Francis v. State

This opinion is subject to revision before final
publication in the Pacific Reporter
2013 UT 43IN THE
SUPREME COURT OF THE STATE OF UTAH
KEVAN FRANCIS and REBECCA IVES, individually,
the natural parents of S.I., deceased,
Plaintiffs and Appellants,
v.
STATE OF UTAH, UTAH DIVISION OF WILDLIFE RESOURCES,
and JOHN DOES I–X,
Defendants and Appellees.
No. 20111027
Filed July 19, 2013
Fourth District, Provo Dep’t
The Honorable David N. Mortensen
No. 080401029
Attorneys:
Allen K. Young, Tyler S. Young, Provo, Jonah Orlofsky, Chicago,
for appellants
John E. Swallow, Att’y Gen., Peggy E. Stone, Asst. Att’y Gen.,
Salt Lake City, for appellees
CHIEF JUSTICE DURRANT authored the opinion of the court,
in which ASSOCIATE CHIEF JUSTICE NEHRING
and JUSTICE DURHAM concurred.
JUSTICE PARRISH filed a dissenting opinion,
in which JUSTICE LEE joined.
CHIEF JUSTICE DURRANT, opinion of the Court:
INTRODUCTION
¶1 This case is making its second appearance before this court.
Plaintiffs are the parents of a young boy, Sam Ives,1 who was killed
1
We typically use a minor’s initials in our opinions. Due to the
publicity surrounding this case, however, the plaintiffs used Sam’s
full name in their pleadings and received the district court’s
permission to use Sam’s name in open court. We see no reason to
(continued...)
FRANCIS v. STATE
Opinion of the Court
by a bear while camping with his family, the Mulveys,2 in American
Fork Canyon. They sued the State of Utah, alleging that the State
negligently failed to warn the Mulveys of the dangerous condition
created by the bear. The district court initially dismissed the
plaintiffs’ claims under the permit exception to the Utah
Governmental Immunity Act (Immunity Act) and the plaintiffs
appealed.3 We reversed and held that the permit exception was
inapplicable to the facts of this case.
¶2 On remand, the State raised two alternative arguments.
First, the State argued that it owed no duty to the Mulveys. Second,
the State argued that even if it did owe a duty, the natural condition
exception to the Immunity Act precluded liability. After the district
court dismissed the case a second time, the plaintiffs appealed and
now raise three arguments. First, they assert that, under the law of
the case doctrine, our refusal to entertain the State’s alternative
arguments in Francis I prevented the State from arguing those
theories on remand. Second, they argue that the State did owe the
Mulveys a duty of care. Finally, they contend that the natural
condition exception to the Immunity Act does not apply.
¶3 The State counters that it was not barred from presenting
its alternative arguments on remand. It reasons that we refused to
consider those arguments in Francis I only because they had not been
raised below and that our opinion actually contemplated that the
State would be able to present its alternative arguments to the
district court on remand. Second, the State argues that it owed no
duty to the Mulveys because no special relationship existed. Finally,
the State argues that because a bear is a natural condition, the State
is immunized from liability under the natural condition exception to
the Immunity Act.
1
(...continued)
change course.
2
The plaintiffs are Kevan Francis and Rebecca Ives, Sam Ives’s
biological parents. Mr. Francis was not part of the camping party
when Sam was killed. Rather, Sam was camping with his mother,
her husband, Tim Mulvey, and their other children. We therefore
refer to the individuals with whom Sam was camping as the
“Mulveys” to distinguish the members of the camping party from
the plaintiffs.
3
Francis v. State (Francis I), 2010 UT 62, 248 P.3d 44.
2
Cite as: 2013 UT 43Opinion of the Court
¶4 We reverse the district court’s grant of summary judgment
in favor of the State. First, we hold that the State was entitled to
present its alternative arguments on remand. Therefore, the issues
of whether the State owed the Mulveys a duty and whether the
natural condition exception applies are properly before this court.
We further hold that (1) the State owed the Mulveys a duty because
it undertook specific action to protect them as the next group to use
the campsite, and (2) the natural condition exception does not
immunize the State from liability because a bear is not a “natural
condition on publicly owned or controlled lands.”4
BACKGROUND
¶5 For purposes of the State’s motion for summary judgment
and this appeal, “the parties d[o] not dispute the relevant facts, most
of which [a]re taken from the related trial against the Federal
government.”5
¶6 On June 16, 2007, Jake Francom camped with his friends at
an unimproved, dispersed campsite in the Uintah National Forest
(Campsite). Unlike the improved Timpooneke Campground 1.2
miles away, the Campsite did not have water, a bathroom, or any
other maintained facilities. It consisted of a ring of rocks for a fire, a
flat area for tents, and room for a car to pull off the road. Despite the
lack of improvements, it was a frequently used campsite, one of only
a few on the dead-end Timpooneke Road. The only public access to
the Campsite was through the Timpooneke Campground.
¶7 The U.S. Forest Service (NFS) was responsible for
managing Timpooneke Campground, the Campsite, and
Timpooneke Road. Pursuant to a Memorandum of Understanding
between NFS and the Utah Division of Wildlife Resources (DWR),
NFS “[r]ecognize[d DWR] as the agency with the authority,
jurisdiction, and responsibility to manage, control, and regulate . . .
wildlife populations on NFS lands.”
¶8 At approximately 5:30 a.m. on the morning of June 17,
2007, while Mr. Francom and his friends slept in their tents, a black
bear raided their coolers. The bear then struck Mr. Francom’s head
with its paw, and when Mr. Francom attempted to sit up, the bear
pushed him back down. When Mr. Francom yelled to his friends, the
4
UTAH CODE § 63G-7-301(5)(k).
5
Francis v. United States, No. 2:08CV244 DAK, 2011 WL 1667915(D. Utah May 3, 2011).
3
FRANCIS v. STATE
Opinion of the Court
group exited their tents and scared the bear away with pistol shots.
