DocketNumber: No. 6567.
Citation Numbers: 142 P.2d 178, 105 Utah 332, 170 A.L.R. 542, 1943 Utah LEXIS 22
Judges: Moffat, Wolfe, McDonóugh, Larson, Wade
Filed Date: 10/23/1943
Status: Precedential
Modified Date: 11/15/2024
Defendants, convicted in the District Court of San Juan County, of the crime of murder in the second degree, appeal, and for reversal of the verdict and judgment, present the following propositions:
1. That the information did not state or charge a public offense.
2. That the court erred in denying defendants' motion to quash the information, made upon the ground they had no proper preliminary hearing because the magistrate did not advise defendants of their right to counsel; that the magistrate did not provide counsel for defendants when they were unable to obtain counsel themselves; and that hearsay testimony was received at the preliminary hearing.
3. That there is no proper proof of the corpus delicti; and the corpus delicti was not proved before the alleged confessions were received in evidence.
4. That the alleged confessions of defendants were improperly received in evidence.
5. That the court erred:
(a) In commenting on the evidence.
(b) In instructing the jury.
(c) In refusing to grant a new trial for misconduct of a juror.
We consider them seriatim. The facts will be stated as they become pertinent to the questions involved.
Defendants are Navajo Indians whose knowledge and use of the English language is very limited, if not nil. They live near the Utah-Arizona border roaming into both states at pleasure. In 1941, the Federal Grazing Service was having disputes with some of the Navajos over grazing rights under the Taylor Grazing Act,
1. The complaint and the information founded thereon charged defendants with murder in the first degree in the following words:
"That the said defendants, Jack Crank and John Chief, at the time and place aforesaid [San Juan County, Utah] did willfully, premeditatedly, deliberately and with malice aforethought, murder a human being, designated by the name of John Doe, his true name being to the accuser unknown."
It is argued that the information is insufficient in that it neither names the individual allegedly murdered, nor does *Page 337 it describe him with sufficient detail to avoid the possibility of defendants being twice put in jeopardy for the same offense. The statute, Sec. 105-21-8, U.S.C. § 1943, reads:
"(1) The information or indictment may charge, and is valid and sufficient if it charges the offense for which the defendant is being prosecuted in one or more of the following ways: * * *.
"(b) By stating so much of the definition of the offense, either in terms of the common law or of the statute defining the offense or in terms of substantially the same meaning, as is sufficient to give the court and the defendant notice of what offense is intended to be charged * * *."
Sec. 105-21-9 then provides for a bill of particulars when necessary to give the defendant information to enable him to better defend the case. Sec. 105-21-47 gives short forms for charging certain offenses, stating for murder merely "A.B. murdered C.D."
An information in the short form provided by statute has been repeatedly held sufficient by this court. State v. Spencer,
Here a Bill of Particulars was supplied. Defendants evidently deemed it sufficient as they did not request a further bill. Furthermore, the information, including the Bill of Particulars, need not be so specific in detail as to itself establish the identity of the offense with that of another charge, when a defense of autriefois acquit or once in jeopardy is interposed. We discussed this point at some length in State v. McIntyre,
2. Appellants' second point is that the court erred in not quashing the information on the ground that they had not waived, and had not been given, a proper preliminary hearing. A preliminary hearing, unless waived by the defendant, with the consent of the state, is a prerequisite to a valid information. Art. 1 Sec. 13, Constitution of Utah. Any objections based upon the want of, or irregularities in, a preliminary hearing must be taken before pleading to the information. Sec. 105-16-2, U.C.A. 1943. Appellants were not represented by counsel at the preliminary hearing, and insist that before they could be given a legal preliminary hearing, it was incumbent upon the magistrate to advise them of their rights to counsel; and to appoint counsel for them, if they could not provide counsel for themselves. They also argue that hearsay evidence was received at the preliminary, and acted upon by the magistrate, which vitiated that proceeding. This matter is but very slight mentioned in the briefs, but was emphasized in oral argument. The statute, Sec. 105-15-1, U.C.A., provides that when a dedefendant, upon arrest, is brought before a magistrate, *Page 339 charged with commission of a public offense, the magistrate "must immediately inform him of the charge against him and of his right to the aid of counsel in every stage of the proceedings." Defendants were first arraigned before the magistrate January 27, 1942, and the record of that date shows that they were without an attorney; it discloses that "they were advised of their legal rights." From the justice's docket it does not appear that there was an interpreter present at that time, or that anything then said was intelligible to, or was interpreted to defendants, neither of whom understood the English language. However, the cause was set for preliminary hearing on March 2, 1942, and defendants remanded to custody. On such date, the following proceedings were had as shown by a reporter's transcript: The District Attorney represented the state; defendants present without counsel. Two men, Charles Ashcroft, a white man, and witness against defendants, and Dan Phillips, a Navajo, were sworn as interpreters. The District Attorney then stated that he wanted the record to show that on the 27th day of January, defendants were advised through an interpreter that they were entitled to counsel, and that the court would give them time to get counsel if they desired, but that the court had no authority to appoint counsel for them. When defendants were asked if they were ready to proceed with the hearing, Mr. Ashcroft, one of the interpreters, and a witness said: "I think it would be a good idea to explain to these boys that they have been given the privilege to obtain counsel. There's a lot about this these boys don't understand along these lines, being uneducated, and I think it would be a good idea if the interpreter would interpret it to them." The justice then said to Phillips, the Navajo interpreter: "You tell these boys that the time from when we met before until now was their time to have obtained counsel or have gotten a lawyer to defend them in this case, so they understand that. And ask them if they have a man that they want, or men that they want to defend them to see that they get their just dues." When this had *Page 340 been interpreted to the defendants, the interpreter said to the court: "They say, ``we haven't got nobody to defend us.' He says ``We sent word to you to see if we could get an attorney for us,' which I didn't know until he just mentioned it here now * * * so he has nobody to defend him." It was Crank who had been speaking. The answer of Chief as given by the interpreter: "He says: ``Whatever it is, it is okeh with him.' ``We haven't got no defenses.'" The court said: "This court has no authority to appoint counsel. If the individuals, the defendants in this case want counsel they must procure their counsel." Interpreter: "They must be postponed, you mean?" The court: "No. They are responsible for getting their own counsel."
