DocketNumber: No. 76723-8
Judges: Chambers, Owens, Sanders
Filed Date: 2/16/2006
Status: Precedential
Modified Date: 11/16/2024
¶1 This case involves cross appeals from a civil trial in which plaintiff Said Aba Sheikh obtained a judgment against the State of Washington for $10,364,372 in damages. Aba Sheikh’s injuries were inflicted during an assault by four youths in March 1999. One of the four assailants, Mychal Anderson, had been placed in a dependency guardianship by the Department of Social and Health Services (DSHS). Another, Miguel Pierre, was a DSHS dependent who had been placed in foster care. Aba Sheikh brought claims against the State alleging (1) negligent placement of Anderson and Pierre by DSHS, (2) parental liability under an in loco parentis theory, (3) vicarious liability, and (4) negligent failure to provide treatment. While claims 2-4 were dismissed upon the State’s motion for summary judgment, the jury rendered a verdict in favor of Aba Sheikh on his negligent placement claim. The State raises four issues on appeal: (1) whether DSHS owed a duty to Aba Sheikh, (2) whether there was sufficient evidence to support a proximate cause finding, (3) whether the trial court improperly denied the State’s pro
¶2 On March 27, 1999, Aba Sheikh was assaulted in the parking lot of a West Seattle minimart by Anderson, Pierre, Pulefano Ativalu, and Michael Gallow. Both Anderson and Pierre resided in the home of Emma Daniels as a result of placement arrangements by DSHS. Facts specific to DSHS’s relationships with Anderson and Pierre are described separately below.
1. Anderson and DSHS
¶3 Anderson, 13 at the time of the assault, was a dependent child placed with Daniels in what is known as a dependency guardianship. A dependency guardianship is more permanent than foster care but less so than outright adoption. See RCW 13.34.136(l)(a), .145(l)(a). Among other features, the guardianship gave custody and control to Daniels until Anderson turned 18 and limited DSHS’s supervisory role, terminating periodic judicial review of the dependency. Anderson’s dependency guardianship could be altered only upon the court’s finding that there was a substantial change in circumstances and the alteration would be in Anderson’s best interests. RCW 13.34.233(2). In December 1998 and February 1999, Daniels asked that Anderson’s dependency guardianship be terminated and that he be removed from her home due to his criminal behavior and general incorrigibility.
¶[4 Pierre, 16 at the time of the assault, was a dependent placed in Daniels’ home as a foster child. “Foster parents are responsible for the protection, care, supervision, and nurturing of the child in placement.” RCW 74-.13.330. However, unlike Anderson’s dependency guardianship, Pierre’s foster care placement involved greater ongoing involvement by DSHS. For example, DSHS was required to develop and monitor a plan for Pierre’s foster home placement and produce reports for periodic review by the court. RCW 74.13.031(1), (5). A permanency planning hearing for Pierre was conducted by the juvenile court the day before the assault. Although there was significant evidence regarding Pierre’s delinquent and criminal behavior, DSHS recommended continued placement in Daniels’ home and the court agreed. As with Anderson, Daniels had requested that Pierre be removed from her home in the months before the assault.
3. Procedural History
¶5 The State argued, on motion for summary judgment under CR 56 and motion for judgment as a matter of law under CR 50, that it owed no actionable tort duty to Aba Sheikh. The trial court denied both motions, concluding that the State owed Aba Sheikh a common law duty to control Anderson and Pierre through DSHS’s ability to seek changes in placement. After a verdict in Aba Sheikh’s favor, the State timely appealed to Division One of the Court of Appeals. Aba Sheikh subsequently filed a cross appeal, the issues of which were contingent upon the possibility the State would obtain a favorable decision on appeal. The Court of Appeals certified the case to this court for direct review.
4. State’s Motion To Strike
¶6 RAP 10.3(a)(4) requires a “statement of the facts and procedure relevant to the issues presented for review, without argument” and that “Reference to the record must
ISSUES
¶7 1. Did DSHS’s influence or control over the placement of Anderson and Pierre create a duty to protect Aba Sheikh from intentional torts by those assailants?
¶8 2. Can Aba Sheikh maintain a claim against the State for in loco parentis liability?
¶9 3. Can Aba Sheikh maintain a claim against the State for vicarious liability?