Mr. Francom described the bear as a large, cinnamon-colored black
bear. Such black bears are native to Utah.
¶9 Mr. Francom reported the bear attack to Utah County
Dispatch at 9:25 a.m. that morning. The dispatcher told Mr. Francom
that she would notify NFS but that Mr. Francom needed to call the
Utah Highway Patrol, who would in turn notify DWR. Mr. Francom
did so, and DWR was notified.
¶10 DWR’s decision to track and destroy the bear was based on
its internal policy entitled “Handling Black Bear Incidents” (Bear
Policy). The Bear Policy is based on the premise that “[b]lack bear
management in Utah attempts to balance the interest of wildlife,
pubic use and public safety.” DWR has a three-level classification
system for nuisance bears. The highest classification, Level III, is for
bears that have shown no fear of humans, have displayed aggressive
behavior toward humans, and are deemed a threat to public safety.
“Corrective action in these situations requires that the offending bear
be destroyed.” At approximately 10:00 a.m. on June 17, 2007, DWR
classified the bear that attacked Mr. Francom as a Level III bear.
¶11 On the afternoon of the attack, two DWR agents, Dennis
Southerland and Luke Osborn, responded to the incident and
pursued the bear with dogs. They initiated the search at the
Campsite and tracked the bear for approximately four to five hours,
with no success. They ended the search at approximately 5:00 p.m.
on June 17, 2007, but planned to return to the Campsite and set a
trap the next morning. The DWR agents focused on the Campsite
because the bear had found food there and would likely return if
attracted. And they knew humans or food could act as an attractant
for the bear. Therefore, just before leaving the area at approximately
5:00 p.m., they checked the Campsite to make sure it was
unoccupied and clean of any attractants.
¶12 It is undisputed that DWR made no effort to warn anyone
who might arrive at the Campsite after 5:00 p.m., nor did DWR warn
the camp host at the nearby Timpooneke Campground. The NFS
District Ranger for the area testified that a warning about the
dangerous bear could have been placed on the gate at the head of
Timpooneke Road, the gate could have been closed, or the Campsite
could have been closed. But the DWR agents explained that no such
precautions were taken because it was already 5:00 p.m. on a
Sunday, and they did not expect anyone to use the Campsite that
evening.
4
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¶13 As the DWR agents left the Campsite and traveled down
the canyon on Timpooneke Road, they passed the Mulveys, who
were traveling in the opposite direction. The DWR agents did not
stop the Mulveys or warn them of the earlier attack but merely
waved as they passed. The Mulveys “would not have camped in or
anywhere near the area” and would have returned home had they
known of the earlier attack.
¶14 After passing the DWR agents, the Mulveys proceeded
down Timpooneke Road, set up at the Campsite, and cooked dinner.
After dinner, they cleaned up the Campsite, put their coolers and
garbage in their car, and went to bed in a single tent. Not all of the
food made it into the car, however, and Sam brought a granola bar
and a can of soda into the tent that evening. After the family had
gone to sleep, a bear entered the Campsite, pulled Sam from the tent,
and killed him. The bear was the same bear that had attacked Mr.
Francom earlier that day.
¶15 Plaintiffs filed suit against the State, alleging that DWR’s
negligence led to the bear attack that caused Sam’s death. After filing
an answer and amended answer, the State filed a motion for
judgment on the pleadings.6 In its motion, as in its answer and
amended answer, the State argued, among other things, that the
permit exception to the Immunity Act, Utah Code section
63G-7-301(5)(c),7 barred the plaintiffs’ claims. On appeal, we
reversed, holding that the Immunity Act’s permit exception had “no
bearing” on the plaintiffs’ claims.8
¶16 We declined to address two alternative arguments
presented by the State in Francis I: (1) that the State owed no duty of
care to the Mulveys and (2) that the natural condition exception,
section 63G-7-301(5)(k) of the Utah Code, immunized the State from
liability.9 We “reject[ed] the State’s two alternate arguments because
they were not argued below and [were] not apparent on the
6
Francis I, 2010 UT 62, ¶ 8, 248 P.3d 44.
7
In accord with the district court’s practice, we cite to the
renumbered version of the statute at issue. No substantive changes
were made when the statute was renumbered.
8
Id. ¶ 9.
9
Id.
5
FRANCIS v. STATE
Opinion of the Court
record.”10
¶17 On remand in the district court, the State filed a motion for
summary judgment, raising the two alternative arguments that we
declined to address in Francis I. The plaintiffs filed a motion to strike,
arguing that these two legal theories were barred by the law of the
case doctrine. The district court denied the plaintiffs’ motion and
allowed them to respond to the State’s motion for summary
judgment. Following oral argument, the district court granted the
State’s motion for summary judgment on both duty and immunity
grounds and dismissed the plaintiffs’ case. Plaintiffs timely
appealed.
¶18 We have jurisdiction pursuant to section 78A-3-102(3)(j) of
the Utah Code. We affirm the district court’s denial of plaintiffs’
motion to strike but reverse its grant of summary judgment for the
State.
STANDARD OF REVIEW
¶19 “Motions to strike pleadings or parts thereof are addressed
to the judgment and discretion of the trial court. A ruling thereon,
except under circumstances which amount to a clear abuse of
discretion, will not be disturbed on appeal.”11 In contrast, we review
a district court’s grant of summary judgment for correctness,
“considering only whether the trial court correctly applied the law
and correctly concluded that no disputed issues of material fact
existed.”12 Summary judgment is proper only if “there is no genuine
issue as to any material fact and . . . the moving party is entitled to
judgment as a matter of law.”13 Similarly, whether the district court
accurately interpreted the Immunity Act is a legal question that we
review for correctness.14
10
Id. ¶ 22 (internal quotation marks omitted).
11
Pratt v. Nelson, 2005 UT App 541, ¶ 9, 127 P.3d 1256 (internal
quotation marks omitted).
12
Hermansen v. Tasulis, 2002 UT 52, ¶ 10, 48 P.3d 235.
