DocketNumber: PD-0965-11
Citation Numbers: 371 S.W.3d 221, 2012 WL 2327829, 2012 Tex. Crim. App. LEXIS 819
Judges: Alcala, Meyers, Price, Johnson, Cochran, Keller, Hervey, Keasler, Womack
Filed Date: 6/20/2012
Status: Precedential
Modified Date: 10/19/2024
OPINION
delivered the opinion of the Court
Appellant, Jammie Lee Moore, challenges the court of appeals’s decision to affirm the trial court’s judgment that included an order cumulating his sentence in this case for possession of methamphetamine with an earlier sentence he had received for possession of a controlled substance in a drug-free zone. Moore v. State, 339 S.W.3d 365 (Tex.App.-Amarillo 2011). The trial court and court of appeals determined that cumulation of the sentences was mandatory under Texas Health and Safety Code section 481.134(h), which states, “Punishment that is increased for a conviction for an offense listed under this section may not run concurrently with punishment for a conviction under any other criminal statute.” Tex. Health & Safety Code § 481.134(h). Because the record does not support mandatory cumulation under that provision and because the record reveals that the trial court did not otherwise intend to cumulate the sentences, we modify the judgment of the court of appeals to delete the cumulation order and affirm the judgment as modified.
I. Background
A. The Trial Court
In this case, appellant was charged with possession of methamphetamine in an amount of four grams or more but less than 200 grams. See id. § 481.115(d). The State filed a pretrial motion to cumu-late the sentence in this case with appellant’s prior sentence for possession of a controlled substance in a statutorily designated drug-free zone in cause number 55,-555-E, for which he had been sentenced to 30 years’ confinement.
After receiving all of the evidence, the jury found appellant guilty. In the punishment phase of trial, appellant pleaded “true” to two felony-enhancement allegations.
B. The Appellate Proceedings
Appellant’s direct appeal challenged the sufficiency of the evidence to support the cumulation order. The State responded that appellant waived his challenge because he failed to lodge an objection at the time the trial court ordered the sentences cumulated. The court of appeals agreed with the State. The court acknowledged appellant’s contention that general suffi-eieney-of-the-evidenee complaints need not be preserved at trial, but interpreted his issue as challenging “a jury finding from a previous trial on a sufficiency basis.” Moore, 339 S.W.3d at 368. It determined that appellant had cited no authority permitting him to collaterally attack the drug-free zone finding that had been made in the previous trial. Id. The court held that appellant’s failure to object to the cumulation order resulted in “a complete procedural default on any issue related to the trial court’s cumulative sentence order.” Id.
Although it determined that appellant had not preserved his issue, the court of appeals analyzed the merits of part of appellant’s issue. Id. Appellant contended that his present conviction was not “a conviction under any other criminal statute,” which he claimed meant that his present sentence could not be cumulated with the previous sentence. See Tex. Health & Safety Code § 481.134(h). The court of appeals interpreted the language of the mandatory-cumulation provision, which states, “Punishment that is increased for a conviction for an offense listed under this section may not run concurrently with punishment for a conviction under any other criminal statute,” and determined that “this section” refers to “drug-free zones.” Moore, 339 S.W.3d at 368 (citing Tex. Health & Safety Code § 481.134(h)). It concluded that appellant’s present conviction for possession of methamphetamine under section 481.115(d) was not a conviction for a drug-free-zone offense under section 481.134(c) and, therefore, constituted a “conviction under any other criminal statute.” Id.; See Tex. Health & Safety Code §§ 481.115(d), 481.134(c). The court held that the trial court properly cumulat-ed the sentence in cause number 55,555-E with the sentence in this case because the former sentence was for a conviction under the drug-free-zone statute and the present sentence is for a conviction under a different criminal statute. Moore, 339 S.W.3d at 368-69.
This Court granted review of the four issues appellant raised in his petition for discretionary review. Appellant’s second issue pertains to the court of appeals’s holding that he procedurally defaulted his challenge to the cumulation order. We begin with that issue because an appellate issue that is not preserved at trial is ordinarily forfeited.