The complaint was then read to them through the interpreter. After some further discussion, the court said: "They are depending on Mr. Ashcroft to see that they get a square deal." (Ashcroft, an agent of the U.S. Indian Service was a witness for the state.) Interpreter: "Yes." After some further discussion as to the nature of a preliminary hearing, they were again asked if they were ready to proceed. The answer of the interpreter: "Yes they are ready. ``But I will get the attorney for me', he says, ``to defend me, and we will let you folks take the witnesses on the murder case on your side' he says, ``when I first came here, I told you gentlement here,' he says, ``my governor,' and ``try to do the best you can for me, whatever is lawful for you people to do in my case,' he says, ``I am willing for you folks to go ahead, whatever its possible to be done, I am glad for you to take it up for me.'" This was Crank's statement, and then translating for Chief, the interpreter proceeds: "my government will do the best it can in the future for me; that all I can say." Witnesses were then called.
It is evident the defendants certainly were in the fog as to their rights, the proceedings and their meaning, although they understood they were involved in some kind of a charge for murder, from the talks they had with Ashcroft and others during the months of incarceration before they were *Page 341
charged with murder. It is also evident they were expecting the Indian Service, represented by Mr. Ashcroft, to protect their legal rights. If any one ever needed an attorney at a preliminary, these defendants did. But the questions are: Had the justice the power and duty to appoint counsel? Does the absence of counsel vitiate the proceedings? There is no statutory authority for appointment of counsel in any criminal proceeding by a justice of the peace. The statute merely requires the justice to advise them of their right to counsel, and to give them time to procure counsel. It requires the officer to take a message to any counsel they request within the precinct. Sections 105-15-1 and 2, U.C.A. When a defendant is arraigned in the District Court the statute provides that when arraigned, if defendant desires counsel, but is unable to employ one, the court must assign counsel to represent him. Sec. 105-22-12, U.C.A. The Constitution Art. 1 Sec. 12, declares that: "In criminal prosecutions the accused shall have the right to appear and defend in person and by counsel." This constitutional right is reinforced and assured in the district court by the provision for assignment of counsel by the court. In the justice's court, while the constitutional provision protects defendant against denial of his right to counsel, there is no provision in law for assuring him of the benefits of counsel. The District Court, without any statute so providing, has inherent power to direct an attorney to appear and defend one accused of crime. The attorney by virtue of his license and membership in the Bar is an officer of the court, charged with the duty of aiding the court in the administration of justice. Ruckenbrod v. Mullins,
We confidently believe that in a case involving a capital offense, no member of the bar within a reasonable distance would refuse an invitation or request of the justice to assist in the preliminary hearing of an indigent accused, especially one so ignorant of the English language and the operation of legal machinery that he evidently would not comprehend *Page 342 what was taking place. We also believe that where there is no attorney whom the justice could invite in such case, the District Court upon such showing and request by the justice, would assign counsel to represent such defendant at the preliminary hearing under its power as defined in the Ruckenbrod case.
Does the absence of counsel at a preliminary hearing, when accused does not specifically waive the aid of counsel vitiate the proceedings and the order holding defendant to answer in the District Court? That the trial of the accused in the District Court, unless the accused waived the presence 2 or aid of counsel, would be a nullity, will probably not be questioned by any member of the bar. But since the justice has no authority or power to appoint counsel for a defendant at a preliminary hearing, the accused could indefinitely prevent the case going forward by the simple expedient of not employing counsel, if the hearing could not be had without the presence of counsel. But to safeguard the accused as far as possible, provision is made for time and all reasonable opportunity for accused to have counsel at the preliminary. And the justice must inform accused of his right to counsel, allow him a reasonable time to procure the same, see that his messages and requests are sent to attorneys requested, and even allow a reasonable time for counsel to appear after the time for hearing arrives, before proceeding if counsel is not present at that time. Secs. 105-15-2 and 3. We must conclude therefore that after these rights are given the accused, the failure to have counsel at a preliminary hearing does not vitiate the proceedings. Such is the holding of the California court under statutes substantially the same as ours. People v. Campos,
It is argued that the information should have been quashed because hearsay evidence was received and acted upon by the justice at the preliminary hearing. At that hearing, one Hawkins testified that he was present when Ashcroft had a conversation with defendants in the Navajo language. 3 Hawkins did not understand Navajo, but testified as to what Ashcroft told him the defendants said, in the form of a purported confession. This conversation was not had in any legal proceeding, nor had Ashcroft been sworn as an interpreter. The testimony of Hawkins was hearsay, and of course should not have been received by the justice. But after the testimony of Hawkins, Ashcroft was sworn and testified to the contents of the same conversation with defendants. His testimony was not hearsay, so the same evidence was properly before the court, and therefore it cannot be said that the justice acted upon the testimony of Hawkins. Furthermore, the rule seems to be fairly well settled that the sufficiency of the evidence to justify holding the accused to answer cannot be raised by a motion to quash the information. People v. Campos, supra; People v. Creeks,
Contention 3 is that the purported confessions of accused were improperly received in evidence at the trial because: There was no independent evidence of the corpus delicti; and the alleged confessions were not voluntary. The first part 4, 5 of the problem is controlled by State v. Johnson,
"We adhere to the doctrine that there must be independent proof of the corpus delicti before the confession can be received for the consideration of the jury, and that the corpus delicti, as so used in a homicide case, involves two elements: The fact of the death, and the fact that it was brought about or induced by a criminal agency. * * * These facts need not be conclusively proved and established *Page 344 beyond a reasonable doubt before a confession may be received in evidence, for a literal application of such a rule would require the jury as finders of the facts to first render a special verdict as to these matters and then hear evidence as to the identity of the guilty agent and find another verdict on that score. * * *
"A dead body is found with the skull mashed in, or finger marks upon the throat with the bulging, protruding eyes and tongue and dark colored lips of the strangled person, or a bullet hole in the brain, under circumstances which exclude any inference of accident or suicide. There we have direct evidence of the death and cogent and irresistible proof of the violence; the one the cause, the other the effect, establishing the apparent existence of a criminal fact demanding investigation. This, the corpus delicti, raises two other questions for inquiry: Who is the deceased, and who caused him to die. These may now be established by any kind of competent evidence which convinces the conscience of the jury, and because a basis has been furnished upon which inferences may stand and presumptions have strength, they may be proved by the confession of the accused."