13
UTAH R. CIV. P. 56(c).
14
Grappendorf v. Pleasant Grove City, 2007 UT 84, ¶ 5, 173 P.3d 166.
6
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ANALYSIS
I. OUR REFUSAL TO REACH THE STATE’S TWO
ALTERNATIVE THEORIES FOR DISMISSAL IN
FRANCIS I DID NOT PRECLUDE THE STATE
FROM RAISING THEM ON REMAND
¶20 In its briefs to us in Francis I, the State presented two
alternative theories to support the dismissal of the plaintiffs’ claims.
We declined to entertain those theories because the State had not
argued either of them below and the district court had not been
given an opportunity to rule on them. Our ruling did not, however,
preclude the State from raising those arguments in the district court
on remand.
¶21 “[A] decision of an appellate court constitutes the law of
the case only as to such questions of law as were involved in the
judgment, and as were presented to the court and expressly or
impliedly decided.”15 In Francis I, we did not expressly or impliedly
decide the merits of the State’s duty or natural condition exception
defenses. Rather, we ruled only that we would not consider those
arguments because the State had not presented the defenses below
and the district court had not yet ruled on their merits. But our
ruling in no way prevented the State from raising those defenses on
remand.
¶22 That is exactly what the State elected to do. On remand, the
State raised its duty and natural condition exception defenses as part
of a motion for summary judgment. The district court found the
defenses meritorious and granted the State’s motion. Because our
ruling in Francis I in no way foreclosed the State’s ability to argue
duty or the natural condition exception before the district court, the
district court did not err in ruling on the merits of those arguments.
15
Herriman Irrigation Co. v. Keel, 69 P. 719, 721 (Utah 1902); see also
Thurston v. Box Elder Cnty., 892 P.2d 1034, 1037 (Utah 1995) (“The
[law of the case] doctrine was developed in the interest of economy
and efficiency to avoid the delays and difficulties involved in
repetitious contentions and reconsideration of rulings on matters
previously decided in the same case.”).
7
FRANCIS v. STATE
Opinion of the Court
II. THE STATE’S PROTECTIVE ACTIONS, DIRECTED
AT THE CAMPSITE, GAVE RISE TO A DUTY OF CARE
TO THE MULVEYS AS THE NEXT OCCUPANTS OF
THE CAMPSITE
¶23 We next turn to the merits of the State’s alternative
defenses. We “consider whether there is a legal theory upon which
suit can be brought . . . before considering the separate and
independent questions of whether the [government] is immune.”16
Therefore, before considering whether the natural condition
exception applies, we consider whether the State owed the Mulveys
a duty of care.
¶24 Plaintiffs assert that the State owed them a duty because (1)
it took specific action to protect the Mulveys as potential users of the
Campsite; (2) it failed to follow its internal Bear Policy; or (3) it had
assumed the obligations of a landowner. We agree with the
Plaintiffs’ first argument and conclude that the State’s actions,
specifically directed at the Campsite, gave rise to a special
relationship between the State and the Mulveys.
¶25 To establish a claim of negligence, a plaintiff must first
show “that the defendant owed the plaintiff a duty.”17 This showing
is more complicated when the government is the defendant. Under
the public duty doctrine, the general duty that the government owes
to the public does not give rise to a specific duty of care to
individuals “unless there is some [special relationship] between the
government agency and the individuals that makes it reasonable to
impose a duty.”18
¶26 We have always “taken a policy-based approach in
determining whether a special relation should be said to exist and
consequently whether a duty is owed.”19 We carefully consider “the
consequences of imposing that duty for the parties and for society.”20
And “[w]e are loath to recognize a duty that is realistically incapable
of performance or fundamentally at odds with the nature of the
16
Rollins v. Petersen, 813 P.2d 1156, 1162 n.3 (Utah 1991).
17
Webb v. Univ. of Utah, 2005 UT 80, ¶ 9, 125 P.3d 906 (internal
quotation marks omitted).
18
Day v. State, 1999 UT 46, ¶ 12, 980 P.2d 1171.
19
Higgins v. Salt Lake Cnty., 855 P.2d 231, 236 (Utah 1993).
20
Id. at 237.
8
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parties’ relationship.”21 Our determination that a special relationship
exists, therefore, “is an expression of the sum total of those
considerations of policy which lead the law to say that the plaintiff
[was] entitled to protection.”22
¶27 Our cases provide at least four circumstances that can give
rise to a special relationship:
(1) by a statute intended to protect a specific class of
persons of which the plaintiff is a member from a
particular type of harm; (2) when a government agent
undertakes specific action to protect a person or
property; (3) by governmental actions that reasonably
induce detrimental reliance by a member of the public;
and (4) under certain circumstances, when the agency
has actual custody of the plaintiff or of a third person
who causes harm to the plaintiff.23
The second circumstance is relevant to the facts of this case. It
presents a two-part question: first, whether the State undertook
specific action and, second, whether those actions were intended to
protect a person or property.
¶28 In analyzing the first question, it is important to note that
the term “special relationship” can have different meanings
depending on the context.24 In the context of ordinary negligence, “a
special relationship is what is required to give rise to a duty to act,
whereas the existence of a special relationship relating to a
governmental actor can result in the imposition of liability for either
her acts or her failure to act.”25 Thus, “[a] governmental actor can
create a special relationship, where one did not previously exist, by
her acts.”26
¶29 The parties in this case do not dispute that the government
took specific actions after the bear attacked Mr. Francom at the
Campsite. Indeed, after giving up the search for the bear at
approximately 5:00 p.m. on the day of the attack, DWR agents swept
21
Id.
22
Webb, 2005 UT 80, ¶ 9 (internal quotation marks omitted).
23
Id. ¶ 25 (internal quotation marks omitted) (citing cases).
24
Id. ¶ 13.
25
Id.
26
Id. ¶ 14.
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FRANCIS v. STATE
Opinion of the Court
the Campsite to make sure it was unoccupied and free of anything
that might induce the bear to return.
