Jonathan Brenton Griffin v. Commonwealth of Virginia

COURT OF APPEALS OF VIRGINIA
PUBLISHED
Present: Judges Beales, Fulton and Lorish
Argued at Richmond, Virginia
JONATHAN BRENTON GRIFFIN
OPINION BY
v. Record No. 0485-22-4 JUDGE RANDOLPH A. BEALES
AUGUST 1, 2023
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF ALEXANDRIA
James C. Clark, Judge
Heidi Meinzer (Law Office of Heidi Meinzer, PLLC, on briefs), for
appellant.
Katherine Quinlan Adelfio, Assistant Attorney General (Jason S.
Miyares, Attorney General, on brief), for appellee.
Following a jury trial, Jonathan B. Griffin, a former police officer with the City of
Alexandria, was convicted of assault and battery for using excessive force against a handcuffed
man in his custody on January 27, 2020. On appeal, Griffin contends that his constitutional due
process rights were violated when the same investigating officer conducted both the
administrative and criminal investigations of the incident. See Garrity v. New Jersey, 385 U.S.
493 (1967). Second, he contends that the trial court erred in overruling his Batson challenge to
the Commonwealth’s use of its peremptory strikes. See Batson v. Kentucky, 476 U.S. 79 (1986).
Third, he contends that the trial court erred by denying the admission of certain evidence
concerning the victim’s character. Fourth, he contends that the trial court did not properly
instruct the jury. Finally, he contends that the evidence was insufficient to prove that he
committed assault and battery.
I. BACKGROUND
“In accordance with familiar principles of appellate review, the facts will be stated in the
light most favorable to the Commonwealth, [as] the prevailing party at trial.” Scott v.
Commonwealth, 292 Va. 380, 381 (2016).
A. The Incident
In January 2020, Jonathan B. Griffin worked as a police officer for the City of Alexandria
and as a residential community officer in the apartment building where James Lenzen lived. On
January 27, 2020, Griffin took Lenzen into emergency custody pursuant to his authority as a police
officer under Code § 37.2-808(G).1 Griffin handcuffed Lenzen’s hands behind his back and
transported him to INOVA Alexandria Hospital (the “Hospital”). Security video footage from the
Hospital emergency room that day was entered into evidence at trial and shows Griffin guiding a
compliant Lenzen to the registration desk with a single hand.
Cyd Fields, a Hospital employee, helped to “register [Lenzen] into the [e]mergency [r]oom.”
The security video footage shows Lenzen standing relatively still near the registration desk while he
waited for Griffin and Fields to get him registered. A woman, later identified as Dr. Katherine
Lewis, walked down the hall toward them. Although she turned into a patient room before she
reached them, Griffin decided to move Lenzen a few steps closer to the registration desk. Seconds
later, the security video footage shows that Griffin grabbed Lenzen with both hands and used his
right leg to sweep Lenzen’s legs out from under him. As a result, Lenzen, whose hands were still
1
A law-enforcement officer who, based upon his observation or the
reliable reports of others, has probable cause to believe that a
person meets the criteria for emergency custody as stated in this
section may take that person into custody and transport that person
to an appropriate location to assess the need for hospitalization or
treatment without prior authorization.
Code § 37.2-808(G).
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handcuffed behind his back, fell face-first onto the hard hospital floor, sustained facial injuries
(including a contusion above his right eye and an abrasion to his nose), and broke his kneecap.
At trial, Kelly Godette (a Hospital employee) testified that he saw Griffin and Lenzen at the
registration desk and that he overheard Griffin tell Lenzen “to keep still.” Lenzen was “moving
back and forth” a little bit but “was not harming anybody.” He testified that Griffin then said, “I
told you to keep still,” and swept Lenzen’s legs out from under him. According to Godette, Lenzen
had not made any movements toward Dr. Lewis, Godette, or Griffin and had not made any
movements that suggested that he was going to run.
Fields (who was standing behind Griffin and Lenzen and was at arm’s length from them
during the assault) testified that she did not see Lenzen doing anything immediately before the
assault and did not hear Lenzen say “anything provoking.” She further testified that all she heard
Griffin say was “stop or stop resisting. And the next thing I know, he’s on the floor.” Fields
emphasized that she “didn’t see him [Lenzen] doing any type of resisting.”
Griffin, who numerous individuals stated was generally quite well-regarded as a member of
the police force in Alexandria, testified in his own defense. He agreed that Lenzen was initially
cooperative while they were standing at the registration desk. Griffin then observed “a doctor
moving down the hallway” toward them and claimed that he “asked [Lenzen] to move towards the
registration desk” because he “wanted to create space in that hallway.” According to Griffin,
Lenzen “pulled back and resisted my control of him.” Griffin claimed that he tried to calm Lenzen
down but was unsuccessful, so he then used “a more authoritative voice and told [Lenzen] to stop
resisting.”2 According to Griffin, he decided to put Lenzen on the ground because he thought
2
Paramedic David Fox, who was the farthest eyewitness away from Griffin and Lenzen
at the time of the incident who also testified at trial, testified that he heard Griffin tell Lenzen “to
calm down, and to not move away from him. To come back over to where he was.” However,
Fox acknowledged that he did not “visually lock in” on Griffin and Lenzen during the incident.
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Lenzen “was putting himself in a position where he could assault me.” At trial, Griffin admitted, “I
didn’t react properly” because he had actually intended to use some technique other than a
leg-swipe to bring Lenzen to the ground.