Of course, in some cases, the proof of the corpus delicti may bring in the confession, because the confession itself is so linked in time and place with the commission of the offense that as a practical matter the proofs of the two are not segregable. This however, does not mean that in a murder case the state may prove a confession without some proof, other than the confession of the accused that there has been a death and that it probably was brought about by unlawful means. In the instant case, independently of the confessions the state offered the following evidence of the corpus delicti: That officers of the Indian Service went to a point near the San Juan River in the State of Utah, and a short distance north of the Arizona line. There in a shallow grave they found a human skeleton lying on its face, and with the shoes still on its feet. A short distance from the grave, beneath a partially burned cedar tree, were found metal and glass objects, and some exploded rifle shells. Upon an examination of the skull of this skeleton, doctors testified that death had probably been caused by fractures of the skull; that there were three fractures, *Page 345 two on the right side of the head, and one on the left side. Doctor's testimony was also to the effect that the injuries would cause death, and had probably been administered with a blunt instrument, and were sustained, if not during life, at least while there was a fleshy covering on the skull. The country where the skeleton was found was relatively flat, no cliff being nearby from which the deceased might have fallen and sustained such an injury as here described. Certainly here is proof of the fact of a death, and under the circumstances there is at least a probability that the death was brought about by criminal means. This certainly satisfied the rule quoted above.
Before considering the question of the voluntariness of these confessions, it might be well to dispose of defendant's objection that the court erred in failing to hear both sides of this question. Defendants' counsel suggested that the court should hear evidence from both sides on the question of 6 voluntariness of the confessions. The court said:
The court would only determine whether there was a prima facie showing; that is the only thing the court would determine on that * * * The whole thing must go to the jury. * * * The court must determine whether it was voluntary to this extent: whether there is a prima facie showing that it was voluntary, yes * * *. The court is never going to consider the question on whether it is voluntary from the standpoint of whether it is shown from a fair preponderance of the evidence to be voluntary * * * before it goes to the jury. That would be an invasion of the province of the jury. The court is going to determine whether there is a prima facie, substantial showing that it is voluntary; and let the jurors determine whether it is or is not voluntary as ajudicial determination of the thing. * * * I am now up to the point whether there has been a prima facie showing before the court that this statement was voluntary." (Italics ours.)
Thus the lower court announced that it would not hear and consider all the evidence on the question of voluntariness, but only that of the state to make a prima facie showing, which had already been done by the general statement *Page 346 of the witness that he made no threats and offered no rewards. In other words, what had to precede defendant making his objection to the competency of the confession on the ground involuntariness, was the very thing that precluded the defendant making any showing to the court on the matter. By thus, in effect, refusing to hear the defendants' evidence on the question of whether the confession was involuntary and so incompetent, the court was in error.
Speaking of the matter of determining voluntariness of confessions, this court said in State v. Johnson, supra:
"It is for the trial judge to determine whether confessions were voluntary. If he concluded that they were, and there is conflicting evidence, he should submit the issue as to whether they were voluntary to the jury, instructing them that they should first determine that question before they consider the confessions as evidence against the accused and only consider them as evidence if they conclude that the confessions were voluntary. If the judge determines that they were not voluntary they of course should not be admitted. Likewise, if he concludes they were voluntary, and there is no evidence that they were not voluntary or the circumstances such as not to raise any doubt as to their voluntariness, he should not put the issue to the jury. State v. Bates,
It appears there was some confusion in the mind of court and counsel as to the procedure where it is sought to put a confession in evidence and question is raised as to its voluntariness. Art. 1, Sec. 12 of the State Constitution declares that no person shall be compelled 7 to give evidence against himself. This applies to statements exacted from him outside of court as well as in court. This provision is an expression of the rule of law as it existed before the adoption of the constitution, and the basis of the rule since that time, that a confession of one accused of a public offense is inadmissible against him until and unless it is shown to have been voluntarily made or given. Since this has to do with the admissibility, the *Page 347 competency, of the testimony, it presents a question of law for the court to decide. It is not a question for the jury. When the state seeks to put the confession before the jury it must establish its competency to the court. To do this it must show that the confession was given by the accused as his voluntary act; as an expression of his independent and free will, uninfluenced by fear of punishment or by hope of reward; that it was not induced or influenced by any advantages or benefits that might accrue to him or those near or dear to him, nor was it given to lighten any penalties or punishments the law might impose on him if tried and convicted without confessing; and that it was not given as a result of a desire to escape or avoid any misery, threats, acts, or conduct of any other person, having it in their power, or whom he believed had it in their power, to inflict upon him, or upon those whom it was his duty or privilege to protect. This is a basic and constitutionally guaranteed right of accused. The court will therefore hear, all competent evidence offered, both by the state and by the accused, as to the voluntariness of the confession, and then determine independently of the jury the competency of the evidence — that is the voluntariness of the confession — as a matter of law. This does not mean merely a prima facie showing but must satisfy the mind of the court in the light of all the evidence given by both state and defense. In laying a foundation for offering the writing, if a written confession, or the conversation, if an oral confession, the state will of course be required to show the time and place of the conversation, or the writing and signing of the instrument, and also what is generally called a prima facie showing that it was the free and voluntary act of the accused. Then when the conversation or writing is offered, is the time for the accused to make objection to its competency. When such objecton is made, the court will hear all the evidence pertaining to that question and itself determine its voluntariness as a matter of law — that is, the competency of the offered evidence. Unless the *Page 348 parties stipulate to the contrary, this evidence had best be taken without the presence of the jury. This is wisdom, since if the confession is excluded, and the state has sufficient other evidence to take the case to the jury, the confession itself and all the evidence which led to its exclusion would not be proper for the consideration of the jury, and if heard by it, might well be the determining factor in reaching a verdict. If on consideration of all the evidence offered on the question, the state has not shown the confession to be voluntary, the court must exclude it. Wigmore on Evidence, 3rd Ed., Vol. III, Sec. 860. If on the other hand, the state has shown the confession was voluntary as a matter of law, the court admits it in evidence, and it is then for the consideration of the jury for what it is worth together with all the other evidence submitted to it. The court having decided the confession is competent and may be received in evidence, the state need not then further assume the burden of showing its voluntariness before the jury. The defendant may put in evidence to the jury all the facts and circumstances under which the statements were made to enable the jury to determine its credibility and the weight to be given to it. The state may also offer testimony to the jury on that matter by way of showing that the statements were freely made and therefore entitled to great weight and full credit.