¶30 But acts alone are insufficient to create a special
relationship. “[T]he professional lives of governmental actors are
comprised of an unending sequence of actions and failures to act
that in many instances can directly affect the health, safety, and
general well-being of citizens.”27 We do not hold governmental
actors liable “for all mishaps that may befall the public.”28 We must
therefore turn to the second question—whether the State’s actions
were intended to protect a person or property.
¶31 We have determined as a matter of public policy “that
governmental actors should be answerable in tort when their
negligent conduct causes injury to persons who stand so far apart
from the general public that we can describe them as having a
special relationship to the governmental actor.”29 The State contends
that the Mulveys did not “stand apart” from the public because they
were not specifically identifiable when the State cleared the
Campsite. We disagree that a lack of knowledge as to the specific
identity of an individual necessarily precludes a special relationship
under the public duty doctrine in all cases.
¶32 We draw support for this conclusion from our decision in
Higgins v. Salt Lake County. In that case, we discussed the standard
for establishing a special relationship “in the context of an action
against [a] state hospital for harm caused to a member of the public
by an escaped patient.”30 We stated that “it must be shown that the
custodian knew or should have known that unless steps were taken
to protect others from the detainee, he or she was likely to cause
bodily harm to persons who were reasonably identifiable by the
custodian either individually or as members of a distinct group.”31
We recognized “that when the theoretical danger of the one in
custody became sufficiently crystalized that it took on a specific
object and means, it became reasonable to impose a duty” because
“the identification of a victim and a means has made it feasible for
27
Id. ¶ 11.
28
Id.
29
Id.
30
Higgins, 855 P.2d at 238; accord Rollins, 813 P.2d at 1162.
31
Higgins, 855 P.2d at 238 (internal quotation marks omitted).
10
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the custodian to take concrete steps to prevent the harm.”32 Higgins
demonstrates that “we will find a special relationship and
consequent duty when a defendant knew of the likely danger to an
individual or distinct group of individuals.”33 Under Higgins, then,
it is not necessary that an individual be specifically identifiable if he
or she belongs to a distinct group.
¶33 Higgins, of course, is not directly on point. The State did
not have custody of the bear in the same way it might have custody
of a psychiatric patient. But this distinction carries little weight given
that, as discussed above, the State undertook specific protective
actions after the bear attacked Mr. Francom. It thus had knowledge
of a specific threat and took action.34 If it directed its actions at a
distinct group, rather than the public at large, our reasoning in
Higgins appears directly applicable. And we conclude that the State
did, in fact, direct its actions at an identifiable group.
¶34 While the bear was certainly a threat to the public at large,
the State’s actions demonstrate that the bear posed a particular
danger to a more distinct group—those who would occupy the
Campsite before the bear was destroyed. After giving up their search
for the bear, the DWR agents took specific steps to protect those who
might occupy the Campsite. They did so because they knew the bear
32
Id.
33
Id. at 240.
34
These facts render the U.S. district court’s decision in Gadd ex
rel. Gadd v. United States, 971 F. Supp. 502 (D. Utah 1997), unpersua-
sive. The State relied on Gadd in its briefing “as the most factually
similar case” to the facts here. In Gadd, a bear attacked a young girl
while she was camping in Utah with her family. Id. at 504. The
plaintiffs sued both the federal and state government for negligence.
Id. at 505. As to the state, the court concluded that it did not have a
special relationship or a consequent duty to the plaintiffs. Id. at 511.
But unlike the facts here, there was “no evidence [in Gadd] that the
DWR undertook to render any specific service to plaintiffs or to
other campers.” Id. And, importantly, the court recognized that
“because the State had no knowledge or control of the bear when it
entered [the campground and attacked the girl], it could not have
reasonably identified plaintiffs as likely to be harmed any more than
the general public.” Id. Here, the State clearly had knowledge and
had already taken action directed at the Campsite by the time the
bear attacked Sam.
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FRANCIS v. STATE
Opinion of the Court
would likely return to the Campsite if attracted and that humans
could act as an attractant. Accordingly, just before leaving the area,
the DWR agents swept the Campsite to make sure it was unoccupied
and clean of attractants. Thus, the State had knowledge of a specific
threat to a distinct group and took specific action to protect that
group. The State therefore had a special relationship with those who
might occupy the Campsite—here, the Mulveys—even if they were
not individually identifiable when the State cleared the Campsite.
¶35 Additionally, the Mulveys themselves were “reasonably
identifiable” as the next group to use the Campsite. The DWR
agents who swept the Campsite waved to them as they drove down
Timpooneke Road in the direction of the Campsite. The Campsite
was only one of a few on the dead-end Timpooneke Road. So
although DWR could not specifically identify the Mulveys when its
agents swept the Campsite, it nevertheless had reason to believe that
the Mulveys could use the Campsite and could therefore be at risk.
¶36 Finally, we note that, like in Higgins, it is reasonable as a
matter of public policy to impose a duty on the State because it was
“feasible for the [State] to take concrete steps to prevent the harm.”35
After the bear attacked Mr. Francom, the threat the bear posed was
no longer theoretical. The DWR agents knew that the Campsite was
the best place to apprehend the bear because bears frequently return
to locations where they have previously found food. They also knew
that humans can act as bear attractants. The risk of another bear
attack for those who might occupy the Campsite had thus
“crystalized.”36 Accordingly, imposing a duty here is not
“realistically incapable of performance [n]or fundamentally at odds
with the nature of the parties’ relationship.”37
¶37 Further, finding a special relationship under these facts
does not threaten to subject the State to a general negligence
scheme.38 We conclude only that the State owed a duty to the
Mulveys as the next group to use the Campsite—the group that
DWR took specific action to protect. The class of people with which
the State had a special relationship is, therefore, very narrow.
35
855 P.2d at 238.
36
Id.
37
Id. at 237.
38
See id. at 236.