We then address appellant’s fourth issue, which asks, “Is a conviction for an offense listed in Tex. Health & Safety Code § 481.134 — but not alleged to have been committed in a drug-free zone — a ‘conviction under any other criminal statute’ ”? See id. § 481.134. We examine the court of appeals’s statutory analysis of whether the present conviction was under a different statute than the drug-free-zone statute.
Appellant’s two remaining issues ask,
1. May a court of appeals interpret a statute, as a matter of first impression statewide, with an opinion that omits any consideration of the issue raised?
2. Does the statutory phrase “'punishment that is increased ...” require only that the punishment range have been increased?
These issues challenge the court of appeals’s failure to address appellant’s argument concerning whether his prior sentence was increased because it occurred in a drug-free zone. We do not address these two issues because the other two issues are dispositive of this appeal.
II. Preservation of Claim that Evidence Insufficient to Support Cumulation Order
The court of appeals held that “there has been a complete procedural default on any issue related to the trial court’s cumulative sentence order,” citing Texas Rule of Appellate Procedure 33.1, which sets forth requirements for preserving a complaint for appellate review. Moore, 339 S.W.3d at 368 (citing Tex. R.App.P. 33.1).
In contrast to evidence-sufficiency challenges, for which no preservation of error is required, challenges to the propriety of trial-court rulings must be preserved for appeal. See Idowu v. State, 73 S.W.3d 918, 921 (Tex.Crim.App.2002). In other words, while complaints as to the “factual basis” of a trial court’s order may be raised for the first time on appeal, complaints as to the “appropriateness” of that order must be preserved in the trial court. See id. In Mayer v. State, the appellant, who had failed to object to the trial court’s restitution order at trial, challenged the “factual basis” of that order for the first time on appeal. 309 S.W.3d 552, 554 (Tex.Crim.App.2010). We observed
The trial court cumulated appellant’s sentences under the mandatory-cumulation provision in the Texas Health and Safety Code, but in the absence of the provision, the trial court had discretion to cumulate his sentences under the Texas Code of Criminal Procedure. See Tex. Health & Safety Code § 481.134(h); Tex.Code Crim. Proc. art, 42.08. In analyzing the sufficiency of discretionary-cumulation orders, this Court has routinely held that such orders must be “substantially and sufficiently specific to authorize the punishment sought to be imposed.” Williams v. State, 675 S.W.2d 754, 764 (Tex.Crim.App. 1984) (internal quotation marks omitted). We have expressly required that the record contain some evidence connecting the defendant with the prior convictions to cu-mulate the sentences. See Turner v. State, 733 S.W.2d 218, 221 (Tex.Crim.App. 1987).
We conclude that evidence-sufficiency review for mandatory-cumulation orders should be consistent with sufficiency review for permissive-cumulation orders in requiring that some evidence connect the defendant to the prior convictions that are to be cumulated. But sentences cumu-lated under mandatory-cumulation statutes have an additional evidentiary requirement. When sentences are mandatorily cumulated under the drug-free-zone statute, the criminal offenses reflected in the judgment must not be listed in the drug-free-zone statute. See id.; Tex. Health & Safety Code § 481.134.
Appellant’s complaints challenge the sufficiency of the evidence supporting the mandatory-cumulation order by asserting that
• the State must prove that the punishment for the earlier conviction was actually increased and not merely that the punishment range was increased (appellant’s third issue in his petition for discretionary review); and
• the State must prove that the current conviction was not a conviction under the drug-free-zone statute (appellant’s*227 fourth issue in his petition for discretionary review).
Because these complaints concern the sufficiency of the evidence supporting the order, they are not forfeited by appellant’s failure to object at trial. The court of appeals erred by concluding that appellant’s failure to object to the cumulation order forfeited his sufficiency complaint to the cumulation of the sentences. We sustain appellant’s second issue.
III. Statutory Analysis for Determining Sufficiency of Evidence
In his fourth issue, appellant asks, “Is a conviction for an offense listed in Tex. Health & Safety Code § 481.134—but not alleged to have been committed in a drug-free zone—a ‘conviction under any other criminal statute’?”
