State v. Condon

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IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, NO. 88854-0
Petitioner,
v. ENBANC
JOEL CAMERON CONDON,
Respondent. Filed JAN 0 8 2015
GORDON McCLOUD, J.-The defendant, Joel Condon, was charged with
multiple offenses, including aggravated first degree (premeditated) murder and first
degree felony murder, stemming from his involvement in a home invasion robbery
attempt. A jury found Condon guilty of aggravated (premeditated) first degree
murder, first degree burglary, and second degree unlawful possession of a firearm. 1
1
In accordance with its instructions, after finding Condon guilty of aggravated
murder, the jury did not address the question of whether Condon was guilty of first degree
felony murder.
State v. Condon (Joel), No. 88854-0
The primary questions before the court are whether there was sufficient
evidence of premeditation and whether Condon was entitled to a jury instruction on
second degree intentional murder as a lesser included offense to aggravated
premeditated murder.
The Court of Appeals found there was sufficient evidence of premeditation,
but that it was error to deny Condon's request for an instruction on the lesser
included crime. State v. Condon, noted at 174 Wash. App. 1041, 2013 WL 1628247.
We affirm the Court of Appeals.
FACTS
On January 20, 2009 two men kicked down the door and entered the home
where Carmelo Ramirez and Enedina Gregorio lived with their three children. The
intruders apparently believed (mistakenly) that they were at the home of a dn1g
dealer who they planned to rob.
As the intruders entered and began shouting at the family, Ramirez and
Gregorio's son went to a bedroom where his two younger siblings were playing.
Gregorio followed and told her children to escape through the bedroom window.
She then returned to the living room, where Ramirez was trying to take a gun from
the taller of the two intruders. The other intruder grabbed Gregorio, threw her
facedown on a sofa, and held her hands behind her back.
2
State v. Condon (Joel), No. 88854-0
At that moment a family friend, Martin Gutirrez, pulled into the driveway and,
according to Gregorio, frightened the intruders. Gregorio heard gun shots, and the
two intruders fled, leaving a cell phone behind. Ramirez staggered out of the house
and told Gutirrez that he had been shot. Gutirrez rushed him to a nearby Farm
Workers Clinic for immediate help. The nurses were unable to save him there, and
he died before reaching the hospital.
Approximately six weeks later, Jesus Lozano turned himself in and gave a
statement to the police describing the break-in and shooting. Lozano was the owner
of the cell phone left at the crime scene. He identified the other intruder as a man
called "Wak-W ak," a tall, light skinned Native American with a tattoo on his neck
of a scroll with writing on it. State Ex. 1 (Recorded Statement of Jesus Lozano, Mar.
10, 2009); 4 Tr. ofProceedings (TP) (Jury Trial) (Jan. 27, 2011) at 788-90. He told
police that Ramirez had gotten him in a choke hold during the struggle and that Wak-
Wak had shot Ramirez just as Lozano was losing consciousness from lack of oxygen.
From Lozano's description, police identified Joel Condon as the man called
Wak-Wak. State Ex. 1; 4 TP (Jury Trial) (Jan. 27, 2011) at 788-90. The State
charged Condon with one count of aggravated first degree (premeditated) murder,
in violation ofRCW 9A.32.030(1)(a) and RCW 10.95.020(11)(a); one count of first
degree felony murder predicated on first degree burglary and attempted first degree
robbery, in violation ofRCW 9A.32.030(1)(c); one count of first degree burglary, in
3
State v. Condon (Joel), No. 88854-0
violation of RCW 9A.52.020(1)(b); and one count of second degree unlawful
possession of a firearm, in violation ofRCW 9.41.040(2)(a)(i). Clerk's Papers (CP)
at 302-03. Some of the counts included firearm enhancements. With respect to the
first degree (premeditated) murder charge, the aggravating circumstance alleged was
that the murder took place "in the course ot: in furtherance of, or in immediate flight
from" a first degree burglary and/or an attempted first degree robbery. CP at 302.
At trial, the State presented Lozano's testimony that Condon had been the
shooter in the burglary, testimony by a jailhouse informant that Condon had admitted
to shooting a victim when he "screwed up on a home invasion," 5 TP (Jan. 31, 2011)
at 1001, and Gregorio's pretrial lineup and in-court identification of Condon.
Condon argued mistaken identity, pointing out the lack of forensic evidence,
impugning the credibility of the State's witnesses, and criticizing the procedures
used to facilitate Gregorio's identification. 2
Before closing arguments, defense counsel requested that the jury be
instructed on second degree intentional murder as a lesser included offense to
2
See, e.g., 6 TP (Feb. 1, 2011) at 1139 ("The allegation of the State is that two
people are in this house burst in by force, wrestled around, touching God knows what in
that house and we saw photographs and a video. Is there a fingerprint anywhere that the
authorities are able to pick up anywhere on anything? No."), 1148 ("It's up to you to
evaluate the credibility of this person, who he is -- trapped in the system and trying to
scratch out whatever it is that he can scratch out and he's not doing too badly .... He would
be willing to say anything."), 1147 ("Ms. Gregorio told officers within an hour after this
happened that these two people were either Hispanic or native and one was taller or shorter;
one was taller, one was shorter. That's all she said. Everything else came later.").
4
State v. Condon (Joel), No. 88854-0
aggravated (premeditated) first degree murder. Counsel reasoned that the jury could
find that he committed the murder but without premeditation. The court denied the
request for two reasons: first, that the evidence presented did not support an
inference that the shooting was not premeditated, and second, that second degree
murder was a lesser included offense to the first degree (premeditated) murder
charge, but not to the first degree felony murder charge.
The jury convicted Condon of aggravated first degree murder, first degree
burglary, and second degree unlawful possession of a firearm. The trial court
imposed the mandatory minimum penalty for aggravated first degree murder: life
without the possibility of parole.