The law relative to just what part the jury may play in determining whether a confession was voluntary is in an unhappy state of flux. There is no uniformity in the decision. Roughly speaking they may be placed in three classes. Some hold that the question is solely one of law for the court. States so holding are Alabama, Colorado, Illinois, Florida, Maryland, Indiana, Minnesota, Mississippi, Montana, New Jersey, North Carolina, North Dakota. The second group of jurisdictions have decisions which seem to hold that the question of voluntariness of a confession should be submitted to the jury for a determination of whether it was sufficiently voluntary for them to consider *Page 349 it as evidence in making their conclusion as to his guilt. In many of these states the question has not been squarely passed upon, and what is said in the opinions is largely dicta based upon the practice in vogue. We shall examine these cases later. The states which may be placed in this group are: Arizona, Arkansas, California, District of Columbia, Georgia, Iowa, Kentucky, Michigan, Nebraska, New Mexico, New York, Pennsylvania, South Carolina, South Dakota, Texas, Utah. The third group of jurisdictions are those in which a rule or established practice cannot be determined from the decisions, because of the varied ways in which the question came before the court, and each case seems to stand on its own bottom. Such jurisdictions include the Federal Courts, District of Columbia, Kansas, Maine, Missouri, Nevada, Ohio, Oklahoma, Oregon, Rhode Island, Washington, West Virginia, Wisconsin, and Wyoming.
The differences in the decisions, however, are often more apparent than real. The decisions in the first group, which we think state the better and more practical rule are well illustrated by the case of Brister v. State,
"Whenever a confession is admitted by the court, the jury must take it; they cannot reject it as incompetent; they are confined to its credibility and effect. Either party has the right to prove to the jury the same facts and circumstances which were legally proved to the court when it was called upon to decide the question of competency, and all other circumstances applicable to the confession or having any legal bearing on its credibility or effect; and if, in view of all the facts and circumstances proved, the jury entertains a reasonable doubt as to the truth of the confession, they may disregard it, in their decision of the case, as being incredible, although they cannot reject it as incompetent. * * * If they entertain no such reasonable doubt, they ought not to disregard it, although they may believe it was obtained by the appliances of hope or fear to the mind of the prisoner."
And by the words of the Colorado court in Osborn v.People,
"This court, on repeated occasions, has said that, to be admissible, a confession must be voluntary, and that the question of admissibility is for the court. * * * The jury, of course, is not permitted to pass upon the question of admissibility. The court having admitted the confession in evidence, it is for the jury to determine the weight to which it is entitled. The jury may accord to it great weight, little weight, or no weight at all, depending upon the circumstances surrounding the making of the confession. * * * If this is true, it follows that where the court is in doubt whether the confession was voluntary or not, the evidence may be admitted, leaving it to the jury to determine the weight to which it is entitled under all the circumstances."
And in Hauk v. State,
"When the court holds the confession admissible as evidence, it must be received by the jury, and it is not within their province to reject it as incompetent. The credibility, effect, or weight to which it is entitled, as in other evidence, is a question which the jury has the right and must determine for themselves. In deciding this question, they may and ought to look to and consider all of the facts and circumstances under which the alleged confession was made. The credibility of the confession being a legitimate subject of inquiry upon the part of the jury, it may be impeached by the defendant in any authorized manner. While the jury may believe it to have been involuntarily made by reason of the hopes or fears of the confessor having been unduly excited, still, if there is evidence which confirms or corroborates it, so as to impress the jury with the belief of its truth to their satisfaction, in that event they would not be justified in rejecting the confession solely upon the ground that they believed it to have been involuntarily made."
In McCleary v. State,
"It is the fundamental duty of the court in all cases to pass upon the admissibility of evidence. A confession alone constitutes no crime; it is only evidence tending to show that a crime has been committed, and it may or may not be believed by the jury, or by the court sitting as a jury, in any particular case; but the admissibility of it as evidence to be submitted to the jury is distinctly, under the system of law prevailing with us, a question for the court." *Page 351
We now turn to the cases in the second group. The practice there is best expressed by the courts of California and of Massachusetts. In People v. Black,
"Before we exhibit the state of the record upon this situation, it may be well to state the rule which regulates the respective functions of judge and jury when the question of the admissibility of a confession arises in a criminal case. The judge must determine, first, and as a matter of course, whether the confession was free and voluntary, and whether, therefore, it is to be heard by the jury. Notwithstanding, however, the settlement of this question, which is merely preliminary, and which bears solely upon the matter of the admissibility of the confession, as already indicated, there is yet a function to be exercised by the jury concerning it. In allowing the confession to go to the jury, the judge has ruled, it is true, that it was freely and voluntarily made, but the ruling in no way binds the jury. That body, now considering the matter substantively, may disregard the view of the judge made evident by his permitting the confession to be heard, and may, as the trier of all final questions of fact in the case, conclude that the confession was not free and voluntary, and may therefore refuse to consider it."