Although statutory-construction complaints generally may not be raised for the first time on appeal, appellate construction of a statute may be necessary to resolve an evidence-sufficiency complaint when alternative statutory interpretations would yield dissimilar outcomes. See, e.g., Ramos v. State, 303 S.W.3d 302, 305 (Tex. Crim.App.2009) (construing forgery statute in order to determine sufficiency of forgery evidence).
In his brief on discretionary review, appellant argues that our holding in Williams v. State, 253 S.W.3d 673 (Tex. Crim.App.2008), precludes application of the mandatory-cumulation provision in this case. In Williams, the appellant was charged, in three separate indictments, with delivery of cocaine in violation of Texas Health & Safety Code section 481.112(c). Id. at 674. One of the indictments alleged that the offense occurred in a drug-free zone under § 481.134(c). Id. He was convicted of all three charges, and the trial court ordered that the drug-free-zone sentence run consecutively to the other two sentences. Id. The court of appeals affirmed. Id. Reversing the court of appeals, this Court held,
It is apparent from the language of [the mandatory-cumulation provision] that a conviction for an offense listed anywhere within § 481.134 cannot run concurrently with a conviction for an offense under any other criminal statute. Just reading the statute under the auspices of common usage and grammar, “any other criminal statute” means a criminal statute not listed within § 481.134.
Id. at 678. We concluded that, because all of the appellant’s convictions were actually “listed” within the drug-free-zone statute in subsection (c),
Similarly, appellant’s current conviction is for an offense under 481.115(d), which is
IV. Trial Court’s Discretion to Cu-mulate in Absence of Mandatory-Cumulation Provision
The State argues that, “even if section 481.134(h) was held to not require cumulative sentencing in this situation, the trial court had discretion to cumulate the sentences,” citing Texas Code of Criminal Procedure article 42.08(a). See Tex.Code Crim. Proc. art 42.08(a).
The record is clear in this case that the trial court did not intend to cumu-late appellant’s sentences absent application of the mandatory-cumulation provision. At the close of formal sentencing,
Prosecutor: Judge, if I may. May I inquire as to the State’s motion? Do you have a ruling for us on ... the motion on cumulative sentence, Judge.
Court: Oh, I’m sorry.
Yes. As part of the sentence, your 50-year sentence will only begin to be served after the conclusion of the pri- or sentence ...
The parties and the trial judge briefly discussed the details of the prior conviction and, once the judge confirmed that it was a “mandatory stack” drug-free-zone conviction, he stated, “[I]t is the ruling of this Court that you will only begin to serve the sentence in this case after you’ve completed the sentence in 55,555-E, which was determined out of this Court earlier last year.”
In the absence of that last-minute alteration, appellant’s sentences would have run concurrently. See Reynolds, 462 S.W.2d at 606. Had the State not reurged its motion and the proceedings ended, the judge could not have entered a written judgment cumulating the 'sentences thereafter.
Because the trial court abused its discretion in cumulating appellant’s sentences, the court of appeals erred in affirming the cumulation order. Appellant’s fourth issue is sustained. Because we grant relief on that issue, we need not decide appellant’s remaining issues.
V. Conclusion
We modify the judgment of the court of appeals to delete the cumulation order and, therefore, appellant’s sentences will run concurrently. We affirm the judgment as modified.
WOMACK, J., dissented.
. Appellant’s previous conviction in cause number 55,555-E was for possession of a controlled substance, methamphetamine, in an amount of more than four grams but less than 200 grams. See Tex. Health & Safety Code § 481.115(d). Because the offense occurred in a statutorily designated drug-free zone, the statute increased the applicable punishment range from 25 to 99 years’ confinement to 30 to 99 years’ confinement. See id. § 481.134(c).
. The enhancement paragraphs alleged two felony assault convictions and did not include the prior drug-free-zone offense that is the subject of this appeal.
. Although the parties discuss the preservation issue in terms of "waiver,” we have held that failure to properly object to trial error constitutes a "forfeiture” of rights. See Clark v. State, 365 S.W.3d 333, 339 n. 1 (Tex.Crim. App.2012) (not yet reported) (citing Marin v. State, 851 S.W.2d 275, 279-80 (Tex.Crim.App. 1993)).