Condon appealed, and the Court of Appeals reversed. Condon, 2013 WL
162824 7. It concluded that Condon was entitled to a lesser included instruction on
second degree (nonpremeditated) murder. It then conducted a harmless error
analysis and considered the probability that the jury might have found the murder
"intentional but impulsive rather than premeditated." Id. at *8. It concluded that
because the trial court failed to instruct the jury on second degree intentional murder,
"[t]he instructions given ... did not draw the jury's attention to the difference
between premeditation and intent." Id. at *7.
The State petitioned this court for review, arguing that the trial court properly
refused to give the lesser included offense instruction. In his answer to the State's
5
State v. Condon (Joel), No. 88854-0
petition, Condon raised several other issues. We granted review as to two issues in
all: (1) the sufficiency of the evidence to support the jury's finding of premeditation,
and (2) Condon's entitlement to the lesser included offense instruction. State v.
Condon, 178 Wn.2d 1010,311 P.3d26 (2013).
ANALYSIS
I. The Evidence Was Sufficient To Support the Jury's Finding of
Premeditation
In considering a sufficiency of the evidence challenge, we must determine
'"whether, after viewing the evidence in the light most favorable to the prosecution,
any rational trier of fact could have found the essential elements of the crime beyond
a reasonable doubt."' State v. Luvene, 127 Wash. 2d 690, 712, 903 P.2d 960 (1995)
(quoting Jackson v. Virginia, 443 U.S. 307, 319, 99 S. Ct. 2781, 61 L. Ed. 2d 560
(1970), quoted in State v. Green, 94 Wash. 2d 216, 221, 616 P.2d 628 (1980)). "A
claim of insufficiency [of evidence] admits the truth of the State's evidence and all
inferences that reasonably can be drawn [from it]." State v. Salinas, 119 Wash. 2d 192,
201, 829 P.2d 1068 (1992).
To convict Condon of first degree premeditated murder, the State had to prove
that Condon caused the death of Ramirez with premeditated intent. RCW
9A.32.030(1 )(a). Condon argues there was insufficient evidence of premeditation
because the facts all suggest that Condon was reacting to a struggle, not that he had
planned the killing ahead of time. We disagree.
6
State v. Condon (Joel), No. 88854-0
"Premeditation" is "'the deliberate formation of and reflection upon the intent
to take a human life'" and involves '"the mental process of ... deliberation,
reflection, weighing or reasoning for a period of time, however short."' State v.
Pirtle, 127 Wash. 2d 628, 644, 904 P.2d 245 (1995) (quoting State v. Gentry, 125
Wash. 2d 570, 597-98, 888 P.2d 1105 (1995)). Premeditation must involve "more than
a moment in point oftime." RCW 9A.32.020(1).
The State presented evidence that Condon entered the Toppenish home
wielding a loaded handgun and intending to commit a robbery. That motive is
relevant to establishing premeditation. See Pirtle, 127 Wash. 2d at 644. Specifically,
we have found that "'[a] person can form a premeditated design to effect the death
of another for the purpose of better enabling him to rob the person or premises of
that other."' State v. Miller, 164 Wash. 441, 447, 2 P.2d 738 (1931) ("When the
appellant entered the express office [intending to rob it] and saw two men present,
he may have very hastily concluded that it was advisable to dispose of Ivester so he
would have but one man to contend with.") (quoting State v. Evans, 145 Wash. 4,
11, 258 P. 845 (1927)); Luvene, 127 Wash. 2d at 713 (evidence showed the defendant
entered liquor store to rob it and shot clerks; this sufficed to prove premeditation).
Given that Condon entered the house with a loaded handgun, intending to rob a drug
dealer, a rational jury could have found premeditation under our analysis in Miller
andLuvene.
7
State v. Condon (Joel), No. 88854-0
II. The Trial Court Erred by Denying Condon's Request for an Instruction
on Second Degree Murder
The standard of review applicable to jury instructions depends on the trial
court decision under review. State v. Walker, 136 Wash. 2d 767, 771-72, 966 P.2d 883
(1998). Ifthe decision was based on a factual determination, it is reviewed for abuse
of discretion. Id. at 772. If it was based on a legal conclusion, it is reviewed de
novo. Id.
In this case, the trial court's decision regarding the lesser included offense
instruction had both factual and legal components. The trial court concluded as a
matter of law that Condon was not entitled to the instruction on second degree
intentional murder unless that crime was a lesser included offense of both alternative
charges (aggravated (premeditated) first degree murder and first degree felony
murder). That decision is reviewed de novo. Id. The trial court concluded as a
matter offact that the evidence did not support an inference that Condon committed
the shooting without premeditation. That decision is reviewed for abuse of
discretion. Id. at 771-72.
A. A party is entitled to a lesser included offense instruction whenever
that instruction satisfies the two-prong Workman test
The right to a lesser included offense instruction is statutory, codified at RCW
10.61.006. State v. Berlin, 133 Wash. 2d 541, 545, 947 P.2d 700 (1997). In State v.
Workman, 90 Wash. 2d 443, 447-48, 584 P.2d 382 (1978), this court set forth a two-
8
State v. Condon (Joel), No. 88854-0
prong test to determine whether a party is entitled to an instruction on a lesser
included offense under RCW 10.61.006. Under the first prong of the test (the legal
prong), the court asks whether the lesser included offense consists solely of elements
that are necessary to conviction of the greater, charged offense. Id. Under the
second (factual) prong, the court asks whether the evidence presented in the case
supports an inference that only the lesser offense was committed, to the exclusion of
the greater, charged offense. !d. at 448. The requesting party is entitled to the lesser
included offense instruction when the answer to both questions is yes. !d.