Griffin further testified that, at the time of the incident, he was concerned about Lenzen. He
knew Lenzen suffered from bipolar disorder. He testified that he was also aware that Lenzen had
“made threats to several government installations and had a previous conviction of arson.” Griffin
also testified that he had heard that Lenzen had assaulted a nurse and a deputy at a mental health
hospital in the past and that Lenzen “had physically confronted firefighters” in the past. However,
Griffin conceded on cross-examination that, on the day in question, Lenzen never said anything to
indicate that he wanted to harm himself or others. Griffin also acknowledged that Lenzen had been
searched for weapons before arriving at the Hospital and remained in handcuffs while at the
Hospital. Furthermore, Griffin admitted that Lenzen had not made any verbal threats toward
Hospital staff and did not indicate that he had tried to bite or spit at anyone in the Hospital.
B. The Investigation
Directly after the incident, Griffin promptly filed a police report and included two
attachments—one containing three pictures of Lenzen’s injuries and one containing the Hospital
security video footage of the incident. Sergeant John East, an internal affairs investigator with
the Alexandria Police Department, reviewed Griffin’s report and initiated an internal
administrative investigation for possible “excessive use of force.” As part of the administrative
investigation, Sergeant East interviewed Griffin, David Fox (a paramedic with the Alexandria
Fire Department), and a number of law enforcement officers. Although Sergeant East initially
concluded that Griffin’s actions did not rise to “a criminal level,” Alexandria Police Chief Mike
Brown ordered Sergeant East to initiate a criminal investigation. As part of his criminal
investigation, Sergeant East viewed the Hospital surveillance footage of the incident and “went
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to the hospital and asked around” to find potential witnesses he could interview. After
interviewing those witnesses, Sergeant East concluded that criminal charges were warranted.
Before trial, Griffin filed a “Motion to Dismiss, or in the Alternative, to Suppress.” The
trial court held a hearing on Griffin’s motion where Sergeant East testified about the
administrative investigation and the criminal investigation he conducted. Sergeant East testified
that he understood that Griffin’s statements during the administrative investigation were
protected under the United States Supreme Court’s decision in Garrity and, therefore, could not
be considered in his criminal investigation. He also consistently testified that he maintained a
wall between both investigations. Furthermore, when he gave his criminal investigation file to
the Commonwealth, Sergeant East only included information obtained from the witnesses with
whom he spoke, including those at the Hospital. Sergeant East testified that he specifically did
not give any of Griffin’s protected statements to the Office of the Commonwealth’s Attorney.
After hearing Sergeant East’s testimony, the trial judge stated, “I just don’t think that
there’s any evidence that any conversation he may have had with Mr. Griffin prompted him to
talk to some other witness.” The trial court then found that “there’s no evidence before the Court
that there was anything” derived from Griffin’s protected statements. Finally, the trial court
assessed Sergeant East’s credibility and found that Sergeant East “was very careful not to talk
about anything that Mr. Griffin told him.” Consequently, the trial court denied Griffin’s motion.
C. Voir Dire
The case eventually went to a jury trial. During voir dire, Juror 1 informed the trial court
that she knew Juror 21 because their “kids went to elementary school together. And then [Juror 21]
was my son’s soccer coach in prep week . . . [b]ack when we, like we live[d] three blocks away.”
The prosecutor then asked both Juror 1 and Juror 21 whether, if they served on the jury together,
their opinions would unduly influence each other. Juror 21 simply responded, “No,” without further
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elaboration. However, Juror 1 explained, “I’m trying to think carefully. I mean, yes, I know him
but it’s not going to unduly influence my opinion in any, one way or the other I don’t believe.”
The prosecutor also asked whether any of the prospective jurors had preconceived biases
toward believing the “testimony of a police officer just based on his or her profession alone.” Juror
17 stated that he “would probably credit the police officer slightly” more than an average citizen.
Next, the prosecutor asked whether any of the prospective jurors had anyone in their lives suffering
“from a severe mental illness” because the allegations in this case involved a person with bipolar
disorder. Juror 14 informed the trial court that his “ex-wife was diagnosed with a bipolar disorder”
and that he would probably be thinking about his ex-wife when hearing the evidence in this case.
Juror 23 did not answer any questions during voir dire.
The prosecutor used her peremptory strikes to remove Juror 14, Juror 17, Juror 21, and Juror
23 from the panel. Griffin challenged all four of the Commonwealth’s peremptory strikes under
Batson, arguing that the Commonwealth had used its peremptory strikes to remove “all white
males” from the jury. The prosecutor explained that she had struck Juror 14 because he had
“outside knowledge of the mental illness, his wife has bipolar.” The trial court accepted this
explanation as gender-neutral and race-neutral, and Griffin never argued to the trial court that this
explanation was merely pretextual. Next, the prosecutor explained that she had struck Juror 17
because he said he would credit police slightly more than the average citizen. The trial judge
responded, “Yes, I was surprised he wasn’t stricken” earlier and concluded that this was “certainly a
legitimate reason” to strike Juror 17 from the venire. Griffin did not argue that this explanation was
merely pretextual either.
The prosecutor then explained that she struck Juror 21 from the venire because “he was a
neighbor of [Juror 1] and I didn’t want both of them on the panel.” The prosecutor added that Juror
21 “also rolled his eyes at several attempts of humor to include Your Honor’s at the very end.”
