Kurt Daims & Craig Newbert v. Town of Brattleboro

NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal
revision before publication in the Vermont Reports. Readers are requested to notify the Reporter
of Decisions by email at: JUD.Reporter@vermont.gov or by mail at: Vermont Supreme Court,
109 State Street, Montpelier, Vermont 05609-0801, of any errors in order that corrections may
be made before this opinion goes to press.
2016 VT 55
No. 2015-317
Kurt Daims & Craig Newbert Supreme Court
On Appeal from
v. Superior Court, Windham Unit,
Civil Division
Town of Brattleboro March Term, 2016
John P. Wesley, J.
Paul S. Gillies of Tarrant, Gillies & Richardson, Montpelier, for Plaintiffs-Appellants.
Robert M. Fisher and Michael McGillion (On the Brief) of Fisher & Fisher Law Offices, P.C.,
Brattleboro, for Defendant-Appellee.
PRESENT: Reiber, C.J., Skoglund, Robinson and Eaton, JJ., and Kupersmith, Supr. J. (Ret.),
Specially Assigned
¶ 1. EATON, J. Plaintiffs, residents of defendant Town of Brattleboro, appeal the
superior court’s order granting the Town summary judgment with respect to plaintiffs’ lawsuit
claiming that the town selectboard unlawfully interfered with an election on their petitions to
amend the town charter. We affirm.
¶ 2. Prior to the March 3, 2015 town meeting, plaintiffs submitted three separate
petitions to amend the town charter, pursuant to 17 V.S.A. § 2645. Among other things, the
petitions sought to: (1) allow residents sixteen and older to vote at town meetings; (2) allow
voters to seek a referendum on articles authorizing the Town to spend more than $2 million;
(3) limit the terms of town meeting representatives;1 (4) hold the elections of town
representatives and town officials in November rather than March; (5) require employers within
the Town to provide two hours paid leave for employees to vote at town meetings; and (6) have
the town grand juror enforce the minimum wage and function as a district attorney for the Town.
As required by § 2645(a)(3) and (5), the selectboard held two public hearings on the petitions.
¶ 3. On February 17, 2015, following a second hearing that was held on January 29,
2015, the selectboard met and resolved to endorse an “information sheet” regarding the petitions
and to distribute the information sheet to media outlets in the Brattleboro area. The information
sheet was then emailed to town meeting representatives, the media, selectboard members, town
staff, and a few other persons who requested it. Among other things, the information sheet stated
that: (1) setting term limits would be “anti-democratic” in that it would “ban Brattleboro
residents from [t]own meeting[s] because they had attended six years in a row”; (2) moving
elections from March to November “would damage the link between . . . important parts of
government and leave Brattleboro out of step with the rest of Vermont”; (3) requiring employers
to provide paid leave for employees to attend town meetings “would mandate Brattleboro
employers to pay employees to attend town meetings in other towns and states” and would
impact “Brattleboro residents [who] already face very steep property taxes”; (4) giving powers to
the town grand juror, which “is essentially obsolete in this modern era,” is unnecessary “because
enforcement of laws and ordinances is handled by other elected officials and clear structures”;
and (5) “setting separate rules for voter review of budget items over $2 million is confusing and
arbitrary.” On March 3, 2015, town voters defeated the three petitions.
¶ 4. Shortly after the election, plaintiffs, acting pro se, filed a complaint alleging that
the selectboard had interfered with the constitutional mandate that elections be free and without
1
As stated in the town charter, the Representative Town Meeting consists of up to 140
elected voters and “is a guiding body for the Town and a source of ideas, proposals, and
comments.” 24 V.S.A. App. Ch. 107, § 2.4(a)(2).
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corruption, in violation of Chapter I, Article 8 and Chapter II, Section 55 of the Vermont
Constitution, and also had interfered with the division of powers established in the town charter.
The complaint asked the superior court to nullify the vote on the petitions, order a new election,
rule that the selectboard acted beyond its authority in violation of the town charter in
promulgating the information sheet, find that the information sheet was partisan and erroneous,
and instruct town officials to refrain from issuing any future statements opposing petitioned
articles.
¶ 5. The Town filed a motion for summary judgment, along with a statement of
undisputed material facts. Plaintiffs accepted the Town’s statement of undisputed facts and filed
a cross-motion for summary judgment, arguing that the Town’s information sheet was
unauthorized and inconsistent with the purpose and letter of § 2645. In a July 28, 2015 decision,
the superior court granted the Town’s motion for summary judgment, ruling that: (1) nothing in
§ 2645 or any other law prevented the selectboard from issuing an information sheet concerning
the voter-initiated petitions to amend the town charter; (2) although the information sheet
expressed the selectboard’s opinion on the petitions, it did not rise to the level of the selectboard
interposing itself in the election process and interfering with the voters’ right to decide the issues
presented by the petitions; (3) plaintiffs provided no support for their contention that the
selectboard revised the proposed amendments to the town charter; (4) plaintiffs failed to
demonstrate that the information sheet was erroneous; and (5) even if the information sheet
contained errors, there was nothing to suggest that the selectboard acted willfully to deceive
voters.