We took a short detour from this path about 20 years ago. In State v. Lucky,
this court held that when a charged crime can be committed by alternative means, a
defendant is entitled to an instruction on a lesser included offense only if it is a lesser
included offense of every one of the (potentially) greater offense's statutory means.
128 Wash. 2d 727, 735, 912 P.2d 483 (1996), overruled by Berlin, 133 Wash. 2d 541.
Under the short-lived Lucky rule, it did not matter whether the State had actually
charged any of the statutory alternative means; those means still had to be
considered, no matter how logically irrelevant they were to the facts of the case. Id.
at 733-34; see also Berlin, 133 Wash. 2d at 547 ("[Lucky] requir[ed] us to look to 'the
elements of the pertinent charged offenses as they appeared in the context of the
broad statutory perspective, and not in the more narrow perspective of the offenses
as prosecuted."' (quoting Lucky, 128 Wash. 2d at 734)).
9
State v. Condon (Joel), No. 88854-0
One year after Lucky was decided, this court heard two companion cases,
Berlin, 133 Wash. 2d at 547-549, and State v. Warden, 133 Wash. 2d 559, 562-63, 947
P.2d 708 (1997). Petitioners in both cases-the State in one, the defendant in the
other-asked us to overturn Lucky and reinstate the traditional Workman rule. In
Berlin, 133 Wash. 2d at 543-44, the State wanted a lesser included instruction that was
prohibited under Lucky; in Warden, 133 Wash. 2d at 561, the defendant wanted the
instruction.
In both Berlin and Warden, the defendant had actually been charged with both
intentional murder and felony murder. Berlin, 133 Wash. 2d at 543 (second degree
intentional murder and second degree felony murder based on assault); Warden, 133
Wash. 2d at 561 (first degree premeditated murder and first degree felony murder based
on robbery). In both cases, the Lucky rule precluded the requested lesser included
instruction on manslaughter because manslaughter is a lesser included offense of
intentional murder but not of felony murder. !d. In both cases, the petitioner argued
that Lucky was incorrect and harmful, and in both cases, this court agreed. Berlin,
133 Wash. 2d at 546-49; Warden, 133 Wash. 2d at 562 (adopting the reasoning in Berlin).
The Berlin/Warden holding was based on statutory construction and equitable
concerns. In each case, the court reasoned that the Lucky rule rendered RCW
10.61.006 (the lesser included offense statute) a virtual nullity since "[a] lesser
included offense will seldom satisfy every statutory alternative means of committing
10
State v. Condon (Joel), No. 88854-0
the greater offense." Berlin, 133 Wash. 2d at 548. It noted that this outcome went
against the "basic rule of statutory construction to avoid rendering meaningless any
provision of a statute," and it concluded that the Lucky rule was "inequitable"
because it so often prevented a party from arguing a legitimate theory of its case. I d.
at 54 7-48 ("As these companion cases so aptly illustrate, an inequity may arise for
either the prosecution or the defense.").
To prevent such inequities, the court reinstated Workman's legal prong in its
original form. Id. at 548. Significantly for this case, it also held that in order to
satisfy Workman's legal prong, a lesser included offense instruction need only
satisfy that prong as to one of multiple charged offenses. I d. at 543-44, 550.
B. The instruction on the lesser included offense that Condon
requested-second degree intentional murder-satisfies
Worlanan's legal prong
The trial court ruled that Condon was not entitled to a lesser included offense
instruction unless it satisfied Workman's legal prong as to both first degree
(premeditated) murder and first degree felony murder. 3 This was error. Under
Berlin and Warden, Condon did not have to show that second degree intentional
murder was a lesser included offense of both charges. ld. at 543-44. Second degree
3
6 TP (Feb. 1, 2011) at 1084-85 ("The other ... question is can second degree
murder be offered as a lesser included to the second alternative or the felony murder and I
don't believe it is a lesser included ... [s]o ... as a lesser included of the second alternative
I don't believe it survives the Workman test, particularly on the legal prong.").
11
State v. Condon (Joel), No. 88854-0
(intentional) murder is a lesser included offense with respect to aggravated first
degree (premeditated) murder under the legal test, because it consists solely of
elements that are necessary to conviction of that greater offense. 4 Thus, the
requested second degree intentional murder instruction satisfies Workman's legal
prong in this case. Both parties agree. Suppl. Br. of Pet'r at 8 ("Second degree
intentional murder meets the legal component of the Workman test because each
element of that crime is a necessary element of first degree premeditated murder.");
Resp't's Second Suppl. Br. at 3 ("Petitioner concedes-as it must-that the legal
prong is satisfied.").
C. The requested lesser included offense instruction also satisfies
Workman's factual prong
Because Condon's requested instruction satisfies Workman's legal prong, we
must determine whether it also satisfies Workman's factual prong. Berlin, 133
Wash. 2d at 551-52.
1. The evidence supported an inference that only second degree
murder was committed, to the exclusion of the greater charged
offense of aggravated first degree (premeditated) murder
4 Compare RCW 9A.32.050 (person commits second degree murder when, with
intent to cause the death of another person but without premeditation, he or she causes the
death of such person or of a third person), with RCW 9A.32.030(1)(a) (person commits
first degree murder, when with a premeditated intent to cause the death of another person,
he or she causes the death of such person or of a third person), and RCW 10.95.020 (listing
aggravating circumstances).
12
State v. Condon (Joel), No. 88854-0
As noted above, the trial court concluded that second degree intentional
murder failed Workman's factual prong because no rational juror could conclude
that the shooting lacked premeditation. But the trial court based this conclusion on
testimony that Condon reflected on the shooting after it had occurred:
[T]he factual prong requires that there be -- that there be facts that raise
an inference that only second degree murder was committed. And I
don't see that as being-- surviving the facts in this case ....