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Griffin argued that this explanation was pretextual because, given the stated reason, the
Commonwealth should have struck Juror 1 instead or at least waited to see whether the defense
would strike Juror 1 first. The trial court, however, found that the explanation was not pretextual.
Finally, the prosecutor explained that she struck Juror 23 because he “didn’t talk at all so I don’t
have any information about him.” She also explained that she “couldn’t see him [Juror 23] during
most of the selection” process. Consequently, “without any comments, any interaction,” she simply
did not “know enough about him.” Griffin again argued “that would be an insufficient reason.”
The trial court, however, found the explanation was not pretextual. Consequently, the trial court
overruled Griffin’s Batson challenge.
D. Admission and Exclusion of Character Evidence
During trial, Griffin sought to introduce several pieces of evidence concerning Lenzen’s
mental health history and aggressive behavior from various sources. Specifically at issue in this
appeal are: (1) the proffered testimony of Lenzen’s case manager from the Alexandria
Community Services Board that, in the days leading up to the incident, Lenzen had “more
disorganized thoughts, hadn’t shaved[,]” and “often required redirecting,” (2) the proffered
testimony of an Alexandria firefighter who had witnessed Lenzen become aggressive in the past,
(3) the proffered testimony and supporting documentation from the doctor who evaluated Lenzen
after the incident and determined that a temporary detention order was appropriate at that time,
(4) the proffered testimony and supporting documentation about a 2019 incident between Lenzen
and staff at a different hospital, (5) the proffered testimony and supporting documentation about
Lenzen’s behavior the day after the incident, (6) the proffered testimony and supporting evidence
of Lenzen’s behavior at a different facility six months after the incident, and (7) a certified copy
of Lenzen’s conviction for arson in 1994. The Commonwealth objected on the grounds that this
evidence was not relevant, was hearsay, or was a violation of Virginia Rule of Evidence
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2:404(b). The trial judge agreed with the Commonwealth’s objection and therefore excluded this
evidence. However, the trial court specifically allowed Griffin to testify regarding what he knew
about Lenzen’s mental health and behavioral history that informed and affected Griffin’s
decisions that day.
E. Instructing the Jury
At the close of all the evidence, but before the jury retired for deliberation, Griffin proffered
Jury Instruction I which stated:
Every person has the legal right not [to] be subjected to unreasonable
or excessive force by a police officer. On the other hand, an officer
has the right to use such force as an objectively reasonable officer
would believe reasonably necessary given the facts and
circumstances known to the officer at the time the force is used.
Police officers may use force to protect themselves or others against
those persons whose actions would lead an objectively reasonable
officer to believe pose a pending threat of assault against themselves
or others given the facts and circumstances known to the officers at
the time the force is used. You may not consider whether the officer
could have used lesser force or some other method to protect himself
or others. Whether the force used was objectively reasonable is an
issue for you to decide on the basis of that degree of force that an
objectively reasonable officer would use under the circumstances
presented to you during this trial. The test of objective
reasonableness requires careful attention to all the facts and
circumstances you conclude were known to the officer when he
acted.
Griffin’s counsel informed the trial court that the contents of this instruction had come from
“Graham v[.]Connor, 490 U.S. 386, which is the seminal use of force case.” The Commonwealth
objected to the instruction because “[t]his instruction is, in essence, argument. And it’s telling the
jury what they may or may not consider.” The trial court denied proffered Jury Instruction I.
Griffin also objected to the Commonwealth’s instruction about the elements of the offense
of assault and battery, admitted as Jury Instruction 11, because he preferred his proffered Jury
Instruction L. Specifically, he preferred that proffered Jury Instruction L had split the very same
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elements of battery in three rather than two, as set out in paragraph 1 of Jury Instruction 11.
Paragraph 1 of proffered Jury Instruction L stated:
The defendant is charged with the crime of assault and battery.
The Commonwealth must prove beyond a reasonable doubt each
of the following elements of that crime: (1) That the defendant
willfully touched James Lenzen[;] (2) That the touching was done
without legal excuse or justification; and (3) That the touching was
done in an angry, rude, insulting, or vengeful manner.
Jury Instruction 11, which has four paragraphs, stated:
The defendant is charged with the crime of assault and battery.
The Commonwealth must prove beyond a reasonable doubt each
of the following elements of that crime: (1) That the defendant
willfully touched James Lenzen without legal excuse or
justification; and (2) That the touching was done in an angry, rude,
insulting, or vengeful manner.
If you find from the evidence that the Commonwealth has proved
beyond a reasonable doubt each of the above elements of the crime
as charged, then you shall find the defendant guilty of assault and
battery.
If you find that the defendant had a legal excuse or justification to
touch James Lenzen but that the force used during the touching
was excessive, then you shall find the defendant guilty of assault
and battery.
If you find that the Commonwealth has failed to prove beyond a
reasonable doubt any of the above elements of the crime as
charged, then you shall find the defendant not guilty.
Griffin argued to the trial court that the third paragraph of Jury Instruction 11 would be
confusing to the jury. As noted above, paragraph 3 of Jury Instruction 11 states, “If you find that
the defendant had a legal excuse or justification to touch James Lenzen but that the force used
during the touching was excessive, then you shall find the defendant guilty of assault and battery.”