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¶38 Based on the foregoing, we hold that the district court
erred when it granted summary judgment on the basis that the State
owed no duty to the Mulveys. We next consider whether the State
is immune from liability under the Immunity Act.
III. WE CONCLUDE THAT THE BEAR WAS NOT A
NATURAL CONDITION ON THE LAND AND, AS
A RESULT, THAT THE STATE IS NOT IMMUNE
FROM LIABILITY UNDER THE IMMUNITY ACT
¶39 The State alternatively asserts that it is immune from
liability under the natural condition exception to the Immunity Act.
Plaintiffs counter that the exception does not apply because “wildlife
is not a condition [on] land.”39 “[T]o determine whether a
governmental entity is immune from suit under the Act, we apply
a three-part test, which assesses (1) whether the activity undertaken
is a governmental function; (2) whether governmental immunity
was waived for the particular activity; and (3) whether there is an
exception to that waiver.”40 Since the parties do not contest the first
two prongs of the test, we focus our analysis only on the
applicability of the natural condition exception.
¶40 Utah Code section 63G-7-301(5)(k) immunizes the State
from liability in those instances where the plaintiffs’ injury “arises
out of, in connection with, or results from . . . any natural condition
on publicly owned or controlled lands.” The State argues that Utah’s
native black bears are such a natural condition and that the State is
therefore immune from liability. Plaintiffs counter that a bear is not
a natural condition as contemplated by the statute. We agree with
Plaintiffs and conclude that a bear is not a “natural condition on
publicly owned or controlled lands.”
¶41 Whether indigenous wildlife is a “natural condition” on
public land is an issue of statutory interpretation. “When
interpreting a statute, our goal is to give effect to the legislature’s
39
Alternatively, plaintiffs argue that even if wildlife is a natural
condition, the second bear attack was not “natural” because DWR’s
decision to allow campers at the Campsite created an “artificial lure
to bring the bear back.” Since we conclude that wild animals are not
a natural condition on the land, we decline to address this argument.
40
Blackner v. Dep’t of Transp., 2002 UT 44, ¶ 10, 48 P.3d 949.
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FRANCIS v. STATE
Opinion of the Court
intent and purpose.”41 To determine legislative intent, “we begin
with the statute’s plain language.”42 And “[w]hen discerning the
plain meaning of the statute, terms that are used in common, daily,
nontechnical speech, should, in the absence of evidence of a contrary
intent, be given the meaning which they have for laymen in such
daily usage.”43
¶42 Based on these principles of statutory interpretation, we
construe the term “natural condition” in light of its ordinary
meaning, as laymen would use it in daily usage. In our view, one
would not ordinarily refer to a bear, or wildlife generally, as a
“condition” on the land. The more ordinary meaning of a “condition
on the land” seems to connote features that have a much closer tie to
the land itself, such as rivers, lakes, or trees. These conditions are
more directly a part of and persist “on the land,” whereas a bear is
much more transitory in nature. We accordingly limit application of
the natural condition exception to those conditions that are closely
tied to the land or that persist “on the land”—conditions that are
topographical in nature.44
41
Grappendorf v. Pleasant Grove City, 2007 UT 84, ¶ 9, 173 P.3d 166.
42
Id.
43
O’Dea v. Olea, 2009 UT 46, ¶ 32, 217 P.3d 704 (internal quotation
marks omitted).
44
The dissent criticizes our decision in this case as “lack[ing] both
explanation and textual analysis.” Infra ¶ 51. We agree with the
dissent, however, that whether a bear “exist[s] ‘on’ the land is not at
issue in this case.” Infra ¶ 57. We also concede that a bear is
“naturally-occurring,” infra ¶ 55, and “in physical contact with” and
“supported by” the land, infra ¶ 57. But that is not enough. The bear
must also be a “condition” to fall within the scope of the natural
condition exception. UTAH CODE § 63G-7-301(5)(k). And as to this
issue, our analysis is nearly identical to the dissent’s. Both amount,
essentially, to a claim that a hypothetical ordinary person would, or
would not, refer to wildlife as a “condition” on the land. Infra
¶¶ 54–55.
We maintain that an ordinary person would typically not refer to
a bear as a “condition.” It seems to us that if we were to ask a
hypothetical ordinary person to describe a bear, that person would
call it an “animal” or “wildlife,” whereas a “condition” would be
well down the list of potential responses. The dissent appears to
(continued...)
14
Cite as: 2013 UT 43Opinion of the Court
¶43 This interpretation is consistent with our previous
decisions applying the natural condition exception. Most recently, in
Grappendorf v. Pleasant Grove City, we undertook a “careful analysis”
of the natural condition exception.45 We defined “natural” to mean
“[p]resent in or produced by nature.”46 We then recognized that
“[t]he word natural modifies ‘condition,’ which is generally
understood as a ‘[m]ode or state of being.’”47 We stated that, in
context of the phrase “on publicly owned or controlled lands,” the
use of the word “on” means a “[p]osition above and in contact with
or [c]ontact with a surface, regardless of position.”48 Finally, we
concluded that “[f]rom these definitions, it follows that a natural
condition ‘on’ the land must be topographical in nature.”49 Based on
44
(...continued)
acknowledge this. See infra ¶ 53 (stating that “I would agree that one
does not normally refer to a particular animal as a natural condition
on the land” (internal quotation marks omitted)). But the dissent
nevertheless concludes that “indigenous wildlife” is both “abun-
dant” and “as much a part of the natural condition of land as are the
rivers, lakes, or trees.” Infra ¶¶ 53–54. Both of these assertions are, of
course, true. But we disagree that they are persuasive evidence that
the legislature considered a bear to be a “condition.”
Indeed, the fact that wildlife is so abundant in Utah suggests the
opposite intent. It seems odd that the legislature would seek to
include something so abundant and significant as wildlife in its
retention of immunity by using the term “condition,” which at best
requires a strained interpretation to encompass wildlife. We
therefore decline to reach that conclusion.