Mr. Condon went in and I don't find that there has to be a specific
amount of time for this -- premeditation to occur. The testimony
seemed pretty clear, at least the unrebutted testimony is -- is that -- there
was a-- a scuffle between Mr. Ramirez and Mr. Padilla-Lozano. As a
result of that scuffle ... Mr. Condon shot Mr. Ramirez twice and-- was
reflective enough, cool enough, to be able to say at some point that
Padilla-Lozano was lucky he didn't get shot and that ultimately he
probably should have shot him too.
Now, and I recognize that the latter statement is -- is offered
sometime later and may reflect an overall strategy of how that could
have been -- this case could have been resolved. But as the facts
occurred at the time it doesn't occur to me that they lend themselves at
all to an inference that only second degree murder was committed.
6 TP (Feb. 1, 2011) at 1083-84.
This reasoning is not sound. As the Court of Appeals correctly concluded,
"premeditation ... requir[es] 'more than a moment in point of time."' Condon, 2013
WL 1628247, at *6 (quoting RCW 9A.32.020). To prove premeditation the State
must show "'deliberate formation of and reflection upon the intent to take a human
life [that] involves the mental process of thinking beforehand, deliberation,
reflection, weighing or reasoning for a period of time, however short.'" I d.
13
State v. Condon (Joel), No. 88854-0
(emphasis and alteration in original) (internal quotation marks omitted) (quoting
State v. Gregory, 158 Wash. 2d 759, 817, 147 P.3d 1201 (2006)). There was certainly
evidence from which a jury could have inferred premeditation. But there was also
evidence from which it could have inferred that premeditation was lacking.
Specifically, the evidence supported an inference that the shooting was a sudden
reaction, based in fear rather than "weighing or reasoning." Id. ("A jury could
conclude from the testimony of the eyewitnesses that Mr. Condon shot Mr. Ramirez
in reaction to Mr. Ramirez trying to wrest the handgun from him, or that he shot Mr.
Ramirez because Mr. Lozano was turning purple from Mr. Ramirez's chokehold.")
When applying Workman's factual prong, a court must view the supporting
evidence in the light most favorable to the party requesting the lesser included
offense instruction. State v. Fernandez-Medina, 141 Wash. 2d 448, 455-56, 6 P.3d
1150 (2000). The trial court here failed to do that. The evidence supported an
inference that the shooting was impulsive and reactionary. Testimony that Condon
later reflected on the shooting was not sufficient to defeat that inference for purposes
of Workman's factual prong. 5
5 Indeed, the trial court's conclusion that reflection after the fact could show
premeditation is probably wrong as a matter of law. To the extent that this is true, that
decision is reviewed de novo. Walker, 136 Wash. 2d at 771-72. Regardless of the standard
applied, however, the trial court erred in concluding that the evidence did not support an
inference that the shooting occurred without premeditation.
14
State v. Condon (Joel), No. 88854-0
Because a rational jury could have had a reasonable doubt as to premeditation,
the Court of Appeals correctly rejected the trial court's reasoning about Workman's
factual prong. The trial court erred when it concluded that the evidence did not
support an inference that second degree murder was committed to the exclusion of
the greater charged offense of aggravated first degree (premeditated) murder.
ii. For purposes of the Workman test, the relevant charged offense
is aggravated first degree (premeditated) murder; accordingly,
we consider only that offense when applying Workman's factual
prong
On appeal, the State did not argue that the evidence was insufficient to support
an inference that second degree murder was committed to the exclusion of
aggravated first degree premeditated murder. 6 Instead, it argued that even if the jury
had a reasonable doubt as to premeditation, there was still no doubt that the fatal
shooting occurred during the course of a burglary; thus, no juror could rationally
conclude that Condon committed second degree intentional murder to the exclusion
of first degree felony murder: "If the jury was convinced of [Condon's] involvement
in the burglary, but not premeditation, the only murder charge on which they could
have convicted was the alternative, felony murder." Br. ofResp't at 16.
In other words, although the State recognizes that under Berlin and Warden,
aggravated first degree (premeditated) murder is the only relevant charged offense
6
Br. ofResp't at 14-15; Suppl. Br. ofPet'r at 9-10.
15
State v. Condon (Joel), No. 88854-0
for purposes of Workman's legal prong, the State argues that under Workman's
factual prong we should also consider a second charged offense: first degree felony
murder.
Condon does not argue that the evidence supports an inference that the fatal
shooting occurred in a context other than a burglary. Instead, he argues-and the
Court of Appeals agreed-that because the felony murder charge is irrelevant under
Workman's legal prong, it is also irrelevant under Workman's factual prong.
There is admittedly some tension in our case law regarding the application of
Workman's factual test in cases where the State charges both intentional murder and
felony murder. In some cases, we have applied Workman's factual test just as
Condon urges and the Court of Appeals did below. In those cases, we have asked
whether the facts support an inference that the defendant committed the lesser crime
to the exclusion of only one charged offense-the greater, charged offense relevant
under Workman's legal prong. E.g., Berlin, 133 Wash. 2d at 551-52 (concluding that
Workman's factual prong was satisfied because the evidence supported an inference
that the defendant had no ability to form the "requisite intent to kill"-an intent
necessary for conviction of charged second degree murder, but not for charged
felony murder); Warden, 133 Wash. 2d at 564 (same); accord State v. Schaffer, 135
Wash. 2d 355, 357, 957 P.2d 214 (1998); State v. Grier, 171 Wash. 2d 17, 25, 246 P.3d
1260 (2011). Under that approach, we do not inquire whether the facts also support
16
State v. Condon (Joel), No. 88854-0
an inference that the defendant committed the lesser crime to the exclusion of the
separate felony murder charged. Berlin, 133 Wash. 2d at 551-52; Warden, 133 Wash. 2d
at 564.
But in other cases we have taken the approach advocated by the State. In
those cases we have considered only one charged offense under Workman's legal
prong (intentional or premeditated murder), but two charged offenses under
Workman's factual prong (intentional or premeditated murder and felony murder).