The Massachusetts court in Com. v. Knapp, 10 Pick. 477, 20 Am. Dec. 534, succinctly stated:
"Although the jury have the power, and it is their duty to decide all points of law which are involved in the general question of the guilt or innocence of the prisoner, yet when questions of law arise in the arraignment of the prisoner, or in the progress of the trial, in relation to the admissibility of evidence, they must be decided by the Court, and may not afterwards be reviewed by the jury. * * * If the court reject the testimony, the jury have no means of receiving it against the opinion of the court. So if the evidence is admitted by the court, the jury must take it. They cannot reject it as incompetent. They are confined to its credibility and effect. In weighing the evidence, the jury will examine and consider the manner in which it was obtained, and was given, as well as all the circumstances applicable to it; and if, in view of all the facts and circumstances proved, it is, in their opinion, unworthy of credit, they will disregard it in their decision of the case, as being incredible, although they cannot reject it as incompetent."
While a few states, notably Pennsylvania, Kentucky and Georgia, apparently hold that the court makes only a preliminary *Page 352
or casual investigation of the voluntariness of the confession, usually by the statement of the witness to whom the confession was made, and if he testifies that the confession was voluntary, and not induced by threats or promises, the confession must be received and its competency left to the jury, the general rule of the decisions of the states in group 2 is that stated by the California and Massachusetts courts quoted above. And that line of decisions does not really conflict with the rule in the jurisdictions in group 1. All courts agree that the court first passes on the question of voluntariness in determining the competency of the evidence; all agree that if the court receives the confession, both the defendant and the state may give to the jury their evidence as to the facts and circumstances under which the confession was made to enable the jury to pass upon the credibility and weight to be given to the confession. The only differences seem to be as to the extent of the court's investigation as to the confession being voluntary, and as to the nature of the instruction to be given the jury regardnig the confession if received in evidence. If this be kept in mind, an examination of the cases will be much simpler. All the states in group 1 above hold the court should make a complete investigation and hear all the evidence on the question as to whether the confession was voluntary. This is also the rule in the following states from group 2: Arizona (Indian Fred v. State,
This court in State v. Wells,
"Before the court rules upon the question, the privilege should be given the defendant, if he requests it, to cross-examine the witness, or witnesses, * * * that when the state has made such prima facie showing, one which primarily tends to show that the confession was voluntary, the defendant may not, as matter of right, and before the confession itself is admitted, then offer evidence to dispute or contradict the preliminary testimony offered, but may do so afterwards."
The last clause in the statement quoted is against the overwhelming weight of authority, and is hereby disapproved and overruled. We hold that the defendant, as a matter of right, may give all evidence he has before the court, pertaining to the voluntariness of a confession before the confession is received in evidence; and that the court must base its ruling on the competency of the confession as evidence upon all the testimony on the question adduced by both state and the defendant. If on a consideration of all the evidence on the matter the court does not find the confession to be voluntary it should be excluded as incompetent. To hold otherwise does violence to the constitutional provision that an accused may not be compelled to give evidence against himself.
If then the court admits a confession in evidence, what are the rights of the defendant and the jury with respect to it? We have already held that defendant may put before the jury all his evidence reflecting on the credibility and weight of the confession as evidence, and the state may offer evidence to contradict that of defendant.
In deliberating on a verdict the jury considers all the evidence submitted to it as it bears upon the question to be decided. Conflicts must be reconciled by the jury, or it (the jury) must decide which it believes. It must also determine what weight it ascribes or gives to the various items of evidence. Since a defendant cannot be compelled to give evidence against himself either in or out of court — *Page 354 that is, since the jury can only consider statements of defendant which are his voluntary and free will act, the jury must of necessity, as to any statements attributed to him, determine if they were free and voluntary, for testimony otherwise obtained from accused is entitled to no credence in law. When there is a conflict in the evidence as to how a confession was given, the court advises the jury that evidence of the accused, involuntarily given, is as a matter of law entitled to no credence. Or as generally put in the decisions, the court instructs the jury that if any confessing statements attributed to accused were not his free and voluntary utterances they should disregard them, which is simply the same as saying that as a matter of law it is entitled to no weight or credence. This is the real substance of nearly all the decisions which say that the jury ultimately determines the question of the voluntariness of the confession. It is closely akin to the standard stock instruction that if the jury believe that a witness has knowingly testified falsely on any material matter they may disbelieve all his testimony. Thus the voluntariness of the confession as a matter of law is solely for the determination of the court; that is to say, the court is the sole judge of the question as to whether the confession was obtained in a way the law does not sanction; whether things were done to obtain a confession which render it incompetent as not the result of a free and untrammelled will, as a matter of law. Was it obtained in such a way that the law suppresses it as the result of taking an unfair, an unconstitutional advantage of the accused? That is the problem of the court. It may well be that although it was not obtained under such conditions that the law will suppress it, yet it may have been obtained under such conditions that as a substantive matter the accused may have been led, caused or induced to make statements or admit facts against himself, not the result of his own free will or choice, but by the suggestions, veiled implications, or conduct of others in a position of apparent advantage. Did it emanate from the desire *Page 355 of the accused to tell the truth or from other motives induced by the actions, words, or circumstances created by others who are in an apparent position of advantage to help or hinder? If the jury thinks it so obtained they may give it no credence or weight whatever. See Greenleaf, 16th Ed., Vol. 1, p. 355, 356; Wigmore, 3rd Ed., Vol. III, pp. 349, 350 and cases cited. This becomes a question of fact for the jury, and they may be told to disregard it as unworthy of belief if they find it was so obtained. There is then no conflict between the function of the court and jury.
To the extent that anything in the cases of State v.Bates,
After the purported confessions were received in evidence, the court permitted defendants to make proof by cross-examination of state witnesses and by testimony of defendants as to how the purported confessions were obtained. Defendants then moved to strike the testimony of the confessions because it was not clear beyond travail that the confessions were not voluntary. The denial of this motion is assigned as error.