¶ 6. On appeal, plaintiffs, now represented by counsel, do not claim any constitutional
violations, but rather argue only that the information sheet disseminated by the selectboard was
unauthorized by, and inconsistent with the purpose and letter of, § 2645. Under § 2645(a), a
municipality may propose to the Legislature an amendment to its charter by majority vote of
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town voters based on either a proposal put forth by the municipal legislative body itself or by a
petition of five percent of the municipality’s voters. The legislative body must hold at least two
public hearings before a vote on proposed charter amendments, the first of which must be held at
least thirty days before the vote. 17 V.S.A. § 2645(3). The legislative body may revise its own
proposals following comments at the public hearings, but may not revise voter-initiated petitions.
Id. § 2645(4)-(5).
¶ 7. According to plaintiffs, the Legislature intended § 2645 to mean that once a voter-
initiated petition is submitted to the selectboard, the selectboard is authorized to do only what it
is required to do under the statute—provide notice, hold hearings, add articles to the warning,
order an election, and refrain from altering the petition in any way. Plaintiffs rely on § 2645(5),
which requires, with respect to voter-initiated petitions, that the municipal legislative body hold a
second public hearing no later than ten days after the first hearing, and that voter-initiated
petitions be submitted to the voters at the next election “in the form in which they were filed.”
Id. § 2645(5) (“The legislative body shall not have the authority to revise proposals to amend the
charter made by petition.”). In plaintiffs’ view, these obligations reflect the commitment of the
Legislature to protect petitions from interference by the municipal legislative body even when
the legislative body finds them unacceptable. In essence, plaintiffs argue that any action taken
by the selectboard beyond that set forth in the statute with respect to a voter-initiated petition to
amend the charter—including taking a position on the petition—is beyond the selectboard’s
authority.
¶ 8. Plaintiffs read too much into the statute. As indicated above, § 2645 sets forth
procedural requirements with respect to proposals to amend town charters put forth by either
municipal legislative bodies or five percent of town voters. Nothing in the statute presumes to
resolve the “tension” between town voters and town elected officials by precluding the
selectboard from commenting on voter-initiated petitions to amend town charters.
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¶ 9. Plaintiffs argue, however, that because municipalities have only those powers
explicitly granted by the Legislature, the selectboard is authorized to do only what the statute
obligates it to do and thus cannot comment on voter-initiated petitions absent explicit
authorization to do so in § 2645 or the town charter. In so arguing, plaintiffs cite the
longstanding legal principle, known as Dillon’s Rule, that municipalities “ ‘owe their origin to,
and derive their powers and rights wholly from, the legislature.’ ” City of Montpelier v. Barnett,
2012 VT 32, ¶ 20, 191 Vt. 441, 49 A.3d 120 (quoting City of Clinton v. Cedar Rapids & Mo.
River R.R. Co., 24 Iowa 455, 475 (1868)); see also E.B. & A.C. Whiting Co. v. City of
Burlington, 106 Vt. 446, 461, 175 A. 35, 42-43 (1934) (“The general rule is that the charter of a
municipal corporation is to be strictly construed against it; the presumption being that the
Legislature granted in clear and unmistakable terms all that it intended to grant.”).
¶ 10. Fleshed out, however, the principle stands for the broader proposition that
municipalities’ powers “include both those powers granted in express words by statute and those
powers necessarily or fairly implied in the powers expressly granted.” Gade v. Chittenden Solid
Waste Dist., 2009 VT 107, ¶ 13, 187 Vt. 7, 989 A.2d 491; see also Barnett, 2012 VT 32, ¶ 20
(stating that under Dillon’s Rule municipalities have, in addition to powers expressly granted to
them, powers “as may be incident, subordinate or necessary to the exercise” of their express
powers (quoting Hinesburg Sand & Gravel Co. v. Town of Hinesburg, 135 Vt. 484, 486, 380
A.2d 64, 66 (1977))); Bryant v. Town of Essex, 152 Vt. 29, 36-37, 564 A.2d 1052, 1056 (1989)
(“Municipalities possess and may exercise not only those powers expressly granted to them by
the Legislature, but also such powers as are necessarily and fairly implied or are incident to the
powers expressly granted, and such as are essential to the declared objects and purposes of the
[municipal] corporation” (quotation omitted)).