¶10 4. Can Aba Sheikh maintain a claim against the State for negligent failure to provide treatment?
STANDARD OF REVIEW
¶11 At issue is the trial court’s denial of the State’s motion for summary judgment and judgment as a matter of law that it owed no duty to Aba Sheikh, as well as the trial court’s decision to grant summary judgment in favor of the State as to Aba Sheikh’s in loco parentis, vicarious liability, and failure to provide treatment claims. “The standard of review of an order of summary judgment is de novo, and the appellate court performs the same inquiry as the trial court.” Jones v. Allstate Ins. Co., 146 Wn.2d 291, 300, 45 P.3d 1068 (2002). The standard on a motion for judgment as a matter of law mirrors that of summary judgment. See Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150, 120 S. Ct. 2097, 147 L. Ed. 2d 105 (2000). The elements
ANALYSIS
1. Placement Duty under Restatement (Second) of Torts § 319 (1965)
¶12 As a general rule, our common law imposes no duty to prevent a third person from causing physical injury to another. See Restatement (Second) of Torts § 315. Additionally, under the public duty doctrine, the State.is not liable for its negligent conduct even where a duty does exist unless the duty was owed to the injured person and not merely the public in general. Taylor v. Stevens County, 111 Wn.2d 159, 163, 759 P.2d 447 (1988). However, this court recognizes an exception to both these general rules in Restatement (Second) of Torts sections 315 and 319. See, e.g., Taggart v. State, 118 Wn.2d 195, 218-21, 822 P.2d 243 (1992). Under section 315(a), a duty arises where “a special relation exists between the actor and the third person which imposes a duty upon the actor to control the third person’s conduct.” Through Taggart and its progeny, we have adopted one class of these “special relation” cases as described in section 319: “ ‘One who takes charge of a third person whom he knows or should know to be likely to cause bodily harm to others if not controlled is under a duty to exercise reasonable care to control the third person to prevent him from doing such harm.’ ” 118 Wn.2d at 219 (quoting Restatement (Second) of Torts § 319).
¶13 The Taggart court announced that “parole officers have a duty to protect others from reasonably foreseeable dangers engendered by parolees’ dangerous propensities.” Id. at 224. In reaching this conclusion, the court began to
¶14 Since Taggart, we have continued to define the class of cases in which a take charge duty exists. For example, in Hertog, this court held that a take charge special relationship extends to probation counselors and pretrial release counselors. 138 Wn.2d at 281, 292. The Hertog court noted that “[a] probation counselor is clearly in charge of monitoring the probationer to ensure that conditions of probation are being followed, and has a duty to report violations to the court.” Id. at 279. The court applied similar reasoning to pretrial release counselors over the dissent’s objection that such counselors “are not authorized to arrest the people on their caseload nor can they impose conditions of
f 15 In contrast to the series of cases imposing a duty, at least two decisions from the Court of Appeals have defined limitations to the take charge exception. First and by far the most analogous to this case, Division One declined to impose a duty where DSHS had undertaken supervision of two children who later sexually assaulted a neighbor child. Terrell C. v. Dep’t of Soc. & Health Servs., 120 Wn. App. 20, 29, 84 P.3d 899, review denied, 152 Wn.2d 1018 (2004). DSHS was actively supervising the two children and had filed dependency petitions before the assault occurred, but the children had not been adjudicated dependent. Id. at 23-24. In concluding there was no take charge relationship, the court relied heavily on the nature of the child welfare statutes, stating as follows:
The statutory scheme does not contemplate that social workers will supervise the general day-to-day activities of a child. Rather the social worker’s role is to coordinate and integrate services in accord with the child’s best interests and the need[s] of the family. Any “ongoing” relationship between the social worker and the child is to prevent future harm to that child, not to protect members of the community from harm.
Id. at 28 (emphasis added) (footnote omitted). Thus, the court gave great weight to the distinction between DSHS’s statutory purpose (protecting children) and the criminal justice system’s purpose in the Taggart line of cases (to “properly supervise an adjudicated offender based on the prior crime”). Id. Additionally, in Couch v. Department of
¶16 We are tasked with determining where the State’s relationships to Anderson and Pierre fall on the continuum of take charge cases discussed above. In appealing the trial court’s decision to extend the take charge duty into the realm of DSHS placement decisions, the State relies on the statutory limits of DSHS’s purpose and authority, existing case law, and public policy considerations. In response, Aba Sheikh argues that there is some statutory basis for imposing a duty and Terrell C. is immaterial because the assailants in that case were not dependents.