On the question of when a confession is voluntary, there is much authority. The United States Supreme Court passed on the matter in Bram v. United States,
"* * * While all the decided cases necessarily rest upon the state of facts which the cases considered, nevertheless the decisions as a whole afford a safe guide by which to ascertain whether in this case the confession was voluntary, since the facts here presented are strikingly like those considered in many of the English cases." *Page 356
Going on, the court reviews American authorities:
"In the following cases the language in each mentioned was held to be an inducement sufficient to exclude a confession or statement made in consequence thereof: In Kelly v. State (1882)
The court then went on to determine that in the instant case when the police officer had the prisoner brought to his office, stripped him of his clothes, and then questioned him, not using any promises or threats, but merely confronting him with the statement of an alleged witness to the murder, this was sufficient, considering all of the facts together, to render the statements inadmissible. The court also considered the statement of the officer that "if you had an accomplice, you should say so, and not have the blame of this horrible crime on your own shoulders," and came to the conclusion that this would engender in the mind of the prisoner some hope of reward for confessing. In State v. Wickman,
In deciding the question of voluntariness, the court said, on the above facts:
"Appellant is an intelligent, educated man. To such a mind, these adjurations carry no reasonable implication that leniency can or *Page 358 will be shown. After having confessed, he said that it was good to have it over, and admitted that he had been promised nothing. We consider that the state had sustained the burden of establishing the voluntary character of the confession. We are not saying that the judge may measure the influence of a promise made. We say that it was within his province to say in this case that no promise was made."
The court then goes on to distinguish this case from State
v. Dena,
"In this case we have this advice on the part of such officer, coupled with the further fact that he told and assured these appellants, who are shown to be Indians, unable to speak the English language, and who doubtless in this helpless condition relied largely upon such officer and his advice and assurance, that they would not be hurt. These two things together, we think, are sufficient to render the confessions made immediately thereafter involuntary. * * * When such promises are shown, the law cannot measure the force of the influence thereby produced; neither can the courts determine in what degree they affected the mind of the accused and to what extent they entered into his decision to confess. Hence the rule is established that, when it is shown such promises, either express or implied, are so made by persons in authority, confessions which are made pursuant thereto must be excluded."
The New Mexico court distinguishes the two cases by the statement, "appellant is an intelligent, educated man" which it makes in the Wickman case. In other words, the court holds that in the case of an uneducated person it will more easily infer some promise of leniency which would influence the mind of the accused to confess, than in the case of an educated man. Thus, while the court may not weigh the effect of such a promise, it may consider all of the circumstances of the case to determine whether to infer such a promise. *Page 359
In People v. Day,
The Wyoming court in Maki v. State,
"A statement, to have been voluntarily made, must proceed from the spontaneous suggestion of the party's own mind, free from the influence of any extraneous, disturbing cause."
Going on, the court quotes 1 Greenleaf on Evidence, 225:
"The manner of the examination is therefore particularly regarded; and if it appears that the prisoner had not been left wholly free, and did not consider himself to be so in what he was called upon to say, or did not feel himself at liberty to wholly decline any explanation or declaration whatever, the examination is not held to have been voluntary."
In People v. Thompson,
"The defendant was about 18 years of age, and had evidently heard of some persons accused of crime who had gotten off by confessing, and, imbued with this notion, he sought an interview with the officer, and after ascertaining that his impression, to a certain extent, was true, inquired of the sheriff whether it would be better for him to make a statement of the facts, and the sheriff replied: ``I told him that I didn't think the truth would hurt anybody. It would be better for him to come out and tell all he knew about it if he felt that way.'" *Page 360
Under this fact situation, the court held the confession not voluntary, and therefore inadmissible. Again passing on the question in People v. Gonzales,
"It scarcely needs reasoning to show that a statement extorted as was this one is not the free, voluntary statement which the law contemplates shall alone be admissible. Cota [the defendant] had been kept in solitary confinement, had been without the aid or advice of counsel, and had been daily importuned to speak the truth; being told that the evidence in the hands of the peace officer inculpated him, and that his denial of complicity in the crime was false. He was assured by the sheriff that if he spoke the truth the sheriff would do whatever he could for him, and was told ``that he had better come out and tell the truth.' That inducements and promises were thus held out, sufficient to destroy the voluntary nature of the statement, admits of no doubt; and the statement, amounting to an admission or confession of guilt, was therefore clearly inadmissible."
In State v. Andrews,
"But such statements were equivalent to testimony extorted from him when a prisoner at his preliminary examination. His situation rendered what he might then say concerning his guilt in the nature of a confession, and, there being no evidence that he was advised of his rights, or cautioned that any statement he should make might be urged against him in his subsequent trial, such confession was not voluntarily made, and the court erred in admitting it in evidence," citing cases.
People v. Borello,
"While, upon the preliminary showing made by the prosecution and upon which the admission of the confession was made, it appeared *Page 361 in answers to general questions that the confession had been obtained freely and voluntarily, the uncontradicted testimony of the stenographer showed exactly how it was obtained and by what method and conduct on the part of those who had testified to its free and voluntary character, and conclusively showed that is was not so made, but was obtained by a method inquisitorial in its nature and of the ``third degree' character; the assumption of a dominating and brow-beating attitude of the officers toward the defendant, and the employment of deceptions, threats, and intimidations, emphasized with coarse profanity."
In a case of long protracted questioning of a Chinese, in the absence of an interpreter, friends or counsel, People v. QuanGim Gow,
"While no physical force was used, and neither threats nor promises made, there can be no doubt at all but that the repeated questioning of the officers, like the constant dropping of water upon a rock, finally wore through his mental resolution of silence. Admittedly, his refusal at first to answer incriminating questions gave evidence of a desire to make no statement. When, then, did this unwillingness vanish and a desire to talk succeed it? Not after he had been given any period of time for reflection; for his inquisitors allowed him none. The examination was persisted in until a response was forthcoming, and, under these circumstances, it must be said that the responses appear to have been unwillingly made and as a direct result of continued importuning. * * * The fact that the questioning was done by police officers presents an important item for consideration in determining whether the admissions extracted were of a voluntary character."
This court passed on the question of voluntariness in State
v. Assenberg,
"In determining whether a confession was voluntary there must be taken into consideration the age and intelligence of the witness, the place and conditions under which the statement was made, the circumstances that invoked the conversation, as well as the nature, content, and import of the statement itself. * * * We think the trial court is in a better position to determine whether advantage was taken of a defendant to obtain a confession in a way not countenanced by the law * * *."
