Mark Edward Kimberlin v. Commonwealth

COURT OF APPEALS OF VIRGINIA
Present: Judges Benton, Elder and Haley
Argued at Salem, Virginia
MARK EDWARD KIMBERLIN
MEMORANDUM OPINION* BY
v. Record No. 2337-03-3 JUDGE JAMES W. HALEY, JR.
APRIL 12, 2005
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF ALLEGHANY COUNTY
Charles H. Smith, Jr., Judge Designate
R. Creigh Deeds (R. Creigh Deeds, P.C., on brief), for appellant.
Richard B. Smith, Senior Assistant Attorney General (Jerry W.
Kilgore, Attorney General, on brief), for appellee.
In a jury trial, Mark Edward Kimberlin (appellant) was convicted of a third or subsequent
offense of driving on a suspended or revoked license and unauthorized use of a motor vehicle.
We granted an appeal to consider whether the trial court erred in admitting, at the guilt phase of
trial, an unredacted copy of appellant’s driving transcript from the Department of Motor Vehicles
(DMV).1 Finding no reversible error, we affirm appellant’s convictions.
BACKGROUND
Appellant was tried upon indictments charging him with failing to stop at the scene of a
motor vehicle accident, driving on a revoked or suspended license as a third or subsequent
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
1
On brief, appellant argues the evidence was insufficient to support his conviction of
unauthorized use. We did not grant appellant an appeal on this issue, and we will not consider it.
See Rule 5A:12(c); Perez v. Commonwealth, 25 Va. App. 137, 139 n.2, 486 S.E.2d 578, 579 n.2
(1997). Moreover, in denying appellant’s petition for appeal on this issue, this Court found the
evidence, in the exclusion of appellant’s DMV transcript, sufficient to support his conviction of
unauthorized use.
offense, and grand larceny of a motor vehicle. All the charges arose from appellant’s possession
and operation of Mark Horn’s vehicle on October 19, 2002.
At the guilt phase of trial, the trial court admitted certified copies of general district court
orders indicating appellant twice had been convicted of driving on a suspended or revoked
license. The Commonwealth also introduced a copy of appellant’s DMV transcript to prove
appellant’s driver’s license was suspended on the date of the offenses. Appellant objected that
the transcript was irrelevant and prejudicial as it contained information unrelated to his prior
convictions of driving on a suspended license. The trial court admitted the driving record and
refused to redact information regarding convictions or circumstances unrelated to the driving
while suspended charge. However, the trial court gave the jury the following limiting instruction
concerning the DMV transcript:
I will direct the jury to disregard information that is not, about
other offenses that are not relevant. It’s being offered . . . by the
Commonwealth only to show that the defendant was in a
suspended status at the time of this offense. Any evidence or prior
traffic offenses is [sic], you should disregard.
Testifying in his own behalf at the guilt phase, appellant admitted his license was
suspended at the time he drove Horn’s vehicle on October 19, 2002 and that he previously had
been convicted of driving on a suspended license twice. Appellant also admitted having four
felony convictions.
At the conclusion of the evidence at the guilt phase, the trial court granted appellant’s
motion to strike and reduced the grand larceny charge to unauthorized use. The jury convicted
appellant of unauthorized use and driving on a suspended license, but acquitted appellant of
failing to stop at the scene of a motor vehicle accident. After hearing evidence related to
sentencing, the jury recommended sentences of five years for unauthorized use and twelve
months for driving while suspended.
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DISCUSSION
Appellant contends the trial court erred in admitting his unredacted driving record at the
guilt phase of trial.2 “It is well settled that evidence of other crimes or bad acts of an accused is
generally inadmissible in a criminal prosecution.” Wilkins v. Commonwealth, 18 Va. App. 293,
297, 443 S.E.2d 440, 443 (1994) (en banc). “The purpose of this rule is to prevent confusion of
offenses, unfair surprise to the defendant and a suggestion of ‘criminal propensity,’ thus
preserving the ‘presumption of innocence.’” Crump v. Commonwealth, 13 Va. App. 286, 289,
411 S.E.2d 238, 240 (1991) (quoting Lewis v. Commonwealth, 225 Va. 497, 502, 303 S.E.2d
890, 893 (1983)). However, “the exceptions to the general rule are as well established as the rule
itself.” Rodriguez v. Commonwealth, 249 Va. 203, 206, 454 S.E.2d 725, 727 (1995) (citation
omitted).