45
2007 UT 84, ¶¶ 9–10.
46
Id. ¶ 10 (alteration in original) (internal quotation marks
omitted).
47
Id. (second alteration in original).
48
Id. (alterations in original) (internal quotation marks omitted).
49
Id. (emphasis added). The dissent contends that our decision in
Grappendorf was never intended to limit the natural condition
exception to topographical features. Infra ¶ 56. We agree that the
narrow holding of Grappendorf was that a gust of wind is not a
natural condition on land, but a fair reading of that decision
supports our conclusion to limit the scope of the exception to
topographical features. The relevant sentence in Grappendorf does not
(continued...)
15
FRANCIS v. STATE
Opinion of the Court
this plain-language analysis, we concluded that a “gust of wind . . .
does not fall under the natural condition exception.”50
¶44 We noted in Grappendorf that our decision to exclude a gust
of wind from the natural condition exception was consistent with
our other decisions applying the natural condition exception.51 In
Stuckman ex rel. Nelson v. Salt Lake City, we suggested that a river
would qualify as a natural condition on the land.52 Later, in Blackner
v. Department of Transportation, we concluded that avalanches, and
the snowpack from which they originate, are also natural conditions
on the land.53 These opinions collectively demonstrate that, to be a
49
(...continued)
merely “suggest” that a natural condition must be topographical,
infra ¶ 56, it plainly states it. And although that statement is limited
to one sentence, infra ¶ 56, it was by no means a throw-away
sentence. It was, in fact, the culmination of our plain-language
analysis of the natural condition exception. See Grappendorf, 2007 UT
84, ¶ 10 (analyzing dictionary definitions and stating that, “[f]rom
these definitions, it follows that a natural condition ‘on’ the land
must be topographical in nature”).
But even assuming that our decision in Grappendorf “sought only
to distinguish natural atmospheric conditions like the gust of wind
at issue in that case from those natural conditions that exist on the
land,” infra ¶ 56 (internal quotation marks omitted), it is telling that
we seized on topography as the most obvious example to distin-
guish. We did not, for example, compare a gust of wind to wildlife.
This is most likely because, as we have argued here, wildlife does
not generally come to mind when discussing “conditions” on land.
And if topographical features are what generally come to mind as
natural conditions on land, it seems reasonable to conclude that the
legislature also had such features in mind when drafting the natural
condition exception, not wildlife.
50
Grappendorf, 2007 UT 84, ¶ 10.
51
Id. ¶ 14.
52
See 919 P.2d 568, 574–75 (Utah 1996) (comparing a river to a
fence and suggesting that the river is a natural condition).
53
2002 UT 44, ¶ 14, 48 P.3d 949. The dissent argues that our
holding in this case conflicts with Blackner because an avalanche
itself is not topographical. Infra ¶ 58. There are certainly differences
between an avalanche and, say, a tree. In our opinion, however, an
(continued...)
16
Cite as: 2013 UT 43Opinion of the Court
natural condition on the land, the condition must be topographical
in nature, like the river in Nelson and the snowpack and avalanche
in Blackner. We accordingly exclude wildlife from the natural
condition exception because wildlife—like a gust of wind—is not
topographical in nature.
¶45 There are, of course, differences between a gust of wind
and wildlife. And we readily acknowledge that wildlife could
plausibly fall within the scope of the natural condition exception. But
we must exercise caution when interpreting an inexact term like
“condition,” since its meaning could be stretched to include almost
anything. As we stated in Grappendorf, “natural conditions include
laws of physics, such as gravity, that necessarily contribute to any
accident or occurrence.”54 Our duty when interpreting a statute,
however, is “to give effect to the legislature’s intent and purpose.”55
And, in our view, the legislature did not intend to waive immunity
for a gust of wind but retain it for indigenous wildlife when both
seem to fall outside the ordinary meaning of a “condition on land.”
¶46 This is especially true given that the legislature could easily
have stated expressly that the State retains immunity for injuries
arising from indigenous wildlife. While the legislature cannot
anticipate every incident that may occur in our state’s vast public
lands, it seems particularly obvious that injury will arise from the
public’s inevitable confrontations with wildlife. Given this obvious
risk, it seems somewhat unlikely that the legislature would use the
term “natural condition” to retain immunity from injuries arising
53
(...continued)
avalanche is sufficiently topographical in nature. It is inextricably
tied to the land and the snowpack from which it originates. It affects
the shape and contours of the topography, even if temporarily.
In any event, interpreting and applying an inexact term such as
“condition” is an imprecise exercise in line-drawing. We admit that
our case law could be clearer. But in our view, Grappendorf provides
a consistent way to reconcile our past treatment of the natural
condition exception. It is both reasonable and logical to draw a line
between things that are topographical in nature, such as rivers, cliffs,
trees, or avalanches, and things that are not, such as a gust of wind
or bears.
54
2007 UT 84, ¶ 11.
55
Id. ¶ 9.
17
FRANCIS v. STATE
Opinion of the Court
out of or in connection with bears or other wildlife.56
¶47 Finally, we note that our interpretation is also supported
by the structure of the Immunity Act. A fundamental rule of
statutory construction provides that “[w]here a general provision in
a statute has certain limited exceptions, all doubts should be
resolved in favor of the general provision rather than the
exceptions.”57 The Immunity Act begins with a number of broad
waivers of immunity, including waiver “as to any injury
proximately caused by a negligent act or omission of an employee
committed within the scope of employment.”58 It then reinstates
immunity through specific, enumerated exceptions to the broad
waivers of immunity.59 Thus, we resolve any doubt as to whether the
legislature intended one of the exceptions—the natural condition
exception—to cover wildlife in favor of the Immunity Act’s general
waiver of immunity.60
56
The legislature is of course not ”obligated to explicitly list each
specific element of nature . . . that falls within the exception.” Infra
¶ 60. But as we have said throughout this opinion, supra ¶¶ 41, 45,
our task is to determine legislative intent. We simply recognize here
that where there is a particularly broad and obvious category of risk,
such as wildlife, it most likely was not the legislature’s intent to
retain immunity for that risk by using language that most people
would not typically use to describe it.