With this last in mind, we narrate the circumstances under which the defendants herein gave the alleged confessions. They were both under arrest, charged with obstructing or interfering with officers, or with violation of the grazing laws. Crank was arrested on July 30, and it was not until September 24, that he gave the alleged confession. During that time, he had been held on a supposedly minor charge, without trial or hearing, and without the aid or advice of counsel, though nothing appears that he was refused any help to secure counsel, or that he requested counsel. Chief was arrested on September 27, and gave his confession the same day. Admittedly, his arrest was somewhat of a struggle, and he was injured, though the extent of injuries is disputed. Both defendants were ignorant, uneducated, and unable to speak the English language. They considered the white men their superiors, and looked to them, and especially Ashcroft, an Indian Service agent, to help them out of the difficulty in which they found themselves. Ashcroft made the statement that he knew more than the defendants thought he did about the matter, and he had the names of the people who had told him about it down in his book, but could not remember them. In both instances the questioning continued for several hours.
It is contended that under these circumstances we should hold the alleged confessions to have been involuntary as a matter of law. But on appeal in criminal cases, we only review the record made below. The trial court did not pass upon this question, and was not asked to pass upon it. It 8 therefore is not properly before us *Page 363 for a ruling. The district court, as indicated, supra, took the view such question was for the jury. Had it heard all the evidence it should have heard before passing on the voluntariness of the confessions, we cannot say what its ruling would have been, nor that such ruling would be error. As stated in the Johnson Case, supra, the trial court, hearing and seeing the witnesses, generally has some advantages over a reviewing court in weighing the evidence. Until the district court has considered and passed upon the question, we do not deem it here for review.
However, the state did not introduce the first confessions of either of the defendants, but introduced the second confessions, the first ones not having been reduced to writing. There is the question of whether the involuntariness of 9, 10 the first confession may be carried over so as to taint subsequent confessions, given under situations which have not substantially changed.
While there is some division in the cases as to the proper rule of law, we believe that the doctrine laid down in Williams
v. State, 88 Tex.Crim. R.,
"``Although no unbending, universal rule can be laid down by which to determine whether subsequent confessions in a criminal case are admissible, when the former confessions were obtained by improper influences, yet in each case the inquiry must be whether, considering the degree of intelligence of the prisoner, and all the attendant circumstances, it is affirmatively shown that the effect of the primary improper inducement was so entirely obliterated from his mind that the subsequent confession could not have been in the slightest degree influenced by it; and if there be any doubt on this question, it must be resolved in favor of the prisoner, and the confession must be excluded.'"
The same rule is laid down in People v. Sweetin,
"Where an original confession is involuntary or secured by improper means, subsequent confessions of the same crime, though made to persons other than those to whom the original was made, *Page 364 are inadmissible as evidence, unless it appears that from lapse of time, or otherwise, the influence which induced the original confession had been removed and the party confessing was no longer dominated by such influence." Citing cases.
To the same effect, see Flamme v. State,
In the instant case, the conditions of the defendants had not substantially changed at the time the second or following confessions were given. They were still in custody, still without aid of friends or counsel, ignorant and uneducated, and it appears from the record, were not sure what the whole proceeding was about, or what it might result in. Under these circumstances, it is inevitable and self-apparent that the first confession would influence the defendants in giving a second confession, tainting that confession, and rendering it, likewise inadmissible if the first ones were involuntary.
As this case must be reversed and sent back for a new trial, we shall consider briefly other matters, for the guidance of the lower court.
In this state, it is exclusively in the province of 11, 12 the jury to pass upon the evidence, and the court may not make any comment thereon. State v. Green,
"The court has reached the conclusion that that particular conversation is corroborated by the facts and circumstances as shown * * * which tends to establish the corpus delicti." Tr. 468.
Complaint is made of the court's Instruction No. 3, given to the jury. By Instruction No. 2 the jury were told that the charge of murder in the first degree included within it a charge of murder in the second degree and also charged 13 the crime of manslaughter; and then in order defined: murder in the first degree, murder in *Page 365 the second degree, voluntary manslaughter, and involuntary manslaughter. In Instruction No. 3 the court set out the elements the state must prove to justify a verdict of murder in the first degree, and also of murder in the second degree, and then said:
"You cannot find the defendants guilty of either voluntary or involuntary manslaughter, even though your minds might be satisfied beyond a reasonable doubt that one of these crimes has been committed by the defendants, because the proof adduced conclusively shows that the slaying of a human being whose skull has been received in evidence in this cause occurred more than four years prior to the time that the prosecution was commenced. It is the law of this state that a prosecution for any felony other than murder * * * must be commenced by the filing of a complaint or information within four years after its commission. If therefore, the state has not proved to your satisfaction beyond all reasonable doubt each and every one of the elements of murder in the first degree, or each and every one of the elements of murder in the second degree, it is your duty to find the defendants not guilty."
It is argued that the court should have permitted the jury to find that the offense, if any, was manslaughter, and return a verdict accordingly, even though upon such verdict no penalty could be imposed, and the defendants would be entitled to a discharge. The substance of the contention is that since Sec. 105-34-5, U.C.A. 1943, provides as follows:
"Whenever a crime is distinguished into degrees, the jury, if they convict the defendant, must find the degree of the crime of which he is guilty,"
the court cannot impinge upon the province of the jury, but must leave them free to determine the degree of crime committed. The fact that the statute of limitations has run against one degree of the crime does not make that conduct any the less criminal, but merely erects a bar to prosecution for it, so that it would not be material, as far as the jury is concerned, that in this case the statute of limitations had run against the crime of manslaughter. There is sufficient evidence in the record to have justified *Page 366 the jury in arriving at a verdict of manslaughter, and therefore the defendants were entitled to an instruction on this crime. By its instruction, the court said in effect, "you must find the defendants guilty of murder, or innocent of any crime," not because the evidence is all that way, but because of limitations running. The jury might well feel that the defendants' conduct was criminal, and under the instruction given, they would then be compelled to convict of murder in the second degree. True, had a verdict of manslaughter been returned, the court would have had to dismiss the case because prosecution was barred by the statute of limitations, but the matter of the punishment for the various degrees of the crime is within the province of the court, and not the jury. Therefore, the instruction that the statute had run against prosecution for manslaughter, and they could not find that crime had been committed was improper.