[E]vidence of other crimes may be admissible if introduced to
prove an element of the offense charged, or to prove any number
of relevant facts, such as motive, intent, agency, or knowledge.
Other crimes evidence may also be admissible when the charged
crime is part of a general scheme and proof of that fact is relevant
to prove an element of the offense, or to prove or explain how the
crime was accomplished.
Wilson v. Commonwealth, 16 Va. App. 213, 220, 429 S.E.2d 229, 234, aff’d on reh’g en banc,
17 Va. App. 248, 436 S.E.2d 193 (1993).
The Commonwealth does not assert, and we do not find, that any exception to the general
rule of exclusion applied to the portions of appellant’s DMV transcript unrelated to the
suspension of his license and prior convictions for driving while suspended. Nonetheless, even
assuming the trial court erred in admitting the unredacted DMV transcript, such error does not
necessarily compel reversal of appellant’s convictions. “A criminal conviction shall not be
2
Appellant concedes evidence of his prior convictions would have been admissible at the
sentencing phase of his jury trial. See Code § 19.2-295.1.
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reversed for an error committed at trial when ‘it plainly appears from the record and the evidence
given at the trial that the parties have had a fair trial on the merits and substantial justice has been
reached.’” Hanson v. Commonwealth, 14 Va. App. 173, 189, 416 S.E.2d 14, 23 (1992) (quoting
Code § 8.01-678).
A nonconstitutional error is harmless if “it plainly appears from the
record and the evidence given at trial that the error did not affect
the verdict.” “An error does not affect a verdict if a reviewing
court can conclude, without usurping the jury’s fact finding
function, that had the error not occurred, the verdict would have
been the same.”
Scott v. Commonwealth, 18 Va. App. 692, 695, 446 S.E.2d 619, 620 (1994) (quoting Lavinder v.
Commonwealth, 12 Va. App. 1003, 1005, 407 S.E.2d 910, 911 (1991) (en banc)).3
Where the other evidence of guilt is “so overwhelming and the error so insignificant by
comparison that the error could not have affected the verdict,” the error may be considered
harmless. Hooker v. Commonwealth, 14 Va. App. 454, 457 n.2, 418 S.E.2d 343, 345 n.2 (1992).
Even in the absence of the DMV transcript, the evidence overwhelmingly proved appellant guilty
of a third or subsequent offense of driving on a suspended license. Appellant testified his license
was suspended when he drove Horn’s vehicle and that he previously had been convicted twice of
3
Appellant contends the trial court’s error was of a federal constitutional dimension, thus
invoking the more stringent “beyond a reasonable doubt” standard for harmless error. See
Lavinder, 12 Va. App. at 1005, 407 S.E.2d at 911. Appellant did not contend at trial that
admission of his driving record involved an infringement upon his constitutional rights, and we
will not consider such an argument here. See Rule 5A:18.
Although Rule 5A:18 allows exceptions for good cause or to
meet the ends of justice, appellant does not argue that we should
invoke these exceptions. See e.g., Redman v. Commonwealth, 25
Va. App. 215, 221, 487 S.E.2d 269, 272 (1997) (“In order to avail
oneself of the exception, a defendant must affirmatively show that a
miscarriage of justice has occurred, not that a miscarriage might
have occurred.” (emphasis added)). We will not consider, sua
sponte, a “miscarriage of justice” argument under Rule 5A:18.
Edwards v. Commonwealth, 41 Va. App. 752, 761, 589 S.E.2d 444, 448 (2003) (en banc).
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driving on a suspended license. In addition, the Commonwealth introduced two conviction
orders indicating appellant’s prior convictions for driving on a suspended license.
Moreover, the trial court cautioned the jury to disregard evidence of other offenses
contained in the DMV transcript and consider only the fact that appellant’s license was
suspended. Because the record does not contain any contrary indication, we “presume that the
jury followed an explicit cautionary instruction promptly given.” LeVasseur v. Commonwealth,
225 Va. 564, 589, 304 S.E.2d 644, 657 (1983).
CONCLUSION
For the foregoing reasons, we find any error in the admission of the DMV transcript was
harmless. Accordingly, appellant’s convictions are affirmed.