During jury deliberations, the jury sent a question to the judge seeking clarification on paragraph 3
of Jury Instruction 11. Specifically, the jury asked, “Do both elements (1 & 2) apply to be found
guilty? Paragraph 3 seems to negate Paragraph 1 by stating that the focus of the charge is based on
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the force used being excessive, is this accurate?” The trial court provided a written response to the
jury stating, “Whether the touching was without legal excuse or justification or if there was legal
excuse or justification but the force was excessive the Commonwealth, in either event, must prove
that the touching was done in an angry, rude, insulting, or vengeful manner.” (Emphasis added).
After the trial court provided this clarifying instruction, the jury found Griffin guilty of
assault and battery. Griffin now appeals that conviction to this Court.
II. ANALYSIS
A. Garrity Issue
First, Griffin argues that the trial court erred “by not dismissing the charges against
Appellant, or alternatively, by allowing certain evidence and testimony from Sergeant John East,
who took compelled statements from Appellant during the related administrative proceeding
prior to personally conducting the criminal investigation, in violation of Garrity v. New Jersey,
385 U.S. 493 (1967) and Appellant’s Due Process rights.”
The Fifth Amendment’s privilege against self-incrimination, which applies to the States
through the Fourteenth Amendment, states that no person “shall be compelled in any criminal
case to be a witness against himself.” See Malloy v. Hogan, 378 U.S. 1, 6 (1964); J.D. v.
Commonwealth, 42 Va. App. 329, 339 (2004). In Garrity, the United States Supreme Court held
that this Fifth Amendment privilege against compelled self-incrimination protects employees,
such as police officers, who are required to answer potentially incriminating questions in an
administrative interview conducted by their employer. 385 U.S. at 497. In such situations, if the
employee is faced with choosing “either to forfeit their jobs or to incriminate themselves,” id.,this Fifth Amendment privilege prevents those compelled employee statements from being
admitted against him in a criminal trial. See Lefkowitz v. Cunningham, 431 U.S. 801, 805
(1977). Garrity’s progeny further expanded the privilege to encompass evidence derived from
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such compelled statements. See United States v. Hubbell, 530 U.S. 27, 37 (2000) (“It has,
however, long been settled that its protection encompasses compelled statements that lead to the
discovery of incriminating evidence even though the statements themselves are not incriminating
and are not introduced into evidence.”); see also Kastigar v. United States, 406 U.S. 441, 461
(1972).
When the Commonwealth pursues a criminal conviction of an employee who has given
potentially incriminating statements in an administrative interview conducted by his employer,
the Commonwealth has the burden “not merely to show that its evidence is not tainted by the
prior testimony, but ‘to prove that the evidence it proposes to use is derived from a legitimate
source wholly independent of the compelled testimony.’” Hubbell, 530 U.S. at 40 (emphasis
added) (quoting Kastigar, 406 U.S. at 460); see also Gosling v. Commonwealth, 14 Va. App.
158, 164 (1992) (“Derivative use immunity prohibits use against the witness of evidence even
indirectly obtained from his testimony.”). The Supreme Court of Virginia has held that a trial
court’s “taint determination is a factual finding.” Welsh v. Commonwealth, 246 Va. 337, 345
(1993) (quoting United States v. Harris, 973 F.2d 333, 337 (4th Cir. 1992)). “[A]s with most
factual determinations, the outcome depends upon whether the trier-of-fact chooses to believe or
disbelieve a particular witness or a particular group of witnesses.” Id. at 354. Consequently, on
appeal this Court “will reverse the factual finding of the trial court only if it is plainly wrong or
without evidence to support it.” Zelnick v. Adams, 269 Va. 117, 123 (2005).
Here, before Sergeant East spoke with Griffin during the administrative investigation,
Sergeant East gave Griffin a “Garrity Form” which states that the “employee can be compelled
to respond and failure to do so is subject to disciplinary action up to and including termination.”
While Griffin’s statements given during the administrative interview are protected under Garrity,
we cannot say that the trial court erred by denying Griffin’s pre-trial motion to dismiss, given
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that the Commonwealth obtained all of its incriminating evidence “from a legitimate source
wholly independent of the compelled testimony.” Hubbell, 530 U.S. at 40. After hearing
Sergeant East testify at the hearing on the motion to dismiss, the trial judge stated, “I just don’t
think that there’s any evidence that any conversation he may have had with Mr. Griffin prompted
him to talk to some other witness.” The trial court therefore concluded that “there’s no evidence
before the Court that there was anything” derived from Griffin’s protected statements.
Sergeant East repeatedly emphasized that he maintained a wall between the
administrative investigation and the criminal investigation and that he did not use Griffin’s
protected statements in his criminal investigation to find incriminating evidence. Instead,
Sergeant East testified that he relied on the Hospital surveillance video of the incident, which
Griffin had voluntarily given to the Alexandria Police Department prior to the start of either the
administrative investigation or the criminal investigation. After viewing the Hospital
surveillance video footage, Sergeant East then “went to the hospital and asked around” to find
potential witnesses he could interview. Thus, the evidence supports the trial court’s conclusion
that Sergeant East interviewed the relevant witnesses from the Hospital solely because of the
Hospital surveillance footage.