¶17 There are numerous statutory descriptions of the purposes underlying DSHS’s child welfare division. For example, RCW 26.44.010 declares that “[i]t is the intent of the legislature that. . . protective services shall be made available in an effort... to safeguard the general welfare of [abused] children.” Similarly, RCW 74.15.010(1) states that the purpose of the care of children chapter of the code is “[t]o safeguard the health, safety, and well-being of children . . . receiving care away from their own homes, which is paramount over the right of any person to provide care.” With direct reference to the sentiment expressed in these statutes, this court has recently stated that “[the] statement of purpose encompasses two concerns: the integrity of the family and the safety of children within the family.” M.W. v. Dep’t of Soc. & Health Servs., 149 Wn.2d 589, 597-98, 70 P.3d 954 (2003) (citing Tyner v. Dep’t of Soc. & Health Servs., 141 Wn.2d 68, 80, 1 P.3d 1148 (2000)). Out of this declaration we find a fundamental distinction between the criminal justice agencies at issue in Taggart,
¶18 In response, Aba Sheikh relies on several statutory references to DSHS’s control over placement and takes them out of context to argue that there is statutory support for a take charge relationship. For example, Aba Sheikh lists DSHS’s authority to (1) ensure appropriate placements with foster parents; (2) remove a child from a foster home; (3) monitor and supervise a foster home; (4) arrange case worker contact every 90 days; (5) license foster homes; and (6) deny, suspend, revoke, or refuse to renew foster home licenses. See former WAC 388-73-212(6), (7) (1999), repealed by Wash. St. Reg. 01-18-037 (Sept. 28, 2001); RCW 74.13.260; RCW 74.15.010(5), .030(3), (5). While DSHS clearly has some control over dependent children, these statutes uniformly follow from child welfare’s stated purpose: to safeguard the health and welfare of dependent children. Aba Sheikh also directs us to RCW 74.15.010(5), which states that DSHS is directed to “license agencies . .. and to assure the users of such agencies, their parents, the community at large and the agencies themselves that adequate minimum standards are maintained by all agencies caring for children.” (Emphasis added.) Aba Sheikh reasons that the authority to license agencies (e.g., foster homes, group homes) and assure the “community at large,” among others, that those agencies are meeting minimum standards in their care of dependent children suggests that DSHS’s placement authority is intended to protect the public from the tortious acts of those dependent children. This argument is not well taken. Nothing in this statement of purpose suggests DSHS is directed to protect the public from dependent children. The statement does, however, speak to providing the public with assurances that DSHS is fulfilling its child protection role. Again, this represents a clear distinction from the criminal justice system.
¶20 Finally, public policy considerations weigh strongly in favor of concluding that DSHS owes no duty to protect the public from the criminal acts of dependent children. First, imposing such a common law duty on DSHS would directly conflict with separate DSHS statutory mandates. On the one hand, DSHS is required to ensure that foster care placements are in the least restrictive, most family-like setting available. See 42 U.S.C. § 675(5)(A); RCW 74-.13.065(2)(f). On the other hand, DSHS would be subject to liability, or at least the potential for liability, if it did not take significant steps to restrict the freedom of dependent children, the vast majority of whom have suffered severe
¶21 In sum, the nature of DSHS’s statutory relationship to dependent children, the existing case law, and public policy considerations all support a conclusion that the State owed no duty to Aba Sheikh. DSHS’s authority is limited to moving dependent children between foster homes or group homes that are in “[t]he least-restrictive, most family-like placement reasonably available.” ROW 74.13.065(2)(f). The purpose of this authority is to protect “the integrity of the family and the safety of children within the family.” M.W., 149 Wn.2d at 597. All of this lies in stark contrast to the authority of criminal justice agencies to supervise offenders or alleged offenders for the purpose of protecting the public from harm as in Taggart, Hertog, and Bishop. Accordingly, we hold that DSHS owed no duty to Aba Sheikh under Restatement (Second) of Torts section 319.