. Texas Rule of Appellate Procedure 33.1(a)(1)(A) provides, "As a prerequisite to presenting a complaint for appellate review, the record must show that the complaint was made to the trial court by a timely request, objection, or motion that stated the grounds for the ruling that the complaining party sought from the trial court with sufficient specificity to make the trial court aware of the complaint, unless the specific grounds were apparent from the context.” Tex.R.App. P. 33.1.
. See also Holz v. State, 320 S.W.3d 344, 352 (Tex.Crim.App.2010) (explaining that, although testimony could raise issues of admissibility or sufficiency, "[i]n this case the issue is the sufficiency of the evidence, because that is the issue raised by the appellant.”); Moff v. State, 131 S.W.3d 485, 489 (Tex.Crim.App. 2004) (observing that "[sjometimes a claim of trial court evidentiary error and a claim of insufficient evidence overlap so much that it is hard to separate them.”); Lugo v. State, 299 S.W.3d 445, 455 (Tex.App.-Fort Worth 2009, pet. ref’d) ("Our review of Lugo’s brief indicates that he is challenging the sufficiency of the evidence to support one of the indictment's enhancement paragraphs, not the paragraph itself.”).
. See also Drichas v. State, 175 S.W.3d 795, 799 (Tex.Crim.App.2005) (construing evading-arrest statute in order to address sufficiency of evidence of deadly weapon finding); Thomas v. State, 65 S.W.3d 38, 39 n. 1 (Tex.Crim. App.2001) (deciding whether court of appeals erred in evidence-sufficiency review by employing impermissibly restrictive definition of statutory term); Bailey v. State, 38 S.W.3d 157, 158 (Tex.Crim.App.2001) (per curiam) (construing deadly weapon statute in deciding evidence-sufficiency issue).
. Texas Health & Safety Code section 481.134(c) provides, in relevant part, "The minimum term of confinement or imprisonment for an offense otherwise punishable under Section 481.112(c), (d), (e), or (f), 481.113(c), (d), or (e), 481.114(c), (d), or (e), 481.115(c)—(f), 481.116(c), (d), or (e), 481.1161(b)(4), (5), or (6), 481.117(c), (d), or (e), 481.118(c), (d), or (e), 481.120(b)(4), (5), or (6), or 481.121(b)(4), (5), or (6) is increased” if committed in a drug-free zone. Tex. Health & Safety Code § 481.134(c).
. There was no discussion in Williams as to whether the mandatory-cumulation provision was the sole basis of the trial court’s cumulation order because, after this Court determined that the mandatory-cumulation provision did not apply, it determined that another statute did apply that required concurrent sentencing in that case. See Williams v. State, 253 S.W.3d 673, 678 (Tex.Crim.App.2008). That statute is inapplicable to the present case.
. See also Ex parte Knipp, 236 S.W.3d 214, 215 n. 2 (Tex. Crim.App.2007); Ex parte Hernandez, 758 S.W.2d 594, 596 (Tex.Crim.App. 1988); Ex parte Sadler, 283 S.W.2d 235, 236-37 (Tex.Crim.App. 1955).
.We have explained the rationale for this rule;
[T]he imposition of sentence is the crucial moment when all of the parties are physically present at the sentencing hearing and able to hear and respond to the imposition of sentence. Once he leaves the courtroom, the defendant begins serving the sentence imposed. Thus, "it is the pronouncement of sentence that is the appealable event, and the written sentence or order simply memorializes it and should comport therewith.”
Ex parte Madding, 70 S.W.3d 131, 135 (Tex. Crim.App.2002) (quoting Coffey v. State, 979 S.W.2d 326, 328 (Tex.Crim.App. 1998)).
. We note, however, that in a case in which the record fails to plainly reveal that the trial court did not intend to cumulate the sentences absent application of the mandatory-cumulation provision, remand may be appropriate to enable the trial court to exercise its discretion to cumulate as permitted under Article 42.08. See Tex.Code Crim. Proc. art. 42.08; see also Beedy v. State, 250 S.W.3d 107, 114 (Tex.Crim.App.2008); Bell v. State, 994 S.W.2d 173, 175 (Tex.Crim.App.1999). Because that situation is not presently before us, we merely recognize the possibility of remand without deciding its propriety under those circumstances.