williams acknowledged that no one from the defense team contacted any jurors after trial. When asked whether he ever hired an investigator to talk to the jury after trial to find grounds for reversal, Williams responded, "After the fact, I would say never." When asked if that is something he would expect an attorney to do, Williams said, "No, not a court-appointed attorney who was not representing the defendant on appeal."
7. Prosecutor
One of the prosecutors at Applicant's trial-Steven Smith-testified that Applicant was in ankle bracelets, but not handcuffs, at trial.
Smith stated that it was the conscious decision of the prosecutors not to mention the escape offense at all during the trial "so that we could try a second case later."
Smith did not feel that Applicant's attorneys were ineffective. He had occasionally known of a defense attorney who questioned jurors after trial, but most of the time that did not occur, and in his opinion, an attorney would not be ineffective for failing to do that. He also pointed out that the jurors were polled on their verdict.
E. Oral Arguments and Oral Findings
In closing arguments at the habeas hearing, habeas counsel conceded that he had only shown that jurors saw Applicant in shackles at the punishment stage of trial, rather than during voir dire or the guilt phase. Counsel contended that the habeas court should believe the testimony of two jurors seeing Applicant in shackles and that Applicant was entitled to a new punishment hearing.
The habeas court orally concluded that Juror Virgen's position in seat number seven (at punishment) was a unique vantage point that allowed her to see behind the counsel table and thus see Applicant in shackles.
The habeas court also found credible that the two jurors saw the shackles, but the court was uncertain about whether harm was shown. The court indicated that harm probably was not shown because the jurors were polled and their conclusion that the sentence was too long was "after the fact," but the court entertained argument on the matter.
The habeas prosecutor then asked for clarification about whether the other witnesses were credible besides the two jurors who claimed to see the shackles: "When you say these witnesses were credible, does that mean the rest of the witnesses were not credible?" The habeas court responded, "No. No, they were credible." Following that statement, there was a discussion about the fact that other jurors did not share Juror Virgen's unique vantage point. The habeas prosecutor pointed out that Juror Acevedo testified that Applicant was in handcuffs, and the habeas court responded that "a lot of people were mistaken on a lot of stuff," and he did not find that part of Acevedo's testimony to be credible, but he did find the testimony about seeing Applicant in ankle cuffs to be credible.
The habeas prosecutor also pointed out that Virgen's testimony was not based on her seeing behind the table, but the habeas court found that her testimony was "credible enough." The habeas court then stated that even if Acevedo's testimony were disregarded, that would still leave Virgen as having seen the shackles, "I've got one or two jurors that saw the-that's not really where it's at-you know, that there was just one. Let's say, you know what, Mr. Acevedo maybe didn't; but you still have that one."
F. Written Findings of Fact and Conclusions of Law
We focus on what appear to be the most relevant portions of the habeas court's written Findings of Fact and Conclusions of law. With respect to Applicant's improper-shackling claim, the habeas court found, among other things:
*1993. ... The trial judge did not rule on counsel's objection to the shackling, and counsel did not object to the judge's failure to rule on the shackling objection.
4. ... Mr. Acevedo is credible and believable on the issue that he saw [Applicant] in shackles.... Mr. Acevedo saw the Applicant shackled while the Applicant was sitting in the courtroom during the trial. Seeing the Applicant shackled made Mr. Acevedo believe that Mr. Acevedo was in danger from the Applicant. Mr. Acevedo felt unsafe when he saw Applicant shackled in the courtroom.... Mr. Acevedo now feels that "the sentence should of been a lot shorter in time."
5. ... Ms Virgen is credible and believable.... Ms Virgen saw the Applicant shackled while the Applicant was sitting in the courtroom during the punishment phase only. Ms. Virgen felt that the Applicant was dangerous since "he was not being trusted to s[i]t in court and listen to the case with the leg irons."
6. At the conclusion of the habeas hearing, this Court stated on the record that the Court found Mr. Acevedo and Ms. Virgen believable and credible and that these jurors did see the Applicant shackled during the punishment phase of the jury trial.3
In the section entitled "conclusions of law" on this claim, the habeas court found, among other things:
4. ... [A] harmless error analysis does not apply to this case. This Court holds the State to the burden of proving beyond a reasonable doubt that the shackling error did not contribute to the verdict obtained. The State has not met this burden.