While the argument sounds well, it cannot prevail. The statute of limitations is not a mere limitation on penalty, but is a bar to prosecution. Sec. 105-9-1, 2, 3, U.C.A. 1943. A complaint or information which shows on its face that the statute of limitations had run, should be quashed. Sec. 105-21-10, U.C.A. 1943. A prosecution for such offense cannot be validly inaugurated nor maintained. Defendant has a right to insist that a complaint or information in as far as it charges an offense barred by limitations be quashed. The state is not permitted to prosecute a man, put him on, and to the expense of, his defense, nor have a verdict adjudging one a felon when the statute of limitations has run. The statute runs against the filing of such complaint or information; against the attempt to prosecute. It says in effect, that as far as such offense is concerned, a man may not in law be considered as having committed it; he may not, within the spirit of the law be properly accused thereof or charged therewith. The trial court was right in its position that the jury could not return a verdict of guilty of manslaughter because defendants *Page 367 could not be prosecuted or tried for such offense. And for this reason the court was in error in giving any instruction with regard to manslaughter. Instruction No. 2 was error, in this case, in stating that the charge of murder in the first degree had involved in it a charge of manslaughter. Such offense being barred by limitation, should be considered as quashed out of the information. In a case like this one, it is not embraced within the charge. Instruction No. 3 was therefore error in the part quoted supra about that charge being barred by limitations. The references made to manslaughter in these two instructions might well have the effect with the jury contended for in defendants' argument, supra. The trial court should have submitted the matter on instructions governing murder in the first degree, or murder in the second degree, or acquittal, without any reference to the statute of limitations or offenses barred thereby.
Defendants complain of misconduct of the jury, in that Juror Dan Hayes was in conversation with the witness Ashcroft, immediately prior to the submission of the 14 case to the jury. It is stated in the affidavit of Juror Hayes that he was merely renewing an old friendship with the witness.
In State v. Anderson,
"The authorities, however, all agree that any conduct or relationship between a juror and a party to an action during trial that would or might consciously or unconsciously, tend to influence the judgment of the juror authorizes and requires the granting of a new trial, unless it is made to appear affirmatively that the judgment of the juror was in no way affected by such relationship, or that the parties by their conduct waived their right to make objection to such conduct * * *. But it should also be remembered that, when a juror is selected by reason of his impartiality to determine not only the property rights between individuals, but in criminal cases the personal liberty of individuals charged with offenses, the law requires of the juror such conduct during that time that his verdict may be *Page 368 above suspicion as to its having been influenced by any conduct on his part during the trial * * *."
The court then reviews authorities in accord.
In the case at bar, Ashcroft, too, was the prosecuting witness, and had taken a prominent part in the trial of the case. It was in fact, apparently, his job to enforce the law on the Reservation, and this trial was a part of that job. The conversation in question took place, as alleged in the counter affidavits, in open court, almost within hearing of the defendants and their counsel, and affidavits of both the juror and the witness are to the effect that they were not discussing the case, but merely talking in a friendly fashion. In spite of these extenuating circumstances, this conduct is certainly improper, and is to be condemned by the court, particularly in capital cases, where the life or liberty of the defendant is at stake. In such instances, the verdict of the jury, like Caesar's wife, must be above suspicion. In the instant case, since a new trial must be granted on other grounds, we need not determine whether such conduct would alone be grounds for a new trial.
The judgment is reversed and the cause remanded for a new trial.
MOFFAT, J., concurs in the result.
Bram v. United States , 168 U.S. 532 ( 1897 )
Sparks v. State , 34 Tex. Crim. 86 ( 1895 )
Williams v. State , 88 Tex. Crim. 87 ( 1920 )
State v. Assenberg , 66 Utah 573 ( 1926 )
State v. Cano , 64 Utah 87 ( 1924 )
Bram v. United States , 18 S. Ct. 183 ( 1897 )
People v. Crowley , 13 Cal. App. 322 ( 1910 )
People v. Day , 125 Cal. App. 106 ( 1932 )
People v. Gonzales , 136 Cal. 666 ( 1902 )
People v. Creeks , 170 Cal. 368 ( 1915 )
The People v. Sweetin , 325 Ill. 245 ( 1927 )
State v. Green , 78 Utah 580 ( 1931 )
Ruckenbrod v. Mullins , 102 Utah 548 ( 1943 )
McCleary v. State , 122 Md. 394 ( 1914 )
Indian Fred v. State , 36 Ariz. 48 ( 1929 )
State v. Dunkley , 85 Utah 546 ( 1935 )
State v. Hill , 100 Utah 456 ( 1941 )
State v. McIntyre , 92 Utah 177 ( 1937 )
State v. Anderson , 65 Utah 415 ( 1925 )
Edmund v. State , 398 Md. 562 ( 2007 )
State v. Bishop , 75 Utah Adv. Rep. 9 ( 1988 )
State Of Washington v. Larry Dawson Daley, Jr. ( 2015 )
Jackson v. Denno , 84 S. Ct. 1774 ( 1964 )
State v. Bedell , 710 Utah Adv. Rep. 29 ( 2012 )
State v. Fraser , 107 Utah 454 ( 1944 )
State v. Gardner , 119 Utah 579 ( 1951 )
State v. Pike , 25 Utah Adv. Rep. 23 ( 1985 )
State v. Strand , 1983 Utah LEXIS 1213 ( 1983 )
State v. Hinton , 1984 Utah LEXIS 802 ( 1984 )
State v. Ferry , 2 Utah 2d 371 ( 1954 )
State v. Lawrence , 120 Utah 323 ( 1951 )
State v. Allen , 29 Utah 2d 88 ( 1973 )
State Ex Rel. Stevenson v. Jameson , 78 S.D. 431 ( 1960 )
State v. Smith , 111 Utah Adv. Rep. 68 ( 1989 )