E.g., State v. Ortiz, 119 Wash. 2d 294, 313-14, 831 P.2d 1060 (1992); State v.
Bowerman, 115 Wash. 2d 794, 805-08, 802 P.2d 116 (1990). These cases proceed on
the theory that while the felony murder charge is irrelevant under Workman's legal
test, it will still bar a lesser included offense instruction under Workman's factual
test when the evidence does not support an inference that the lesser offense occurred
to the exclusion of the felony murder charged. Ortiz, 119 Wash. 2d at 313-14;
Bowerman, 115 Wash. 2d at 805-08.
The tension between these cases-the Ortiz line and the Berlin/Warden line-
highlights some difficult issues regarding the interaction between felony murder and
lesser included offense instructions. These issues include whether felony murder
can ever be considered a greater offense with respect to manslaughter7 and whether
7
Compare State v. Tamalini, 134 Wash. 2d 725, 728-36, 953 P .2d 450 (1998) (holding
that the defendant, who was charged with felony murder, was not entitled to a lesser
included instruction on manslaughter, because manslaughter is neither a lesser included
17
State v. Condon (Joel), No. 88854-0
felony murder can be an alternative offense to, or a lesser included offense of,
aggravated premeditated murder. 8 The specific difficult issue presented in this
case-and the only one we address-is whether we should follow the Berlin line,
under which Condon is entitled to a lesser included offense instruction on second
degree intentional murder, or the Ortiz line, under which he is not.
For two reasons, we affirm the Berlin line and disapprove the analysis in the
Ortiz line. First, Berlin and its progeny are the more recent precedent. Thus, to the
extent the Ortiz line is inconsistent, its reasoning has been undermined by the Berlin
line.
Second, the reasomng m Berlin and its compamon case, Warden, is
significantly more in-depth than the reasoning in Ortiz. As explained above, Berlin
offense nor an inferior degree crime with respect to felony murder), with Schaffer, 135
Wash. 2d at 358-59 (remanding for retrial on sole charge of felony murder, recognizing that
the evidence supported an inference that only manslaughter occurred, and holding that the
defendant would be entitled to a "lesser offense" instruction on manslaughter even though
manslaughter is not a lesser included offense to felony murder under Workman's legal
prong).
8
In In re Pers. Restraint ofLord, 123 Wash. 2d 296, 304, 868 P.2d 835, 870 P.2d 964
(1994 ), for example, we concluded that because "aggravated first degree murder and first
degree felony murder are [neither] different means of committing the same offense, nor ..
. greater and lesser offenses," the jury may be instructed on both offenses only when the
State has included both charges in the information. We based this conclusion on State v.
Irizarry, 111 Wash. 2d 591, 594, 763 P.2d 432 (1988), in which we held that aggravated
premeditated murder did not "include[]" the lesser crime of felony murder, even when the
aggravator alleged was the fact that the homicide occurred during the commission of a
felony. In this case, in contrast, the State explicitly charged aggravated murder and felony
murder as "alternative" means of committing the same offense. CP at 302 (boldface
omitted).
18
State v. Condon (Joel), No. 88854-0
and Warden came to this court as a request to overrule the recent Lucky decision and
prompted a wide-ranging analysis of this court's cases on felony murder and the
Workman test. See discussion of Berlin, 133 Wash. 2d at 547-49, and Warden, 133
Wash. 2d at 562, supra, pp. 9-11. We do not overturn precedent lightly and did so in
Berlin/Warden only after carefully considering questions of statutory interpretation,
precedent, policy, and equity. Such considerations are entirely absent from the Ortiz
decision. 119 Wash. 2d at 31.
Under Berlin's approach, which we now expressly affirm, a defendant
charged with both intentional (or premeditated) murder and felony murder is entitled
to a lesser included offense instruction if it satisfies both prongs of the Workman test
as to intentional (or premeditated) murder. In other words, the party requesting an
instruction on a crime that is a lesser offense of intentional or premeditated murder
under Workman's legal test does not need to show that it is also a lesser included
offense of felony murder under the legal test, or that the evidence supports an
inference that the lesser crime occurred to the exclusion of felony murder under the
factual test.
We know this because the evidence in Berlin did not support an inference that
the defendant had committed manslaughter-the lesser included offense instruction
requested-to the exclusion of the alternatively charged felony murder. Instead, the
evidence-from Berlin's own testimony-was that the defendant and the victim had
19
State v. Condon (Joel), No. 88854-0
"struggled" and that a gun in the defendant's possession had accidentally discharged
during the "struggle[]." 133 Wash. 2d at 552. These facts established that the
defendant had, at the very least, accomplished a killing during the course of an
assault. 9 Nevertheless, this court held that the defendant was entitled to the
manslaughter instruction because "ample evidence was offered of [his] drinking to
the point of potentially impairing his ability to form the requisite intent to kill." !d.
at 552 (emphasis added).
The intent to kill is necessary for conviction of intentional murder, but not for
conviction of felony murder. State v. Gamble, 154 Wash. 2d 457, 468-69, 114 P.3d
646 (2005). Thus, it is clear that in Berlin, the felony murder charge played no role
in the application of Workman's factual test. Under that factual test, just as under
the legal test, the Berlin court focused only on the intentional murder charge and did
not ask whether the evidence also supported an inference that manslaughter occurred
to the exclusion of felony murder.
The same was true in Warden, 133 Wash. 2d 559, which is even closer factually
to Condon's case. In Warden, the defendant was charged with both first degree
premeditated murder and felony murder predicated on robbery. Id. at 561. The
9
See State v. Byrd, 125 Wash. 2d 707, 712-13, 887 P.2d 396 (1995) (assault
accomplished where defendant either "'attempt[s], with unlawful force, to inflict bodily
injury upon another, [and has] the apparent present ability to give effect to the attempt if
not prevented,"' or intentionally creates in the victim's mind a reasonable apprehension of
harm (quoting Howell v. Winters, 58 Wash. 436, 438, 108 P. 1077 (1910))).