¶ 11. We conclude that, while there is no explicit authority under the statute to allow
municipal bodies to comment on voter-initiated petitions, such authority, within limitations, is
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fairly and reasonably implied under the statute and the town charter. As noted, § 2645(a)(1)
allows proposed amendments to town charters not only by voter-initiated petitions but also by
proposals from the legislative body of the municipality. Thus, the statute presumes an active role
in charter amendments by the municipal legislative body.2 Although § 2645(a)(5) explicitly
prohibits the legislative body from revising voter-initiated petitions, the statute does not prohibit
the legislative body from commenting on such petitions. Indeed, plaintiffs concede that
municipal bodies can comment on their own proposals, even though there is no explicit
legislative authority in the statute for them to do so. Apparently, they justify this inconsistent
position based on their belief that the purpose of § 2645 is to balance power between municipal
bodies and voters. We find no basis in the statute to conclude that municipal bodies may
comment on their own proposals to amend a town charter, but not on voter-initiated petitions to
do the same.
¶ 12. Like the subject statute, the town charter neither expressly gives the selectboard
the authority to comment on voter-initiated petitions, see 24 V.S.A. App. Ch. 107, § 4.6 (setting
forth general powers of selectboard), nor expressly prohibits such action, see id. § 4.3(a) (setting
forth prohibitions for selectboard members, including that they not be employed by town or be
voting members on committee whose members are appointed by selectboard, or that they hold
any paid appointive office in town until one year after their term ends). The town charter
provides, however, that the Town shall have all powers conferred by the laws of the state and
that the charter “shall not be construed as limiting the general powers of the Town.” Id. § 3.1(a).
Moreover, the charter states that the selectboard “shall have the general oversight of the
affairs . . . of the Town not committed by law to the care of any particular officer.” Id. § 4.6; see
2
Moreover, the town charter also allows proposed amendments to the charter by
recommendation of a Charter Revision Committee appointed by the selectboard. 24 V.S.A. App.
Ch. 107, § 8.1(4).
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also 24 V.S.A. § 872(a) (stating that “selectboard shall have the general supervision of the affairs
of the town”).
¶ 13. In short, it can be fairly and reasonably inferred from § 2645 and the town charter
that the selectboard may comment in good faith on proposed charter amendments, even if voter-
initiated, concerning town operations or functions.3 In this case, the subject petitions concerned
government functions and operations and thus were subject to good faith comment by the
selectboard.
¶ 14. This position is consistent with recent case law exploring the extent to which local
governmental bodies may comment on ballot measures. For example, the Court of Appeals of
Maryland recently considered whether a county could take a public position on a law limiting
collective bargaining that was placed on the ballot through a voter-initiated referendum. See
Fraternal Order of Police v. Montgomery Cty., 132 A.3d 311 (Md. 2016). Notwithstanding the
petitioners’ contention that there was no explicit statutory authorization for the county to take a
position on the ballot measure, the court held that the county could express its views in the
context of supporting or opposing ballot measures related to legitimate government operations.4
Id. at 326-28; cf. Young v. Red Clay Consol. Sch. Dist., 122 A.3d 784, 852 (Del. Ch. 2015)
(concluding that “limited advocacy principle” set forth in earlier case law would allow school
3
We note that several states, in the context of statutory election laws, have limited
government comment on—or barred or limited the expenditure of public funds to support or
oppose—voter-initiated ballot measures. See, e.g., Ariz. Rev. Stat. § 9-500.14 (2015); Cal. Gov.
Code § 54964 (2001); Colo. Rev. Stat. § 1-45-117 (2015); Conn. Gen. Stat. § 9-369b (2015); Fla.
Stat. § 106.113 (2009); Okla. Stat. § 16-119 (1975); Wash. Rev. Code § 42.52.180 (2012).
Plaintiffs in this case do not rely on the expenditure of public funds to support their argument,
and we do not address whether Vermont law precludes or limits the expenditure of public funds
to support or oppose voter-initiated ballot measures.
4
The court cautioned that it was not dealing with an attempt by the county to use public
funds or resources to support or oppose any partisan political cause, such as the election of a
particular candidate for office, or ballot measures involving social policies unrelated to
government operations in any material way. Fraternal Order of Police, 132 A.3d at 329 (stating
that that kind of advocacy “is not a proper function of government and not within the permissible
ambit of government speech”). Neither does the instant case raise such concerns.
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district to engage in government campaign speech such as posting material on district website
and in school newspaper, holding public meetings and workshops, and making statements to
media).