57
Nini v. Mercer Cnty. Cmty. Coll., 995 A.2d 1094, 1100 (N.J. 2010)
(internal quotation marks omitted); see also State v. Lutters, 853 A.2d
434, 444 (Conn. 2004); Menke Hardware, Inc. v. City of Carroll, 474
N.W.2d 579, 580 (Iowa 1991); State v. Wright, 529 P.2d 453, 458
(Wash. 1974).
58
See UTAH CODE § 63G-7-301(1)–(3), (4).
59
See id. § 63G-7-301(5).
60
The dissent appears to recognize some room to disagree as to
the meaning of “condition” within common parlance. Infra ¶ 53. We
agree that the term is imprecise and potentially ambiguous. We
accordingly employ the rule of statutory construction discussed
above to resolve any such ambiguity in favor of the general waiver
of immunity rather than the narrow natural condition exception. The
dissent has declined to comment on this portion of our analysis,
however, opting instead to rely on cases from other jurisdictions.
Infra ¶ 59. While cases from outside Utah can often be persuasive,
(continued...)
18
Cite as: 2013 UT 43JUSTICE PARRISH, dissenting
¶48 For these reasons, we hold that wildlife like the bear at
issue in this case is not a “natural condition on the land” under Utah
Code section 63G-7-301(5)(k). We therefore conclude that the district
court erred when it granted summary judgment for the State on the
basis of natural condition immunity.
CONCLUSION
¶49 The district court erred in granting the State’s motion for
summary judgment in this case. We conclude that, although the
plaintiffs’ law of the case argument is inapplicable because there was
nothing in Francis I that prevented the State from raising its
alternative arguments on remand, the district court nevertheless
erred in concluding that the State did not owe a duty to the Mulveys
and that the natural condition exception applied. We therefore
reverse and remand for proceedings consistent with this opinion.
JUSTICE PARRISH, dissenting:
¶50 Though I join in part I of the majority opinion, I
respectfully dissent from part III, and would therefore not reach the
issue discussed in part II. Under the plain language of the statute,
I conclude that the presence of indigenous wildlife is a “natural
condition on publicly owned or controlled lands” and that the State
is therefore entitled to immunity. UTAH CODE § 63G-7-301(5)(k).
Because I would hold that the State is immune from liability under
the natural condition exception, I would not reach the issue of
whether the State owed any duty to the Mulveys.
I. THE PRESENCE OF INDIGENOUS WILDLIFE IS
A NATURAL CONDITION ON THE LAND
¶51 The majority correctly states that issues of statutory
construction must begin with an analysis of the statutory language.
Supra ¶ 41. But its conclusion that a layman would not consider the
presence of indigenous wildlife to constitute a natural condition on
the land lacks both explanation and textual analysis. Indeed, a
textual analysis suggests the contrary conclusion.
¶52 We analyzed the meaning of the phrase “natural condition
on the land” most recently in Grappendorf v. Pleasant Grove City,
where we stated:
60
(...continued)
we conclude in this case that they are inconsistent with the legisla-
ture’s intent and therefore decline to follow them.
19
FRANCIS v. STATE
JUSTICE PARRISH, dissenting
“Natural” is defined as “[p]resent in or produced by
nature.” WEBSTER’S II NEW COLLEGE DICTIONARY 729
(1995). The word natural modifies “condition,” which
is generally understood as a “[m]ode or state of
being.” Id. at 234. Natural condition is then limited by
the prepositional phrase “on publicly owned or
controlled lands.” In this context, “on” is “[u]sed to
indicate . . . [a] [p]osition above and in contact with” or
“[c]ontact with a surface, regardless of position.” Id. at
764.
2007 UT 84, ¶ 10, 173 P.3d 166 (alterations in original).
¶53 The phrase “natural condition” therefore refers to a mode
or state of being present in or produced by nature. And any such
“natural condition” must be in contact with the land. This plain
language definition easily encompasses indigenous wildlife such as
the bear that attacked Sam. While I would agree that one does not
normally refer to a particular animal as a “natural condition on the
land,” the presence of indigenous wildlife generally is as much a
part of the natural condition of land as are the rivers, lakes, or trees
cited by the majority.
¶54 If one were asked to describe the natural condition of the
land that now constitutes the state of Utah, the presence of native
wildlife would necessarily be part of such a description. The land
would likely be described as a varied landscape, complete with
mountains, valleys, deserts, forests, rivers, and lakes. But it would
also be described as a land replete with abundant wildlife. Long
before the borders of Utah were drawn, the land, in its natural
condition, contained large and small indigenous wildlife in addition
to its topographical features. And today, conservation efforts aimed
at preserving the natural condition of Utah’s public lands include
support for and rehabilitation of native species. To read “natural
condition” in the limited context of topographical features ignores
an entire segment of the unique natural condition of Utah’s public
lands.
¶55 When one compares the natural condition of the land
within Utah to that of other states, the presence of native wildlife is
necessarily part of the comparison. A component of the natural
condition of the land in Utah is the presence of deer, elk, moose, and
black bears. The natural condition of the land underlying Kansas or
New Jersey or Florida does not necessarily include the presence of
such indigenous wildlife. And it is in part this particular natural
20
Cite as: 2013 UT 43JUSTICE PARRISH, dissenting
condition of Utah—our abundant native wildlife populations—that
draws visitors to certain parts of the state, such as Antelope Island
or American Fork Canyon. Similarly, people are drawn to
Yellowstone National Park not only for the topographical natural
conditions such as Old Faithful, but also for the naturally-occurring
herds of bison and elk, wolves, eagles, and other native creatures
that have always been part and parcel of the landscape there.