20
State v. Condon (Joel), No. 88854-0
defense asserted diminished capacity due to Warden's posttraumatic stress disorder;
a defense expert testified that "it was his opinion that Warden lacked the mental
capacity to form the intent to kill." ld. at 564. This court did not say anything about
whether there was any evidence negating Warden's intent to rob. It nevertheless
held that the defendant was entitled to an instruction on the lesser included offense
of manslaughter because her evidence of diminished capacity supported an inference
that she "lacked the intent to kill . .. yet ... acted recklessly or negligently in causing
[the victim's] death." ld. It made no inquiry into whether the evidence supported
an inference that the defendant lacked the requisite intent to commit the robbery
supporting the felony murder charge.
We apply the same analysis here. At Condon's trial, evidence was presented
that supported an inference that second degree (intentional) murder occurred to the
exclusion of premeditated murder. Under our Berlin line of cases, this is all that
Workman's factual prong requires.
Finally, as the dissent acknowledges, our controlling precedent holds that the
erroneous failure to instruct the jury on a lesser included offense necessitates
reversal. See dissent at 7 (citing State v. Parker, 102 Wash. 2d 161, 164, 683 P.2d 189
(1984)). No one has argued that Parker is incorrect and harmful; thus, we may not
hold this error harmless. See In re Rights to Waters of Stranger Creek, 77 Wash. 2d
21
State v. Condon (Joel), No. 88854-0
649, 653, 466 P.2d 508 (1970) (precedent will not be overturned absent a showing
that it is both incorrect and harmful).
For the foregoing reasons, we affirm the decision of the Court of Appeals.
22
State v. Condon (Joel), No. 88854-0
WE CONCUR:
--~-----,..·-~
I -
23
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
GONZALEZ, J. ( dissenting)-An instruction on a lesser included offense
is available to either the prosecution or the defense under a two-pronged test
articulated in State v. Workman, 90 Wash. 2d 443, 447-48, 584 P.2d 382 (1978).
The instruction is available when (1) the lesser included offense consists solely
of elements that are necessary to convict on the greater, charged offense (the
legal prong) and (2) the evidence presented in the case supports an inference
that only the lesser offense was. committed to the exclusion of the greater,
charged offense (the factual prong). State v. Berlin, 133 Wash. 2d 541, 546, 947
P.2d 700 (1997) (citing Workman, 90 Wash. 2d at 447-48); State v. Fernandez-
Medina, 141 Wash. 2d 448, 455, 6 P.3d 1150 (2000) (citing State v. Bowerman,
115 Wash. 2d 794, 805, 802 P.2d 116 (1990)). The legal prong of the Workman
test incorporates the constitutional requirement that a defendant must have
notice of the offense of which he or she is charged. Berlin, 133 Wash. 2d at 546
(citing State v. Ackles, 8 Wash. 462,464,36 P. 597 (1894)). If a defendant is
charged with offenses in the alternative, the constitutional requirement of
notice is satisfied as long as the legal test is met for one of the charged
alternatives. !d.; see also State v. Warden, 133 Wash. 2d 559, 562-63, 947 P.2d
1
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
708 (1997). I disagree with the majority opinion that from this it follows we
can ignore the charged alternative when determining whether there is a factual
basis to offer the lesser included instruction, and so I respectfully dissent.
Our lesser included statute, which dates back to 1854, was a codification
of a common law rule dating back at least to 16th century English common
law. RCW 10.61.006; LAWS OF 1854, § 123, at 20; State v. Miller, 841 N.W.2d
583, 586 (Iowa 2014) (quoting State v. Jeffries, 430 N.W.2d 728, 730 (Iowa
1988); Janis L. Ettinger, In Search of a Reasoned Approach to the Lesser
Included Offense, 50 BROOKLYN L. REv. 191, 195 (1984)); see also Berlin, 133
Wash. 2d at 544 (citing Beck v. Alabama, 447 U.S. 625, 633, 100 S. Ct. 2382, 65
L. Ed. 2d 392 (1980)). The common law rule originally developed "as an aid to
the prosecution when the evidence introduced at trial failed to establish an
element ofthe crime charged." Berlin, 133 Wash. 2d at 544 (citing Beck, 447
U.S. at 633); see also Keeble v. United States, 412 U.S. 205, 208, 93 S. Ct.
1993, 36 L. Ed. 2d 844 (1973). The doctrine evolved to play an important role
protecting procedural fairness and substantial justice for the accused as well.
See, e.g., Berlin, 133 Wash. 2d at 544-45. Courts observed that "[ w]here one of
the elements of the offense charged remains in doubt, but the defendant is
plainly guilty of some offense, the jury is likely to resolve its doubts in favor of
conviction." Keeble, 412 U.S. at 212-13 (emphasis omitted). Thus, a
defendant must be able to argue an alternative theory of the case that is
2
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
supported by the evidence to guarantee him or her the full benefit of the
reasonable doubt standard. I d.; see also Berlin, 133 Wash. 2d at 544-45 (citing
Beck, 447 U.S. at 633).