Affirmed.
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Benton, J., concurring, in part, and dissenting, in part.
At the guilt phase of the trial, Mark Kimberlin testified that his “license was suspended at
the time [he] drove Mark Horn’s truck” and that twice he had been convicted of driving on a
suspended license. For the reasons stated in the majority opinion, I agree the trial judge’s error
in admitting the unredacted transcript of Kimberlin’s record as compiled by the Department of
Motor Vehicles was harmless concerning the conviction for driving on a suspended license as a
third or subsequent offense.
I would hold that the error was not harmless, however, with respect to the conviction for
unauthorized use of a motor vehicle. The evidence relating to this charge was disputed and
required the jury to determine which witnesses, including Kimberlin, were more credible. The
complaining witness was a substance abuser and was incarcerated on an unrelated offense when
he testified. As the record indicates, Kimberlin testified and told the jury he had been convicted
of four felonies.
The unredacted transcript contained ten pages of convictions showing both a wide range
of motor vehicle related offenses and twenty-two convictions for “non-motor vehicle related”
offenses. This evidence certainly had an effect on the jury. “If the judge admits a defendant’s
uncharged misconduct and the jury thereby learns of the record, the jury will probably use a
‘different . . . calculus of probabilities’ in deciding whether to convict.” Edward J. Imwinkelried,
Uncharged Misconduct Evidence § 1:02 (2004) (citing studies and cases) (footnotes omitted).
The use of this record “stigmatizes the defendant and predisposes [a] jury to finding him . . .
guilty.” Id. Indeed, by admitting Kimberlin’s extensive record of other convictions, the trial
judge put the jury in an impossible position by asking the jury to ignore a mountain of evidence
that tended to show Kimberlin was a person of unredeemable bad character. This overwhelming
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evidence of his bad character was manifestly prejudicial as the jury was determining his guilt or
innocence as to the charge of unauthorized use of the vehicle.
Moreover, this was not an inadvertent error. Presenting the unredacted record was
deliberate and served no legitimate purpose. The prosecutor made no argument that redacting
the unrelated offenses would somehow deprive the jury of relevant evidence or that redaction
was impracticable. The sole probative value of giving the jury this mass of convictions was to
suggest Kimberlin had a general propensity to engage in criminal activity. See Day v.
Commonwealth, 196 Va. 907, 912-14, 86 S.E.2d 23, 25-27 (1955).
The curative instruction was inadequate to cure this error. Significantly, the jury was told
to disregard “any evidence of prior traffic offenses.” The transcript shows, however, not only
traffic offenses but twenty-two offenses styled “non-motor vehicle related.” We cannot assume
the jury ignored those offenses, particularly when the instruction did not specifically address
them. “The normal presumption is that the jury will follow a curative instruction. Greer v.
Miller, 483 U.S. 756, 766 n. 8, . . . (1987). However, this presumption cannot apply when the
curative instruction fails by its own terms to address the error.” United States v. Hall, 989 F.2d
711, 717 (4th Cir. 1993).
Furthermore, the error was so deliberate and so impressive that, despite the attempt at a
curative instruction, it likely influenced the jury. The jury had to plow through ten pages of
Kimberlin’s prior convictions to find the two convictions the prosecutor introduced the transcript
to prove. The notion that they could wipe this material from their consciousness is speculative
and disregards the massive number of convictions to which they were exposed. As the Supreme
Court has held, “there are some contexts in which the risk that the jury will not, or cannot, follow
instructions is so great, and the consequences of failure so vital to the defendant, that the
practical and human limitations of the jury system cannot be ignored.” Bruton v. United States,
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391 U.S. 123, 135 (1968). An appellate court cannot presume the jury followed a curative
instruction when there “exist[s] the overwhelming probability of their inability to do so,”
Richardson v. Marsh, 481 U.S. 200, 208 (1987), or when there “are deliberately spread before
the jury . . . incriminations devastating to the defendant,” Bruton, 391 U.S. at 136.
For these reasons, I would hold that the instruction could not cure this error. Therefore, I
would reverse the conviction for unauthorized use of a motor vehicle and remand for a new trial.
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