¶56 The majority next looks to case law to support its
conclusion that the presence of indigenous wildlife is not a natural
condition on the land. Specifically, it cites to our opinion in
Grappendorf as support for its conclusion that natural conditions
must be topographical in nature. Supra ¶ 43. While one sentence in
Grappendorf suggests that a natural condition “on the land” must be
topographical, it did not hold that only topographical features can
constitute natural conditions. Rather, the discussion of topography
in Grappendorf arose in connection with the statutory requirement
that the “natural condition” must exist “on” the land. 2007 UT 84,
¶ 10. In discussing topography, we sought only to distinguish
natural atmospheric conditions like the gust of wind at issue in that
case from those natural conditions that exist “‘on’ the land.” Id. ¶ 10.
We reasoned that the language of the Immunity Act “requires that
the natural condition be in physical contact with the land, supported
by the surface of the land, or [a] part of the land.” Id. In summary,
there is nothing in Grappendorf to suggest that only a topographical
feature can qualify as a “natural condition.”
¶57 But the requirement that the natural condition exist “on”
the land is not at issue in this case. While indigenous wildlife is not
“topographical in nature,” it is indisputably in “physical contact
with the land, [and] supported by the surface of the land,” both
literally and ecologically. Id. ¶ 10. Because indigenous wildlife is
both “in physical contact with” and “supported by” the land, it falls
within the plain language of the natural condition exception to the
Immunity Act.
¶58 The majority also cites to our opinion in Blackner v.
Department of Transportation. There, we held that avalanches fall
within the scope of the natural condition exception even though, by
their nature, they are both transient and evanescent. 2002 UT 44,
¶¶ 13, 16, 48 P.3d 949. I find the majority’s holding that the natural
condition exception is limited to topographical features to be
irreconcilable with our holding in Blackner. Although avalanches
originate from and travel on topographical features of the land, an
avalanche itself is not topographical. While the path of an avalanche
21
FRANCIS v. STATE
JUSTICE PARRISH, dissenting
may be traced on a map, its limited existence means that such efforts
will not endure when the weather or the season changes. In this
way, an avalanche shares little with enduring topographical features
such as rivers or cliffs, but is more akin to indigenous wildlife.
Where we have held that an avalanche, temporary and ephemeral as
it is, constitutes a “natural condition on the land,” native species that
have been supported for hundreds, if not thousands, of years “on”
the land must also fall within the ambit of the natural condition
exception.
¶59 The conclusion that indigenous wildlife is a natural
condition on the land is also consistent with the holdings of other
courts facing the question. Most recently, the Montana Supreme
Court held that “[g]rizzly bears are wild animals existing upon the
property, and, as such, are a ‘condition of the property’ for purposes
of Montana’s Recreational Use Immunity Act.” Hilston v. State (In re
Estate of Hilston), 2007 MT 124, ¶ 17, 160 P.3d 507. It recognized that
indigenous wild animals are “of a wild nature or disposition,” and
exist on the land free from the dominion or control of anyone,
including the State. Id. ¶ 15 (quoting BLACK’S LAW DICTIONARY, 635
(7th ed. 1999)); see also Palumbo v. State, 487 So. 2d 352, 353 (Fl. 1986)
(recognizing that the State was under no obligation to protect against
native alligators because they were not in the State’s custody nor
were a non-native species introduced by the State). The Hilston
court’s analysis paralleled that of the California Court of Appeal’s
decision in Arroyo v. State, 34 Cal. App. 4th 755, 759 (1995), in which
the court was asked to interpret a statute protecting government
entities from liability for injuries caused by natural conditions.
Though the plaintiffs in Arroyo argued “that only physical conditions
of land” should be classed as natural conditions, the court held that
“wild animals are a natural part of the condition of unimproved
public property.” Id. at 761–62. The court concluded that it would
be impracticable for the State to protect against every danger
occasioned by the public’s use of unimproved State land, and that
the Legislature intended the term “natural condition” to be
construed broadly. Id.
¶60 Finally, the majority suggests that if the Legislature
intended to include indigenous wildlife in the natural condition
exception, it could have, and should have, specifically listed wildlife
under the exception. Supra ¶ 46. But the majority “readily
acknowledge[s] that wildlife could plausibly fall within the scope of
the natural condition exception.” Id. And the majority takes no
issue with applying the natural condition exception to rivers,
22
Cite as: 2013 UT 43JUSTICE PARRISH, dissenting
avalanches, and cliffs even where the statute encompasses all
“natural condition[s]” and does not limit its application solely to
topographical features. In so doing, the majority unnecessarily
circumscribes the Legislature’s purpose by suggesting that the
Legislature is obligated to explicitly list each specific element of
nature (i.e., river, lake, avalanche, cliff) that falls within the
exception. Because I believe that the inclusive term “natural
condition” is broad enough to encompass the presence of native
wildlife, including the black bear at issue here, I respectfully dissent.
CONCLUSION
¶61 Because the presence of indigenous wildlife on Utah’s
public lands is a “natural condition” of those lands, I would hold
that the State is immune from liability for Sam’s death under the
natural condition exception to the Immunity Act. I would therefore
not reach the issue of any duty the State owed to the Mulveys.
¶62 The natural condition exception serves a valuable purpose
in our state. “The necessity for this exception arises because Utah’s
vast public lands . . . are open to the public [and] present all kinds of
hazards arising from their natural conditions. . . . The State and
other governmental entities cannot be expected to [protect citizens
against] every . . . potentially hazardous condition located on public
property.” Grappendorf v. Pleasant Grove City, 2007 UT 84, ¶ 8, 173
P.3d 166 (alterations in original) (internal quotations marks omitted).
And injury caused by native wildlife is one of the many foreseeable
risks that users may encounter in Utah’s unimproved wilderness.
To burden the State with liability for injuries arising from the
foreseeable dangers occasioned by the presence of native wildlife
may very well result in significant restrictions or even prohibitions
on the public’s use of such lands. The natural condition exception
thus requires that those who voluntarily use unimproved public
land assume some of the related risks as part of the price paid for the
benefits of its use.
23