I would affirm our line of cases where we permitted an instruction only
where the evidence presented would permit a rational jury to convict a
defendant of the lesser crime and acquit on both charged alternative means of
committing a crime. See State v. Ortiz, 119 Wash. 2d 294, 314, 831 P .2d 1060
(1992); Bowerman, 115 Wash. 2d at 807; Warden, 133 Wash. 2d at 564. Workman's
factual prong requires that there is evidence to support an inference that only
the lesser included offense was committed to the exclusion of the charged
offense. Fernandez-Medina, 141 Wash. 2d at 455 (citing Bowerman, 115 Wash. 2d
at 805). Where the State charges the defendant with alternative means of
committing an offense, there is simply no factual basis for acquittal on the
greater charge and conviction on the lesser if the test is met as to one charged
alternative but not the other. Although criminal defendants should be given the
benefit of the doubt and all fair inferences should be indulged, "there must be
some rational basis for the lesser charge; otherwise it is merely a device for
defendant to invoke the mercy-dispensing prerogative of the jury, and that is
not by itself a permissible basis to require a lesser-included offense
instruction." United States v. Sinclair, 144 U.S. App. D.C. 13, 444 F.2d 888,
890 (1971) (footnote omitted) (citing Kelly v. United States, 125 U.S. App.
3
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
D.C. 205, 207, 370 F.2d 227, 229 (D.C. Cir. 1966)); see also Sparfv. United
States, 156 U.S. 51,63-64, 15 S. Ct. 273, 39 L. Ed. 343 (1895). Our lesser
included jurisprudence has long emphasized the purpose of offering a lesser
included instruction is not to "'invite the jury to find for a lower grade than is
made by the evidence."' State v. McPhail, 39 Wash. 199, 205, 81 P. 683
(1905) (quoting State v. Wood, 124 Mo. 412, 27 S.W. 1114, 1114 (1894) and
citing State v. Bailey, 31 Wash. 89, 96, 71 P. 715 (1903)). Rather, it is to
ensure the defendant receives the full benefit of the reasonable doubt standard
where an alternative theory of the case is actually supported by the evidence.
In Bowerman, 115 Wash. 2d at 807, we held it was not error for the trial
court to decline first and second degree manslaughter instructions where
Bowerman was charged with premeditated murder and, in the alternative,
felony murder predicated on burglary. Bowerman brought a diminished
capacity defense that went to negate her capacity to premeditate on, and form
the intent to bring about, the death of the victim. We found that this evidence,
which supported an inference that manslaughter was committed rather than
premeditated murder, "did nothing, however, to negate Bowerman's alternative
charge of first degree felony murder." !d. We pointed out that "Bowerman's
testimony establishe[ d] that she helped Hutcheson commit first degree
burglary" and there was no testimony that Bowerman "could not form the
intent to ... plan the illegal entry." !d.
4
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
We followed the same principle in State v. Ortiz, 119 Wash. 2d 294, 831
P.2d 1060 (1992). Ortiz was charged with premeditated murder and, in the
alternative, felony murder predicated on rape. We held an instruction on
second degree murder was unsupported by the evidence because "[i]t was
unrefuted that a rape was committed" and "the same person must have
committed the rape and the murder, as evidenced by the footprints sealed in
blood." Id. at 314. We concluded the instruction was not warranted then
because "at the very least, the crime committed was first degree felony
murder." Id.
In this case, an alternative theory that Condon committed the murder, but
that he did so without intending to commit a burglary, is not supported by the
evidence. Like in Ortiz, the crime committed was first degree felony murder at
the very least. !d. The instructions as they were given to the jury permitted
Condon to argue that the State failed to meet its burden of proof as to
premeditation, an alternative theory that was supported by the evidence.
Instead, Condon simply chose to argue that he did not participate in the events
that night. Because the factual prong is not met as to both charged alternatives
of first degree murder, the trial court properly denied a lesser included
instruction.
The majority acknowledges there is tension in our case law regarding the
application of Workman's factual test in cases where the State charges
5
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
intentional murder and felony murder in the alternative. But the majority
follows a line of cases where we ignored, for whatever reason, a charged
alternative and asked only whether the facts supported an inference that the
defendant committed the lesser cri1ne to the exclusion of the greater, charged
offense relevant under Workman's legal prong. See majority at 16-17 (citing
Berlin, 133 Wash. 2d at 551-52; State v. Shaffer, 135 Wash. 2d 355,357,957 P.2d
214 (1998); State v. Grier, 171 Wash. 2d 17, 25, 246 P.3d 1260 (2011)). The only
reasons the majority provides for its holding is that Ortiz is older and "the
reasoning in Berlin ... is significantly more in-depth" since Berlin "came to
this court as a request to overrule [precedent]." Majority at 19. In Berlin we
were asked to overrule our holding in State v. Lucky, 128 Wash. 2d 727, 912 P.2d
483 (1996), that the legal prong of the Workman test could not be met unless
the elements of the lesser crime were included in every statutory alternative of
the charged crime, regardless of whether any of the alternatives were actually
charged. Berlin, 133 Wash. 2d at 547-49. We overruled Lucky and returned to an
examination of the legal elements of the crime as actually charged and
prosecuted. I d. at 548. There was no controversy in Berlin about how to
decide whether there was a factual basis to offer the lesser included instruction,
and the "in-depth reasoning" in Berlin does not examine the question before us.
I also dissent because, even if it was error not to give the lesser included
instruction, it was harmless. A nonconstitutional error is harmless '"unless,
6
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
within reasonable probabilities, had the error not occurred, the outcome of the
trial would have been materially affected.'" State v. Gresham, 173 Wash. 2d 405,
425, 269 P.3d 207 (2012) (internal quotation marks omitted) (quoting State v.
Smith, 106 Wash. 2d 772, 780, 725 P.2d 951 (1986)).
I recognize that in State v. Parker, 102 Wash. 2d 161, 164, 683 P .2d 189
(1984), we noted we have never held that failure to give a warranted lesser
included instruction may be harmless. In Parker, the trial court erroneously
declined to give a lesser included instruction and the jury was given an ali-or-
nothing choice to convict of the charged crime or to acquit. !d. at 166. The
nature of the error was such that it undermined confidence that the jury
followed the instructions and gave the defendant the full benefit of the
reasonable doubt standard, and so we did not employ the general presumption
that the jury followed the court's instructions. !d. at 164 (quoting State v.