2. In Loco Parentis Liability
¶22 Aba Sheikh argues that it was error for the trial court to dismiss, upon motion for summary judgment, his in loco parentis claim against DSHS. The in loco parentis relationship is a common law doctrine that is not well defined in our case law. In State ex rel. Gilroy v. Superior Court, 37 Wn.2d 926, 933, 226 P.2d 882 (1951), this court gave some meaning to the doctrine through citation to outside authority, stating as follows:
“One who takes a child into his home and treats it as a member of his own family, educating and supporting it as if it were his own child, is said to stand to the child in loco parentis. . . .
*455 “Where one stands in loco parentis to another, the rights and liabilities arising out of that relation are, as the words imply, substantially the same as between parent and child.”
Id. (quoting 39 Am. Jur. Parent and Child § 61, at 697). Aba Sheikh reasons that Anderson’s and Pierre’s statuses as dependents, requiring DSHS to provide basic services (housing, physical care, and medical care), and DSHS’s authority to assume custody under RCW 74.13.031(6), create the in loco parentis relationship.
¶23 In the foster care setting it is the foster parent, Daniels in this case, who stands in the parental role, not DSHS. RCW 74.13.330 defines the responsibilities of foster parents as follows: “Foster parents are responsible for the protection, care, supervision, and nurturing of the child in placement.” Congruently, RCW 74.15.020(l)(g) defines “ [f]oster-family home’ ” as “an agency which regularly provides care on a twenty-four hour basis to one or more children.” In contrast to Daniels, DSHS was limited to coordinating the foster care services and, in the case of Pierre, monitoring the home on an ongoing basis. It was Daniels who took the children into her home and treated them as members of her own family, educating and supporting them. See Gilroy, 37 Wn.2d at 934. DSHS had no analogous relationship. Therefore, the trial court was correct when it concluded as a matter of law that DSHS did not stand in loco parentis as to Anderson and Pierre.
3. Vicarious Liability
¶24 Aba Sheikh next argues that it was error for the trial court to dismiss his vicarious liability claim against
The State sets forth certain standards for licensing a foster home and requires general compliance with certain standards, but it does not control the manner and means of operating the home. The foster parent is paid per child, rather than for time worked; and the State treats foster parents as vendors, not employees, for tax purposes.
. . . [Tjhere is no employee/employer relationship primarily because there is no right to control the daily actions of the foster parent and thus no ability to supervise or interfere with the day-to-day interaction between a foster parent and those working in the foster home. The State could revoke a foster parent’s license and remove foster children from the home, but it would have no right to otherwise “control” the actions of the foster parent. A foster parent is therefore not a state employee.
Id. at 139-40. In contrast, in Estate of Jones v. State, 107 Wn. App. 510, 521, 15 P.3d 180 (2000), the Court of Appeals stated that a DSHS-run group home for juvenile offenders was vicariously liable for torts that occurred when a resident escaped. Notably, the full extent of the court’s analysis on this issue is as follows: “Second Chance was an agent of the State when it operated the group home to which the State assigned Dodge and the State remains liable for any negligent supervision by Second Chance via respondeat superior.” Id.
4. Negligent Failure To Provide Treatment
¶26 Aba Sheikh’s third and final alternative claim is that DSHS had a duty, established by administrative regulation, to protect the public by providing mental health and substance abuse treatment to Anderson and Pierre. We employ a three-part test to determine whether a statute or regulation creates an implied cause of action: (1) “whether the plaintiff is within the class for whose ‘especial’ benefit the statute was enacted”; (2) “whether legislative intent, explicitly or implicitly, supports creating or denying a remedy”; and (3) “whether implying a remedy is consistent with the underlying purpose of the legislation.” Bennett v. Hardy, 113 Wn.2d 912, 920-21, 784 P.2d 1258 (1990). Aba Sheikh’s argument regarding this issue is extremely underdeveloped, failing to even discuss the Bennett test. Instead, Aba Sheikh simply cites three now-
¶27 The basis for Aba Sheikh’s claim fails to satisfy any of the three Bennett factors. First, these administrative rules are clearly intended to benefit the recipients of the listed services. Aba Sheikh points to nothing in the WAC or authorizing legislation that would suggest the treatment provisions are intended to prevent tortious acts by dependent children from harming the community at large. Second, Aba Sheikh’s only contention that the legislature intended to create a remedy is his renewed citation to the “community at large” reference in RCW 74.15.010(5) (one of DSHS’s purposes is to license foster homes to ensure there are minimum standards in child care). Licensing foster homes has no relation to offering additional services (i.e., mental health and chemical dependency treatment) to dependent children.