* * *
10. In the case at bar, defense counsel stated that the shackles would cause the jury to infer that the Applicant was guilty. The trial judge failed to hold a hearing regarding whether or not the Applicant should be shackled or whether some other less intrusive restrain[t] should be used.... The trial judge did not rule on counsel's objection to the shackling, and counsel did not object to the judge's failure to rule on the shackling objection. The shackling of the Applicant resulted in two jurors believing that the Applicant was a danger to the jurors in the courtroom or was not trusted.
11. The employment of restraints cannot be justified based on a general appeal to the need for courtroom security or simple reference to the severity of the charged offense. A trial court must state with particularity its reasons for restraining a defendant.... No such determination was made by the trial judge that legally justified the use of shackling.
12. In order to determine whether the trial judge abused its discretion to impose particular security measures, the trial judge is required to place on the record the reasons for its decision to use such measures. The trial judge did not take any steps necessary to justify using shackles to restrain Applicant at trial. There are no findings by the trial judge on critical matters relating to shackling.... The trial judge did not consider any less restrictive alternatives to ensure the safety of those in the courtroom (or that there was even a safety issue).
13. In the complete absence of factual findings or consideration of alternate methods of restraint, or even the need for restraints, the trial judge's decision for imposing this method of restraint is *200not supported by the record[;] therefore, the trial judge abused its discretion in this matter.
* * *
15. ... Forcing Applicant to wear shackles, without justification articulated into the record by the trial judge, created a risk that impermissible factors could have come into play in the determination of punishment.... This Court recommends the Applicant receive a new punishment hearing.4
In the "conclusions of law" section relating to Applicant's claim that trial counsel was ineffective, the habeas court found, among other things:
7. The performance of defense counsel was deficient by failing to obtain a ruling on an objection of the shackles of the Applicant. This deficient performance prejudiced the defense by preventing the Applicant from raising on appeal the issue of the improper shackling of the Applicant. This Court recommends that the Applicant receive a new punishment hearing.
In the "conclusions of law" section relating to Applicant's claim that appellate counsel was ineffective, the habeas court found, among other things:
10. ... Appellate counsel failed to raise on direct appeal this issue of the improper shackling of the Applicant.
11. The performance of appellate counsel was deficient by failing to file a motion for new trial regarding the improper shackling of the Applicant or by raising on direct appeal the issue of the improper shackling of the Applicant. This deficient performance prejudiced the defense by preventing the Applicant from raising on appeal the issue of the improper shackling. The Applicant should receive a new direct appeal.
II. ANALYSIS
A. Procedural Issues
With respect to his due process claim, Applicant has argued, and the habeas court has found, that the trial judge failed to hold a hearing on the shackling issue and failed to issue findings justifying the shackling. Applicant has procedurally defaulted this claim. Ordinarily, when a defendant has had the opportunity to raise a claim at trial or on appeal and failed to do so, he cannot later raise the claim on habeas.
*201But Applicant's complaint about the trial court's conduct also serves as part of his ineffective-assistance-of-counsel claims, and ineffective assistance claims are ordinarily cognizable on habeas.
B. The Trial Court Committed No Error
In Deck v. Missouri , the Supreme Court recognized the longstanding rule that the Constitution forbids the routine use of visible shackles on defendants during the guilt stage of trial.
The Supreme Court concluded that, "given their prejudicial effect, due process does not permit the use of visible restraints if the trial court has not taken account of the circumstances of the particular case."
The Supreme Court faulted the trial court in Deck for failing to make any formal or informal findings other than to say that Deck had already been convicted.
Finally, the Supreme Court held applicable to this type of error the usual harm analysis that applies to constitutional errors: that the error is harmful unless the State proves beyond a reasonable doubt that the error did not contribute to the verdict.
In Bell v. State , we explained that no constitutional violation occurs if the shackles are not visible to the jury.
The question we confront now is whether the trial judge in Applicant's case committed any error under Deck or Bell . We conclude that he did not. At trial, defense counsel objected to Applicant being seen in shackles by the jury, but an objection was never lodged to Applicant actually being in shackles .
The habeas court concluded that the trial judge did not hold a hearing on shackling, but we think that this conclusion is not supported by the record. The trial judge heard the State's reasons for shackling and gave the defense the opportunity to respond to those reasons. After hearing the parties, the trial judge fashioned a remedy that satisfied them all. When faced with a prosecutor expressing a particular need for shackling this particular defendant, and with the defense's apparent agreement or at least acquiescence in the need to do so, the trial judge was within his discretion to permit the shackles without holding a more detailed hearing.
The habeas court also concluded that the trial judge failed to consider lesser remedies than shackling. It is questionable whether the trial judge even needed to consider lesser remedies since the parties appeared to agree that shackling was justified. Even so, the record contains a statement that use of a stun belt was considered and rejected as an option, and the habeas record indicates that there was only one stun belt in the jurisdiction and that it was being used in another matter.