Young, 22 Wash. 273,276-77,60 P. 650 (1900)). Instead, we declined to
speculate on the probable results had the instruction been given. !d. (quoting
Young, 22 Wash. at 276-77). But Parker is not controlling because in this case,
the jury was not given an ali-or-nothing choice. Other Washington courts have
found the failure to give a lesser included instruction harmless where the jury
was not presented with an ali-or-nothing choice, and an omitted instruction
would have been necessarily rejected because it is logically inconsistent with
the verdicts the jury actually reached. State v. Guilliot, 106 Wash. App. 355,
7
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
368-69, 22 P.3d 1266 (2001); State v. Hansen, 46 Wash. App. 292, 296, 730 P.2d
706 (1986). We should follow this analytical approach.
For example, in State v. Hansen, 46 Wash. App. 292, 292, 730 P.2d 706
( 1986), the defendant was convicted of first degree kidnapping and rape while
armed with a deadly weapon. The jury was instructed on the lesser included
crime of second degree kidnapping, but the trial court declined to instruct on
the lesser included crime of unlawful imprisonment. !d. at 295-96. The Court
of Appeals found it was error for the trial court to refuse the unlawful
imprisonment instruction, but found it was harmless because the jury rejected
the intermediate offense of second degree kidnapping. !d. at 298. The Hansen
court explained:
In the case at bar, the jury was instructed on the intermediate
offense of second degree kidnapping. If the jury believed that Hansen
was less culpable because of his drug-induced mental disorder, logically
it would have returned a conviction on the lesser crime of second degree
kidnapping. Second degree kidnapping requires only an intent to abduct.
To convict Hansen of first degree kidnapping, the jury had to find he
intended to abduct the victim with the intent to facilitate the rape. In our
view, the jury's verdict on the highest offense was an implicit rejection
of all lesser included offenses that could have been based upon Hansen's
diminished capacity defense.
!d.
Employing the same logic, the Court of Appeals in Guilliot, 106 Wn.
App. at 368-69, found that failing to instruct the jury on first and second degree
manslaughter (lesser included crimes of premeditated murder that were
8
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
warranted) was harmless because the jury was instructed on the intermediate
offense of second degree murder. There, Guilliot argued the shooting was
accidental. Id. at 369. The appellate court found the jury could have concluded
he acted negligently or recklessly by failing to appropriately monitor his blood
sugar or not acting with caution when showing the gun, but "[i]fthe jury
believed Guilliot was less culpable due to accident or hypoglycemia, logically
it would have returned a verdict on the lesser offense of second degree
murder." Id.
The verdicts entered in this case demonstrate the jury would not have
convicted Condon of second degree murder had the instruction been given, and
thus any error was harmless. In the absence of a reason to conclude otherwise,
we presume juries follow the instructions given by courts. State v. Ervin, 158
Wash. 2d 746, 756, 147 P.3d 567 (2006) (citing State v. Stein, 144 Wash. 2d 236,
247, 27 P.3d 184 (2001)). The jury was accurately instructed on the elements
of premeditated murder, and it entered a guilty verdict without reaching the
felony murder alternative. Applying that presumption, it follows that the jury
found the State proved premeditation. Even if the jury had rejected
premeditation, a verdict on second degree murder to the exclusion of felony
murder would have been inconsistent with the jury's guilty verdict on burglary.
That guilty verdict tells us the jury was not in the position of finding Condon
guilty of a murder without committing burglary.
9
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
The Court of Appeals erroneously concluded that any error in this case
could not be harmless because the jury's attention was not effectively drawn to
the difference between intent and premeditation. State v. Condon, noted at 174
Wash. App. 1041, 2013 WL 1628247, at *7-8. In fact, the jury was instructed on
the definitions of "intent" and "premeditation" because both arc elements of
premeditated murder. RCW 9A.32.030(1)(a). At least one other jurisdiction
has found the failure to instruct on a warranted lesser included offense is not
harmless where the elements of the charged crime are clearer when they are
viewed in contrast with the elements of a lesser included offense. State v.
Zolotojf, 354 Or. 711, 719, 320 P.3d 561 (2014). In other words, the error is
not harmless where an instruction on a lesser included offense would disclose a
legal distinction that is not otherwise patent and would be helpful to the jury in
deciding whether the defendant is guilty of the charged offense. For example,
in Zolotojf, the defendant was convicted of possession of a weapon by an
inmate and the Oregon Supreme Court found that an instruction on the lesser
included offense-attempted possession of a weapon-would have illuminated
a nuanced distinction that the alleged weapon was not in fact a weapon if it was
only partially made into a weapon. Id. at 719-20. Unlike the scenario in
Zolotojf, an instruction on second degree murder would not have provided any
additional clarity about the distinction between intent and premeditation.
10
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
I would hold Workman's factual prong must be met as to both charged
alternatives and so the lesser included instruction was not warranted.
Moreover, even if there was instructional error here, it was harmless. Thus r·
respectfully dissent.
11
State v. Condon, No. 88854-0 (Gonzalez, J., dissenting)
12
State v. Condon (Joel Cameron)
No. 88854-0
MADSEN, C.J. (concurring in the dissent)-! agree with the majority that Joel
Condon was entitled to a jury instruction on second degree intentional murder as a lesser
included offense to aggravated premeditated murder. However, considering that Condon
bases his challenge to the failure to instruct on a lesser offense on lack of premeditation
and the jury convicted Condon of premeditated murder and first degree burglary, as well
as the fact that the jury followed the instructions, which included an admonishment not to
consider felony murder unless it could not agree on aggravated premeditated murder,
convinces me that the error in failing to give the lesser included instruction was harmless
in this case. Therefore, I concur with the dissent in its harmless error analysis and its
result.
'/J{d-~) c /. (7