Furthermore, when Sergeant East gave his criminal investigation file to the
Commonwealth’s attorney, he only included information he obtained from the witnesses with
whom he spoke, including those at the Hospital. However, Sergeant East specifically did not
give Griffin’s protected statements to the prosecutors. Thus, the Commonwealth’s attorney
never had access to Griffin’s protected statements, and, as noted by the trial judge, Sergeant East
“on the stand was very careful not to talk about anything that Mr. Griffin told him.” Given all of
the evidence in the record, we certainly cannot say that the trial court was plainly wrong or
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without credible evidence in finding that the Commonwealth derived its incriminating evidence
of Griffin from sources wholly independent of Griffin’s protected statements.
Indeed, while the Commonwealth bore the burden of proving by a preponderance of the
evidence that Sergeant East’s administrative investigation did not taint the Commonwealth’s
criminal case, “the burden of proof imposed by Kastigar does not require the prosecution to
‘negate every abstract possibility of taint.’” Welsh, 246 Va. at 353 (internal citations omitted).
Instead, “[t]he focus of the inquiry under Kastigar . . . is not whether the prosecutor was aware of
the contents of the immunized testimony, but whether he used the testimony in any way to build
a case against the defendant.” Id. at 353-54 (quoting Harris, 973 F.2d at 338). Here, the
Commonwealth’s attorney never used—or even viewed—Griffin’s protected statements because
the Commonwealth never received the statements from Sergeant East.
In short, there simply is no evidence in the record before this Court on appeal that the
Commonwealth used Griffin’s protected statements in any way to develop its case. While it
certainly was not advisable or wise for the police department to have Sergeant East conduct both
the administrative investigation and the criminal investigation of Griffin (a point Sergeant East
made to the then-chief of police), Garrity and its progeny did not create a per se rule requiring
different investigators for the different investigations. See Harris, 973 F.2d at 337 (“It is true
that courts have generally declined to erect a per se rule requiring withdrawal of a prosecutor or
other government official who may have been exposed to immunized testimony, and we do not
erect such a rule here.”). Consequently, given that the Commonwealth’s attorney never had
access to Griffin’s protected statements and given that there is no evidence that the
Commonwealth derived its evidence from Griffin’s protected statements, we certainly cannot say
that the trial court erred in finding that Sergeant East’s actions in the criminal investigation of
Griffin tainted the Commonwealth’s case against Griffin.
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B. Batson Challenge
In Griffin’s second assignment of error, Griffin contends that the trial court “erred by
denying Appellant’s objections to the Commonwealth using its peremptory strikes to strike four
white male jurors on the venire in violation of Batson v. Kentucky, 476 U.S. 79 (1986).” When a
defendant raises a Batson challenge, the defendant bears the burden of making a prima facie case
of purposeful discrimination on the basis of race or gender by the prosecutor in using a
peremptory strike against a juror. Batson, 476 U.S. at 89 (“[T]he Equal Protection Clause
forbids the prosecutor to challenge potential jurors solely on account of their race.”); J.E.B. v.
Alabama ex rel. T.B., 511 U.S. 127, 143 (1994) (holding that “litigants may not strike potential
jurors solely on the basis of gender”); see also Jackson v. Commonwealth, 266 Va. 423, 436
(2003), cert. denied, 543 U.S. 842 (2004). The burden then shifts to the prosecution to produce
race-neutral and gender-neutral explanations for striking the juror. After the prosecution
provides a race-neutral and gender-neutral explanation for striking the juror, “[t]he defendant
may then provide reasons why the prosecution’s explanations were pretextual and the strikes
were discriminatory regardless of the prosecution’s stated explanations.” Jackson, 266 Va. at
436. The question of “[w]hether the defendant has carried his burden of proving purposeful
discrimination in the selection of the jury is then a matter to be decided by the trial court.” Id.Griffin acknowledges on appeal that “the Commonwealth offered gender-neutral
explanations for striking” four male jurors (Juror 14, Juror 17, Juror 21, and Juror 23) from the
jury panel but argues that the facially-neutral explanations offered by the Commonwealth at trial
“were mere pretext.” As the Supreme Court stated in Bethea v. Commonwealth, 297 Va. 730(2019),
Batson’s treatment of intent to discriminate [i]s a pure issue of fact,
and a trial court finding regarding the credibility of an attorney’s
explanation of the ground for a peremptory challenge is entitled to
great deference. This deference is understandable because the
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judicial evaluation of the prosecutor’s state of mind based on
demeanor and credibility lies peculiarly within a trial judge’s
province. [I]n the absence of exceptional circumstances, therefore,
appellate courts should defer to the trial court because [a]ppellate
judges cannot on the basis of a cold record easily second-guess a
trial judge’s decision about likely motivation.
Id. at 756-57 (internal quotation marks and citations omitted) (alterations in original).
Griffin never argued at trial that the Commonwealth’s gender-neutral and race-neutral
explanations for striking Juror 14 and Juror 17 were merely pretextual. Consequently, we cannot
reach Griffin’s arguments concerning Juror 14 and Juror 17 because he failed to preserve them
for review on appeal. See Rule 5A:18; Bethea, 297 Va. at 743 (“Not just any objection will do.
It must be both specific and timely – so that the trial judge would know the particular point being
made in time to do something about it.”). Thus, we address on the merits only Griffin’s
arguments concerning Juror 21 and Juror 23.
At trial, the Commonwealth explained that it struck Juror 21 “because he was a neighbor
of [Juror 1]” and because “[h]e also rolled his eyes at several attempts of humor” during voir
dire. The record clearly establishes that Juror 21 knew Juror 1 and that Juror 21’s answers to the
Commonwealth were more abrupt and less expansive or engaged than Juror 1’s responses.