The habeas court also concluded that the trial judge failed to make findings on the issue of shackling. We conclude that the trial judge made an implicit finding. The State articulated a particular reason for shackling, and the trial judge responded with the statement, "Get a board.... That's what we've done in some other places." This was an implicit acceptance of the prosecutor's reason for shackling. And since the defense had also implicitly accepted the prosecutor's reason for shackling and had explicitly accepted the trial judge's proffered remedy, we see no error in the trial judge's failure to explicitly memorialize the reason for allowing Applicant to be shackled.
And as the trial record indicates, and the habeas record further supports, actions were taken to comply with Bell to keep the jury from seeing the shackles. The trial record shows that the trial judge ordered the jury's view of the shackles to be blocked, and the habeas record indicates that a barrier was placed around the defense table to do that. The bailiff and at least one of the defense attorneys reviewed the setup to make sure that the shackles would not be visible to the jury. As far as the judge and the parties knew, the barrier was effective; they had no inkling that, despite their best efforts, one or two of the jurors might see the shackles at some point during the trial. Under these circumstances, we do not discern any error on the part of the trial judge.
C. Defense Attorneys Did Not Perform Deficiently
To prevail on an ineffective assistance claim, an applicant must show that counsel's performance was deficient and that applicant was prejudiced.
The habeas court found that the trial judge did not rule on defense counsel's objection to the shackling, but this finding is not supported by the record. Applicant's trial attorneys did not object to Applicant being shackled; they objected to Applicant being seen in shackles. On the objection that was made, the trial court indeed issued a ruling-a favorable ruling, granting relief. Defense counsel asked that the jury not be allowed to see Applicant in shackles, and the trial court ordered exactly that-that a barrier be placed around the defense table to hide the shackles from the jury.
It is true, as the parties conceded, that Applicant did not receive an adverse ruling, but that is because the trial court granted the relief sought. The State proffered a facially plausible reason for placing Applicant in shackles-his recent attempted escape.
The habeas court faulted Applicant's appellate counsel for failing to raise the shackling issue on direct appeal. But, since we have concluded that the trial judge committed no error in connection with shackling, there was no viable point of error to raise on appeal.
The habeas court also faulted Applicant's appellate counsel for failing to raise the shackling issue in a motion for new trial. As we have discussed above, Applicant has not even now demonstrated that the State's justification for shackling was insufficient, so he cannot show that he would have demonstrated such an insufficiency in connection with motion for new trial proceedings.
We conclude that Applicant's appellate attorneys were not deficient for failing to raise a shackling claim on appeal, nor were any of his attorneys deficient in connection with the failure to raise a shackling claim in a motion for new trial.
*205III. DISPOSITION
Having rejected Applicant's claims, we deny relief.
At the time of the habeas hearing, Harris was a Justice of the Peace.
Smith initially testified that Applicant was not shackled until after the jury was already selected, but it was later pointed out to him that his memory was faulty because the record showed that Applicant was in shackles during jury selection.
Citations omitted.
Citations omitted.
Ex parte Beck ,
A number of courts in other jurisdictions have held that a failure to raise an issue associated with shackling results in forfeiting the claim, or at best relegates the defendant to having to show fundamental error. State v. Torres ,
Rylander v. State ,
See Canales v. State ,
See Cooks v. State ,
Strickland v. Washington ,
Defense counsel also was likely aware of Applicant's history of evading arrest or detention-which the jury learned at the punishment stage of trial.
There was a potentially large downside to doing so: The State was apparently not prepared to go into the escape offense at Applicant's burglary trial, but if the defense forced the State to marshal witnesses on the escape offense for a hearing on shackling, then the State might have decided to also introduce that evidence at the punishment stage.
The habeas court concluded that Applicant suffered prejudice because the defense was prevented from raising the issue of improper shackling on appeal. But that is not the proper focus of the prejudice inquiry here. Since the deficient performance is being alleged to have occurred at trial , the proper focus would be whether there would be a change in the outcome of the trial-or some part of the trial, such as the punishment stage. Part of the reason we should not focus on appeal in this situation is that, if the objection that was not made had been made, the trial judge might have taken further remedial action, eliminating any issue for appeal. For example, had defense counsel asked for a more detailed hearing or for explicit findings, the trial judge might well have acceded to those requests. In any event, because we conclude that Applicant's trial attorneys were not deficient, we need not address the issue of prejudice.