¶ 15. Similarly, the Sixth Circuit of the United States Court of Appeals concluded that
although elections raise unique constitutional concerns regarding the government’s power to
advocate “because they are the very foundation of a democratic system,” such concerns do not
preclude the government from speaking “within the scope of its governance functions.” Kidwell
v. City of Union, 462 F.3d 620, 625 (6th Cir. 2006). The court determined that the defendant
city could comment in opposition to citizen initiatives concerning emergency services and taxes
because the initiatives fit “squarely within [the city’s] competence as governor” and involved
issues “germane to the mechanics of its function.” Id. at 626. The court pointed out that limiting
government speech with respect to ballot measures concerning government operations “would
allow hecklers to silence the government on issues in which it has an interest and expertise—and
on which citizens have an interest in hearing their government’s perspective.” Id.; see also Page
v. Lexington Cty. Sch. Dist. One, 531 F.3d 275, 287 (4th Cir. 2008) (accord); City Affairs
Committee of Jersey City v. Bd. of Comm’rs of Jersey City, 41 A.2d 798, 800 (N.J. 1945)
“[M]unicipalities may, within their discretion and in good faith, present their views for or against
proposed legislation or referendum to the people of questions which in their judgment would
adversely affect the interests of their residents.”). We agree with this reasoning.
¶ 16. In any event, even if we were to determine that in this case the selectboard
overstepped its authority in resolving to oppose the voter-initiated petitions, its conduct did not
rise to the level that would compel this Court to order the extraordinary remedy of a reelection.
Plaintiffs have accepted the Town’s undisputed facts that no changes were made to the three
petitions and that the selectboard’s information sheet was not posted in either the municipal
center or the town clerk’s office, where voting occurred. Nor do plaintiffs challenge the Town’s
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assertion, based on the affidavit of the town clerk, that the information sheet was neither handed
out with the ballot nor distributed at the polling place. Cf. Conn v. Middlebury Union High Sch.
Dist. No. 3, 162 Vt. 498, 505, 648 A.2d 1385, 1389 (1994) (rejecting plaintiffs’ contention that
school board’s letter urging voters to pass school bond violated statute forbidding inclusion of
opinion or comment on warning, notice, information cards or ballot, noting that “there was no
opinion or comment on any of the official documents listed in” statute). In fact, plaintiffs have
not even asserted that the information sheet actually swayed any voter’s decision on the
petitions.
¶ 17. As we held in Putter v. Montpelier Public School System, 166 Vt. 463, 467-68,
697 A.2d 354, 357 (1997), ordering a reelection is an extraordinary remedy that is available only
in extreme circumstances in which the right to vote was affected. In Putter, the plaintiff sought
to invalidate the passage of a school bond based on the school board’s distribution of a
newsletter urging passage of the bond proposal. As in this appeal, the plaintiff generally claimed
that the distribution of the newsletter improperly influenced the election without referencing an
impact on any voter in particular. In affirming the dismissal of the plaintiff’s lawsuit, we stated
that “[i]nvalidation of an election requires more than merely a claim of election irregularity, even
one of constitutional dimensions.” Id. at 467, 697 A.2d at 357. We held that “so extraordinary
and destabilizing a remedy” is available only when warranted by factors weighing “the nature
and severity of the . . . violation, the probability that it actually affected the election result, the
presence or absence of culpable intent, and the harm to the organic processes of the election.”
Id. at 468, 697 A.2d at 357.
¶ 18. We concluded that the plaintiff’s claims in that case fell “well below the requisite
threshold for election invalidation,” insofar as the plaintiff asserted in broad terms only that the
school board had improperly influenced the election, without alleging “that any qualified voters
were denied their right to vote in the school bond election, or that their votes were improperly
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diluted through deliberate governmental contrivance,” or that “municipal voters were actually
‘influenced’ in sufficient numbers to alter the election result.” Id. at 468-69, 697 A.2d at 357-58.
We held that the plaintiff’s claims did not “even remotely approach the level of extremity,
culpability or undue influence on the electoral process necessary to warrant the extraordinary
remedy of election invalidation.” Id. at 470, 697 A.2d at 359.
¶ 19. The same is true here, and plaintiffs’ attempts to distinguish Putter are unavailing.
Like the newsletter in Putter, the selectboard’s information sheet in this case urged voters to take
a certain position on plaintiffs’ petitions. As in Putter, plaintiffs’ claim of improper influence
rests upon the dissemination of written material that was not distributed at the polling place.
Moreover, as in Putter, there is no claim of a direct impact on the right to vote. In short,
plaintiffs fail to assert a legal basis to distinguish Putter, which is controlling here as to the
unavailability of the remedy they seek.
Affirmed.
FOR THE COURT:
Associate Justice
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