Smith, Fredrichee Douglas

IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. PD-1790-13 through PD-1793-13
FREDRICHEE DOUGLAS SMITH, Appellant
v.
THE STATE OF TEXAS
ON APPELLANT’S AND STATE’S
PETITIONS FOR DISCRETIONARY REVIEW
FROM THE FOURTEENTH COURT OF APPEALS
HARRIS COUNTY
K ELLER, P.J., filed a concurring and dissenting opinion.
I disagree with Judge Yeary’s contention that granting relief on an unpreserved claim of the
sort before us amounts to resurrecting the now-defunct “right not recognized” exception to the
contemporaneous objection rule. The right at issue here is not the same as the right at issue in
Karenev v. State.1 The right at issue in Karenev was the right not to be convicted under a facially
unconstitutional law that had not yet been declared unconstitutional.2 The right at issue in the
1
281 S.W.3d 428 (Tex. Crim. App. 2009).
2
See id. at 434 (“A facial challenge to the constitutionality of a statute falls within the third
category. Statutes are presumed to be constitutional until it is determined otherwise.”). See also id.
SMITH DISSENT — 2
present case is the right not to be convicted under a facially unconstitutional law that has been
declared unconstitutional. This latter right is nonforfeitable, regardless of when the law was declared
unconstitutional. For example, suppose a prosecutor were ignorant of the fact that a particular law
had been declared unconstitutional on its face and proceeded to prosecute someone under that law.
Suppose defense counsel were also ignorant of the matter and failed to object at trial. That failure
to object would not forfeit the claim that the law had been declared facially unconstitutional.
Of course, it is unlikely that the prosecutor and the defense attorney in a criminal trial would
both be ignorant of the fact that the law on which the prosecution is based has been declared facially
unconstitutional. And if they were, the defendant would almost certainly have a slam-dunk claim
of ineffective assistance of counsel—unless, of course, the defendant had no attorney because he
represented himself at trial.3 But it matters not that prosecutions after a law is declared
unconstitutional are unlikely or that a defendant prosecuted under a law after it was declared
unconstitutional would ever need this type of claim to be nonforfeitable in order to obtain relief. The
point is that the claim is nonforfeitable regardless of when it arises in relation to the defendant’s
prosecution.
However, I agree with Judge Yeary, for the reasons given in his opinion, that a petition for
discretionary review is not the appropriate avenue to address the type of claim before us when the
court of appeals did not address it. And I also agree that appellant has an avenue in which to obtain
at 431 (quoting United States v. Baucum, 80 F.3d 539, 540 (D.C. Cir. 1996): “[o]n balance . . . the
weight of the precedent, as well as prudential considerations, counsel toward treating facial
constitutional challenges to presumptively valid statutes as nonjurisdictional”).
3
See Faretta v. California, 422 U.S. 806 (1975).
SMITH DISSENT — 3
relief on this claim—habeas corpus.4
I also note that the legislature passed a statute this year that requires the appointment of
counsel to file a habeas application in a non-capital case when the State represents to the convicting
court that an indigent defendant was convicted or sentenced under a statute that was found
unconstitutional by this Court or the United States Supreme Court.5 This statute is already in effect
and applies retroactively.6 Appellant’s remedy is by an application for a writ of habeas corpus.
I respectfully dissent to the Court's disposition of both the State’s and appellant’s petitions
for discretionary review in our cause number PD-1793-13. I concur in the Court’s disposition of the
State’s other petitions for discretionary review.
Filed: June 24, 2015
Publish
4
If the Court is correct that the claim at issue is an absolute prohibition or requirement
(Marin category 1), see Marin v. State, 851 S.W.2d 275, 279 (Tex. Crim. App. 1993), then I would
agree with Judge Yeary that appellant could raise this claim on habeas corpus. Even if the claim is
determined to be a waivable-only claim (Marin category 2), see id. at 278, he may still be able to
raise it on habeas corpus on the ground that it was not reasonably available to him on direct appeal
since Ex parte Lo, 424 S.W.3d 10 (Tex. Crim. App. 2013), was handed down after appellant’s
appellate brief was filed. See Ex parte Jimenez, 364 S.W.3d 866, 880 (Tex. Crim. App. 2012)
(“Ordinarily a convicted person may not raise an issue in a habeas proceeding if the applicant could
have raised that issue on direct appeal.”). And even if the claim is waivable-only and he cannot raise
the claim on habeas because counsel should have raised it in some fashion before the court of
appeals, then he has a slam-dunk claim of ineffective assistance of counsel. We need not decide at
this juncture into which Marin category appellant’s clam falls.
5
See Acts 2015, 84th Leg., S.B. 662 (enacting TEX . CODE CRIM . PROC. art. 11.074).
6
See id. §§ 2, 3. See also History tab S.B. 662: “Last Action: 06/16/2015 E Effective
immediately.” http://www.capitol.state.tx.us/BillLookup/History.aspx?LegSess=84R&Bill=SB662