Furthermore, the Commonwealth also explained that Juror 21 had “rolled his eyes at several
attempts of humor” during voir dire—while no similar concern was raised concerning Juror 1.
Regarding Juror 23, the prosecutor explained that she struck Juror 23 because he “didn’t
talk at all” and because she “couldn’t see him during most of the selection” process, which she
said meant that she did not “know enough about him.” While it is true that other jurors did not
speak either, the prosecutor emphasized that she “couldn’t see [Juror 23] during most of the
selection” process. This further impeded her ability to gain information about Juror 23 because
she could not observe his body language or demeanor.
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In this case, the prosecutor based her reasons for striking Juror 21 and Juror 23, in part,
on concerns based upon her observations (or lack thereof) of the jurors’ body language. A
juror’s body language or demeanor during voir dire is certainly a gender-neutral and race-neutral
reason for striking a juror. See Goodson v. Commonwealth, 22 Va. App. 61, 81 (1996). Given
that we, unlike the trial court, do not have the ability on appeal to view Juror 21’s demeanor or
assess whether the prosecutor actually had a poor view of Juror 23, we cannot (and should not try
to) second-guess the trial judge’s decision about the Commonwealth’s likely motivation to strike
these jurors. See Davis v. Ayala, 576 U.S. 257, 274 (2015) (“Appellate judges cannot on the
basis of a cold record easily second-guess a trial judge’s decision about likely motivation.”).
Given that the prosecutor’s explanations for using her peremptory strikes against Juror 21 and
Juror 23 were certainly not inherently incredible, we cannot say that the trial court erred in
crediting the prosecutor’s gender-neutral and race-neutral explanations for striking Juror 21 and
Juror 23. See Bethea, 297 Va. at 756 (“[A] trial court finding regarding the credibility of an
attorney’s explanation of the ground for a peremptory challenge is entitled to great deference.”).
For all of these reasons, we do not disturb the decision of the trial court to deny Griffin’s
Batson challenge.
C. Admissibility of Character Evidence
In his third assignment of error, Griffin contends that the trial court erred in refusing to
admit certain evidence, listed supra, in Section I(D), concerning Lenzen’s character because the
trial court’s exclusion of this evidence was “in contravention of Rules 2:404(a)(2) and 2:404(b)
of the Rules of the Supreme Court of Virginia and the Appellant’s constitutional rights to Due
Process, compulsory process, and the right to present evidence.”3 “[W]e review a trial court’s
3
Although Griffin asserts in only a single sentence of his brief that his “constitutional
rights to Due Process, compulsory process, and the right to present evidence” were violated, he
does not substantiate that mere assertion by providing any actual argument in his brief as to why
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decision to admit or exclude evidence using an abuse of discretion standard and, on appeal, will
not disturb a trial court’s decision to admit evidence absent a finding of abuse of that discretion.”
Avent v. Commonwealth, 279 Va. 175, 197 (2010) (quoting John Crane, Inc. v. Jones, 274 Va.
581, 590 (2007)).
1. Rule 2:404(a)(2)
Virginia Rule of Evidence 2:404(a)(2) provides that “evidence of a pertinent character
trait or acts of violence by the victim of the crime” is admissible when “offered by an accused
who has adduced evidence of self defense.” See also Jones v. Commonwealth, 71 Va. App. 70,
89 (2019); Burford v. Commonwealth, 179 Va. 752, 767 (1942). Griffin acknowledges on brief,
however, that “the [trial] Court determined that Mr. Griffin did not adduce evidence of
self-defense,” and Griffin does not challenge that finding on appeal. Instead, he contends that
“the ‘self-defense’ language of Rule 2:404(a)(2) should extend to” the “defense of justified use
of force.” However, the plain language of Rule 2:404(a)(2) simply does not allow a defendant to
enter otherwise inadmissible character evidence of the victim unless the defendant “has adduced
evidence of self defense.” See Browning v. Browning, 68 Va. App. 19, 24 (2017) (“Rules of
statutory construction apply equally to the interpretation of the Rules, so that ‘[i]n construing the
language of rules and statutes, “we must give effect to the [drafters’] intention[s] as expressed by
the language used unless a literal interpretation of the language would result in a manifest
absurdity.”’” (alterations in original) (quoting Muse Construction Group, Inc. v. Commonwealth
Bd. for Contractors, 61 Va. App. 125, 130-31 (2012))). Consequently, we hold that Rule
these mere assertions are actually so. Therefore, we do not reach this portion of his assignment
of error on appeal. See Rule 5A:20(e) (“The opening brief of appellant must contain . . . [t]he
standard of review and the argument (including principles of law and authorities) relating to each
assignment of error.” (emphasis added)); Fadness v. Fadness, 52 Va. App. 833, 850 (2008)
(“Unsupported assertions of error ‘do not merit appellate consideration.’” (citation omitted)).
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2:404(a)(2) does not permit Griffin to present character evidence concerning the victim, Lenzen,
because Griffin did not present evidence that Griffin acted in self-defense.
2. Rule 2:404(b)
As a general rule, “[e]vidence of a person’s character or character trait is not admissible
for the purpose of proving action in conformity therewith on a particular occasion.” Va. R. Evid.
2:404(a). However, under certain circumstances, evidence of other crimes, wrongs, or acts “is
admissible if it tends to prove any relevant fact pertaining to the offense charged.” Va. R. Evid.