¶28 We hold that the State owes no duty under Restatement (Second) of Torts section 319 to persons harmed by the tortious acts of dependent children. Imposing such a common law duty on the State would be inconsistent with the principles of “take charge” liability and our current case law, as well as contrary to important public policy concerns. We also hold that the trial court did not err in granting the State’s motion for summary judgment as to Aba Sheikh’s in loco parentis, vicarious liability, and negligent failure to provide treatment claims. As Aba Sheikh maintains no remaining claims, the judgment against the State is vacated and all other issues on appeal are moot.
Alexander, C.J., and C. Johnson, Madsen, Bridge, Fairhurst, and J.M. Johnson, JJ., concur.
Tegman v. Accident & Med. Investigations, Inc., 150 Wn.2d 102, 75 P.3d 497 (2003). The proposed jury instruction by the State relates to the segregation of damages between negligent and intentional tortfeasors.
For example, in Taggart, the parole officer was tasked with regulating the parolees’ movement and monitoring their use of drugs and alcohol, the failure of both of which led to the parolees’ attacks on the victims. 118 Wn.2d at 200-03.
The dissent refers us to Evangelical United Brethren Church v. State, 67 Wn.2d 246, 259-60, 407 P.2d 440 (1965) (analogizing the treatment, management, and care of delinquent children committed to its custody to a parent/child relationship). This case is inapposite because it involved a child placed in a juvenile corrections facility, not dependency, and the statutory basis for the State’s responsibility has since been repealed. Washington courts have recognized that the Evangelical United decision is “outdated” and has been “significantly narrowed by later decisions.” Estate of Jones v. State, 107 Wn. App. 510, 522-23, 15 P.3d 180 (2000) (citing Taggart, 118 Wn.2d at 214-15).
Former WAC 388-24-2150(2) (1999), repealed by Wash. St. Reg. 00-03-012 (Feb. 7, 2000), states that, beyond the basic requirements of foster family home care, clothing, and personal incidentals, “[a]dditional requirements for the eligible child shall be school supplies when not provided by the school, needed transportation costs, and psychological services.” Former WAC 388-86-067(1) (1999), repealed by Wash. St. Reg. 00-05-039 (Mar. 12, 2000), states that the “department shall provide mental health or day health care services.” Finally, former WAC 388-86--300(1) (1999), repealed by Wash. St. Reg. 00-18-032 (Sept. 29, 2000), states that the “department shall provide chemical dependency outpatient treatment services to a Medicaid client,” which includes dependent children.
See also Braam v. State, 150 Wn.2d 689, 712, 81 P.3d 851 (2003) (under RCW 74.14A.050 (requiring DSHS to develop programs for dependent’s emotional, medical, and mental needs), there was “no evidence of legislative intent to create a private cause of action, and that implying one is inconsistent with the broad power vested in DSHS to administer these statutes”).
New Cingular Wireless Pcs Llc, Res. v. City Of Bothell ( 2014 )
Chuck Babb v. Regal Marine Industries, Inc. ( 2014 )
CANO-GARCIA v. King County ( 2012 )
Gabriel E. Gourde & Charbonneau D. Gourde v. Ann L. Gannam ( 2018 )
Michael & Vicky Poole v. State Farm Fire & Casualty Co. ( 2018 )
Edward Coates v. City Of Tacoma ( 2019 )
Mark & Danika Velasco, V Discover Mortgage Company ( 2015 )
Frausto v. Yakima HMA, LLC ( 2017 )
David And Marissa Turk, V United Service Automobile Assoc. ( 2018 )
Jodi Brugh v. Fun-tastic Rides Co. ( 2019 )
McFarling v. Evaneski ( 2007 )
Stacey Defoor v. Rafel Law Group Pllc ( 2013 )
In Re The Guardianship Of: D.g.s., Dwayne Stelivan v. Dshs ( 2013 )
Douglas Mclean v. The Town Of Steilacoom ( 2014 )
Gabriel E. Gourde & Charbonneau D. Gourde v. Ann L. Gannam ( 2018 )
Citimortgage v. Paul Moseley ( 2019 )
Keith Alan Anderson v. Terry Oken Phillips ( 2020 )