2:404(b). Griffin contends that the evidence of Lenzen’s mental health history, of Lenzen’s
“history of violence,” and of Lenzen’s “history of resentment and hostility against first
responders and hospital staff” is admissible under this exception because it was “relevant to the
need for the use of force.”
Griffin’s argument essentially stands on the misguided premise that the entirety of
Lenzen’s mental health history and criminal record were relevant to the question of whether
Griffin’s use of force was reasonable under the circumstances present here. In Graham v.
Connor, 490 U.S. 386, 396 (1989), the United States Supreme Court stated, “The
‘reasonableness’ of a particular use of force must be judged from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of hindsight.” Consequently, evidence
relevant to the question of whether Griffin’s use of force was objectively reasonable would have
been only circumstances known to him at the time of the incident.
The character evidence of the victim that Griffin contends was excluded in error largely
consisted of incidents and observations by other individuals after the January 27, 2020 incident
at issue before us now. For example, Griffin sought to admit testimony and supporting
documentation of Lenzen’s behavior at a different facility on July 1, 2020—six months after
Griffin executed his take-down of Lenzen that is now before us. Given that July 1, 2020 incident
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occurred many months later, this evidence could not have played any role in Griffin’s use of
force on January 27, 2020. Furthermore, testimony from others about their own experiences
with Lenzen and knowledge of Lenzen’s behavior do not bear on the reasonability of Griffin’s
decision because the specific details of their experiences did not inform Griffin’s actions on that
day. As the trial court explained, “[J]ust because somebody has this kind of history doesn’t
mean you can beat him around for no reason or if they look at you wrong.” Finally, the trial
court specifically permitted Griffin to testify—and Griffin actually testified at length—about his
knowledge of Lenzen’s mental health history and Lenzen’s aggressive behaviors of which
Griffin was aware on January 27, 2020. Consequently, the jury was able to hear quite a bit about
Griffin’s knowledge of Lenzen’s character and how it informed his decision to take Lenzen to
the ground that day.
Therefore, for all of the reasons stated supra, in subsection (C)(1) and (C)(2), we cannot
say that the trial court abused its discretion in refusing to admit the evidence listed supra, in
Section I(D), concerning Lenzen’s character—especially given that the trial court allowed
Griffin to testify about any information concerning Lenzen’s character that was known to Griffin
when he leg-swiped Lenzen to the ground.
D. The Trial Court’s Jury Instructions
In his fourth assignment of error, Griffin argues that the trial court “erred by failing to
properly instruct the jury.” Specifically, he contends that the trial court “erred by refusing to
give [proffered] Jury Instruction I” and “erred by failing to give [proffered] Jury Instruction L”
instead of Jury Instruction 11. An appellate court’s “sole responsibility in reviewing [jury
instructions] is to see that the law has been clearly stated and that the instructions cover all issues
which the evidence fairly raises.” Swisher v. Swisher, 223 Va. 499, 503 (1982). As the Virginia
Supreme Court has stated, “As a general rule, the matter of granting and denying instructions
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does rest in the sound discretion of the trial court.” Cooper v. Commonwealth, 277 Va. 377, 381
(2009). However, whether an instruction “accurately states the relevant law is a question of law
that [the appellate court] review[s] de novo.” Sarafin v. Commonwealth, 288 Va. 320, 325
(2014).
1. Proffered Jury Instruction I
Griffin contends that the trial court erred when it refused to give proffered Jury
Instruction I. Specifically, Griffin argues that proffered Jury Instruction I accurately summarized
the United States Supreme Court’s decision in Graham v. Connor and provided instruction to the
jury on “the legal standard for the use of non-lethal force” by police officers. Although “[i]t is
the duty of the [trial] court to give instructions which correctly propound the law according to the
different views of the parties to the matter,” the trial court should not give “[a]n instruction
which is confusing, argumentative, long, and merely an attempt on [the party’s] part to have the
court apparently agree with his theory of the case.” H.W. Miller Trucking Co. v. Flood, 203 Va.
934, 937 (1962).
Here, proffered Jury Instruction I was long, argumentative, and not a neutral statement of
the law. Indeed, it placed undue emphasis on certain evidence—rather than leaving those
arguments for Griffin to make during closing argument. For example, proffered Jury Instruction
I stated, “Police officers may use force to protect themselves or others against those persons
whose actions would lead an objectively reasonable officer to believe pose a pending threat of
assault against themselves or others given the facts and circumstances known to the officers at
the time the force is used.” By using the language “pending threat of assault,” proffered Jury
Instruction I specifically references evidence that tended to show that Lenzen posed a pending
threat of assault against Griffin or others.
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Furthermore, it does not appear that proffered Jury Instruction I is an entirely accurate
statement of the law. Griffin specifically stated that “[t]his jury instruction comes from the
[seminal] use of force case, Graham v. Connor.” However, Graham does not contain support for
all of the propositions put forth in that instruction. Specifically, one of the instructions contained
in proffered Jury Instruction I states, “You [the jury] may not consider whether the officer could
have used lesser force or some other method to protect himself or others.” This portion of
proffered Jury Instruction I simply does not find any support in Graham or in any other case
which Griffin cites to this Court on brief.
Consequently, because proffered Jury Instruction I was long, argumentative, and, in part,
without legal support, we cannot say that the trial court abused its discretion in refusing to
provide that instruction to the jury.
2. Proffered Jury Instruction L
Griffin also contends that the trial court should have given the defendant’s proffered Jury
Instruction L, instead of giving Jury Instruction 11. Specifically, he argues that Jury Instruction
11 was inaccurate and misleading to the jury. However, the elements of battery listed in Jury
Instruction 11 actually rather closely mirror the elements of battery as expressed by this Court in
Kelley v. Commonwealth, 69 Va. App. 617, 625, 628 (2019) (holding that to sustain a conviction
for battery the Commonwealth must prove that the defendant willfully or unlawfully touched
another and that such touching was “done in a rude, insolent, or angry manner”).
Furthermore, Jury Instruction 11 also correctly allocated the burden of proof to the
Commonwealth. To the extent that Jury Instruction 11 may have confused the jury as to whether
the Commonwealth needed to prove that Griffin touched Lenzen in an angry, rude, or insulting
manner in addition to proving that Griffin acted with excessive force, the trial court certainly
remedied any such issue by the clarifying instruction it issued following the jury’s questions on
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Jury Instruction 11. “A judicial response to a jury question is considered a legal instruction,”
Ludwig v. Commonwealth, 52 Va. App. 1, 11 (2008), and “[w]hen reviewing jury instructions on
appeal, we read the instructions together and consider them as a whole,” Supervalu, Inc. v.
Johnson, 276 Va. 356, 366 (2008). In the trial court’s clarifying instruction in answer to the
jury’s question, the trial court clearly and unequivocally instructed the jury that regardless of
whether the jury found that Griffin used excessive force, the Commonwealth still “must prove
that the touching was done in an angry, rude, insulting, or vengeful manner.” This clarifying
instruction, to which Griffin agreed, in conjunction with Jury Instruction 11, made clear to the
jury that the Commonwealth bore the burden of proving each and every element of battery,
including that the touching was done in an angry, rude, insulting, or vengeful manner.
Consequently, we cannot say that the trial court erred.
E. Sufficiency of the Evidence
In his fifth assignment of error, Griffin contends that the trial court “erred by denying
Appellant’s motion to strike the evidence and in convicting Appellant where the evidence
adduced by the Commonwealth was insufficient to prove that Appellant used excessive force or
that the Appellant touched Mr. Lenzen in an angry, rude, insulting, or vengeful manner.” When
considering the sufficiency of the evidence on appeal, “a reviewing court does not ‘ask itself
whether it believes that the evidence at the trial established guilt beyond a reasonable doubt.’”
Crowder v. Commonwealth, 41 Va. App. 658, 663 (2003) (quoting Jackson v. Virginia, 443 U.S.
307, 318-19 (1979)). “Viewing the evidence in the light most favorable to the Commonwealth,
as we must since it was the prevailing party in the trial court,” Riner v. Commonwealth, 268 Va.
296, 330 (2004), “[w]e must instead ask whether ‘any rational trier of fact could have found the
essential elements of the crime beyond a reasonable doubt,’” Crowder, 41 Va. App. at 663
(quoting Kelly v. Commonwealth, 41 Va. App. 250, 257 (2003) (en banc)). “This familiar
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standard gives full play to the responsibility of the trier of fact fairly to resolve conflicts in the
testimony, to weigh the evidence, and to draw reasonable inferences from basic facts to ultimate
facts.” Jackson, 443 U.S. at 319.
The slightest unlawful touching of another, “if done in a rude, insolent, or angry manner,
constitutes a battery for which the law affords redress.” Crosswhite v. Barnes, 139 Va. 471, 477
(1924); see Adams v. Commonwealth, 33 Va. App. 463, 468 (2000). A police officer’s use of
“excessive force is a battery because that touching is not justified or excused and therefore is
unlawful.” Gnadt v. Commonwealth, 27 Va. App. 148, 151 (1998). “The reasonableness of the
force is evaluated from the objective perspective of a reasonable police officer on the scene,
allowing for officers to make ‘split-second judgments—in circumstances that are tense,
uncertain, and rapidly evolving—about the amount of force that is necessary.’” Cromartie v.
Billings, 298 Va. 284, 302 (2020) (quoting Graham, 490 U.S. at 397).
Here, the evidence showed that Lenzen, who was handcuffed and in Griffin’s custody,
had not made any attempts to flee Griffin’s custody and had not made any threatening
movements toward any of the hospital staff (or other patients). Furthermore, the evidence shows
that Lenzen had been compliant with Griffin—at least until Griffin forced him to move a few
steps closer to the registration counter. Although Griffin testified that he tried to calmly
deescalate the situation, the witnesses at the hospital who were closest in proximity to Griffin
and Lenzen did not corroborate this account. After one or two demands that Lenzen “stop
resisting,” Griffin not only put both his hands on Lenzen but also almost immediately leg-swiped
the handcuffed man’s legs out from under him, sending Lenzen face-first into the hard hospital
floor, breaking Lenzen’s patella, cutting Lenzen’s forehead around his eyebrow, and injuring his
nose. Given this evidence in the record, we certainly cannot say that no rational fact finder could
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conclude that Griffin willfully touched Lenzen in a manner that was rude and insulting—and that
the force Griffin used was excessive under the circumstances.
III. CONCLUSION
For all of the foregoing reasons, we affirm the trial court’s decision in convicting Griffin
of assault and battery.
Affirmed.
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